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Title:
BIODEGRADABLE METAL ALLOYS
Document Type and Number:
WIPO Patent Application WO/2013/052791
Kind Code:
A2
Abstract:
The invention relates to biodegradable, metal alloy-containing compositions, methods for their preparation and applications for their use. The compositions include magnesium and other components, such as yttrium, calcium, silver, cerium, and zirconium; or zinc, silver, cerium, and zirconium; or aluminum, zinc, calcium, manganese, silver, yttrium; or strontium, calcium, zinc. The compositions are prepared by vacuum induction/crucible melting together the components and casting the melted mixture in a preheated mild steel/copper mold. In certain embodiments, the compositions of the invention are particularly useful for forming medical devices for implantation into a body of a patient.

Inventors:
KUMTA PRASHANT N (US)
CHOU DA-TREN (US)
HONG DAEHO (US)
SAHA PARTHA (US)
Application Number:
PCT/US2012/058939
Publication Date:
April 11, 2013
Filing Date:
October 05, 2012
Export Citation:
Click for automatic bibliography generation   Help
Assignee:
UNIV PITTSBURGH (US)
International Classes:
C22C23/00; C22C23/04; C22C23/06
Foreign References:
US20080031765A12008-02-07
KR20080027202A2008-03-26
US20080033530A12008-02-07
KR20110065390A2011-06-15
US20110192500A12011-08-11
Other References:
None
See also references of EP 2764130A4
Attorney, Agent or Firm:
MARMO, Carol A. et al. (LLC600 Grant Street, 44th Floo, Pittsburgh Pennsylvania, US)
Download PDF:
Claims:
la the Claims:

1. A biodegradable, metal alioy-contaming composition, comprising:

from about 0,5 weight percent to about 4.0 weight percent of yttrium; from greater than zero to about 1 ,0 weight percent of calcium:

from aboitt 0.25 weight percent to about 1.0 weight percent of zirconium; and

a balance of magnesium, based on total weight of the composition,

2. The composition of claim I , wherein the composition further comprises silver in an amount of from about 0.25 weight; percent to about 1.0 weight percent based on the total weight of the composition.

3. The composition of claim L wherein the composition further comprises cerium in an amount of from about 0, 1 weight percent to about 1.0 weight percent based on the total weight of the composition.

4. A biodegradable, metal alloy-containing compos tion, comprising; from about 1.0 wei ght percent to about 6.0 weight percent of zinc; from greater than zero to about 1 .0 weight percent of zirconium; and a balance of magnesium, based on total weight of the composition.

5. The composition of claim 4, wherein the composition further comprises silver ia an amount of from about 0.25 weight percent to about 1.0 weight percent based on the total weight of the composition.

6. The composition of claim 1, wherein the composition further comprises cerium in an amount of from about 0.1 weight percent to aboitt 1 .0 weight percent based on the total weight of the composition,

7. A method, of preparing a biodegradable, metal alloy-containing composition, comprising:

melting together components, comprising: from about 0.5 weight percent to about 4.0 weight. perceEt of yttrium.'

from greater than zero to about 1.0 weight percent of calcium; from about 0.25 weight percent to about ί ,0 weight percent of zirconium; and

a balance of magnesium, based on total weight of the composition;

to obtain a melted mixture; and

casting said melted mixture to obtain said biodegradable, metal alio y- containing composition.

8. A method of preparing a biodegradable, metal alloy^ontainmg compos! iion, comprising:

melting together components, comprising:

from about 1.0 weight percent to about 6.0 weight percent of zinc;

from greater than zero to about 1 ,0 weight percent of zirconium; and

a balance of magnesium, based on the total weight of the composition;

to obtain a melted mixture; and

casting said melted mixture to obtain said biodegradable, metal alloy- containing composition.

9. The method of claim 7 or claim 8, wherein said composition further comprises from about 0.25 weight percent to about 1.0 weight percent sliver and from about 0.1. weight percent to about 1.0 weight percent of cerium.

10. A biodegradable, metal aUoy-containing article, comprising the composition of claim 1 or claim 4.

1 1. A biodegradable, metal alloy-containing medical device, comprising the composition of claim 1 or ciaim 4,

12. The biodegradable, metal alloy-containing medical device of claim 1 1 , wherein the medical device is implantable into a body of a patient.

13. The biodegradabie, metal alloy-containing medical device of claim i i, wherein the medical device is an orthopedic device,

1.4. The biodegradable, metal alloy-containing medical device of claim 11, wherein the medical device is a craniofacial device.

15. The biodegradable, metal alloy-containing medical device of claim 1 1 , wherein the medical device is a cardiovascular device.

Description:
BIODEGRADABLE METAL ALLOYS

FIELD OF THE INVENTION

1 . 6001] The invention relates to metal alloy-containing compositions and articles, and methods for their preparation. The invention is particularly suitable for use in fabricating biodegradable materials and medical devices for implantation into a body of a patient, such as for example, orthopedic, craniofacial and cardiovascular implant devices.

[ΘΘ02] The invention was made with government support under EEC-0812348 awarded by the National Science Foundation. The government has certain rights in the invention.

BACKGROUND OF THE INVENTION

(ΘΘ03] Metallic implant devices, such as plates, screws, nails and pins are commonly used in the practice of orthopedic, craniofacial and cardiovascular implant surgery. Furthermore, metallic stents are also Implanted into a body of a patient to support lumens, for example, coronary arteries. Most of these metallic implant, devices which are currently used are constructed of stainless steel, cobalt-chromium (Co-Cr) or titanium alloys. Advantageously, these materials of construction exhibit good biomechanics! properties. However, di sadvantageously, implant devices constructed of these materials do not degrade over a period of time. Thus, surgery may be required when ' there is no longer a medical need for the implant device and when, for various reasons, if may be desired to remove the implant device from a body of a patient. For example, in certain instances, such as pediatric applications, there may be a concern that if an implant device is not removed, it may eventually be rejected by the body and cause complications for the patient. Thus, it would be advantageous for: (i) the implant device to be constructed of a material that is capable of degradin over a period of time, (ii) for the implant device to dissolve in a physiological environment such that it would not remain in the body when there is no longer a medical need for it, and (hi) surgery not to be required to remove the implant device from the body of the patient.

1 . 0004] Currently, biomaterials used for orthopedic, craniofacial and cardiovascular applications are primarily chosen based on their ability to withstand cyclic load-bearing. Metallic biomateriak in particular have appropriate properties such as high strength, ductility,, fracture toughness, hardness, corrosion resistance, formability, and biocorapatibility to make them attractive for most load bearing applications. The most prevalent metals for load-bearing applications are stainless steels, Ti and Co-Cr based alloys, though their stiffness, rigidity, and strength far exceed those of natural bone. Their elastic modulus differs significantly from bone, causing stress-shielding effects that may lead to reduced loading of bone - with this decrease in stimulation resulting in insufficient new bone growth and remodeling, decreasing implant stability. Corrent metallic biomatenals also suffer from the risk of releasing toxic metallic ions and particles through corrosion or wear causing implant site immune response. They may also lead to hypersensitivity, growth restriction (most significantly for pediatric implants), implant migration, and imaging interference. Due to these complications, it is estimated that. 10% of patients will require a second operation for the removal of permanent metallic plates and screws, exposing patients to additional risks, and increasing surgical time and resources.

[00051 Based on at least these issues, there is a desire to design and develop a new class of load-bearing biomatenals with the goal of providing adequate support while the bone is healing that harmlessly degrades over time.

