TITLE

Antibacterial Surfactant/Microgel Formulations, Methods of Making and Methods of Using the Same

CROSS REFERENCE TO RELATED APPLICATIONS

[0001] This is a continuation-in-part application of United States Patent Application Serial

Number 14/406,618, filed under 35 U.S.C. § 371 on December 9, 2014; which is a national stage application of international application PCT/US 13/44753, filed under the authority of the Patent Cooperation Treaty on June 7, 2013, published; which claims the benefit of United States Patent Application Number 61/657,787, filed under 35 U.S.C. § 111(b) on June 9, 2012. The entire disclosures of all the aforementioned applications are expressly incorporated herein by reference for all purposes.

STATEMENT REGARDING FEDERALLY SPONSORED RESEARCH

[0002] This invention was made with U.S. government support under Grant No. CBET-

1133795 awarded by the National Science Foundation. The United States Government has certain rights in this invention.

BACKGROUND OF THE INVENTION

[0003] Antibacterial surfactant formulations are often prepared using toxic antibacterial agents (e.g., cationic surfactants, alky ltrime thy 1 ammonium salts). Consequently, their use in cleaning formulations raises environmental concerns.

SUMMARY OF THE INVENTION

[0004] Provided herein is an antibacterial formulation including a quaternized polymeric microgel comprising a cationic polymer complexed with an anionic polymer, and at least one surfactant capable of providing colloidal stability to the formulation. In certain embodiments, the cationic polymer comprises N-[(2-hydroxy-3-trimethylammonium) propyl] chitosan chloride (HTCC). In certain embodiments, the surfactant is a nonionic surfactant. In particular embodiments, the nonionic surfactant comprises t-octylphenoxypolyethoxyethanol (TX-100). In certain embodiments, the surfactant is an anionic surfactant selected from the group consisting of sodium dodecyl sulfate (SDS), sodium laurate, sodium stearate, dioctyl sodium sulfosuccinate, amphoteric sodium N-lauroyl sarcosinate, and mixtures thereof. In certain embodiments, the surfactant comprises a mixture of at least one anionic surfactant and at least one nonionic surfactant. In certain embodiments, the formulation is essentially free of cationic surfactants. In certain embodiments, the cationic polymer is present at a concentration ranging from about 0.001% by weight to about 10% by weight, and the anionic polymer is present at a concentration up to about 1,500 mM. In certain embodiments, the anionic polymer comprises alginate. In certain embodiments, the anionic polymer comprises cellulose or a cellulose derivative. In certain embodiments, the anionic polymer comprises carboxymethyl cellulose. In certain embodiments, the quaternized polymeric microgel is present at a concentration ranging from about 0.01% by weight to about 0.5% by weight. In certain embodiments, the quaternized polymeric microgel comprises particles having an average diameter ranging from about 120 nm to about 180 nm.

[0005] Further provided is a microgel mixture comprises a polyelectrolyte complex between a quaternized chitosan polymer and an anionic polymer, where the anionic polymer is selected from the group consisting of alginate, cellulose, and derivatives thereof. Further provided is an antibacterial formulation that includes such a microgel mixture.

[0006] Further provided is a method of making an antibacterial formulation, the method including the steps of forming a polyelectrolyte complex between a cationic polymer and anionic polymer, and dispersing the polyelectrolyte complex in a surfactant to make an antibacterial formulation. In certain embodiments, the surfactant is a nonionic surfactant. In particular embodiments, the surfactant comprises TX-100. In certain embodiments, the surfactant is an anionic surfactant selected from the group consisting of sodium dodecyl sulfate (SDS), sodium laurate, sodium stearate, dioctyl sodium sulfosuccinate, amphoteric sodium N-lauroyl sarcosinate, and mixtures thereof. In certain embodiments, the surfactant is a mixture of at least one anionic surfactant and at least one nonionic surfactant. In certain embodiments, the cationic polymer comprises a quaternized chitosan polymer, and the anionic polymer comprises alginate. In certain embodiments, the cationic polymer comprises a quaternized chitosan polymer, and the anionic polymer comprises carboxymethyl cellulose. In certain embodiments, the polyelectrolyte complex is allowed to equilibrate for a period of time before being dispersed in the surfactant. In certain embodiments, the surfactant comprises TX-100 and the polyelectrolyte complex comprises particles of HTCC complexed with alginate. In certain embodiments, the surfactant comprises TX- 100 and the polyelectrolyte complex comprises particles of HTCC complexed with carboxymethyl cellulose. Further provided is the product of the method for making an antibacterial formulation.

[0007] In another aspect, described herein is an antimicrobial formulation comprised of: at least one nonionic surfactant capable of providing colloidal stability to the formulation, and at least one quaternized polymeric microgel capable of being dispersed in the nonionic surfactant. The quaternized polymeric microgel is comprised of one or more of: chitosan oligomers or chitosan polymers. Further, the antimicrobial formulation is essentially free of cationic surfactants.

[0008] In certain embodiments, the chitosan oligomer or chitosan polymer comprises one or more of: chitin, a chitin derivative, chitosan, chitosan derivatives, and cross-linked quaternized chitosans or derivatives thereof. [0009] In certain embodiments, the formulation consists essentially of the nonionic surfactant and the quaternized polymeric microgel, wherein the concentration of the quaternized polymeric microgel ranges from about 0.01 wt. % to about 0.5 wt. %., per volume in water.

[0010] In certain embodiments, the formulation consists essentially of the nonionic surfactant and the quaternized polymeric microgel, wherein the concentration of the quaternized polymeric microgel is about 0.1 wt. %, per volume in water.

[0011] In certain embodiments, the nonionic surfactant is present at a concentration, based on the weight of the formulation, of: about 250 mmol kg or less; about 100 mmol/kg or less; about 25 mmol/kg or less; about 15 mmol/kg or less; or, about 5 mmol/kg or less.

[0012] In certain embodiments, the nonionic surfactant comprises one or more of:

polyoxypropylene glycol alkyl ethers, and glycol octylphenol ethers. In certain embodiments, the nonionic surfactant comprises one or more of: ethoxylated alkylphenols, glucoside alkyl ethers, and polyoxyethylene glycol alkylphenol ethers. In certain embodiments, the ethoxylated alkyphenols comprise ethoxylated octylphenol.

[0013] In certain embodiments, the nonionic surfactant comprises t- octylphenoxypolyethoxyethanol (TX-100), and wherein the quaternized polymeric microgel comprises N-[(2-hydroxy-3-trimethylammonium) propyl] chitosan chloride (HTCC).

[0014] In certain embodiments, the formulation comprises: t- octylphenoxypolyethoxyethanol (TX-100) at a concentration ranging from about 0.05% to about 1%, by weight, per volume in water; and, N-[(2-hydroxy-3-trimethylammonium) propyl] chitosan chloride (HTCC) at a concentration ranging from about 0.3% to about 3%, by weight, per volume in water.

[0015] In certain embodiments, the quaternized polymeric microgel is prepared through ionic cross-linking of quaternized chitosan with sodium tripolyphosphate (TPP).

[0016] In certain embodiments, the quaternized polymeric microgel comprises particles having a size distribution of about 10 nm to about 1000 nm; about 200 nm to about 400 nm; or, about 10 nm to about 100 nm.

[0017] In certain embodiments, the antimicrobial formulation comprises: at least one nonionic surfactant present at a total concentration in the antimicrobial formulation in the range of from about 0.05% to about 3%, by weight, per volume in water; and, one or more microgels comprising quaternized polymeric microgel comprised of one or more of: chitosan oligomers or chitosan polymers; the total concentration of the quaternized polymeric microgels in the antimicrobial formulation ranging from about 0.01 % to about 0.15%, by weight, per volume in water.

[0018] In certain embodiments, the nonionic surfactant is present in admixture with at least one anionic surfactant, wherein the anionic surfactant is present at a concentration wherein amine groups on the quaternized polymeric microgel are not neutralized. [0019] In certain embodiments, the anionic: nonionic ratio is about 30:70. In certain other embodiments, the anionic: nonionic ratio is about 40:60. Also, in certain embodiments, the anionic surfactant is present at a concentration, based on the weight of the formulation of: about 2 mmol/kg or less; about 1 mmol kg or less; or, about 0.5 mmol kg or less.

[0020] In certain embodiments, the surfactant admixture comprises about 40:60

anionic: nonionic surfactant, and wherein the microgel is dispersed in about 3 mmol/kg or less, based on the weight of the formulation, of the surfactant admixture.

[0021] In certain embodiments, the anionic surfactant comprises one or more alkali metal Cg- i8 alkyl sulfates. In certain embodiments, wherein the alkali metal Cg- i8 alkyl sulfates are selected from the group consisting of: sodium lauryl sulphate, sodium laureth sulfates, alkyl ether sulfates, alkyl benzene sulfonates, fatty acids, and fatty acid salts.

