CLAIM OF PRIORITY

This application claims the benefit of prior U.S. Provisional Application No. 61/640,225, filed on April 30, 2012, which is incorporated by reference in its entirety.

TECHNICAL FIELD

This invention relates to compounds that inhibit growth of breast cancer cells.

BACKGROUND

Breast cancer is one of worst diseases suffered by human beings. Due to the continuing development of drug resistance, there is always a need for the new drugs or lead molecules.

SUMMARY

Derivatives of plumbagin (5-hydroxy-2-methyl-l,4-naphthoquinone) are active and selective inhibitors of cell growth against the various human cancer cell lines.

Certain substituted derivatives of plumbagin have been found to have selective activitiy for inhibiting growth or killing breast cancer cells. The activity is selective to cancerous cells over non-cancerous cell.

In one aspect, a method of treating breast cancer in a mammal includes administering to said mammal with an effective amount of a derivative of plumbagin, or a pharmaceutically acceptable salt thereof, represented by formula (I) or formula (II):

wherein R is H, substituted or unsubstituted Ci-Ci ₂ alkyl, cyano, halo, carboxyl, or nitro;

R is H, substituted or unsubstituted Ci-Ci ₂ alkyl, or O-R';

R ³ is H, substituted or unsubstituted C _r C ₁₂ alkyl, -N(R') ₂ , or -O-R';

R ⁴ is H, -O-R', or C C ₆ alkyl; and

each R , when present, independently, is H, substituted or unsubstituted Q-

C ₆ alkyl, or a hydolyzable moiety, such as acyl or trialkylsilyloxy. In certain embodiments, R ¹ can be H. In other embodiments, R ² can be R ^a -C(0)- 0-, in which R ^a is methyl, ethyl, propyl, propenyl, isopropyl, butyl, isobutyl, sec-butyl, pentyl, hexyl, aryl or heteroaryl. In certain other emboidments, R can be H. In other embodiments, R ⁴ can be H, -O-R', or Ci-C ₆ alkyl. For example, R ^a can be phenyl. In other examples, R ⁴ can be H, OH, or methyl. In other examples, each group R^R ⁵ , for each occurrence, can be, independently, optionally substituted with halo, carboxylic acid, cyano, or nitro.

In another aspect, a pharmaceutical composition can include the derivative of plumbagin, alone or in combination with another pharmaceutically active ingredient in which case the derivative of plumbagin can act as a pharmaceutical adjuvant. In certain embodiments, the composition can include one or more other pharmaceutical adjuvants or excipients.

Other features or advantages will be apparent from the following detailed description of several embodiments, and also from the appended claims.

BRIEF DESCRIPTION OF THE DRAWINGS

Figs. 1A - Fig. IE are a series of graphs depicting the effects of plumbagin and its derivatives (A, B, C, D and E) on cell proliferation of BJ (Fig. 1A), MCF-7 (Fig IB), BT20 (Fig. 1C), HepG2 (Fig. ID) and DU145 (Fig. IE) cell lines. Graphs represent cell growth inhibition in cell lines.

Fig. 2 is a graph depicting the effects of different concentrations (0-20 μΜ) of plumbagin and its derivative 'A' on cell proliferation of MCF-7 and BJ cell lines. Graphs represent cell growth inhibition in cell lines.

Figs. 3 A and 3B are photographs of cells stained with APOPercentage dye after treatment with different concentrations (0-20 μΜ) of plumbagin and derivative 'A' . Fig. 2A shows BJ cells treated with plumbagin and derivative 'Α' . Fig. 2B shows MCF-7 cells treated with plumbagin and derivative 'A' .

Fig. 4A is a photograph of cells stained with APOPercentage dye after treatment with different concentrations (0, 5 or 10 μΜ) of plumbagin and derivative 'Α'. Fig. 4B is a graph of APOPercentage dye uptake measured by flow cytometry. Figs. 4C-4E are a series of graphs depicting the percentage of apoptotic cells (based on dye uptake) at 12 and 24 hr in BJ cells (Fig. 4C), MCF-7 cells (Fig. 4D), and BT20 cells (Fig. 4E). Figs. 5A-5C are a series of graphs depicting the effect of plumbagin and derivative 'A' on caspases-3/7 activity of BJ (Fig. 5A), MCF-7 (Fig. 5B) and BT20 (Fig. 5C) cells.

Figs. 6A-6B are photographs of tumor mass of the group treated with plumbagin (Fig. 6A) or derivative 'A' (Fig. 6B), repectively.

Figs. 7A-7B are graphs depicting the comparison of the inhibition rates of vehicle, plumbagin and derivative 'A' . Fig. 7A is comparison of the tumor weights of 3 mice groups. Fig. 7B is comparision of the tumor volumes of 3 mice groups.

Figs. 8A-8B are graphs depicting the comparison of ALT (Fig. 8A) and AST (Fig. 8B) of mice groups after 21 days of treatment.

Figs. 9A-9B are graphs depicting the comparison of ALT (Fig. 9A) and AST (Fig. 9B) of mice groups after treating the mice with double dose for additional 13 days.

Fig. 10 is a graph depicting the comparison of ALT and AST of mice groups after treating the mice with double dose for additional 13 days after removing the outliers.

Fig. 11 is a graph depicting the body weight change curve in the course of the treatment.

Fig. 12 is a series of photographs depicting the H&E staining of liver tissue.