(OOOtfj To avoid complications associated with permanent .fixation implants, degradable biomaierials have recently been developed. However, resorbable polymer fixation plates and screws are relatively weaker and less rigid compared, to metals, and have demonstrated local inflammatory reactions. For example, biodegradable materials which are currently used in the construct ion of implant devices include polymers, such as po ' iyhydroxy acids, polylactk acid (FLA), polyglycolic acid (PGA), and the like. These materials, however, have been found to exhibit relatively poor strength and ductility,, and have a tendency to react with human tissue which can limit bone growth.

10W7 Magnesium alloys have recently emerged as a new class of biodegradable materials for orthopedic applications with more comparable properties to natural bone. Magnesium is known to be a non-toxic metal element that degrades in a physiological environment and therefore, may be considered a. suitable element for use in constructing biodegradable implant devices. Magnesium is attractive as a biomaterial for several reasons. It is very lightweight, with a density similar to cortical bone, and much less - than stainless steel, titanium alloys, and€o~Cr alloys. The elastic modulus of magnesium is much closer to natural bone compared to other commonly used metallic implants, thus reducing the risk of stress shielding.

Magnesium is also essential to human metabolism, is a co factor for many enzymes, and stabilizes the structures ofDNA and. RNA. Most .importantly, magnesium degrades to produce a soluble, non-toxic corrosion hydroxide product which is harmlessly excreted through urine. Unfortunately, accelerated corrosion of magnesi um alloys may lead to accumulation of hydrogen gas pockets around the implant as well as insufficient mechanical performance and implant stability throughout the degradation and tissue healing process. The degradation of magnesium in a physiological environment yields magnesium hydroxide and hydrogen gas. This process is known in the art as magnesium corrosion. The hydrogen gas produced in the body of the patient as a result of magnesium, corrosion can produce complications because the ability of the human body to absorb or release hydrogen gas is limited.

|0008j The various biodegradable metallic alloys known in the art. may exhibit low biocompatibility and/or high corrosion rates, which render these materials unsuitable for use in medical applications, such as implant devices. Further, compositions of matter for use as implant devices should not include toxic elements, such as zinc and aluminum, or at least include these elements only in non-toxic amounts. Moreover, the composition should exhibit a corrosion rate that is suitable for implantation in a physiological environment, i.e., a body of a patient.

(0009) In the field of biomedical applications, there is a desire to develop biodegradable metal alloy-containing implant materials having good compressive strength with improved corrosion resistance and biocompatibility. Further, it is desirable to control the corrosion resistance and. the hydrogen evolution therefrom, which is associated with the presence of magnesium in a physiological environment.

SUMMARY OF THE INVENTION

(OOi j In one aspect, the invention provides a biodegradable, metal alloy- containing composition including from about 0,5 weight percent to about 4.0 weight percent of yttrium, from greater than zero to about 1.0 weight percent of calcium, from about 0,25 weigbi percent to about 1.0 weight percent of zirconium, and a balance of magnesium, based on the total weight of the composition. In certain embodiments, the metal alloy-containing composition can include about 1 .0 weight percent of yttrium. In another embodiment, the metal alloy-containing composition can include about 1.0 weight percent of calcium. In still another embodiment, the metal alloy-containing composition can include less than about 0.5 weight percent of zirconium.

fOOl 1] in another aspect, the invention provides a biodegradable, metal ailoy- contaming composition including from about 1.0 weight percent to about 6.0 weight percent of zinc, from greater than zero to about 1.0 weight percent of zirconium, and a balance of magnesium., based on the totai weight of the composition, in certain embodiments, the metal alloy-containing composition can include about 4.0 weight percent of zinc. In another embodiment, the metal alloy-containing composi tion can include less than about 0.5 weight percent of zirconium.

[00121 ϊη another aspect. The invention provides a method of preparing a biodegradable, metal a!loy-containing composition including melting from about 0.5 weight percent to about 4.0 weight percent of yttrium, from greater than zero to about 1 .0 weight percent of calcium, from about 0.25 weight percent to about 1 ,0 weight percent of zirconium, and a balance of magnesium, based on the total weight of the composition, to obtain a melted mixture and casting the melt mixture to obtain said biodegradable, metal alloy-containing composition. In certain embodiments, the method can include melting about i .0 weight percent of yttrium. In another embodiment, the method can include melting about 1.0 weight percent of calcium. In. still another embodiment, the method can include melting less than about 0,5 weight percent of zircon ium .

[ΘΘΙ3] In another aspect, the invention, provides a method of preparing a biodegradable, metal alloy-containing composition including melting from about 1.0 weight percent to about 6.0 weight percent of zinc, from greater than zero to about 1,0 weight percent of zirconium, and a balance of magnesium, based on the total, weight of the composition, to obtai a melted mixture and casting the melt mixture to obtain said biodegradable, metal alloy-containing composition, in certain embodiments, the method can include melting about 4.0 weight percent of zinc. In another embodiment, the method can include melting less than about 0.5 weight percent of zirconium.

( 14J In yet another aspect, the mvention includes a biodegradable, metal alloy-containing article including a magnesium-containing composition including from about 0.5 weight percent to about 4,0 weight percent of yttrium, from greater than zero to about S .0 weight percent of calcium, from about 0, 25 weight percent to about 1 .0 weight percent of zirconium, and balance of magnesium, based on the total weight of the composition, in certain embodiments, the magnesium-containing composition can include about 1.0 weight percent of yttrium. In aooiher embodiment, the magnesium-containing composition cart include about 1.0 weight percent of calcium. In still another embodiment, the magnesium-containing composition can hid tide less than about 0.5 weight percent of zirconium.

[00 J 5] In yet another aspect, the invention includes a biodegradable, metal alloy-containing article including a magnesium-containing composition including from about 1. weight percent to about 6.0 weight percent of zinc, from greater than zero to about 1 .0 weight percent of zirconium, and a balance of magnesium, based on the total weight of the composition, in certai n embodiments, the magnesium- containing composition can include about 4.0 weight percent of zinc, in another embodiment, the magnesmm-containing composition can include less than about 0.5 weight percent of zirconium.

[0016] in still another aspect, the invention includes a biodegradable, metal alloy-containing medical device including a magnesium-containing composition including about 0.5 weight percent to about 4.0 weight percent of yt.lri.um, from greater than zero to about 1.0 weight percent of calcium, from about 0.25 weight percent to about 1.0 weight percent of zirconium, and a balance of magnesium, based on the total weigh t of the composition. In c ertain embodiments, the magnesium- containing composition can include about 1 .0 weight percent of yttrium. In another embodiment, the magnesium-containing composition can include about 1.0 weight percent of calcium, hi still another embodiment, the magnesium-containing composition can include less than about 0.5 weight percent of zirconium. In certain embodiments, this medical device can be implantable in a ' body of a patient, in another embodiment, the medical device can be an orthopedic device. In yet another embodiment the medicai device can be a . craniofacial device. la still anoiher embodiment, the medical device can be a cardiovascular device.

| I7| In still another aspect, the invention includes a biodegradable, metal alloy-containing medical device including a magnesium-containing composition including about 1.0 weight percent to about 6.0 weight percent of zinc, from greater than zero to about S .0 weight percent of zirconium, and a balance of magnesium, based on the total weight of the composition, in certain embodiments, the magnesium-containing composition can include about 4,0 weight percent of zinc, in another embodiment, the magnesium-containing composition can include less than about 0.5 weight percent of zirconi um.. In certain embodiments, this medical device can be implantable in a body of a patient, In another embodiment, the medicai device can be an orthopedic device. In yet another embodiment, the medical device can be a craniofacial device. In still another embodiment, the medical device can be a cardiovascular device,

DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS

[0018] The invention relates to novel, biodegradable metal alloy-containing compositions. Further, the invention relates to articles, such as medical devices for implantation into a bod of a patient, which are constructed or fabricated from the biodegradable metal alloy-containing compositions of the invention. Moreover, the invention relates to methods of preparing these biodegradable, metal alloy-containing compositions and articles for use i medical applications, such as but not limited to, orthopedic, craniofacial and cardiovascular surgery.