[0022] In another aspect, described herein are uses of the formulation where such formulation is in the form of a tablet, powder, gel, capsule, liquid, coating, film, foam, sponge, woven material, non-woven material, textile material, knitted material, porous material or solid material.

[0023] In another aspect, described herein are articles comprising a porous or solid material at least partially coated with the formulation; and/or at least partially comprised of the formulation.

[0024] Other systems, methods, features, and advantages of the present invention will be or will become apparent to one with skill in the art upon examination of the following drawings and detailed description. It is intended that all such additional systems, methods, features, and advantages be included within this description, be within the scope of the present invention, and be protected by the accompanying claims.

BRIEF DESCRIPTION OF THE FIGURES

[0025] The patent or application file may contain one or more drawings executed in color and/or one or more photographs. Copies of this patent or patent application publication with color drawing(s) and or photograph(s) will be provided by the Patent Office upon request and payment of the necessary fee.

[0026] Fig. 1: ITC data for ( >) sodium dodecyl sulfate (SDS) and (■ ) t-octylphenoxy polyethoxyethanol (TX-100) binding to chitosan-based microgels. (The lines are guides).

[0027] Fig. 2: Microgel ζ-potentials in the presence of ( #) SDS and (■ ) TX-100. (The lines are guides).

[0028] Figs. 3A - 3B: Dynamic light scattering analysis of cationic microgel dispersions in

SDS:TX-100 solutions with ( ) 100:0 (■ ) 70:30. (,¾-) 40:60 and (#) 10:90 SDS:TX-100 molar ratios, shown as function of (Fig. 3A) SDS concentration and (Fig. 3B) total surfactant concentration (with the rapid precipitation transition indicated by the shaded region). The solid lines are guides. [0029] Fig. 4: DLS analysis of microgel size distributions in: (a) 0 mmol/kg, (b) 2.1 mmol/kg, (c) 4.2 mmol/kg, (d) 6.1 mmol/kg, (e) 8.0 mmol/kg, (f) 9.8 mmol/kg, (g) 11.5 mmol/kg, and (h) 14.4 mmol/kg TX-100 solutions. The curves were offset vertically for clarity.

[0030] Fig. 5: Normalized P eudomonas aeruginosa viable cell counts after 0 - 30 min of exposure to microgels mixed with: (1) water, (2) 1.0 mmol/kg SDS, (3) 3.0 mmol/kg 40:60 SDS:TX-100 mixture, (4) 10 mmol/kg SDS, and (5) 14.4 mmol/kg TX- 100, and microgels-free solutions containing (6) 10 mmol/kg SDS, (7) 14.4 mmol/kg TX-100, (8) 3.0 mmol/kg 40:60 SDS:TX-100 mixture, and (9) water.

[0031] Figs. 6A - 6B: Visual observation (Fig. 6A) and spectroscopic quantification (Fig. 6B) of guaiazulene dye solubilization in surfactant/microgel dispersions containing (i) 1.75 mmol/kg SDS, (ii) 1.12 mmol/kg 70:30 SDS:TX-100, (iii) 1.04 mmol/kg 40: 60 SDS:TX-100, (iv) 1.09 mmol/kg 10:90 SDS:TX-100, and (v) 14.4 mmol/kg TX-100. The spectroscopic analysis was performed after filtering out the microgels and larger dispersed dye particles from the samples.

[0032] Figs. 7 A - 7B: Photographs (Fig. 7 A) and turbidimetry measurements (Fig. 7B) showing the effects of surfactant at (i) 100:0, (ii) 70:30, (iii) 40:60, (iv) 10:90 and (v) 0: 100 SDS:TX-100 ratios on the clarity of surfactant/microgel dispersions.

[0033] Fig. 8: Table 1. Concentrations of SDS and total surfactant at the onset of precipitation.

[0034] Fig. 9: DLS data showing the PDI- values of cationic microgel dispersions in SDS/TX-

100 solutions with: (♦) 100:0 (■) 70:30, ( ,¾ ,) 40:60 and (#) 10:90 SDS:TX-100 molar ratios, as function of SDS concentration. The solid lines are guides to the eye.

[0035] Fig. 10: The ζ-potentials of cationic microgel dispersions in SDS/TX-100 solutions with (♦) 100:0 (■) 70:30, (,¾,) 40:60 and (#) 10:90 SDS:TX-100 molar ratios, plotted as function of SDS concentration.

[0036] Fig. 11: ITC data for the titration of 40 mmol/kg SDS into (■) 0.082 wt% molecular

HTCC and (#) HTCC/TPP microgels (also containing 0.082 wt% HTCC) mixtures. The lines are guides to the eye, while the shaded region indicates the saturation transition.

[0037] Fig. 12: ITC data for the titration of 0.4 wt% TPP into (■) 0.1 wt% HTCC and ( )

0.1 wt% chitosan solutions. The lines are guides to the eye.

[0038] Fig. 13: A photograph of guaiazulene blue dye mixed with 1.75 mmol/kg SDS solution.

[0039] Figs. 14A-14C: Graphs showing the size distributions (z-average diameters (Fig.

14A) and polydispersity indices (PDI, Fig. 14B)) and zeta potentials (Fig. 14C) of the

HTCC/ alginate particles prepared.

[0040] Figs. 15A-15D: Graphs showing the z-average diameters (Fig. 15A), polydispersity indices (Fig. 15B), derived count rate (DCR, Fig. 15C), and zeta potential (Fig. 15D), each as a function of monomer: alginate ratio, at varying concentrations of HTCC in the microgel mixtures. [0041] Figs. 16A-16B: Graphs showing the antibacterial activity of HTCC/alginate formulations. Fig. 16A shows the percent reduction in viable bacterial cells versus time. Fig. 16B shows the log reduction of viable bacterial cells versus time, with cases having 100% reduction being assigned the arbitrary log reduction value of 6.

DETAILED DESCRIPTION OF THE INVENTION

[0042] Throughout this disclosure, various publications, patents and published patent specifications are referenced by an identifying citation. The disclosures of these publications, patents and published patent specifications are hereby incorporated by reference into the present disclosure to more fully describe the state of the art to which this invention pertains.

[0043] The use of the word "or" in the claims is used to mean "and/or" unless explicitly indicated to refer to alternatives only or the alternatives are mutually exclusive, although the disclosure supports a definition that refers to only alternatives and "and/or."

[0044] Throughout this application, the term "about" is used to indicate that a value includes the standard deviation of error for the device or method being employed to determine the value. In any embodiment discussed in the context of a numerical value used in conjunction with the term "about," it is specifically contemplated that the term "about" can be omitted.

[0045] The terms "a" and "an," when used in conjunction with the word "comprising" in the claims or specification, denotes one or more, unless specifically noted.

[0046] All percentages, parts and ratios are based upon the total weight of the compositions of the present invention, unless otherwise specified. All such weights as they pertain to listed ingredients are based on the active level and, therefore, may not include solvents or by-products that may be included in commercially available materials, unless otherwise specified. The term "weight percent" may be denoted as "wt. %" herein. All molecular weights as used herein are weight average molecular weights, unless otherwise specified.

[0047] The terms "nil-cationic surfactant" or "substantially or essentially free of a cationic surfactant," as used herein, means that the formulations comprise very low levels of cationic surfactant, and preferably no cationic surfactant. For example, "essentially free" can means less than 1% by weight, preferably less than 0.5% by weight, more preferably less than 0.1% by weight, and even more preferably less than 0.01% by weight of a component based on the total weight of the composition.

[0048] The term "antimicrobial" generally refers to the microbicidal or microbistatic properties of a formulation that enables such to kill, destroy, inactivate, or neutralize a microorganism; or to prevent or reduce the growth, ability to survive, or propagation of a microorganism.

[0049] The term "zeta-potential" or "ζ- potential" generally refers to the electrical potential that exists across the interface of all solids and liquids, e.g., the potential across the diffuse layer of ions surrounding a charged colloidal particle. Zeta potential can be calculated from electrophoretic mobilities, i.e., the rates at which colloidal particles travel between charged electrodes placed in contact with the substance to be measured, using techniques well known in the art.

[0050] The term "surfactant" as used herein includes dispersing agents, suspending agents, emulsion stabilizers and detergents.

[0051] Nonionic Surfactants

[0052] In particular embodiments, "surfactant" includes non-ionic surfactants. Non-limiting examples of nonionic surfactants include: polyoxypropylene glycol alkyl ethers, and glycol octylphenol ethers; ethoxylated alkylphenols, glucoside alkyl ethers, and polyoxyethylene glycol alkylphenol ethers, such as ethoxylated octylphenol.

[0053] In one embodiment, the nonionic surfactant comprises t- octylphenoxypolyethoxyethanol (other names 4-(l,l,3,3-tetramethylbutyl)phenyl-polyethylene glycol, f-octylphenoxypolyethoxyefhanol, polyethylene glycol fert-octylphenyl ether)

(Ci ₄ H ₂₂ 0(C ₂ H ₄ 0)„) (also known as Triton X-100 or TC-100) is a nonionic surfactant that has a hydrophilic polyethylene oxide chain (on average it has 9.5 ethylene oxide units) and an aromatic hydrocarbon lipophilic or hydrophobic group. The hydrocarbon group is a 4-(l, 1,3,3- tetramethylbutyl)-phenyl group.