Fig. 13 is a schematic diagram of the atherosclerosis signaling pathway mapped by genes (orange outline) down-regulated after treatment with 10 μΜ compound A.

DETAILED DESCRIPTION

Plumbagin (5-hydroxy-2-methyl-l,4-naphthoquinone), a plant derived

naphthoquinone, generally extracted from the roots of Plumbago species of three major phylogenetic families viz. Plumbaginaceae, Droseraceae, and Ebenceae, exhibits highly potent biological activities. The compound is well known for its general anti-cancer activity. See, for example, Kuo PL, et al. Mol Cancer Ther 2006, 5:3209-3221 ; Aziz MH, et al. Cancer Res 2008, 68:9024-9032; Shih YW, et al. Hepatol Res 2009, 39:998-1009; Srinivas P, et al. Mol Carcinog 2004, 40:201-211 ; Powolny AA and Singh SV Pharm Res 2008, 25:2171-2180, each of which is incorporated by reference in its entirety. Since its first reported apoptotic activities, the compound has been envisaged as a "lead" molecule for the development of new therapeutic agents for cancer. Efforts have focused on the design and synthesis of novel analogues and derivatives of plumbagin which can exhibit better activity, reduced toxicity, or improved pharmokinetics. The derivatives of plumbagin described here have been evaluated for apoptotic properties and have been shown to have unexpected selectivity compared to plumbagin itself. Examples of derivatives of plumbagin that have been synthesized include those prepared by Mathew et al. by following the general esterification methods, which were previously studied for their anti-tuberculosis activity. See, for example, Mathew R, et al. Chem Biol Drug Des 2010, 76:34-42, which is incorporated by reference in its entirety.

Derivatives of plumbagin can be tested for anti-cancer potential. Apoptotic potential of the derivatives and plumbagin are evaluated in five human cancer cell lines, such as HepG2 (liver carcinoma), HeLa (cervical carcinoma), MCF-7 (ER-positive) (breast carcinoma), BT-20 (ER-negative) (breast carcinoma) or DU145 (prostrate carcinoma), along with BJ (normal skin fibroblasts) in vitro using MTT and

APOPercentage assays. Certain plumbagin derivatives showed significant selective cytotoxicity against cancer cell lines although normal cells (BJ) are unaffected even at higher concentration.

The derivatives of plumbagin can be cytotoxic to human breast cancer cells. By comparison to normal human cells, the compounds can be 2, 3, 4, 5, 8, 10, 15, 20 or more times less cytotoxic to normal human cells compared to human breast cancer cells. In certain embodiments, the IC ₅₀ value of the disclosed compounds can be less than 20 micromolar, less than 15 micromolar, less than 10 micromolar, or less than 8 micromolar.

A derivative of plumbagin, or a pharmaceutically acceptable salt thereof, can be represented by formula (I) or formula (II):

R can be H, substituted or unsubstituted Ci-Ci ₂ alkyl, cyano, halo, carboxyl, or nitro.

R can be H, substituted or unsubstituted Ci-Ci ₂ alkyl, or O-R'.

R ³ can be H, substituted or unsubstituted C Ci ₂ alkyl, -N(R') ₂ , or -O-R'.

R ⁴ can be H, -O-R', or C C ₆ alkyl.

Each R , when present, independently, can be H, substituted or unsubstituted Q-

C ₆ alkyl, or a hydrolyzable moiety, such as acyl or trialkylsilyloxy. In certain embodiments of the compound of formula (I), the double bond between

R 3 and R 4 can be replaced with a single oxygen (to form an epoxy group) or H and CN, respectively.

In certain embodiments, R ¹ is H.

In certain embodiments, R ² is R ^a -C(0)-0-, in which R ^a is methyl, ethyl, propyl, propenyl, isopropyl, butyl, isobutyl, sec-butyl, pentyl, hexyl, or phenyl.

In certain embodiments, R is H.

In certain embodiments, R ⁴ can be H, -O-R', or Ci-C ₆ alkyl.

In certain embodiments, R 1 is H and R 3 is H.

In certain embodiments, R ² is R ^a -C(0)-0-, in which R ^a is methyl, ethyl, propyl, propenyl, isopropyl, butyl, aryl or heteroaryl, for example, phenyl.

In certain embodiments, R ⁴ is H, OH, or methyl.

Each group R^R ⁵ , for each occurrence, can be, independently, optionally substituted with halo, carboxylic acid, cyano, or nitro.

In other embodiments, the compound, or a pharmaceutically acceptable salt thereof, can be represented by one of the following formulae:

Isobutyrate Plumbagin Crotonate Plumbagin Benzoate Plumbagin

Hydroquinonoid derivative Methyl ester derivative Nitro derivative Cyano derivative of plumbagin of plumbagin of plumbagin of plumbagin

The hydroquinonoid, nitro, cyano, and methyl ester derivatives of plumbagin have been studied for their anti-tumor and anti-leishmanial activities. See, for example,

Phytother Res 2002; 16:133-137, which is incorporated by reference in its entirety.

These hydroquinonoid, nitro, cyano, and methyl ester derivatives of compounds can have unexpected benefits in treating certain cancers.