[0019] In addition to the biodegradability of the metal alloy-containing compositions of the invention, these compositions include at least one of the following characteristics: bioeoropatibiliiy, corrosion resistance, cell attachment, viability and mechanical strength, which make them suitable for use as implant devices in a body of a patient.

|0020| in certain embodiments, the biodegradable, metal alloy-containing compositions of the invention are based on the presence of magnesium. The amount of magnesium and additional components are selected such that the compositions exhibit the characteristics identified herein. For example, components and their amounts are selected such that the compositions exhibit corrosion resistance in the presence of water an simulated body fluids which allow the compositions to be suitable for in vitro use, for example, in a physiological environment, such as a body of a patient.

(002J j In other embodiments, the biodegradable, metal alloy-containing compositions of the invention are prepared using selected components in specified amounts such that the compositions exhibit corrosion resistance with minimal or no evolution of hydrogen gas. The evolution of hydrogen, such as, hydrogen bubbles may result in complications within a body of a patient,

[0022] This invention includes controlling the corrosion rate and improving mechanical properties of magnesium alloys through the introduction of alloying elements and processing conditions. Magnesium corrosion and mechanical properties are strongly affected by alloying elements in the solid solution.

[0023] In certain embodiments, the biodegradable, metal alloy-containing compositions of the invention include the following components: yttrium, calcium, zirconium and magnesium. The amount of each of these components in the compositions can vary, in general, the amounts of each of these components are selected i order that the resulting compositions are within acceptable non-toxic limits such that the compositions are sufficiently biocompatible for implantation into a body of a patient, and are degradable over a period of time so thai the implantation device does not remain in the body of the patient for prolonged periods of time, e.g., not beyond the period of time when there is a medical need for the implantation device. An implantation device fabricated in accordance with the invention will degrade and preferably completely dissolve within an acceptable time frame. For example, an implant device fabricated in accordance with the invention can serve as filler or support material during a bone healing process and following completion of this process, the implant device will degrade within an acceptable time period and therefore, will not remain in the body for a prolonged period of time. The acceptable non-toxic limits and the acceptable time frame for degradation can vary and can depend on particular physical and physiological characteristics of the patient, the particular in vivo site of the implantation device, and the particular medical use of the implantation device. |ΘΘ | In certain embodiments, the composition of the invention includes from about 0,5 weight percent to about 4.0 weight percent of yttrium, from greater than zero to about 1.0 weight percent of calcium, from about 0.25 weight percent to about 1 .0 weight percent of zirconium, and the remainder or balance being magnesium based on the total weight of the composition. I other embodiments, the composition can include about 1 .0 weight percent of yttrium or about 4.0 weight percent of yttrium, in yet other embodiments, the composition can include about 1 ,0 weight percent of calcium or about 0.6 weight percent of calcium. In still other embodiments, the composition can include less than about 0.5 weight percent of zirconium, or about 0.4 weight percent of zirconium.

(ΘΘ25] Without intending to be bound by any particular theory, it is believed that the presence of yttrium contributes to the improved mechanical strength and corrosion resistance of the biodegradable, metal alloy-containing compositions.

Calcium is used in a low quantit to prevent oxidation during the casting of the alloy. Zirconium is known to act as a gram refiner and is used to improve mechanical properties of the compositions,

|0026] in another embodiment of the invention, the biodegradable, metal alloy-containing compositions of the invention include the following components: zinc, zirconium and magnesium. The amount of each of these components in the compositions can vary. As previously indicated, in general, the amounts of each of these components are selected in order that the resulting compositions are within acceptable non-toxic limits and are degradable over an acceptable period of time, in certain embodiments, the composition of the invention includes from about i .0 weight percent to about.6.0 weight percent, of zinc, from greater than zero to about 1 .0 weight percent of zirconium, and the remainder or balance being magnesium based on the total weight of the composition. In another embodiment, the composition can include about 4.0 weight percent of zinc. In s till another embodiment, the composition can include less than about 0,5 weight percent of zirconium.

f 0027J As described previousl herein, the use of magnesium-containing compositions in a physiological environment results in the evolution or production of hydrogen gas. The degradation of magnesi um invo l ves a. process (Le., a corrosi on process) in which hydrogen is released, in the invention, the amount of magnesium is specified such that the corrosion rate corresponds to a rate of hydrogen formation which is acceptable such that large amounts of hydrogen bubbles do not form and accumulate within a body of a patient.

(0028] In certain embodiments, the amounts of yttrium, calcium, zirconium and magnesium are specified and adjusted such as to control at least one of corrosion resistance, biodegradatkm, biocorapatibiUty, toxicity, ceil attachment, mechanical strength and flexibility. In other embodiments, the amounts of zinc, zirconium and magnesium are specified and adjusted such as to control at least one of corrosion resistance, biodegradation, biocompaiihility, toxicity, cell attachment, mechanical strength and flexibility.

(0029) Further, in certain embodiments, other compounds may be added to impart additional characteristics and properties to the resulting biodegradable, metal alloy-containing compositions. For example, silver may be added to provide antimicrobial properties .

f0030j Non-iimstittg examples of medical devices in which the composi tions and articles of the invention can be used include, but are not limited to plates, meshes, staples, screws, pins, tacks, rods, suture anchors, tubular mesh, coils, x-ray markers, catheters, endoprostheses, pipes, shields, bolts, clips or plugs, dental implants or devices, grail devices, bone-fracture healing devices, bone replacement devices, joint- replacement devices, tissue regeneration devices, cardiovascular stents, intercrama! aneurism device, tracheal stents , nerve guides, surgical implants and wires. In a preferred embodiment, the medical devices include fixation bone plates and screws, temporamandibu!ar joints, cardiovascular stents, and nerve guides.

(003 ij The medical devices described herein can have at least one active substance attached thereto. The active substance can be either attached to the surface or encapsulated within. As used herein, the term "active substance" describes a molecule, compound, complex, adduct and/or composite that exhibits one or more beneficial activities such as therapeutic activity, diagnostic activity, biocompatibility, corrosion, and the like. Active substances that exhibit a therapeutic activity can include bioactive agents, pharmaceutically active agents, drugs and the like. Non- limiting examples of bioactive agents that can be incorporated in the compositions, articles a d devices of the invention include, but are not limited to. bone growth promoting agents such as growth factors, drugs, proteins, antibiotics, antibodies, ligands, DNA, RNA„ peptides, enzymes, vitamins, cells and the like, and

combinations thereof.

(0032] It is contemplated that additional components may be added to the biodegradable, metal alloy-containing compositions of the invention provided that the non-toxicity and biodegradabiiity of the compositions is maintained within accepiabie limits. The additional components can be selected from a wide variety known in the art and can include one or more of cerium, aluminum, strontium, manganese and silver.

[0033] In certain embodiments, aluminum is present in an amount of from about 1.0 to 9.0 weight percent based on total weight of the composition. In other embodiments, the aluminum is present in an amount of about 2.0 weight percent based on total weight of the composition.