[0054] In certain embodiments, the formulations comprise up to about 250 mmol kg of nonionic surfactant. In particular embodiments, the formulations comprise a nonionic surfactant present at a concentration of about 100 mmol/kg, or about 25 mmol/kg, or about 15 mmol/kg, or about 5 mmol/kg.

[0055] In certain embodiments, the formulations comprise nonionic surfactant in concentrations ranging from about 0.05% w/v in water to about 3% w/v in water.

[0056] In certain other embodiments, the formulations comprise nonionic surfactant in concentrations ranging from about 0.05% w/v in water to about 50% w/v in water.

[0057] Microgels

[0058] The term "quaternized polymers" generally refers to the building blocks for the microgels. In certain embodiments, the quaternized polymers comprise quaternized cellulose derivatives. In certain other embodiments, the quaternized polymers comprise chitosan and derivatives thereof. In certain other embodiments, bio-polymers other than chitosan are also possible, such as agarose and dextran.

[0059] The term "microgels" includes the quaternized polymers, as described herein. Also, in certain embodiments, the microgels can be comprised of synthetic polymers with quaternary amine sidechain groups. In still other embodiments, the microgels can be prepared though the covalent or ionic cross-linking of synthetic polymers with cationic monomer units, through polymerization of multifunctional monomers, or through polyelectrolyte complexation. For example, while not wishing to be bound by theory, it is believed that chitosan has antibacterial activity due to the amine groups on its glucosamine monomer units, and is further strengthened through the substitution of the glucosamine primary amines with quaternary amines. In addition to enhancing the antibacterial activity, this "quaternization" of chitosan also enhances its solubility at neutral and alkaline pH.

[0060] In a particular embodiment, chitosan (or its quaternized derivatives, e.g., trimethylchitosan, or quaternized chitosan) is prepared as cross-linked particles (i.e., micro- or nanogels) which increases the antibacterial activity greater than that of the chitosan derivatives in the molecular form. In other embodiments, chitosan is prepared as polyelectrolyte-complexed particles with an oppositely charged polymer, such as alginate or carboxymethyl cellulose.

[0061] The term "chitosan" as used herein generally includes a cationic polyelectrolyte derived from the naturally abundant biopolymer, chitin. In certain embodiments, chitosan is composed of cationic D-glucosamine and nonionic N-acetyl-D-glucosamine monomer units, and is soluble in acidic aqueous solutions (at pH < 6), where the pH-sensitive primary amine groups on the glucosamine monomer units become charged. This switchable amine group enables chitosan to form a variety of gel-like structures through its exposure to alkaline solutions, or its complexation with oppositely-charged counterions, polymers, and surfactants.

[0062] Suitable chitosan derivatives include, but are not limited to: N-[(2-hydroxy-3- trimethylammonium) propyl] chitosan chloride (HTCC); hydroxyalkyl chitosans, such as hydro xypropyl chitosan; Ν,Ν,Ν-trimethyl chitosan (TMC); N-propyl-(QuatPropyl), N-butyl- (QuatButyl) and N-hexyl (QuatHexyl)-N,N-dimethyl chitosan; N-(4-N,N- dimethylaminocinnamyl) chitosan chloride; Ν,Ν-octylchitosan; N-benzylchitosan; N-(4- methylbenzylchitosan); N-(4-hydroxybenzyl) chitosan; N-(2-methoxybenzyl) chitosan; N-(4- methoxybenzyl) chitosan; N-(3,4-dimethoxybenzyl) chitosan; N-(4-fluorobenzyl) chitosan; N-(4- chlorobenzyl) chitosan; N-(3-bromobenzyl) chitosan; N-(4-bromobenzyl) chitosan; N-(4- trifluorobenzyl) chitosan; N-(4-nitrobenzyl) chitosan; N-(4-carboxybenzyl) chitosan; N-(4- pyridinylmethyl) chitosan; N-(2-thiophenylmethyl) chitosan, and combinations thereof.

[0063] In certain embodiments, the quaternized polymeric microgel comprises a saccharide.

In certain embodiments, the quaternized polymeric microgel comprises a biodegradable linear polysaccharide having glucosamine units. In certain embodiments, the quaternized polymeric microgel is selected from chitosan, chitosan derivatives, cellulose, chitin, chitin derivatives, and combinations thereof.

[0064] The quaternized chitosan microgels are useful in the preparation of antibacterial surfactant formulations for use in cleaning and personal care products. For example, dilute chitosan-based microgel formulations are useful as replacements or substitutes for cationic surfactants and other toxic small molecule antibacterial agents (e.g., triclosan or bleach) in personal care and/or cleaning products. The quaternized chitosan microgels are antibacterial even at very low concentrations and are cytocompatible with mammalian cells. In the formulations described herein, the antibacterial cationic microgels are dispersed in non-toxic nonionic surfactant solutions. In certain embodiments, these formulations achieve desirable antibacterial activity without the use of cationic surfactants or other small molecule antibacterial agents, which cationic surfactants are often toxic.

[0065] The formulations further comprise a quaternized polymeric microgel at a

concentration ranging from about 0.01% by weight to about 0.5% by weight, or more preferably from about 0.1 % by weight to about 0.3% by weight.

[0066] In certain embodiments, the formulations comprise a quaternized polymeric microgel at concentrations ranging from about 0.01 % w/v in water to about 0.15% w/v in water.

[0067] In other certain embodiments, the formulations comprise a quaternized polymeric microgel at concentrations ranging from about 0.01% w/v in water to about 20% w/v in water, and in other embodiments, to about 50%. It is to be understood, that in certain embodiments, the volume may range from about, at least about, or at most about 0.1 %, 0.5%, 1 %, 1.5%, 2%, 2.5%, 3%, 3.5%, 4%, 4.5%, 5%, 5.5%, 6%, 6.5%, 7%, 7.5%, 8%, 8.5%, 9%, 9.5%, 10%, and up to about 20%, or up to about 50%, or any range derivable therein.

[0068] In certain embodiments, the quaternized polymeric microgel has a zeta-potential of about 15 mV or less. In certain embodiments, the quaternized polymeric microgel has a size distribution of about 10 nm to about 1000 nm, or from about 200 nm to about 400 nm, or from about 10 nm to about 100 nm.

[0069] Antimicrobial Formulations

[0070] Also described herein are formulations having quaternized chitosan microgels where the active agents (comprising the microgels and a nonionic surfactant) are present at

concentrations effective to reduce bacterial counts.

[0071] The surfactant solubilizes hydrophobic compounds (e.g., oil in emulsions or different types of soils on clothing), while the microgels provide strong antibacterial activity without the use of cationic surfactants or other types of toxic small molecule antibacterial agents (such as triclosan or bleach). The nonionic surfactant (1) does not undermine the antibacterial activity of the microgels; and (2) does not cause the microgels to precipitate out of the mixture.

[0072] In certain embodiments, the formulations exhibit high antimicrobial activity, thus allowing for the use of low concentrations of the active agents to obtain rapid killing of large numbers of microbes upon contact. Accordingly, the low concentration formulations disclosed herein have surprising activity in reducing microbial populations on the surface of an article without impacting the properties of the article's surface.

[0073] Poly electrolyte Complexation

[0074] In some particular embodiments, instead of using small ions as ionic crosslinkers or covalent crosslinking agents, biocompatible microgels for the antibacterial surfactant formulations are prepared through polyelectrolyte complexation by complexing an antimicrobial polycation with an oppositely charged polymer. In one non-limiting example, the antibacterial cationic polymer is complexed with a non-toxic anionic polymer such as alginate or carboxymethyl cellulose. This polyelectrolyte complexation approach for preparing antibacterial

surfactant/microgel formulations presents many advantages. First, it is a cleaner procedure for preparing antibacterial surfactant/microgel mixtures. Polyelectrolyte complexation uses ecofriendly ingredients to prepare the microgels, as opposed to phosphate derivatives (which can contribute to the eutrophication of lakes), organic solvents, or toxic crosslinking agents. The use of phosphate derivatives, organic solvents, or toxic crosslinking agents results in a more costly and less-ecofriendly preparation process than polyelectrolyte complexation. Second, polyelectrolyte complexation is a simple and inexpensive process. Third, the multivalent interactions between the anionic and cationic polymers impart the microgels with greater stability compared to ionically crosslinked microgels. This improved stability is conducive to the microgels being formulated in anionic and anionic/nonionic surfactant mixtures, as opposed to only nonionic surfactants. Fourth, the polyelectrolyte complexation method can be conducted without the use of cationic surfactants, such as alkyltrimethylammonium salts, that typical antibacterial surfactant formulations use. Because such surfactants are toxic, their use in cleaning formulations raises environmental concerns.