In another example, an amino acid moiety derivatives of plumbagin (formula (III)) have been synthesized and subsequently screened for antifeedant activity in tobacco caterpillar (Spodoptera litura) and castor semi-looper (Achaea janata). See, for example, J Agric Food Chem 2009; 57:6090-6094, which is incorporated by reference in its entirety. These amino acid moiety derivatives of plumbagin can have unexpected benefits in treating certain cancers.

R = -CH ₂ -NH-Ac

-CH ₂ CH-NH-Ac

^"SH (III)

In another example, a derivative compound can be a naphthoquinone derivatives of plumbagin, which were mostly substituted at C-3 position through carbon-carbon bond formation, synthesized and screened for their ichthyotoxicity. See, for example, Chem

Pharm Bull 1997; 45:437-445, which is incorporated by reference in its entirety. These naphthoquinone derivatives of plumbagin can have unexpected benefits in treating certain cancers. See, for example, formula (IV), formula (V) or formula (VI).

-CH2-CO-C2H5 R1 = -H, -OH

-CH ₂ -CO-C ₃ H ₇ R2 = -H, -OH

-CH ₂ -phenyl, -OH, -OCH ₃

-CH-(NHAc)-CH ₃

-Br

(IV) (V) (VI)

In some embodiments, the derivative of plumbagin can be a plumbagin homologue (2-alkyl-l,4-naphthoquinones), including a 3-methyl derivative, which has also been synthesized to evaluate their prostaglandin synthetase (PGS) -inhibition activity. See, for example, Arzneimittelforschung 1984; 34:652-658, which is incorporated by reference in its entirety. These plumbagin homologues can have unexpected benefits in treating certain cancers. See, for example, formula (VII), formula (VII), formula (IX), formula (X), or formula (XI).

CH ₃

n = 2 - 5

-(CH ₂ ) ₃ -NH-(CH ₂ ) ₃ -CH ₃ R1 = -H, -OH

-(CH ₂ ) ₄ -CH ₃ H

-(CH ₂ ) ₃ -NH-(CH ₂ ) ₄ -NH-(CH ₂ ) ₃ R2 ^:

H

(X)

(xi) A salt of any of the compounds can be prepared. For example, a pharmaceutically acceptable salt can be formed when an amino-containing compound of this invention reacts with an inorganic or organic acid. Some examples of such an acid include hydrochloric acid, hydrobromic acid, hydroiodic acid, sulfuric acid, phosphoric acid, p- bromophenylsulfonic acid, carbonic acid, succinic acid, citric acid, benzoic acid, and acetic acid. Examples of pharmaceutically acceptable salts thus formed include sulfate, pyrosulfate bisulfate, sulfite, bisulfite, phosphate, monohydrogenphosphate,

dihydrogenphosphate, metaphosphate, pyrophosphate, chloride, bromide, iodide, acetate, propionate, decanoate, caprylate, acrylate, formate, isobutyrate, caprate, heptanoate, propiolate, oxalate, malonate, succinate, suberate, sebacate, fumarate, maleate, tosylate, methanesulfonate, acetate, citrate, malonate, tartarate, succinate, benzoate, ascorbate, a- ketoglutarate, a-glycerophosphate, sulfate, nitrate, bicarbonate, or carbonate salts. A compound described herein may also form a pharmaceutically acceptable salt when a compound having an acid moiety reacts with an inorganic or organic base. Such salts include those derived from inorganic or organic bases, e.g., alkali metal salts such as sodium, potassium, or lithium salts; alkaline earth metal salts such as calcium or magnesium salts; or ammonium salts or salts of organic bases such as morpholine, piperidine, pyridine, dimethylamine, or diethylamine salts.

It should be recognized that a suitable compound can contain chiral carbon atoms. In other words, it may have optical isomers or diastereoisomers.

Alkyl is a straight or branched hydrocarbon chain containing 1 to 12 (preferably, 1 to 6; more preferably 1 to 4) carbon atoms. Examples of alkyl include, but are not limited to, methyl, ethyl, propyl, isopropyl, butyl, isobutyl, sec-butyl, tert-butyl, n-pentyl, 2- methylhexyl, and 3-ethyloctyl.

Aryl is an aromatic group containing a 5-14 member ring and can contain fused rings, which may be saturated, unsaturated, or aromatic. Examples of an aryl group include phenyl, naphthyl, biphenyl, phenanthryl, and anthracyl. If the aryl is specified as "monocyclic aryl," if refers to an aromatic group containing only a single ring, i.e., not a fused ring.

Heteroaryl is aryl containing at least one (e.g., 1-3) heteroatom such as nitrogen, oxygen, or sulfur and can contain fused rings. Some examples of heteroaryl are pyridyl, furanyl, pyrrolyl, thienyl, thiazolyl, oxazolyl, imidazolyl, indolyl, benzofuranyl, and benzthiazolyl. Halogen or halo may be fluoro, chloro, bromo or iodo.