[0034] In certain embodiments, manganese is present in an amou n t of from about 0.1 to about 1.0 weight percent based on total weight of the composition. In other embodiments, the manganese is present in an amount of about 0,2 weight- percent based on total weight of the composition,

(0035) in certain embodiments, silver is present in an amount of from about 0,25 to about 1 ,0 weight percent based on total weight of the composition, in other embodiments, the silver is present in an amount of about 0.25 weight percent based on total weight of the composition.

[0036] In certain embodiments , cerium is presen t in an amount of from abou t 0.1 to about 1 .0 weight percent based on total weight of the composition. In other embodiments, the cerium is present in an amount of about 0.5 weight percent based on total weight of the composition.

[0037] In certain embodiments, strontium is present in an amount of from about: 1 .0 to about 4.0 weight percent based on total weigh of the composition. In other embodiments, the strontium can he present in an about of 3.0 weight percent.

[0038J in one embodiment, the biodegradable, metal-alloy containing composition includes from about 0.5 weight percent to about 4.0 weight percent of yttrium, from greater than zero to about 1.0 weight percent of calcium, from about 0.25 weight percent to about 1 ,0 weight percent of silver, from about 0.25 weight percent to about 1.0 weight percent of xircomura, and a balance of magnesium, based oft total weight of the composition.

[0039] one embodiment, the biodegradable, metal -alloy containing composition includes from about 0.5 weight percent to about 4,0 weight percent of ytrri urn, from greater than zero to about 1 ,0 weight perceni of calcium, from about 0.1 weight percent to about- 1.0 weight percent of cerium, from about 0.25 weight percent to about 1.0 weight percent of zirconium, and a balance of magnesium, based on total weight of the composition.

|0040] in one embodiment,, the biodegradable, metal-alloy containing composition includes from about 0.5 weight percent to about 4.0 weight perceni of ytrri um, from greater than zero to about 1. weight percent of calcium, from about 0.25 weight percent to about .1.0 weight percent of silver, from about 0.1 weight percent to about 1.0 weight percent of cerium, from about 0.25 weight percent to about 1.0 weight percent of zirconium, and. a balance of magnesium, based on total weight of the composition.

[0041| in one embodiment, the biodegradable, metal alloy-containing composition includes from about 1.0 to about 6.0 weight percent of zinc, from about 0.25 to about 1 weight perceni of sil ver, from greater than zero to about 1.0 weight percent of zirconium, and a balance of magnesium, based on total weight of the composition,

[0042] In one embodiment, the biodegradable, metal alloy-containing composition includes from about 1.0 to about 6.0 weight percent of zinc, from about 0.1 to about 1 weight percent of cerium, from greater than zero to about i .0 weight percent of zirconium, and a balance of magnesium, based o total weight of the composition.

[ΘΘ43] In one embodiment, the biodegradable, metal alloy-containing composition includes from about LO to about 6.0 weight percent of zinc, from about 0.25 to about i weight percent of silver, from about 0.1 to about 1 weight percent of cerium, from greater than zero to about I..0 weight percent of zirconium, and a ' balance of .magnesium, based on total weight of the composition,

[0044] In certain embodiments, the compositions of the invention are devoid of zinc and aluminum. In another embodiment, the compositions of the in vention are

- I I - devoid of aluminum, in still another embodiment, the compositions of the invention may contain an amount of zinc and/or an amount of aluminum that is such as to maintain the toxicity levels of the compositions within acceptable limits, ft is known that the presence of zinc and/or aluminum in particular amounts can produce an undesirable or unacceptable level of toxicity in a physiological environment, such as a body of a patient.

[0O4S] The biodegradable, metal alloy-containing compositions of the invention can be prepared using various methods and processes. In general, melting and casting methods and processes are employed. It is known in the art of metallurgy that casting is a production technique in. which a metal or a mixture of metals is heated until molten and then, poured into a moid, allowed to cool, and thereby solidify. In certain embodiments, the melted or molten metal or mixture of metals is poured into the mild steel/copper mold at room temperature to 500 °C.

[0046] Casting of the compositions of the invention can be affected by using any casting procedure known m the art, such as, but not limited to, sand casting, gravity casting, permanent mold casting, direct chili casting, centrifugal casting; low/high pressure die casting, squeeze casting, continuous casting, vacuum casting, plaster casting, lost foam casting, investment casting, and lost wax. casting, it is bel ieved that the particul r process used for casting ca affect the properties and characteristics of the cast, composition. Further, it is believed that the temperature at which the melting procedure is performed can. also affect the composition.. Thus, the temperature may be carefully selected so as to maintain the desired composition of the alloy.

(0047] In certain embodiments of the invention, y ttrium, calci um, zirconium and magnesium components (in specified amounts described herein) are melted by heating at an elevated temperature, preferably under a protective atmosphere, and then poured into a mold, allowed to cool and solidify. In. another embodiment of the invention, zinc, zirconium and magnesium components {in specified amounts described herein) are melted by heating at an elevated temperature, preferably under protective atmosphere, and then poured into a mold, allowed to cool and solidify. [0048] In certain embodiments, prior io solidification, the molten mixture is tested to determine the amount of the various components therein and therefore, to provide an opportunity to adjust the amounts as desired prior to solidification.

(ΘΘ49] in other embodiments, the melting and/or casting steps are/is performed under a protective atmosphere to preclude, t mr /e or reduce oxidation/decomposition of the components in the composition, in particular, it is desirable to preciude, minimize or reduce the oxidation/decomposition of magnesium in the composition. The protective atmosphere can include compounds selected from those known in the art, such as but not limited to, argon, sulfur hexafluoride, carbon dioxide, dry air and mixtures thereo

|0050] In yet other embodiments, subsequent to the casting process, the magnesium-containing cast is subjected to homogenizaiion. Without intending to be bound by any particular theory, it is believed that a homogeni adon treatment can cause the spreading of or more eve or uniform distribution of impurities, secondary phase(s), and inter-metallic phases, if present therein.

[0051| in further embodiments, the resulting cast can be subjected to various forming and finishing processes known in the art. Non-limiting examples of such processes include, but are not limited to, extrusion., forging, roiling, equal channel angular extrusion, stamping, deep-drawing, wire-drawing, polishing (by mechanical and/or chemical means), surface treating (to form a superficial layer o the surface) and combinations thereof.

[0052] The resulting cast can be formed, finished, machined and manipulated to produce articles and devices for use in medical applications, such, as medical devices for implantation into a ' body of a patient. Furthermore, these medical devices can be used in orthopedic, craniofacial and cardiovascular applications.

[ΘΘ53] Detailed exemplary procedures for performing the melting and casting processes are depicted in the following examples.

[0054] The biodegradable, metal alloy-containing composit ions of the invention can be used to prodoce various articles, such as medical, devices suitable for implantation into a body of a patient, i preferred embodiments, the medical implant devices include orthopedic, craniofacial and cardiovascular devices. | 0055 | Additional obj ects, advantages and novel features of the invention may become apparent to one of ordinary skill in the art based on the following examples, which are provided for illustrative purposes and are not intended to be limiting.