[0075] A non-limiting example of a procedure for preparing a surfactant/microgel formulation with microgel prepared through polyelectrolyte complexation involves adding a solution of a non-toxic anionic polymer, such as alginate, to a solution of a quaternized chitosan polymer. This mixture is allowed to equilibrate to form a microgel mixture. After equilibration, a surfactant such as TX-100 is added to the microgel mixture. In certain embodiments, the microgel mixture exhibits a positive zeta potential of about 30 mV before the surfactant is added.

[0076] Suitable non-toxic anionic polymers for use in a polyelectrolyte complexation method include, but are not limited to: alginates, celluloses, hyaluronan, dextran sulfate, poly(acrylic acid), poly(methacrylic acid), poly(styrene sulfate), poly(vinyl sulfonate), heparin, cellulose phthalate acetate, chondroitin sulfate, and the like. The term "alginate" is used as the general name given to alginic acid and its salts. Alginates are composed of D-mannosyluronic (mannuronic-"M") and L- gulopyranosyluronic (guluronic-"G") acid residues. Modified alginates, such as esterified alginates, are also included. Celluloses are linear chain polysaccharides of D-glucose units.

Modified celluloses, such as carboxyalkyl celluloses, including carboxymethyl cellulose, are particularly suitable for use in the microgel formulations described herein.

[0077] The quaternized chitosan polymer can be composed of any suitable chitosan derivative, as described above. Suitable chitosan derivatives include, but are not limited to: N-[(2- hydroxy-3-trimethylammonium) propyl] chitosan chloride (HTCC); hydroxyalkyl chitosans, such as hydro xypropyl chitosan; Ν,Ν,Ν-trimethyl chitosan (TMC); N-propyl-(QuatPropyl), N-butyl- (QuatButyl) and N-hexyl (QuatHexyl)-N,N-dimethyl chitosan; N-(4-N,N- dimethylaminocinnamyl) chitosan chloride; Ν,Ν-octylchitosan; N-benzylchitosan; N-(4- methylbenzylchitosan); N-(4-hydroxybenzyl) chitosan; N-(2-methoxybenzyl) chitosan; N-(4- methoxybenzyl) chitosan; N-(3,4-dimethoxybenzyl) chitosan; N-(4-fluorobenzyl) chitosan; N-(4- chlorobenzyl) chitosan; N-(3-bromobenzyl) chitosan; N-(4-bromobenzyl) chitosan; N-(4- trifluorobenzyl) chitosan; N-(4-nitrobenzyl) chitosan; N-(4-carboxybenzyl) chitosan; N-(4- pyridinylmethyl) chitosan; N-(2-thiophenylmethyl) chitosan, and combinations thereof.

[0078] Any of the surfactants described above can be used to prepare a surfactant/microgel formulation with the microgels prepared by polyelectrolyte complexation. TX-100 is particularly useful for this purpose, but any suitable polyoxypropylene glycol alkyl ether, glycol octylphenol ether, ethoxylated alkylphenol, glucoside alkyl ether, polyoxyethylene glycol alkylphenol ether (such as ethoxylated octylphenol), or mixture thereof can be used as the surfactant. In addition, the microgels prepared by polyelectrolyte complexation have added stability that allows them to be mixed with anionic or anionic/nonionic surfactant mixtures. This greatly expands the range of applications where the microgels can be used. Suitable anionic surfactants for use in a formulation with the microgels alone or in a mixture with one or more nonionic surfactants include, but are not limited to: sodium dodecyl sulfate (SDS), sodium laurate, sodium stearate, dioctyl sodium sulfosuccinate, amphoteric sodium N-lauroyl sarcosinate, and mixtures thereof.

[0079] In certain embodiments, the formulations contain surfactant at a concentration up to about 1,500 mM. In certain embodiments, the formulations contain surfactant at a concentration up to about 500 mM. In certain embodiments, the formulations comprise up to about 250 mmol kg of nonionic surfactant. In particular embodiments, the formulations comprise a surfactant present at a concentration of about 100 mmol/kg, or about 25 mmol/kg, or about 15 mmol/kg, or about 5 mmol/kg. In certain embodiments, the formulations comprise surfactant in concentrations ranging from about 0.05% w/v in water to about 3% w/v in water. In certain other embodiments, the formulations comprise surfactant in concentrations ranging from about 0.05% w/v in water to about 50% w/v in water.

[0080] The formulations containing microgels prepared by polyelectrolyte complexation generally include a quaternized polymeric microgel at a concentration ranging from about 0.001% to about 10% by weight (for example, in the form of a concentrate), or from about 0.01% by weight to about 0.5% by weight, or more preferably from about 0.1% by weight to about 0.3% by weight. In certain embodiments, the formulations comprise a quaternized polymeric microgel at concentrations ranging from about 0.01% w/v in water to about 0.15% w/v in water. In other certain embodiments, the formulations comprise a quaternized polymeric microgel at concentrations ranging from about 0.01% w/v in water to about 20% w/v in water, and in other embodiments, to about 50%. It is to be understood, that in certain embodiments, the volume may range from about, at least about, or at most about 0.1%, 0.5%, 1%, 1.5%, 2%, 2.5%, 3%, 3.5%, 4%, 4.5%, 5%, 5.5%, 6%, 6.5%, 7%, 7.5%, 8%, 8.5%, 9%, 9.5%, 10%, and up to about 20%, or up to about 50%, or any range derivable therein.

[0081] In certain embodiments, the quaternized polymeric microgel has a zeta-potential of about 15 mV or less. In certain embodiments, the quaternized polymeric microgel has a size distribution of about 10 nm to about 1000 nm, or from about 200 nm to about 400 nm, or from about 10 nm to about 100 nm.

[0082] The surfactant/microgel formulations prepared with microgels formed from polyelectrolyte complexation are useful for the same purposes as the surfactant/microgel formulations prepared with microgels formed from ionic or covalent crosslinking. This is because the microgels have antibacterial properties whether prepared by polyelectrolyte complexation or by ionic or covalent crosslinking. Thus, the quaternized chitosan microgels prepared from polyelectrolyte complexation are useful in the preparation of antibacterial surfactant formulations for use in cleaning and personal care products. For example, dilute polyelectrolyte-complexed chitosan-based microgel formulations are useful as replacements or substitutes for cationic surfactants and other toxic small molecule antibacterial agents (e.g., triclosan or bleach) in personal care and/or cleaning products. The polyelectrolyte-complexed quaternized chitosan microgels are antibacterial even at very low concentrations and are cytocompatible with mammalian cells.

[0083] In certain embodiments of the formulations described herein, the antibacterial cationic microgels prepared from polyelectrolyte complexation are dispersed in non-toxic nonionic surfactant solutions. These formulations achieve desirable antibacterial activity without the use of cationic surfactants or other small molecule antibacterial agents, which cationic surfactants are often toxic.

[0084] Concentrates

[0085] Any of the formulations described herein, including those having microgels prepared by polyelectrolyte complexation, can be prepared as concentrates. By way of non-limiting example, the formulations could be prepared with concentrations of nonionic surfactant up to about 2,500 mmol/kg, and with quaternized polymeric microgels at concentrations up to about 10% by weight and concentrations of surfactant up to about 1,500 mM. In some non-limiting examples, the concentrates may have an overall surfactant/microgel content of 60% by weight or more. The concentrates can then be diluted down to the desired concentrations of active agents prior to use.

[0086] In one non-limiting example, a surfactant/microgel formulation may be packaged in a concentrate containing up to about 10% by weight of quaternized chitosan particles prepared by polyelectrolyte complexation. The concentrate can then be diluted to sub- 100 ppm concentrations. There are many other methods of preparing the formulations described herein that will be readily apparent to the skilled practitioner.

[0087] Surfactants comprised of Anionic/N onionic Admixtures [0088] In certain embodiments, the nonionic surfactant is present in admixture with at least one anionic surfactant. The ratio of anionic: nonionic surfactant can be about 0: 100. In particular embodiments, the anionic: nonionic surfactant ratio is 10:90, 20:80, 30:70, or 40:60. In certain embodiments, the concentration of the anionic surfactant is 2 mmol kg or less, 1 mmol kg or less, or 0.5 mmol kg or less. Non-limiting examples of anionic surfactants include, for example, sodium dodecyl sulfate (SDS), sodium laureth sulfate (SLS), disulfosuccinate (DSS), alkyl benzene sulphonates, sulphated fatty alcohols, fatty acids and fatty acid salts, and the like.

[0089] Methods

[0090] Further described herein are methods of formulating chitosan-based microgel formulations with surfactants. Such methods overcome the issues that arise due to the electrostatic binding between oppositely charged surfactants and polymers. In addition, this binding can lead to the precipitation of the surfactant polymer complex, thereby complicating the formulation of single -phase surfactant/microgel formulations. Furthermore, by binding to the chitosan, the surfactant may reduce the availability of the cationic amine groups that underlie the biocidal activity of the microgels (which could inactivate their antibacterial properties).