The hydrolyzable moiety can be methyl, t-butyl, benzyl, p-methoxybenzyl, p- nitrobenzyl, allyl, trityl, methoxymethyl, 2-methoxypropyl, methoxyethoxymethyl, ethoxyethyl, tetrahydropyranyl, tetrahydrothiopyranyl, and trialkylsilyl ethers such as trimethylsilyl ether, triethylsilyl ether, dimethylarylsilyl ether, triisopropylsilyl ether and t-butyldimethylsilyl ether; esters such as benzoyl, acetyl, phenylacetyl, formyl, mono-, di-, and trihaloacetyl such as chloroacetyl, dichloroacetyl, trichloroacetyl, trifluoroacetyl; and carbonates including but not limited to alkyl carbonates having from one to six carbon atoms such as methyl, ethyl, n-propyl, isopropyl, n-butyl, t-butyl; isobutyl, and n-pentyl; alkyl carbonates having from one to six carbon atoms and substituted with one or more halogen atoms such as 2,2,2-trichloroethoxymethyl and 2,2,2-trichloro-ethyl; alkenyl carbonates having from two to six carbon atoms such as vinyl and allyl; cycloalkyl carbonates having from three to six carbon atoms such as cyclopropyl, cyclobutyl, cyclopentyl and cyclohexyl; and phenyl or benzyl carbonates optionally substituted on the ring with one or more C _1-6 alkoxy, or nitro.

Pharmaceutical compositions can include derivative of plumbagin. More particularly, such compounds can be formulated as pharmaceutical compositions using standard pharmaceutically acceptable carriers, fillers, solubilizing agents and stabilizers known to those skilled in the art. For example, a pharmaceutical composition including a derivative of plumbagin, or a salt, analog, derivative, or modification thereof, as described herein, is used to administer the appropriate compound to a subject.

A derivative of plumbagin can be useful for treating cancer in a subject by administering to a subject in need thereof of a therapeutically acceptable amount of a compound, for example, of formula (I) or formula (II), or a pharmaceutical composition comprising a therapeutically effective amount of a compound of, for example, formula (I) or formula (II), and a pharmaceutically-acceptable carrier. The cancer can be breast cancer, leukemia, lung cancer, colon cancer, pancreatic cancer, CNS cancer, melanoma, ovarian cancer, cervical cancer, renal cancer, prostate cancer, carcinoma or

adenocarcinoma. In some embodiments, the cancer, carcinoma or adenocarcinoma is metastatic, advanced and/or late-stage (e.g., stage III or later).

The dose of a derivative of plumbagin administered to a subject can be less than 10 μg, less than 25 μg, less than 50 μg, less than 75 μg, less than 0.10 mg, less than 0.25 mg, less than 0.5 mg, less than 1 mg, less than 2.5 mg, less than 5 mg, less than 10 mg, less than 15 mg, less than 20 mg, less than 50 mg, less than 75 mg, less than 100 mg, or less than 500 mg.

Administering can include administering by topical, enteral, parenteral, transdermal, transmucosal, inhalational, intracisternal, epidural, intravaginal, intravenous, intramuscular, subcutaneous, intradermal or intravitreal administration.

A compound described herein can be formulated into dosage forms for other routes of administration utilizing conventional methods. For example, it can be formulated in a capsule, a gel seal, or a tablet for oral administration. Capsules may contain any standard pharmaceutically acceptable materials such as gelatin or cellulose. Tablets may be formulated in accordance with conventional procedures by compressing mixtures of a compound described herein with a solid carrier and a lubricant. Examples of solid carriers include starch and sugar bentonite. Compounds of this invention can also be administered in a form of a hard shell tablet or a capsule containing a binder, e.g., lactose or mannitol, a conventional filler, and a tableting agent.

The compounds can be prepared by ordinary synthetic organic techniques, for example, as described in J. March, Advanced Organic Chemistry, which is incorporated by reference in its entirety.

The activities of a compound described herein can be evaluated by methods known in the art, e.g., MTT (3-[4,5-dimehtythiazol-2-yl]-2,5-diphenyltetrazolium bromide) assay, APOPercentage, clonogenic assay, ATP assay, or Extreme Drug

Resistance (EDR) assay. See Freuhauf, J.P. and Manetta, A., Chemosensitivity Testing in Gynecologic Malignancies and Breast Cancer 19, 39 - 52 (1994), which is incorporated by reference in its entirety. The results are then plotted to generate drug response curves, which allow IC ₅₀ values (the concentration of a compound required to inhibit 50% of the population of the treated cells) to be determined. The amount of the compound, or an active salt or derivative thereof, required for use in treatment can vary not only with the particular salt selected but also with the route of administration, the nature of the condition being treated and the age and condition of the patient and can be ultimately at the discretion of the attendant physician or clinician. In general, however, a dose can be in the range of from about 0.01 to about 10 mg/kg of body weight per day.

Other anti-cancer assays are well-known in the art, including in vitro exposure of agents to tumor cells and in vivo antitumor assays in rodent models and rarely, in larger animals. The disclosed method can include a kit comprising a derivative of plumbagin and instructional material which can describe administering the compound or a composition comprising the compound to a cell or a subject.

A pharmaceutical composition can include the derivative of plumbagin, alone or in combination with another pharmaceutically active ingredient in which case the derivative of plumbagin can act as a pharmaceutical adjuvant. The composition can include one or more other pharmaceutical adjuvants or excipients.

In accordance with the disclosed methods, as described above or as discussed in the Examples below, there can be employed conventional chemical, cellular,

histochemical, biochemical, molecular biology, microbiology, and in vivo techniques which are known to those of skill in the art. Such techniques are explained fully in the literature.