EXAMPLES

Example 1

1 .1 Material Preparation

|00S6{ ingots of elemental magnesium (99.97% pure from U.S. Magnesium, inc.), calcium (99.5% pure from Alfa-Aesar) and magnesiu -ytlriam master alloy (4 wt.% yttrium from. GKSS in Germany) were weighed according to the nominal composition. The ingots were melted together in a graphite crucible (200 g batch) inside a quartz tube of a vacuum induction furnace to preclude ox idation of the pure elements. The graphite crucible preloaded with batch and the quart/; tube assembly were purged with IMP argon several times and vacuumed subsequently to achieve a moisture-free environment prior to induction melting. The induction melting then was conducted and repeated several times in order to achieve compositional homogeneity. The initial alloy produced by the induction melting was cleaned thoroughly from any residue or oxide scale and re-melted subsequently in a mild steel crucible using an electrical resistance furnace (from Wenesco, Inc.). The melting and pouring temperature was about ?00 o C > and once the temperature was reached, an equi valent amount of zirconium was added, using Zirmax® (Mg-33.3% Zr) master alloy (from Magnesium Elektroo, LTD.). The liquid melt was stirred for about 1.0 seconds after I -minute and 5-minute intervals to dissolve and disperse the zirconium particles uniformly into the mek. The melt was held for about 30 minutes at 700X and then poured onto a copper mold 0.5" x 0.5") and a steel mold (2.0" x 1.5") at room temperature. The as-cast samples were solution treated (' 4") at 525X for about 2 hours inside a tubular furnace covered with magnesium, gettered powder under a protective atmosphere of argon and sulfur hexafluoride, and then quenched into water. Thin square plates (10 x 10 x 1 mm:') of samples were sectioned (using a Buehler Precision Saw Simplimet .1000) from the as-cast and the T4 samples, and were characteri ed by X-ray diffraction (XRD) using Philips XPERT PRO system employing the CuKo <λ~1.54056 A) radiation operated, at 45 kV and 40 mA to determine the phase evolution and formation. The thin plate samples front the as-cast and T4 conditions were also used for electrochemical corrosion, cytotoxicity ' and cell adhesion tests. Each square plate sample was mechanically grinded and polished to 2000 grit; ultrasomcally cleaned in acetone, absolute ethanol and distilled water; and then dried in a vacuum oven at a temperature of 50°C, For cytotoxicity tests, samples were sterilized by ultraviolet radiation for about I. hour,

E2 Cytotoxicity Test

|005?| A murine osteoblastic ceil line (MC3T3-E1) was obtained from

American Type Culture Collection ("ATCC", Rockvilie, MD) and used in the in vitro experiment to determine the viability of cell attachmen to WX 10 alloys. The cells were cultured in Modified Eagle's Medium alpha (aMEM), .10% Fetal Bovine Serum (FBS), 100 U ml * ' penicillin and 100 ig ml ' 1 streptomycin, and incubated at temperature of 37 C in a humidified atmosphere with 5% CC½. The alloy samples were incubated in MEM for about 10 minutes after which the cells wer seeded on the as-cast and T4 samples, as well as, as-rolled A23 i control samples, at a cell density of 4 x 10 * * cells/well. After 24 hours of cuhurmg at 37°C in a humidified atmosphere with 5% CO;?, the media was removed and the live/dead cell viability assay was performed using a commercially available kit (obtained from frrvitrogen Corporation,. Karlsruhe, Germany). This kit was designed to determin the viability/cytotoxicity of cells by differentiating between live and dead cells with, fluorescence microscopy of two different colors. The live/dead solution was composed of PBS, ethidium homodirner-l (EthD- i) and calcein AM. After incubation in the live/dead solution for about 30 minutes at room temperature, images of she live and dead ceils were captured using fluorescence microscopy. The excitation wavelength of 495 nm was used for the fluorescence imaging microscopy. The live cells were observed as green (515 mil) fluorescent by enzymatic conversion of calcein AM to labeled calcein. The dead cells were displayed as red (635 nm) by fluorescence enhancement upon entering and binding EthD-1. to nucleic acid due to low membrane integrity. -5 Direct Cel t Adhesion Test

|ί)ί)58| Following the live/dead cytotoxicity test, the samples were rinsed in

Phosphate Buffer Solution (PBS, pH ::: 7.4), fixed in 2.5% glutaraldehyde solution for about 15 minutes at room temperature, rinsed 3 times with the PBS, followed, by dehydration in a gradient ethanol/PBS mixture (30%, 50%, 70%, 90%, 95%, 1 0%) for abou 10 minutes each and then, dried. The surface of the cell attached samples were observed using Philips XL-30 FEG scanning electron microscopy (SEM),

1 ,4 Results

(0059J A XRD pattern was generated of the Mg %Y~O,6%Ca~0.4%Zr alloy

(WXK1 1) cast mto two different molds (le. > Cu mold and steel mold), it was evident from the XRD pattern that: onl the a-Mg phase formed during solidification. During alloy design, the alloying additions (Y, Ca) were chosen within their maximum solid, solubility limits according to the established phase diagrams to minimize the

microgalvaaic corrosion path in the biological environment of aDMEM primarily between the matrix and the secondary phase(s). The maximum solid solubility of calcium is 1.12 wt% at 517*C and for yttrium, 1 1.4 wt% at 567.4*0. The XRD pattern clearly showed the formation of a-Mg without any traces of mtermetallics during solidification of the liquid melt from the pouring temperature 700 o C).

Simi larly, XRD analysis of the samples which were solution treated at an elevated temperature (525°C) for about 2 hours also confirmed the absence of any secondary phase(s) and predominantly, the XRD line patterns were indexed with a-Mg.

|0060] The osteoblastic MC3T3-E ! cells were cultured in direct oMEM for 24 hours and then, stained with calcein-AM and EthD-l . ft was evident upon

observation that the number of cells cultured in the negative control cell culture dish and die rolled AZ31 plates remained live after about 24 hours with few dead ceils stained in red. However, the ceil density decreased in rapid manner in the AZ31 plates which suggested that ionic dissolution, e.g., of Mg ': ; and Ca '3 ; , likely started early with a slight: increase in pH value recorded from 7,5 to 8. The WXK10 samples which were east into two different molds showed improved results when compared with AZ3I as the cell density was more evenl distributed. The solution treated (T4) sample showed an appreciable increase in the ceil density covering most of the surface as compared to the as-cast samples. There was no significant difference in the shape of the viable cells (green) between the control and the studied samples groups. Only a few apoptolic cells (red fluorescence bound to nucleic acids) were seen in each group.

Example 2

2.1 Materi ai. Preparation

[0061] ingots of elemental magnesium (99.97% pore from U.S. Magnesium, inc.), zinc (99.99% pure from Alfa-Aesar) were melted together in a mild steel crucible inside an electrical resistance furnace (Wenesco Inc.). A typical melt size was 200 g. The melt was covered with a protective gas atmosphere (0.5% SF t! with the balance Ar) to prevent magnesium burning. Once the desired pouring temperature (70(T€) was reached, an equivalent amount of zirconium was added using Zirmax® (Mg-33.3% Zr) master alloy (from Magnesium Elektron, LTD.). The liquid melt was stirred for about 10 seconds after 1 -minute and 5-mimrte intervals to dissolve and disperse the zirconium particles uniformly into the melt. The melt was held for about 30 minutes at 700 C arid men poured onto a copper mold (1.5" x 0.5") at room temperature. The as-cast samples were solution treated ("T4") at 350 C C for about 1 hour inside a tubular furnace under a protecti ve atmosphere of gettered argon and sulfur bexafluoride, and then quenched into water. Thin square plates (10 10 x I mm ' ') of samples were sectioned (using a Buehler Precision Saw Simplimet® .1000) from the as-cast and the T4 samples, and were characterized by x-ray diffraction (XRD) using Philips XPERT PRO system employing the CuKa {λ- 1.54056 A) radiation operated at 45 kV and 40 mA to determine the phase evolution and formation. The thin plate samples from the as-cast and T4 conditions were also used for electrochemical corrosion, cytotoxicity and cell adhesion tests. Each square plate sample was mechanically grinded arid polished to 2000 grit; ultrasonicaliy cleaned in acetone, absolute ethanol and distilled water; and then dried in a vacuum oven at a temperature of 5 C, For cytotoxicity tests, samples were sterilized by ultraviolet radiation for about .1 hour. 2-2 Cytotoxicity Test