[0091] Also described herein are antibacterial surfactant/microgel formulations that use one or more of anionic, nonionic, and anionic/nonionic surfactant systems. The binding of anionic and nonionic surfactants to the microgels was probed by electrophoretic light scattering and isothermal titration calorimetry (ITC). The surfactant/chitosan-based microgel formulations were determined to have desirable: (1) colloidal stability, which is essential for maintaining the formulation in a single phase; (2) antibacterial activity, which is necessary to inactivate bacteria using minimal chitosan quantities; (3) hydrophobe solubilization properties, which reflect the ability to remove soils or deliver essential oils; and (4) the effect of surfactants on dispersion clarity, which is often desirable for designing aesthetically-appealing products.

[0092] The present invention is further defined in the following Examples, in which all parts and percentages are by weight and degrees are Celsius, unless otherwise stated. It should be understood that these Examples, while indicating preferred embodiments of the invention, are given by way of illustration only. From the above discussion and these Examples, one skilled in the art can ascertain the essential characteristics of this invention, and without departing from the spirit and scope thereof, can make various changes and modifications of the invention to adapt it to various usages and conditions. All publications, including patents and non-patent literature, referred to in this specification are expressly incorporated by reference. The following examples are intended to illustrate certain preferred embodiments of the invention and should not be interpreted to limit the scope of the invention as defined in the claims, unless so specified.

[0093] Examples

[0094] Materials and methods

[0095] Materials [0096] All experiments were performed using Millipore Direct Q-3 deionized water (18.0 -

18.2 MQ.m resistivity). Chitosan (90% degree of deacetylation, as determined by pH titration), sodium tripolyphosphate (TPP), t-octylphenoxypolyefhoxyefhanol (Triton X-100®) (TX-100), glycidyltrimethylammonium chloride, and guaiazulene were purchased from Sigma- Aldrich (St. Louis, MO). Ultrapure sodium dodecyl sulfate (SDS) was purchased from MP Biomedicals (Solon, OH), and sodium chloride (NaCl) was purchased from Fisher Scientific (Fair Lawn, NT, USA). All materials were used as received.

[0097] Synthesis of Quaternized Chitosan

[0098] The antibacterial quaternized chitosan derivative, N-[(2-hydroxy-3- trimethylammonium) propyl] chitosan chloride (HTCC), was prepared. Briefly, 2.0 g of chitosan flakes were dispersed in 38 mL of water at 85 °C and agitated with a magnetic stirrer. Three 2.45 mL aliquots of glycidyltrimetyl ammonium chloride were then added to the dispersion at 2 h intervals, and allowed to react for 12 h. The quaternization then became apparent from the dissolution of chitosan flakes, which are otherwise insoluble at neutral and high pH. After the reaction, the HTCC was purified by dialyzing once against 10 mM NaCl and thrice against deionized water (for 12 h each time) through a SpectralPor regenerated cellulose membrane (molecular weight cutoff = 2,000). The final product was then freeze dried for 48 h on a Labconco Freeze Dryer 3 lyophilizer (Kansas City, MO) and characterized by Ή NMR to confirm that the product spectra (not shown) matched the literature spectra for HTCC.

[0099] Microgel Preparation

[00100] The quaternized chitosan microgels were prepared through the ionic cross-linking of

HTCC with TPP. Briefly, 3.3 mL of 0.1 wt% TPP solution were added dropwise (at a rate of 200 RL/min) to 15 mL of 0.1 wt% HTCC solution, where each solution contained 10 mM NaCl. The addition rate was controlled with a Fisher Scientific syringe pump (Model # 78-01001), and the receiving HTCC solution was stirred with a cylindrical (12 mm x 4 mm) magnetic stir bar at 800 RPM inside a 20 mL scintillation vial. The microgels were then allowed to equilibrate for 15 min, whereupon their size distributions and ζ potentials were characterized by dynamic and electrophoretic light scattering.

[00101] Isothermal Titration Calorimetry

[00102] The binding of the anionic surfactant SDS and the non-ionic surfactant TX-100 to the microgels was tested by isothermal titration calorimetry (ITC), using a Microcal VP-ITC instrument (GE Healthcare, Northampton, MA). In each measurement, twenty five 10-μί injections of 40 mmol/kg surfactant (either SDS or TX100) solution (containing 10 mM NaCl) were added to a 1.48 mL sample cell filled with microgel dispersions at a matching NaCl concentration. To account for the heat of surfactant dilution (and demicellization), control measurements were also performed, where 40 mM surfactant solutions were injected into microgel-free 10 mM NaCl solutions. The enthalpic signal due to binding was then obtained (as the heat absorbed from the sample cell per mole of added surfactant) by subtracting this heat of dilution from the signal obtained from the addition of surfactant to the microgels.

[00103] Dynamic and Electrophoretic Light Scattering

[00104] To determine the effect of surfactant on the size distribution and surface charge of the chitosan-based microgels, the dispersions were probed by dynamic and electrophoretic light scattering. These measurements were performed on a Zetasizer Nano ZS (Malvern,

Worcestershire, UK). The effect of surfactant binding on the surface charge was inferred from the changes in ζ potential, which were estimated from the electrophoretic light scattering

measurements using the Helmholtz-Smoluchowski equation. The effects of SDS and SDS:TX-100 surfactant systems on size distributions (which reflected the microgel aggregation states) was measured by dynamic light scattering (DLS), based on changes in the z-average hydrodynamic diameters (estimated via cumulant analysis). Conversely, the effects of TX-100 on microgel aggregation were characterized by analyzing the DLS data by the multiple narrow modes algorithm. This was because the microgels remained dispersed in a single phase even at high surfactant concentrations (where the scattering from the micelles became significant), and the multiple narrow modes algorithm allowed the scattering signal from the microgels to be resolved from that of the TX-100 micelles.

[00105] Colloidal Stability of Surfactant/Micro gel Formulations

[00106] The short-term colloidal stability of surfactant/microgel formulations was

characterized through visual observation and DLS. Concentrated surfactant and surfactant admixtures (containing either 10 mmol/kg SDS, 14.3 mmol/kg 70:30 SDS:TX-100; 25 mmol/kg 40:60 SDS:TX-100, 100 mmol/kg 10:90 SDS:TX-100, or 100 mmol/kg TX-100) were titrated into the microgel dispersions in 65- to 250 increments. During the titrations the surfactant/microgel formulations were continuously stirred at 800 RPM using a cylindrical (12 mm x 4 mm) magnetic stir bar, and equilibrated for 6 min after each surfactant addition prior to visual analysis and DLS characterization. Each titration was performed three times and yielded reproducible results. The long-term colloidal stability was then tested by equilibrating the samples at room temperature over 6 weeks and monitoring them for precipitation.

[00107] Antibacterial Activity Tests

[00108] The effect of anionic and nonionic surfactants on the microgel antibacterial properties was probed using Pseudomonas aeruginosa (wild-type P. aeruginosa PAOI strain) as model Gram-negative bacteria. The bacteria were cultured in one-tenth strength LB broth (2.5 g/L, Difco Laboratory, Detroit, MI) at 37°C until the late-exponential phase. Bacterial cells were then harvested by centrifugation at 2,000 g for 15 min (using an Eppendorf 5804R centrifuge;

Hamburg, Germany), washed and resuspended in phosphate buffer (0.54 g Na ₂ HPQ ₄ and 0.88 g KH ₂ P0 ₄ per liter, pH = 6.98) as bacterial suspensions (0D ₆₀₀ = 0.25 + 0.02).

[00109] All glassware used in this example was sterilized in an autoclave. Likewise, the HTCC, TPP, and surfactant solutions used to prepare the surfactant/microgel formulations were sterile-filtered using Santorius Minisart NML 0.8 μηι syringe filters. The microgels were filtered, and after the filtration, the microgels were prepared inside a BSL 2 certified biosafety chamber, whereupon 2 mL of surfactant (which contained either SDS, TX-100, or an admixture of both) were added at a rate of 1 mL/min, such that the final HTCC concentration was 7.4 x 10 ^-2 wt%. Each antimicrobial formulation sample was then tested in triplicate at room temperature (22 + 2°C). The bacterial suspension was mixed with the surfactant/microgel formulations in a 1 : 1000 ratio (e.g., 15 μΐ: 15 ml). After mixing, samples were taken at 5, 15, and 30 min to quantify the effect of surfactant/microgel formulations on the number of viable cells. The viable cells were enumerated at each time point using the heterotrophic plate count method with R2A agar plates (Difco Laboratories, Detroit, MI).