EXAMPLES

Plumbagin and its five derivatives (A, B, C, D, and E) were evaluated for their cytotoxicity potential in four human cancer and one normal cell lines, where derivative 'A' was acetyl plumbagin. Figs. 1A-1E show the results of the cytotoxicity screening in time-course experiment (12, 24, 36 and 48 hr) using MTT assay. Derivative 'A' has selective apoptotic activity like plumbagin against MCF-7 cells; however, normal fibroblasts are relatively unaffected. Derivative 'A' also displayed negligible

hepatotoxicity (data based on HepG2 cell line). Based on these results, acyl derivative of plumbagin, derivative 'A' (acetyl plumbagin) was chosen for further investigations of its apoptosis inducing potential in breast cancer cell lines, MCF-7 (estrogen receptor positive) and BT20 (estrogen receptor negative), along with normal fibroblasts (BJ) by using APOPercentage dye uptake assay (12 and 24 hr) and caspase-3/7 assay at various concentrations in time-course (1, 2, 4, 8 and 16 hr) experiments.

MTT assay

The cytotoxicity of plumbagin and derivative 'A' was estimated by MTT assay. Cells were plated in a 384-well culture plates (2000 cells per well in 20 μΐ of media) for 24h and cells were treated with various concentrations (0, 1.0, 5.0, 10.0, 20.0, 40.0, 80.0 and 100.0 μΜ) for 12 hr, 24 hr, 36 hr and 48 hr. Following desired incubation time, 5 μΐ of sterile 5 mg/ml MTT (3-(4,5-Dimethylthiazol-z-yl)-2,5diphenyltetrazolium bromide) (Sigma) dissolved in PBS was added to each well and the cells were incubated for another 4 hr followed by the addition of 30 μΐ of solubilisation solution (10% SDS, 10 niM HC1) and incubation for 16 hr at 37°C. The OD of each well at 595 nm was determined using a microtiter plate reader (BMG Pherastar).

MTT assay results showed that the derivative 'A' has cytotoxicity comparative to plumbagin in MCF-7 (human breast cancer cell line) at 10 μΜ concentration after 12 hr of treatment. However, the toxicity of the derivative 'A' against BJ cell line (human normal fibroblast cells) at 10 μΜ is almost nil at 12 hr and -20 times less at 24 hr as compared to plumbagin at the same concentration. Even after 36 hr of induction, the toxicity of derivative 'A' is -4.5 folds less than Plumbagin in BJ cell line.

The detailed graphs comparing the growth inhibiting properties of plumbagin and its derivative 'A' are presented in Fig 2. The graphs clearly demonstrate that Plumbagin inhibits metabolic activity of 90% cancer cells at 5 μΜ within 12 hr of treatment and approximately 70% normal cells 'BJ' at 10 μΜ within 12 hr of treatment. But the activity of derivative 'A' is 90% at 10 μΜ after 12 hr of treatment in cancer cells whereas normal cells 'BJ' are inhibited only 20% at 20 μΜ even after 36 hr of treatment.

APOPercentage assay

MTT is a pre- screening method of measuring the metabolic growth inhibition potential of a compound, showing that plumbagin and its derivate are cytotoxic to cancer cells in culture, but it does not specify the mode of cell death. To further test if the cancer cells in present investigation are dying via apoptosis, a dye inclusion assay called APOPercentage was performed. APOPercentage™ is a dye -uptake assay that detects apoptotic cells during phospholipid phosphatidylserine (PS) trans-membrane movement. It has been established previously that APOPercentage™ can be used to detect early stages of apoptosis as efficiently as other technologies like Annexin V.

3

The cells were plated in 96 well plates at a density of 5 x 10 cells per well in triplicate in 90 μΐ of media. The cells were treated with 10 μΐ of desired concentration of plumbagin and derivative 'A' in DMEM media. The cells were incubated at 37°C for 12 hr and 24 hr in different plates. 5mM H ₂ O ₂ was treated for 30 minutes to 1 hour as a positive control. The cells were stained with APOPercentage dye as per instructions from the vendor (Biocolor, UK). The cells were photographed with Nikon TS100 microscope. The OD was measured at 550nm absorbance using BMG Pherastar and percentage of cells taking up APOPercentage dye was calculated. The results of the APOPercentage assay show that the predominant mode of cell death by plumbagin and its derivative is via apoptosis. The APOPercentage assay show that the cells dying via apoptosis take up pink stain and this represent a hallmark of membrane flipping in cells undergoing apoptosis. Figs. 3A and 3B show the pictures of the APOPercentage assay of untreated, treated with test compounds and positive control treated cells performed at time intervals of 12 hr and 24 hr to capture this particular stage of apoptotic cells. Figs. 4A-4E show plumbagin- and derivative A- dependent induction of apoptosis in BJ, MCF-7 and BT20 cells. APOPercentage results show the cytotoxicity trends of derivative 'A' and plumbagin for cancer and normal cells.

Caspase-3/7 assays

Figs. 5A-5C show plumbagin and derivative 'Α'- dependent induction of caspases-3/7 activity in BJ, MCF-7 and BT20 cells. Cells were incubated with 5 and 10 μΜ of plumbagin (plum) and derivative 'A' (Deri A) for 1, 2, 4, 8 or 16 hr. Fold changes in caspases-3/7 activity after treatment with plumbagin and derivative 'A' in a timecourse experiment in BJ cells (Fig. 5A), MCF-7 cells (Fig. 5B), and BT20 cells (Fig. 5C) are shown. Docetaxel (200nM) is used as positive control. Data are mean+S.D. (n=4), *p<0.05 significant difference to untreated (Untx) control.