Ι . ΘΘ62] A murine osteoblastic ceil, line (MC3T3-E1) was obtained .from

American Type Culture Collection ("ATCC", Rockvil!e, MD) and used in the in vitro experiment to determine the viability of cell attachment to ZK40 alloys. The ceils were cultured in Modified Eagle's Medium alpha (aMEM), 10% Fetal Bovine Serum (FBS), 100 U ml " ' penicillin and 100 μ$ ml " 1 streptomycin, and incubated at a temperature of 3? & C in a ' humidified atmosphere with 5% C<¼. The alloy samples were incubated in aMEM for about 10 minutes after which the cells were seeded on the as-cast and T4 samples, as well as, as-roiled AZ3 1, control samples, at a ceil density of 4 x 10* cells/well.. After 24 hours of culturing at 37 e C in a humidified atmosphere with 5% CO¾ the media was removed and the live/dead cell viability assay was performed using a commercially available kit (obtained from mvitrogen Corporation, Karlsruhe, Germany). This kit was designed to determine the viabifity/cytotoxicity of cells by differentiating between live and dead ceils with fluorescence microscopy of two differen t colors. The live/dead solution was composed of PBS, ethidium hoinodimer-1 and calcein AM Alter incubation in the live/dead solution for about 30 minutes at room temperature, images of the live and dead cells were captured using fluorescence microscopy. The excitation wavelength of 95 ran was used for the fluorescence imaging microscopy. The live cells were observed, as green (515 nm) fluorescent by enzymatic conversion of calcein AM to labeled calcein. The dead cells were displayed, as red (635 nm) by fluorescence enhancement upon entering and binding EthD-1 to nucleic acid due to low membrane integrity.

23 Direct Cell Adhesion Test

[0063} Following the live/dead cytotoxicit test, the samples were rinsed in

Phosphate Buffer Solution (PBS, pH ::: 7.4). fixed in 2.5% gmtaraJdehyde solution for about 15 minutes at. room temperature, rinsed 3 times with the PBS, followed by dehydration in a gradient ethanol/PBS mixture (30%, 50%, 70%, 90%, 95%, 100%) for about 1 minutes, each and then, dried. The surface of the cell attached samples were observed using Philips XL- 30 PEG scanning election microscopy (SEM). 2.4 Results

[ί)ί)64| A XRD pattern was generated of the Mg-4%Zn«0.5%Zr alloy (Z .40) cast into a copper mold. It was evident from the XRD pattern that only the a-Mg phase formed during solidification. The amount of zinc added was within the maximum solubility limit of zinc, i.e... 6:2 wi% at a temperature of 341 °C according to the accepted phase diagram. The zinc dissolved into the a-Mg lattice increased the solid-solution strengthening of the alloy,

| ' ΘΘ65] The osteoblastic MC3T3-E1 cells were cultured in direct aMEM for 24 hours and then stained with cakein-AM and EthD-1. It was evident that the number of cells cultured in the negative control cell culture dish and the rolled AZ3.1 plates remained live after about 24 hours with few dead cells stained in red. However, the cell density decreased in rapid manner i the AZ31 plates which suggested that ionic dissolution, e.g., of Mg v and Ca' ' , likely started early with a slight increase in pH value recorded from 7.5 to 8. The ZK40 sample which was cast into the copper mold, as well as the heat-treated one (300 G ( Ϊ hour) showed improved results when compared with AZS 1 as the cell density was more evenly distributed. There was no significant difference in the shape of the viable cells (green) between the control and the studied samples groups. Only a few apoptotic cells (red fluorescence hound to nucleic acids) were seen in each group.

|ΘΘ66| The morphology of the MC-3T3-EI cells was observed at different magnifications (JOOx, 200x, iOOOx, 2000x) after 24 hour incubation in the aME medium after Using the cells in 2.5% glutaraldehyde solution for about 15 minutes. The cells were attached to the surface of the sample and it was evident that cells started growing. The cell spreading was uniform, with filopodium and

!ammehpodium formations which suggested that the as-cast sample was stable in the bio-corrosive environment for ceil growth and proliferation.

Example 3

f()067J in this example, yttrium (Y), calcium (Ca), zinc (Zn), silver (Ag) and zirconium (Zr) were alloyed in solid solution with magnesium (Mg> to create new Mg alloys, it is believed that Y contributed to grain boundary strengthening of the magnesium alloys as well as improving corrosion resistance with Y content above 3%, Ca improved corrosion resistance and mechanical properties of pure Mg up to 1 t% Ca,. Si!ver (Ag) provided anti -microbial properties, and Zr served as an effective grain refining agent, imparting grai boundary strengthening and corrosion resistance. Density functional theory has shown alloying with Ca and. Y help to form a stable and chemically less reactive hydroxide layer to impart greater corrosion resistance. The alloys in this example, Mg-lY-0.6Ca-0.4Zr (wt.%), denoted henceforth as WX ' l ' l (codified according to ASTM B275-05), and Mg-4Y-0.6Ca-0.4Zr (wt.%), denoted henceforth as WX 41 , were assessed based on their bioeompatibility, corrosion behavior, and mechanical properties with the objective of use in orthopedic medical implants. BiocompatibiUty was determined in vitro using direct and indirect ceil viability tests. Corrosion behavior was evaluated eleetrochemically and using hydrogen evolution. Mechanical properties were measured by both compressing and tensile loading. The novel alloys were compared in their as-cast and T4 solution heat treated conditions, exhibiting improved hiocompatibilit corrosion resistance, and mechanical properties as compared to pure Mg.