[00110] Dye Solubilization Tests

[00111] To test the hydrophobe solubilization properties of each surfactant/microgel

formulation type, surfactant/microgels formulations were prepared as described previously using SDS:TX-100 ratios of 100:0, 70:30, 40:60, 10:90, and 0: 100, and total surfactant concentrations of 1.75, 1.12, 1.04, 1.08 and 14.4 mmol/kg, respectively. The concentrations of SDS-containing samples corresponded to the maximum surfactant concentrations that were mixed with the microgels during the titrations before phase separation occurred. Conversely, the concentration of 14.4 mmol/kg was used for the 0: 100 SDS:TX-100 system (in which phase separation did not occur) because it was the highest surfactant concentration tested in the colloidal stability and biocidal activity experiments. Three milliliters of each formulation type were added to a test tube and mixed with 0.2 g of hydrophobic guauazulene dye for 5 minutes on a vortex mixer. The samples were then equilibrated for 24 hours and— after separating the microgels and undissolved dye particle by passing the formulation though a Millipore Millex® FG 0.2μιη filter (to minimize artifacts due to light scattering and absorption from the microgels and undissolved dye)— quantified for the dissolved dye content by UV/Vis spectroscopy (extinction coefficient =0.2575 mM ^"1 cm ^"1 ) using a Cary 50 spectrophotometer. Each measurement was performed in triplicate.

[00112] Turbidimetric Measurements

[00113] To measure the effect of surfactant choice on formulation clarity, the turbidity of each formulation used in the dye solubilization experiment was quantified. This choice of formulation compositions, which corresponded to the maximum surfactant concentrations that were used to prepare single-phase antibacterial formulations during the surfactant titrations, reflected two considerations: (1) these surfactant concentrations optimize hydrophobe solubilization without diminishing biocidal activity; and (2) because the turbidity increases with the surfactant content, these compositions enable the measurement of maximum turbidity in the single-phase surfactant/microgel formulations obtained using each surfactant system. Here, the turbidity of dye-free surfactant/microgel formulations was measured (without filtration at λ = 488mm) immediately after the surfactant addition, using a Cary 50 spectrophotometer. Each measurement was performed three times.

[00114] Example 1

[00115] Surfactant Binding to Chitosan-Derived Microgels

[00116] The binding of anionic SDS and nonionic TX-100 to the microgels was probed by ITC and electrophoretic light scattering. When SDS was titrated into the microgel dispersion, an exothermic binding heat (of approximately 5 kJ/mol of added SDS) was detected by ITC (Fig. 1), thus showing that the SDS was binding to the microgels. Once the SDS concentration exceeded about 2 mmol/kg, however, the binding heat diminished sharply to about 0.7-0.8 kJ/mol. This transition shows the saturation of cationic binding sites. The persistence of the exothermic binding heat beyond that point, however, shows that SDS continues to bind (through non-electrostatic interactions) even after the cationic charges are saturated. Conversely, no binding heat was detected when TX-100 was added to the microgels, thus showing that TX-100 does not bind to the chitosan-derived microgels.

[00117] This interpretation of the molecular binding events is further supported by the ζ- potential estimates obtained by electrophoretic light scattering. Without surfactant, the microgel ζ- potential in 10 mM NaCl is about 15 mV (see Fig. 2). When SDS is added to the microgels, the ζ- potential stays nearly constant, until the SDS concentration reaches the saturation transition in the ITC data (i.e., exceeded - 2 mmol kg). At this point, the ζ-potential diminishes dramatically, and ultimately becomes negative. The microgel charge inversion that occurs after the saturation of cationic sites confirms the continued binding of SDS to the microgels, which occurs through hydrophobic association.

[00118] The addition of nonionic TX-100 (instead of the SDS) has no effect on the microgel ζ- potential. This combination of ITC and electrophoretic light scattering data shows that SDS binds to the chitosan-derived microgels and the TX- 100 does not.

[00119] Example 2

[00120] Colloidal Stability of Surfactant/Micro gel Formulations.

[00121] To determine the surfactant compositions at which the microgels can be dispersed, the short-term colloidal stability of the surfactant microgel formulations was investigated by titrating concentrated surfactant solutions into dilute microgel dispersions (which initially contained 8.2 x 10 ^"2 wt% HTCC). Microgel aggregation was then tracked both visually and by DLS. In the absence of TX-100, the microgels - whose z-average hydrodynamic diameter was ca. 300 nm - remained dispersed until the SDS was mixed with the cationic microgels near the saturation point ([SDS] - 2 mmol/kg, as shown by the ITC data and the blue diamonds in Fig. 3A). Above this point, their z-average diameters (see Fig. 3A) and polydispersities (Fig. 9) increased sharply due to coagulation, and the microgels precipitated. This coagulation reflects the neutralization of the HTCC charges on the microgel surface, which diminishes both the hydrophilicity of the microgels and the electrostatic stabilization of their dispersions.

[00122] When the SDS concentration was raised further, above 8 mmol kg, the microgels redispersed. These transitions show the interactions of molecular HTCC and cationically-modified hydroxyethyl cellulose with anionic surfactants - i.e., where the surfactant polyelectrolyte complexes precipitated when the surfactant and polymer were mixed at near stoichiometric ratios, and were resolubilized in the limit of high surfactant concentration. This resolubilization phenomenon is attributed to the additional binding of surfactant, which breaks up the interpolymer surfactant/polyelectrolyte aggregates, such that the polymer-bound surfactant aggregates are no longer shared by multiple polymer chains or (in the case of the present example) multiple microgels.

[00123] The microgel hydrodynamic diameter diminished dramatically as the concentration was increased beyond the resolubilization boundary, and matched that obtained for SDS complexes with molecular (TPP-free) HTCC. This decrease in particle size was accompanied by a sharp reduction in dispersion turbidity, thus indicating microgel dissolution and indicating that the binding of SDS can displace ionic crosslinks formed by TPP between the HTCC chains. This is further supported by comparing the ITC data for SDS binding to HTCC/TPP microgels - where most of the binding sites were initially occupied by TPP - with its binding to molecular HTCC (without TPP), where all the binding sites were initially free. This comparison, shown in Fig. 11, reveals that the presence of TPP has little impact on the SDS concentration required to saturate the cationic HTCC binding sites. Thus, the electrostatic binding of SDS can displace the TPP crosslinks within the microgels, and can lead to their dissolution when SDS is in excess.

[00124] When the surfactant titrations were repeated using tertiary SDS/TX-100/water formulations (where the SDS:TX-100 ratios were either 70:30, 40:60 or 10:90), the addition of TX-100 shifted the precipitation transition to lower SDS concentrations (see Fig. 3A and Fig. 8 - Table 1).

[00125] At each SDS:TX-100 ratio, precipitation occurred at roughly the same overall surfactant concentration (roughly 1.4 - 2 mmol/kg, as shown in Fig. 3B and Fig. 8 - Table 1). This shift of the precipitation boundary to lower SDS concentrations was particularly surprising because the microgel ζ-potential in SDS/TX-100/water surfactant formulations was roughly the same as that in the absence of TX-100 at the same SDS concentration (Fig. 10). This early coagulation reflects the bridging of microgels with surface-bound SDS/TX-100 micelles (i.e., microgel/micelle heterocoagulation), even when the cationic chitosan amine groups are in excess. Unlike in the SDS/microgel formulations without TX-100, the microgels did not re-disperse in SDS/TX-100 surfactant formulations at higher concentrations (up to 100 mmol/kg).

[00126] The titration experiment was repeated using nonionic TX-100 as the only surfactant species, thereby eliminating electrostatic surfactant/microgel binding. The microgels remained dispersed at all investigated surfactant concentrations ([TX-100] < 14.4 mmol/kg) and, as shown by the DLS data in Fig. 4 - where the peak at 8 nm, which grows with increasing surfactant concentration, reflects the formation of TX-100 micelles - appeared to have little impact on the microgel size distributions. This shows that surfactant-induced coagulation of cationic microgel dispersions was avoided by the use of the nonionic surfactant.

[00127] The short-term colloidal stability seen in this example reveals the restrictions on surfactant compositions that can be used with the HTCC/TPP microgels. In addition to the rapid, surfactant- induced microgel coagulation (or disintegration), however, the long-term stability of these colloidal dispersions (which is important for commercial use) can be undermined by other effects such as attractive Van der Waals interactions, bridging flocculation by surface-bound TPP, or hydrolytic degradation.

[00128] Upon storage at room temperature over longer timescales (of several days), the microgels coagulated and precipitated at nearly all SDS and SDS/TX-100 surfactant

concentrations (and even without added surfactant). At low surfactant concentrations (0-2 mmol/kg), below the onset of rapid precipitation in microgel formulations with SDS and SDS/TX- 100 (see Fig. 3 and Table 1 in Fig. 8), this occurred within one or two days. This limited colloidal stability of HTCC/TPP microgels differs greatly from that of non-quaternized chitosan/TPP microgels, which remain dispersed even after several months. While not wishing to be bound by theory, it is believed that this may reflect the differences in the biopolymer/TPP binding strength, which ITC measurements suggest to be significantly weaker for HTCC than for chitosan (see Fig. 12). The microgel coagulation occurs through the ionic bridging of the microgels by TPP, which occurs more rapidly at higher free TPP concentrations. The free TPP concentration, on the other hand, scales inversely with the binding strength; thus, the faster coagulation of HTCC/TPP microgels reflects the higher concentration of bridging TPP ions in solution. This effect is also enhanced by the low ζ-potentials of HTCC/TPP microgels (-15 mV) which, because of the weaker electrostatic repulsion, leads to more-frequent microgel collisions.