These results demonstrate that derivative 'A' has anti-cancer potential and it induces growth inhibition and apoptosis in MCF-7 cells but normal cells 'BJ' remain relatively unaffected by treatment of derivative 'A' even up to 20 μΜ concentration after treatment for 12 hr. Even after 24 hr, 20% of normal cells undergo apoptosis while 100% of cancer cells are undergoing apoptosis. A concentration of 10 μΜ of derivative 'A' is safe for normal cells even after treatment for 24 hr while the same concentration induces apoptosis in about 50% of cancer cells. Plumbagin induces apoptosis in cancer cells even at lower concentration of 5 μΜ within 24 hr of treatment but it also induces apoptosis in normal cells 'BJ' at lower concentration than its derivative 'Α' . The results presented here show that derivative 'A' has significantly low toxicity for normal cells even at higher concentrations as compared to plumbagin. Derivative 'A' has a specific activity for human breast cancer cells.

To further support evidence for low toxicity of the derivative 'Α', the IC ₅₀ values of the derivative 'A' against HepG2 (Hepatocellular carcinoma) cell line were calculated. HepG2 has been used as an in vitro model to study the hepatotoxicity effects of drugs. Several published studies have demonstrated the use of this cell line as an indicator of the hepatotoxicity induced by a drug (Van Summeren et al., TOXICOLOGIC AL SCIENCES 121(2), 431-433 (2011), which is incorporated by reference in its entirety). The IC ₅₀ values of the plumbagin and derivative 'A' were 10.22 μΜ and 41.25 μΜ respectively after 24 hr of treatment. This shows that derivative 'A' is less hepatotoxic to liver as compared to plumbagin.

In Vivo Experiments

In vivo experiments in nude mice aiming at efficacy testing and basic

toxicology profiling of derivative 'A' using ALT (alanine aminotransferase) and AST (aspartate aminotransferase) markers were performed.

METHODS

1. Compound Preparation

Vehicle: Add PEG400 into the 0.9% (weight/volume) saline/NaCl solution, to generate a final concentration of 25% PEG400. The solution was aliquoted into small tubes, and stored in -20°C. The injection volume was about 200 μl/20g nude mouse weight.

Derivative Ά': The derivative 'A' was dissolved in PEG400 first, then diluted in 0.9% (weight/volume) saline/NaCl solution, to generate a final concentration of 25% PEG400. The drug solution was aliquoted into small tubes, and stored in -20°C. The injection volume was about 200 ul/20g nude mouse weight.

Plumbagin: The plumbagin was dissolved in PEG400 first, then diluted in 0.9% (weight/volume) saline/NaCl solution, to generate a final concentration of 25% PEG400. The drug solution was aliquoted into small tubes, and stored in -20°C. The injection volume was about 200 μl/20g nude mouse weight.

2. Implantation

Amplified and implanted (S.C.) the cancer cells (MCF-7) into 4 nude mice with 1.0x107 cells in 0.1 ml PBS plus matrigel (1:1) /mouse, when tumors reach 300-500mm , the tumor masses were harvested, cut into small pieces of approximately 1-2 mm , and then surgically implanted into the 42 new nude mice for model set up (eventually 30 tumor-bearing mice are selected). 3. Groups and dosage

When the tumor size reached a volume of 150 (150-220) mm , the tumor-bearing nude mice derived from MCF-7 cells were randomly assigned into 3 groups (10 mice/group): Group 1 was served as vehicle group (25% PEG400, 200 μΐ /20g mouse, i.p, qd for 21 days and 25% PEG400, 400 μΐ /20g mouse, i.p, qd for 13 days), group 2 was administrated with derivative 'A' (5mg/kg for 21 days and lOmg/kg for 13 days, i.p, qd), group 3 was administrated with plumbagin (2mg/kg for 21 days, i.p, qd). The

administration period lasted for 3 weeks and 5 weeks. The detailed sacrificing schedule is described in section 5.

4. Physical examinations

If abnormal appearance and behavior or signs of morbidity and/or mortality was seen through the cage side observation, the veterinarian would be notified and proper physical examination and/or necropsy would be performed. The food consumption in each group would be recorded. Frequency: daily just after the cell inoculation and twice a day thereafter starting on first dosing.

5. Measurement

The tumor volume was measured every other day with calipers, and the body weight was measured immediately before measuring the tumor volume throughout the whole study. If the body weight loss is approaching 20%, stop dosing or decreased dosage will be carried out. 6. Terminal procedures and necropsy

a. Early death/unscheduled necropsy

If a mouse dies on study, the time of death will be estimated as closely as possible and recorded, and the mouse will be necropsied as soon as possible. If the necropsy cannot be

performed immediately, the mouse was refrigerated (not frozen) to minimize tissue autolysis and necropsied no later than 12 hours following death. If a mouse appears in poor condition or in extremes, it may be euthanized (as described below) per the Testing Facility's policies on humane care of animals. If the tumor burden larger than 2000 mm or the body weight loss greater than 30% baseline body weight, the mice will be euthanized. If the weight dropped significantly, or relative body weight difference of treated vs vehicle is large, the data was viewed with a caveat. All unscheduled-necropsy mice will be necropsied immediately, or, if this cannot be performed, the mouse will be refrigerated to minimize autolysis and necropsied no later than 12 hours after death. b. Scheduled necropsy

At the end of the experiment (the 22nd day after initiating drug treatment), the blood from some tumor-bearing mice per group (4 mice from the group 1, 5 mice from the group 2, 4 mice from the group 3) were collected by cardiac puncture, and the mice were sacrificed by cervical dislocation while under deep anesthesia. The other tumor- bearing mice from each group (5 mice from the group 1, 5 mice from the group 2) were sacrificed after another 13 days treatment (the 35th day after initiating drug treatment), the blood was collected while sacrificing the mice. The tumor samples were harvested, weighed, cut into small pieces and snap frozen in liquid nitrogen for RNA extraction. The liver were harvested and fixed in 10% NBF, and embedded in paraffin for histology analysis.