3.1 Material Preparation and Characterisation

|ΘΘ68) Novel magnesium, Mg-based polycrystalline, amorphous alloys were developed using conventional gravity/permanent moid casting, high energy mechanical milling, powder metallurgy and pulsed laser deposition technique. The alloying elements (Zn, Ca, Y, Ce, Ag, Zr, Al, MnSr) were carefull selected based on the first principle theoretical calculation using Vienna ah-Mtio Simulation Package (VASP) and composition was selected keeping the constituent solute elements (Zn, Ca, Y, Ce, Ag, Zr, Al, Mti Sr) within the maximum solid solubility (Cs) limit at the liquidus temperature (11) of the established phase diagrams to impart an eqiiiaxed mierostnielure. The following compositions were explored in developing novel polycrystalline magnesium alloys: ZK series: Mg - 1 -6% Zn - 0.25-3 % Zr, ZQK series: Mg - 1 -6% Zn - 0.1-1% Ag - 0.25-1 % Zr, ZQEK series: Mg - 1-6% Zn - 0.1 - 1% Ag - 0.1%~1% Ce - 0.25-1% Zr, WXK series: Mg - 1-4% Y - 0.3-1 Ca - .25- 1 % Zr, WXQK series: M - 1 -4%Y - 0.3- 1 % Ca - 0.1 - 1 % Ag - 0.25- i % Zr, WXEK series: Mg - 1 -4%Y - 0.3- 1% Ca- 0.1-1% Ce - 0.25-1% Zr, WXQE series: Mg - 1 -4%Y - 0.3-1% Ca - 0.1-1% Ag - 0.1-1 % Ce - 0.25-1 % Zr, AZXM series: Mg - 1 - 9% Al - 0.5-6% Zn - 0.3-1% Ca - 0. Mn, AZXMQ series: Mg - 1 -9% Al - 0.5- 6% Zn - 0.3-1 % Ca - 0.1 -1 % Mn - 0.1-1% Ag, AZXMW series; Mg - 1 -9% Al - 0.5-6% Zn - 0.3-1% Ca - 0.1.-1% Mn - 1.-4% Y, AZXMEseries: Mg- 1.-9% Al - 0.5- 6% Zn - 0,3-1 % Ca - 0,1 -1% Mn-OJ-1% Ce JX series: Mg - 1 -4% Sr - 0.3-1 % Ca alloys, iZ series: Mg-l - %Sr-1 -6%Zn alloys, JZX series: g- l -4%Sr- l -6%Zn-0.3- l %Ca alloys, JZQX: Mg-l-4%Sr -i»%Zn0.1 -l %Ag-0.3-l Ca alloys, JZXQRseri.es: Mg-l-4%Sr-1 -6%ZnO, l-l%Ag-0.3-l %Ca- J-l% Ce, JZXQW: Mg-l-4%Sr-l- 6%ZnO, 1 -1 %Ag-0.3- 1 %Cal -4%Y

|0069] Pure elemental ingots of Mg (US Magnesium Inc. , Salt Lake City, UT,

99.97%}, Ca shots (Alfa-Aesar, Ward Hill, MA, 99.5%), Zn granules (Alfa-Aesar 99.99%), Al shots (Alfa-Aesar 99.99%), Mn shots (Alfa-Aesar 99.9%.), Ag (Alfa- Aesar 99.95%), Mg- 5wl% Ce master alloy, and Mg-4wt%> Y master alloy

(Hel holtz-Ze ram Geesthachi Centre for Materials and Coastal Research,

Germany) at varying compositions discussed above were weighed according to the nominal composition and melted together in a graphite crucible inside a induction furnace (MTI Corporation, Richmond, CA), purged with ul irahigh-puri ly Ar and vacuumed to avoid oxidation of the pare elements. The initial alloy produced by induction melting was cleaned thoroughly from any residue or oxide scale and re- melted subsequently in a mild steeS crucible using an electrical resistance furnace (Wenesco Inc., Chicago, l.L) under the protection of Ar + 1.5% SF 6 cover gas. The raelting and pouring temperature was between 700-85 °C, and once the temperature was reached, an equivalent amount of zirconium was added using Zirmax^Mg- 33.3% Zr) master alloy (Magnesium Eiektron Ltd., Manchester, UK). The melt was stirred and held for 30-60 minutes and then poured into a cylindrical steel mold, preheated to a temperature of 300-500 °C with an inner diameter of 44 mm. The as- cast samples were solution treated (T4) at a temperature of 300-550 °C for a period of 2-24 hours inside a tubular furnace covered under continuous Ar flow and quenched in water, A few selected alloys were also artificially aged. (T6 treatment) in an oil bath between a temperature of 150-300 °C .for a period of 12-72 hours. The alloy nominal compositions, determined by inductively coupled plasma optica! emission spectroscopy (ICP-OES, iCAP duo 6500 Thermo Fisher, W ' aSiham, MA), are listed in Table 1. Tabic .! . Chemical Composition Obtained from ICP-AES Analysis of Mg-Y-Ca-Zr, Mg-Za- 7x. and Mg-Y-Ca-As-Zr AHovs <wt.%)

Alloy Chemical ap sitions ( t.%)

Y Ca Zr Ca Fe Mn i Si Mg

(WX i l) lv: !g- 0.66 ± 0.52 -i 0.13 * 0.016 0.00 0.00 O.OOS 0.00 Ba mc Y-0,6CV 0.03 .0! 0.004 3 8 6 e

0.4Zr

(WX 4j ) !v !g- 3.28 * 0.42 * 0.08 ± 0.015 0.01 0.00 0.003 0.00 Balanc

4Y-0.6€a- 0.00 Ϊ 0.002 0.001 4 6

0.4Zr

Alloy ChciMcai composition s (w t ,%>

Z» Zr Co. Fe M« Ni Si Mg

(ZX40) M - 4Zn- 4.28 ± 0.1 i ί 0.36 ± 0.014 0.002 0.00 0.018 0.00 Ba!inic. O.SZr 0.008 ΰ

I Y- .6C3- 0.0 ! 7 .022 0.005 0.018 4 8 0 e

(i.25Ag-0.4Z

[0070] Square plate samples 00 χ 0 χ i mm'') were sectioned using a diamond saw (Precision Saw Simpiimet J 000, Boehiet, Lake Shift, IL) from the as- cast and the T4 samples for phase and mkrostructure characterization,

electrochemical corrosion, and direct in. vitro eel! culture studies. Rod samples of 6 mm diameter and 6 mm length were machined indirect hi vitro cell studies. Rod samples of 10 mm diameter and 20 mm ietigih were machined for compressive tests. As-cast Mg (US Magnesium, fee) was used as a comparison.

[0071] Phase characterization was conducted by X-ray diffraction (XRD) using Philips X'Pert PRO ditTractometer employing CuJQ, (λ™1.54056 A) radiation with a Si-detector (X 'celerator), The X-ray generator operated at 45 kV and 40 mA at a 28 range of l.0-90' : . Samples were mechanically ground and polished op to 1200 grit, ultrasonically cleaned in isopropyl alcohol, and air dried. For cytotoxicity tests, samples were sterilized by ultraviolet radiation for 1 hour.

3 2 Microstracture Characterization

[ΘΘ72] Square plate samples of the ZK, WXK, WXQ alloy series were mounted in epoxy (EpoxiCure, Buehler), mechanically polished (Tegramm-20 f

- 71 - Sinters, Bailerup, Denmark), and chemically etched in a solution of 5 raL acetic acid, 6 g picric acid, 10 raL water, and 100 mL ethanoi. The microsiructure was observed under an optical microscope (Axiovert 40 MAT, Carl Zeiss, Jena, Germany).

3.3 Mechanical Properties

|0073| Samples were machined along the long axis of the various alloy ingots in accordance with ASTM-E8-04 for tensile testing and. ASTM-E9-09 for compressive testing. Sample dimensions for tensile and compressive testing were as follows; standard dogbone specimens (tensile measurements: gauze length: 12,3 mm, gauze cross-section: 3 mm χ 3 m i); (compressive measurements: 10 mm dia x 20 mm length). Tensile and compressive stress-strain curves were obtained for as-cast and T4 solution treated alloys, and compared to as-cast pure Mg. The tensile and compressive tests were conducted at room temperature at a cross-head speed of 2 mm/mm using an Instron universal testing system with laser extensometer by Ortho inetic* Testing Technologies, Yield strength {YS), Uitimate Tensile Strength (UTS), Young's modulus (E) during compression and tension, percent elongation (%), compressive yield strength, compressive peak strength, percent compression of various alloys was determined from the stress -strain curves. The tensile and compressive yield strengths were determined from the linear portion of the stress- strain curve during the tensile and compressive tests.