[00129] When single-phase formulations were prepared at higher surfactant concentrations, the colloidal stability was dramatically improved. When the microgels were dispersed in 10 mmol/kg SDS (above the resolubilization phase boundary for the SDS/microgel system), the microgels remained dispersed for more than 2 weeks at room temperature. Likewise, when the microgels were mixed with 14.4 mmol/kg TX-100, the microgels remained dispersed for 5-6 weeks. This extended shelf life shows that, in addition to not causing precipitation, TX-100 dramatically enhances the long-term colloidal stability of HTCC microgel formulations. It also indicates that, despite the lack of binding signal in the ITC data (see Fig. 1), the nonionic TX-100 surfactant interacts hydrophobically with the HTCC/TPP microgels.

[00130] Example 3

[00131] Antibacterial Activity of Surfactant/Micro gel Formulations

[00132] The antibacterial activity of the surfactant microgel formulations was tested using Pseudomonas aeruginosa PAOl as a model Gram-negative bacteria. As a positive control, the bacteria were added to a surfactant-free microgel dispersion (containing 7.4 x 10 ^~2 wt% HTCC), whereupon all bacteria were rapidly killed within the first 5 min (see Fig. 5, Group 1 ; where the number of viable cells, N, is normalized by their initial number, N ₀ ). When SDS was added to the dispersion, such that the microgel cationic charges were not fully neutralized (i.e., 1 mmol/kg SDS; see Fig. 5, Group 2), the microgels maintained their strong antibacterial activity and again killed all the bacteria within 5 min. Similar results were obtained when the microgels were dispersed in a dilute (3 mmol/kg; see Fig. 5, Group 3) 40:60 SDS:TX-100 formulation, which had a similar SDS concentration to Group 2.

[00133] The coagulation of the microgels at this SDS:TX-100 surfactant concentration (see

Fig. 3) did not appear to affect their antibacterial properties. When the SDS concentration was raised to be in excess to the HTCC amines, however (using 10 mmol/kg SDS), the antibacterial activity was diminished, with nearly 1 % of the bacteria still viable after 30 min of contact time (see Fig. 5, Group 4). This reduction in antibacterial activity reflects the neutralization of the quaternary HTCC amine groups - to which the antibacterial activity is typically attributed - by the microgel-bound anionic surfactant. This neutralization is evident from the ζ-potential data in Fig. 2, where the microgel charge was shown to become negative at SDS concentrations above 2.8 mmol/kg. Furthermore, because the antibacterial activity of microgels may be stronger than that of molecular HTCC, the reduced antibacterial activity at higher SDS concentrations might also reflect microgel dissociation. Thus, the electrostatic binding of anionic surfactant to the cationic microgels diminishes both the stability and the antibacterial activity of the formulation.

[00134] Conversely, when an excess (14.4 mmol/kg) of the non-binding TX-100 was added to the microgels, the strong antibacterial properties were preserved (see Fig. 5, Group 5), and all of the bacteria were killed within 5 min of contact time. This shows that, by avoiding electrostatic binding, antibacterial activity of chitosan-based microgels can be preserved even at high surfactant concentrations.

[00135] To ensure that the surfactants used were not biocidal on their own, the cells were exposed to microgel-free SDS, TX-100 and SDS/TX- 100 surfactant solutions (see Fig. 5, Groups 6 -8) and water (see Fig. 5, Group 9) as negative controls. These measurements confirmed that, without the microgels, the surfactants (see Fig. 5, Groups 6 - 8) had no short-term effect on bacterial viability, and that the rapid antibacterial activity of the surfactant/microgel formulations stems from the microgels and not the surfactants.

[00136] Likewise, when the bacteria were exposed to water (without surfactant or microgels; see Fig 5, Group 9), the viable cell counts remained constant over the 30 min experiment. These results show that the strong antibacterial properties of chitosan-based microgels are mediated by their cationic amine groups. Accordingly, in formulations containing nonionic and anionic surfactants, desirable antibacterial activity is achieved using either nonionic surfactants, or anionic surfactants at low concentrations (i.e., where the microgel amine groups are not neutralized).

[00137] Example 4

[00138] Hydrophobe Solubilization Properties of Surfactant/Micro gel Formulations

[00139] In addition to their colloidal stability and antibacterial properties, it is desirable that successful cleaning and personal care product formulations be able to solubilize hydrophobic compounds. To this end, hydrophobe solubilization properties of microgel formulations with SDS, SDS/TX- 100 and TX- 100 solutions were measured. The surfactant concentrations in dispersions prepared using the SDS and SDS/TX-100 surfactant systems were selected to be near the onset of rapid precipitation (see Fig. 3B), such that the surfactant content was near the maximum that can be used without undermining the phase stability or antibacterial activity of the dispersion. Similarly, dispersions prepared using only TX-100 - where no rapid precipitation or antibacterial activity reduction occurred - were prepared at the maximum TX-100 concentration used in the colloidal stability and antibacterial activity tests (i. e., 14.4 mmol/kg TX-100).

[00140] To test the hydrophobe solubilization properties of the surfactant microgel

formulations, the dispersions were mixed with hydrophobic blue (guaiazulene) dye. When the dye was mixed with the surfactant/microgel formulations, a fraction of the dye dissolved in samples containing TX-100 or SDS/TX-100 formulations. This was shown by the blue color of the surfactant/microgel formulation (see Fig. 6A, Samples ii - v), and confirmed by UV-Vis spectroscopy (Fig. 6B). No dye dissolution, however, occurred in dispersions containing SDS without TX-100 (Fig. 6A, Sample i, and Fig. 6A).

[00141] Microgel dispersions prepared using 70:30 and 40:60 SDS:T'X-100 ratios also generated finely-dispersed dye particles, which were not solubilized at the molecular level. Most of these particles (along with the microgels) were removed by filtration through a 0.2 μιη filter prior to spectroscopic analysis. The dye particles at the 40:60 SDS:TX-100 ratio, however, were dispersed more-finely than those at 70:30 SDS: TX-100. Consequently, the filtration of 70:30 SDS:TX-100 samples yielded clear solutions, while the filtered 40:60 SDS:TX- 100 samples remained opaque. This indicated that nearly all undissolved particles were removed from the 70 : 30 SDS:TX-100 sample, while in the 40:60 SDS:TX- 100 samples some of the dye particles remained dispersed. The presence of finely-dispersed dye particles in the 40:60 SDS:TX-100 samples made the measured solubilized dye concentration (in Fig. 6B) appear higher than it really was (and higher than it was in other SDS-bearing samples). Because of this artifact, the true dye solubility in the 40:60 SDS:TX-1001 microgel formulation is lower than it appears in the UV-Vis measurements. The microgels dispersed in 14.4 mmol/kg TX-100, however, had by far the best solubilization properties (where the solubilized dye concentration was almost seven times higher than that measured for the 40:60 SDS:TX-100 samples).

[00142] The lack of dissolved dye in dispersions containing only SDS reflected the fact that almost all of the SDS was taken up by the microgels, and was therefore unavailable to interact with the dye. The impact of SDS uptake on dye solubilization was confirmed by mixing the dye with microgel-free 1.75 mmol kg SDS (i.e., the SDS concentration in Fig. 6A, Sample i), which yielded a dark blue mixture with finely-dispersed dye particles (see Fig. 13).

[00143] Conversely, when SDS/TX-100 formulations were used, a substantial portion of the surfactant remained outside the microgels, and enabled dye solubilization. The stable dye particle dispersions that form at 70:30 and 40:60 SDS:TX-100 ratios reflects the electrostatic repulsion that exists between dye particles coated with anionic surfactant, and shows that the surfactant/microgel formulations are able to remove hydrophobic soils without molecular solubilization. However, because the SDS-free microgel/TX-100 formulation can be prepared at higher surfactant concentrations (without compromising colloidal stability or antibacterial activity), the nonionic surfactant-based formulations (e.g., Fig. 6A, Sample v) provide the best solubilization properties.

[00144] Example 5

[00145] Effects of Surfactant on Mixture Turbidity

[00146] Besides being functional, it is desirable that consumer product formulations be aesthetically appealing. For products sold in clear packaging, clarity is a key optical property.

[00147] The effect of surfactant on the turbidity of the chitosan-based microgel dispersions was characterized at the same surfactant concentrations as were used in the hydrophobe solubilization tests (see Fig. 7).

[00148] The dispersion clarity depended strongly on the SDS content. When only SDS was added to the microgels (without TX- 100), the turbidity increased dramatically, despite the nearly- constant hydrodynamic diameter of the microgels (see Fig. 3). This reflects a greater refractive index contrast between the microgel and solvent phases, which stems from the uptake of organic SDS molecules into the aqueous microgel particles.