7. Endpoints

a. Serum collection and analysis

Blood were collected from all animals by terminal bleed for subsequent serum preparation, and serum was prepared at the end of the study for each animal. Serum samples were frozen in microcentrifuge tube at -80°C. To test the liver toxicity of the two compounds, biochemical dictators (ALT, AST) were analyzed in all the serum samples no more than 3 days after collection. The excess serum samples would be sent to client. b. Tumor volume and tumor weight

Tumor sizes were measured every other day in two dimensions using a caliper, and the volume were expressed in mm 3 using the formula: V = l/2xaxb 2 where a and b are the long and short diameters of the tumor, respectively.

The tumor mass were weighed and photographed at the end of the experiment after harvested. The tumor mass were cut into small pieces and snap frozen in liquid nitrogen for RNA extraction.

c. Tumor pieces RNA extraction The tumor pieces in liquid nitrogen were used for the RNA extraction, the extracted RNA was used for further analysis.

d. Liver tissue harvest and H&E staining

To test the liver toxicity of the two compounds, livers were harvested from all animals while sacrificing the animals. One piece of the liver was fixed in 10% NBF, and embeded in paraffin for pathology analysis, 1 paraffin block was prepared from each liver sample, 2 slides were used for H&E staining.

e. Inhibition rate

Inhibition rate (%) = (average tumor volume of control group-average cancer volume of test group )/average tumor volume of control group X 100%

8. Statistical analysis

Differences between two groups of tumor volume were analyzed by SPSS 16.0 with one-way ANOVA statistic test. P < 0.05 will be considered statistically significant.

RESULTS

1. Comparison of the tumor inhibition potential of derivative 'A' and plumbagin

Figs. 6A-6B shows the sizes of the tumors obtained from different group of mice. The tumor size is smaller (on average) in group of mice treated with derivative 'A' .

Table 1 and Fig. 7 A represent the data and results comparing the tumor inhibition rates of derivative 'A' and plumbagin based on tumor weight (after autopsy). Similarly, Table 2 and Fig. 7B represent the data and results comparing the tumor inhibition rates of derivative 'A' and plumbagin based on tumor volume (measurements taken on live animals using calipers). The tumor volume measurements can be skewed because the tumor depth cannot be measured externally.

Table 1. Tumor weight at autopsy

Table 2. Tumor volume measured externally 111111 111 § 111 !lli · " ill II ll

Vet" cte, 2 [til ^■ 2Qe "lous 137 3.2 «01.9 3i ¾.7 es .2 5.5 7B.5 4.0

-Ctxnp-ctini A, Srngj'sg. i.p, ¾1 <ia 4S3.1 5S5.4 151.4 485.0 37i i.5 420.9 153.1 75-.S 0.23393 37.S9¾>

Co»ipounc! P, 2mgftg, i.p, qcS*21 sis 1 41.7 28-0.3 234.5 303.13 560.2 53B.3 233.1 0.77139 17.07%

Above results show that the derivative 'A' at 5mg/kg concentration inhibited tumor

growth by approximately 45% as compared to the vehicle and plumbagin (2mg/kg). The use of different treatment concentrations (dosages) of derivative 'A' and plumbagin was due to the high toxicity of plumbagin at 5mg/kg dose (8 mice died due to toxicity in first few days). The 2mg/kg dose was thought to be well tolerated by mice (a separate treatment regimen was performed by Genscript to check the drug tolerance, where doses of lmg/kg, 2mg/kg and 3mg/kg of plumbagin were administered to mice and based on their response in terms of body weight loss) and it was decidedthat 2mg/kg dose can be used for further treatments.

2. Comparison of the liver toxicity profiles of compounds A and P

a. Serum collection and analysis

The serum was collected as explained above in methods and was used to assess the activity of ALT (alanine aminotransferase) and AST (aspartate aminotransferase).

After 21 days of treatment, 5 mice were available both in vehicle and derivative 'A' groups (Figs. 8A-8B). In order to measure the toxic effects of derivative 'A' at higher doses, remaining mice were treated with a dose of lOmg/kg along with double dose of the vehicle (Figs. 9A-9B).

These graphs show increased values of ALT and AST with increasing dose of derivative 'Α', but note that the data of one mouse was an outlier in terms of values of ALT and AST (see Table 3 below, yellow highlight): Table 3. ALT and AST values measured in individual mouse in vehicle and derivative 'A'

treated groups

However elimination of these outlier values (yellow highlight) from the mean yielded the Fig. 10.

The details provided in this section suggested that derivative 'A' have similar profiles for liver toxicity at both 5mg/kg and lOmg/kg dose. With increasing dose, not much variation was observed in levels of ALT and AST. This also suggests that the mice can be treated with higher dose of derivative 'A' with no or very less toxicity.

Interpretation of liver function tests (ALT and AST):

The recommendations of the Regulatory Affairs Committee of the American Society for Veterinary Clinical Pathology for the use of preclinical, clinical pathology endpoints in assessment of the potential for drug induced hepatic injury in animals and humans explains the need to perform liver function test at preclinical stage (animal model testing) during drug testing and also summarize the steps taken in this direction by various agencies in several countries around the globe. It is recommended that at least two of the markers of liver injury should be tested during preclinical testing and this list include ALT and AST. Both markers are elevated in case of drug-induced toxicity. See, Boone L, Meyer D, Cusick P, Ennulat D, Bolliger AP, Everds N, Meador V, Elliott G, Honor D, Bounous D, Jordan H. Selection and interpretation of clinical pathology indicators of hepatic injury in preclinical studies. Vet Clin

Pathol. 2005 Sep;34(3):182-8. PMID: 16134065, which is incorporated by reference in its entirety. The ALT enzyme activity in the liver of humans and rats is approximately 35 U/g and 24 U/g, respectively. The respective mean serum levels are approximately 16 U/L and 38 U/L. These data suggest that increases in serum ALT levels of 2-4x in the rat are of sufficient magnitude to indicate extensive hepatocellular injury. This can serve as an indicator of potential hepatic injury in humans based on the similar concentration gradients (see Boone L. et al., VCP, 2005).

Based on reference range for rat (38U/L), if similar reference values are considered for mice then it can be seen in Fig. 10 that derivative 'A' treated mice have mean ALT value lower than plumbagin and even lower than vehicle treated mice. This shows that derivative 'Α'- 1) does not induce liver toxicity when compared with plumbagin, and 2) may have the potential to reduce the toxicity linked to vehicle control. These results also point towards the role that derivative 'A' can play when given in conjunction with toxic drugs. This needs further testing but it can be interpreted from the results presented here that derivative 'A' could have the potential to reduce the liver toxicity associated with treatment drugs. The increase in AST values also show compound induced toxicity.

The body weight of the animals was measured every second day and percent change in body weight was calculated over the period of investigation. Fig. 11 represents the changes in body weight across three groups over time. b. Liver tissue harvest and H&E staining

The following indications were examined on the photographs for liver tissue H&E staining (Fig. 12): (1) If the liver cells produce fatty degeneration, necrosis, hepatic lobule inflammation or not; (2) If the hepaticus sinus produce dilation or hyperaemia or not; (3) If the hepaticus portal area produce the inflammation or fibrous tissue hyperplasia or not. According to pathology degree from low to high: no lesion minor lesion "+", low lesion "+", middle lesion "++", high lesion "+++", highest lesion "++++". The results show that the derivative 'A' is less toxic to liver as compared to plumbagin. The vehicle control is rather showing more toxicity to liver as compared to compounds under testing.

In summary, in vivo experiements have shown that derivative 'A' has the ability to inhibit growth of tumor in vivo up to 45% at 5mg/kg dose as compared to plumbagin at 2mg/kg dose. A dose of 5mg/kg of plumbagin was extremely toxic to animal and eight animals died in first few days after injecting this dose. Moreover, the toxicity of derivative 'A' is minimal as compared to plumbagin, which highlights its possible role as a future anticancer drug. No animal died with treatment of derivative 'A' and showed minimum body weight loss as well as low ALT and AST values.

Microarray Experiments

Microarray analysis was performed in an effort to identify the possible mechanism of action of derivative 'Α'. The MCF-7 cells induced with 5 and 10 μΜ of derivative 'A' and plumbagin were subjected to microarray experiments and the fold-change in expression was calculated as compared to untreated samples. The lists of differentially expressed genes were mapped to pathways using Ingenuity Pathway Analysis (IPA) tool and several key pathways affected by treatment of derivative 'A' and plumbagin were identified. 'Atherosclerosis signaling' was one of the key pathways that were affected by derivative 'A' and not the plumbagin. Interestingly, not only the expression of mapped gene but also the expression of several genes in the same gene family was affected after the treatment with derivative 'A' . Examples of affected gene families are shown in presented in red in Fig. 13, which shows an atherosclerosis signaling pathway mapped by genes (orange outline) down-regulated after treatment with 10 μΜ compound A. LDL represents a group of apolipoproteins (APOs). In the microarray dataset, several gene families were found to be down-regulated (>2 fold) as compared to untreated samples, and as examples gene symbols of down-regulated family members of interleukins, MMPs and CXCL are shown in red in lower half of the figure.

In conclusion, derivative 'A' has emerged as a lead molecule for testing against estrogen positive breast cancer and has shown low hepatotoxicity as well as overall toxicity in nude mice model. The toxicity of derivative 'A' was determined to be even lower than vehicle control (ALT and AST markers). The possible mechanism of action identified based on the pathway mapping shows that derivative 'A' could be acting by altering the cholesterol-related mechanisms and may also prove to be useful for testing against other cholesterol associated diseases'such as atherosclerosis and Alzheimer's. The low toxicity profile of derivative 'A' highlights its possible role' as future anti-cancer drug or as an adjuvant drug to reduce the toxicity of highly toxic available

chemotherapeutic ' drugs .

Other embodiments are within the scope of the following claims.