[00149] When SDS/TX-100 surfactant formulations were used, the turbidity increase became progressively less-pronounced with decreasing SDS:TX-100 ratios, showing a smaller extent of surfactant uptake by the microgels. Likewise, when SDS-free TX-100 was used, the turbidity remained virtually unchanged by the addition of surfactant. This result shows that the clarity of the nonionic surfactant/microgel formulations is not diminished by the uptake of surfactants into the microgels (like it is in the case of anionic surfactants), and that microgel dispersions with nonionic surfactants exhibit superior optical properties to their ionic surfactant-containing counterparts.

[00150] Thus, these examples show that the chitosan-derived microgels are highly

antibacterial, and are useful alternatives to cationic surfactants and other low-molecular-weight antibacterial agents. In addition, the mixing of chitosan-derived microgels with a nonionic surfactant (TX-100) preserves the chitosan-derived microgel' s antibacterial activity and low optical density, does not lead to rapid, surfactant-induced precipitation (which limits the range of surfactant concentrations that can be used), and enhances long-term colloidal stability. [00151] Furthermore, because the addition of nonionic surfactant does not undermine the biocidal activity and colloidal stability of the microgels, the nonionic surfactant/microgel formulations can be prepared at high surfactant concentrations, which provide superior hydrophobe solubilization.

[00152] Conversely, chitosan-based microgel formulations with anionic (SDS) and

anionic/nonionic (SDS/TX-100) surfactant formulations undergo rapid, surfactant- induced precipitation. In the case of mixed anionic/nonionic surfactant systems this limits the single-phase formulation compositions to very low surfactant concentrations, which lead to poor hydrophobe solubilization properties.

[00153] When microgels are mixed with only anionic surfactant, however, the formulations remain in a single phase both in the limits of low and high surfactant concentrations (with surfactant- induced precipitation occurring at intermediate concentrations). As in the case of the anionic/nonionic surfactant formulations, formulations at low anionic surfactant concentration exhibit poor hydrophobe solubilization properties (which are worse than those in anionic/nonionic surfactant formulations).

[00154] Conversely, at higher anionic surfactant concentrations (above the CMC, where single -phase mixtures again form), the binding of surfactant to the microgels weakens their biocidal activity and ultimately leads to microgel dissolution. Furthermore, the uptake of anionic surfactant by the microgels makes the microgels more opaque, thereby potentially making the anionic surfactant/microgel formulations less-suitable for clear packaging.

[00155] Also, HTCC/TPP microgels mixed with anionic surfactant (or without surfactant) exhibit poor long-term colloidal stability, and coagulate within days. These results show that stable formulations that combine antibacterial activity with good solubilization and optical properties, surfactant/chitosan-based microgel formulations are achieved when nonionic surfactant systems are used in the formulations.

[00156] Example 6

[00157] Evolution in Microgel Polydispersity

[00158] Fig. 9 shows the evolution in the microgel polydispersity index (PDI) during the titration of surfactant (either SDS or SDS/TX-100 at 70:30, 40:60 and 10:90 SDS:TX-100 ratios). At low surfactant concentrations, the addition of surfactant gradually diminishes the PDI. At the onset of precipitation, however (where the microgels begin to rapidly coalesce), the PDI-values increase sharply. The sharp increase in PDI-values reflects the formation of polydisperse microgel floes.

[00159] Example 7

[00160] Evolution in ζ-Potential

[00161] Fig. 10 shows the evolution in the microgel ζ-potential during the titration of surfactant (either SDS or SDS/TX-100 in 70:30, 40:60 and 10:90 SDS:TX-100 ratios), plotted as a function of SDS concentration. The overlap between the data points collected at different SDS:TX-100 ratios reveals that (despite the effect of TX-100 on microgel coagulation) the microgel ζ-potential is unaffected by TX-100.

[00162] Example 8

[00163] Critical Micelle Concentrations of SDS/TX-100 Formulations

[00164] To confirm that coagulation in SDS/TX- 100/microgel formulations occurred at surfactant concentrations above the surfactant critical micelle concentration (CMC), the CMCs of SDS/TX-100 formulations in 10 mM NaCl were measured by isothermal titration calorimetry (rrC). The results of these measurements are presented in Fig. 11, which shows that the microgels coagulate (and precipitate) at surfactant concentrations above the CMC.

[00165] Example 9

[00166] ITC Analysis of TPP Binding to HTCC

[00167] The strength of chitosan/ionic crosslinker binding can be shown from isothermal titration calorimetry (ITC) data. Fig. 12 compares the ITC data for TPP binding to chitosan (red circles) and HTCC (which was used to prepare the microgels; black squares). The data in these plots are roughly proportional to the first derivative of the binding isotherm when plotted as a function of total binding ligand (in this case TPP) concentration. Consequently, the abruptness of the saturation transition (where the exothermic binding signal diminishes to approximately 0 kJ/mol) reflects the binding strength of each polymer/crosslinker system. Comparing these transitions for the two data sets - where the saturation transition for the chitosan/TPP system is much more abrupt than that for the HTCC/TPP system - shows that the binding of TPP to HTCC is much weaker than its binding to chitosan.

[00168] Example 10

[00169] Dye Solubilization in Microgel-Free SD

[00170] Fig. 13 shows a photograph of hydrophobic (guaiazulene) blue dye equilibrated for 24 h with 1.75 mmol/kg SDS solution. The uniform blue color in this formulation is in stark contrast with the clear supernatant that forms in 1.75 mmol/kg SDS solution (Fig. 6A, Sample i), and shows that the inability of this SDS/microgel formulation to solubilize the dye stems from the uptake of surfactant into the microgel.

[00171] Example 11

[00172] Poly electrolyte Complexation

[00173] The antibacterial quaternized chitosan derivative, N-[(2-hydroxy-3- trimethylammonium) propyl] chitosan chloride (HTCC), was prepared as described above. HTCC, sodium alginate, Triton X-100 (TX-100), and DI water were used in this example to prepare microgels by polyelectrolyte complexation, and then to prepare surfactant/microgel formulations with the microgels formed through polyelectrolyte complexation.

[00174] To prepare a microgel mixture, 3.5 mL of 0.1 wt% alginate solution was added dropwise at an approximate rate of 200 μΙ7ηύη to 10 mL of 0.01 wt% HTCC solution. The addition was conducted with a pipette, and the receiving solution was stirred with a magnetic stir bar at 800 rpm in a 20 mL scintillation vial. After 10 min of equilibration, before the surfactant was added, the microgel exhibited a positive zeta potential of about 30 mV. Following equilibration, 1.3 mL of 0.1 M TX-100 solution was added to the microgel mixture at an approximate rate of 1 mL/min. The resulting mixture was equilibrated for 10 min.

[00175] The above procedure was repeated with varying alginate:HTCC ratios and varying concentrations of HTCC solution. Figs. 14A-14C show the size distributions (z-average diameters and polydispersity indices) and zeta potentials of the HTCC/ alginate particles prepared at varying alginate:HTCC ratios. Figs. 15A-15D show the size distributions, zeta potentials, and derived count rate of the HTCC/ alginate particles prepared with these varying concentrations of HTCC. Concentrations of 0.01 wt%, 0.02 wt%, 0.03 wt%, 0.04 wt%, and 0.05 wt% HTCC were used.

[00176] The antibacterial activity of mixtures of surfactant and HTCC/alginate, prepared as described above, was tested using Pseudomonas aeruginosa PAOl as model Gram-negative bacteria. These tests showed that the mixtures of surfactant and HTCC/alginate particles have antibacterial activity. (Figs. 16A-16B.) As seen in Figs. 16A-1B, exposure to the

surfactant microgel mixture prepared from polyelectrolyte complexation significantly reduced the percent of viable bacterial cells after a very short time frame.

[00177] Example 12

[00178] Exemplary Uses

[00179] Non-limiting uses include medical, dental, personal care and industrial uses. Non- limiting specific examples include: textiles, food and beverages; biopharmaceuticals, medical implants, wound dressings, dentistry implants and implements, packaging materials, article, compound, composition, film, yarn, fabric, mesh, screen material and the like. Other uses include use as cleaning agents, antibacterial agents, antiseptic agents, and the like.

[00180] It is to be understood that the formulations described herein may be the form of a tablet, powder, gel, capsule, liquid, coating, film, foam, sponge, woven material, non-woven material, knitted material, textiles, papers, porous material or solid material.

[00181] Also, within the contemplated scope of the invention herein are articles comprising a porous or solid material at least partially coated with the formulation; and/or at least partially comprised of the formulation.

[00182] While the invention has been described with reference to various and preferred embodiments, it should be understood by those skilled in the art that various changes may be made and equivalents may be substituted for elements thereof without departing from the essential scope of the invention. In addition, many modifications may be made to adapt a particular situation or material to the teachings of the invention without departing from the essential scope thereof. Therefore, it is intended that the invention not be limited to the particular embodiment disclosed herein contemplated for carrying out this invention, but that the invention will include all embodiments falling within the scope of the claims.