3. Ej ejr che ;^

| ' 0074| To test corrosion of the ZK, WX , WXQ alloys, the

potentiodynamic polarization technique was used. Samples were connected to a copper wire using silver epoxy and mounted in epoxy resin. The mounted samples were mechanically polished, sonicated in isopropyi alcohol, and dried in air. The poientiodynamic corrosion study was carried out with an electrochemical workstation (CH-604A, CH instruments. Inc., Austin, TX) at a scanning rate of 1 mV/s and potential window of 500 niY above and. below the open circuit potential. A three electrode cell was employed with platinum as the counter electrode, Ag/AgCl as the reference electrode, and the sample mounted in epoxy resin as the working electrode. The test was performed in Dulbecco's Modi fied Eagle Medium (DMEM, with 4.5 g/L glucose, L-giuta ine, and sodium pyruvate, Cellgro, Manassas, VA) supplemented with 10% fetal bovine serum (FBS) at pH 7.2 0.2 and held at 37.4 °C. Before each measurement, the sample was immersed in DMEM to provide stability. The cathodic and anodic portions of the generated Taiel plots were fit linearly to allow calculation of corrosion potential, and corrosion current density, ι ί , Samples were cleaned by immersion, in 200 g/L of chromic acid and 10 g/L of AgNOj for 10 minutes to remove corrosion products and corrosion morphology was characterized, using SEM and EDX.

3.5 Immersio Cor osion T

[0075] immersion tests were carried, out in conformation with ASTM G31 -72 (the ratio of surface area to solution volume was 1 cnf'^O ml). Samples were removed after 1 and 3 weeks of immersion, rinsed with distilled water and dried al room temperature. The samples were cleaned by immersion in 200 g/L of chromic acid and 10 g/L of AgN<¼ for 10 minutes to remove corrosion products and the degradation rates (in units of mm/year) were obtained according to ASTM-G31 -72, The corrosion rate is given by Eq. ( 1):

Corrosion rate - ( x W)/(A x T x D) Eq, (1 )

wherein the coefficient :::: 8.76 x JO* W is the weight loss (g), A is the sample area exposed to solution (cm 2 ), T is the exposure time (h) and D is the density of the material

(g cni ,! ). The pH value of the solution was also recorded during the immersion tests.

3.6 Indirect Cytotoxicity Tests

1 . 0076] Z , WX , WXQK alloy samples and as-cast pure magnesium were polished up to 1200 grit, n!trasonicail cleaned in isopropyl alcohol air dried, and sterilized by ultraviolet radiation for 1 hour. The specimens were incubated in modified Eagle's medium alpha (aMEM) supplemented with 10% fetal bovine serum ' (FBS), 100 U/ml penicillin, and 100 g ml streptomycin at a temperature of 37 °C in a humidified atmosphere with 5% COj, for a period of 72 hours. The sample weight to extraction medium ratio was 0.2 g/rnL in accordance with the E.N ISO standard 10933:12. This extraction ratio was designated as 100% extract, with less

concentrated extracts prepared by diluting the 100% extract into 50%. 25%, and 10% extract solutions. Extracts were sterile filtered using 0,2 pro syringe filter before being added to cells.

|0077{ The murine osteoblastic cell line (MC3T3-EI, American Type Culture Collection, Rockville, MD) was used in in viiro cell cytotoxicity experiments, cultured in modified Eagle's medium alpha (uMEM), 0% fetal bovine serum, 1.00 U/ml penicillin and 100 pg/ml streptomycin at a temperature of37°C in a humidified atmosphere with 5% CO?. The cells were seeded in 96-well ceil, culture plates at 6 x 1 (V cells/200 μ.1 medium in each well and incubated for 24 hours to attach before adding the extraciion medium. The controls used culture medium without extract as the negative control and 10% DM SO culture medium, as the positive control. The medium was then replaced with 200 μί of extraction medium at 100%, 50%, 25%, and 10% extract concentrations and incubated under cell culture conditions for 3 days. The cytotoxicit of the corrosion extracts were tested using the MTT assay. Media and extracts were replaced with Iresh cell culture medium to prevent interference of the magnesium m the extract from interacting with the tetrazolktm salt. The MTT assay was performed according to the Vybrant MTT Cell Proliferation Kit (invitrogen Corporation, Karlsruhe, Germany) by first adding 10 μΙ of 12mM 3-(4,5- Di.meth ltJrta^ol-2-yi)~2,5-diphenyUetra oli urn bromide (MTT) dissolved, in.

phosphate buffer solution (PBS, pH - 7.4) to each well. The samples were incubated at a temperature of 37"C with MTT for 4 hours, after which 100 μ ' Ι fonnazan

solubilization solution (SDS-HC1 solution) was added to each well and incubated for 12 hours. The absorbance of the samples was measured using the Synergy .2 Multi- Mode Microplate Reader (BioTek Instruments, Winooski, VT) at a wavelength of 570 nni. The absorbance of the samples was divided by the absorbance of the mean positive control subtracted from the mean negative control to determine percent viability of ceils compared to the controls. 3.7 Direct Celt Viability and Adhesion Test

| ' 0078| MC3T3-E 1 cells were cultured directly on Z 40, WX 1 1 , WXK41 , WXQKS 1 alloys and as-cast pure magnesium. Cell culture conditions and media- were the same as in the indirect cytotoxicity test. Samples were cat to dimensions of 10 mm x 10 mm x 1 mm and polished up to 1200 grit, ultrasonieally cleaned in acetone, air dried, and sterilized by ultraviolet radiation for 1. hour. The alloy samples were incubated in txM.EM with. 10% fetal bovine serum (FBS), 1 0 U/m penicillin, and 1 0 pg/nil streptomycin for 10 minutes after which cells were seeded on the samples at a cell density of 4 χ 10 cells mL. Viability of the seeded cells was evaluated at 1 and 3 days using the LIVE/DEAD Viability/Cytotoxicity Kit

(Invitrogen Corporation, Karlsruhe, Germany) following manufacturer protocol. This kit determines the viability/cytotoxieity of cells by differentiatin between live and dead cells with fluorescence microscopy of two different colors. Briefly, the alloy samples with attached MC3T3-E ! cells were washed with PBS and stained for 30 minutes at. room temperature with 2 pmoi L ethidium homodimer-1 and 4 μηιοΙ/L calcein AM in PBS. After incubation in the Live/Dead solution for 30 minutes in room temperature, live and dead cells images were captured using fluorescence microscopy.

3.8 Results

100791 XRD patterns of the ZK40, WXK! 1 , WXK4 ί and WXQ 1 1 in as-cast and solution treated (T4) condition were generated. The XRD patterns clearly showed all the alloys were composed of a-Mg with an hep crystal struc ture, without the presence of unalloyed Y, Ca, Zn, Zr and. other interraetat!ic compounds. The XRD patterns clearly showed that only a-Mg solid solution single phase was formed during solidification in the final microstructures. During alloy design, the alloying elements e.g., (Y, Ca, Zn, Zr) were carefully selected within the solid solubility limits at the liquidus temperature (Tj) of the phase diagrams with the consideration that the final microstructure should be free of any 2 nd phase/intermetallic phases along the grain boundary regions which are highly cathodic in nature and accelerate

microgaivanic corrosion in a suitable physiological environment primarily between the matrix and ihe secondary phase(s). Chemical composition of each of the alloys was determined by ICP-AES analysis. Table I. showed that the actual composition of each alloy was within its nominal composition. However, slight decrease in the yttrium, calcium, and zinc was likely due to a re-melting process. It was believed that the loss in total zirconium content was primarily due to settling of large zirconium particles and clusters in the liquid melt. The imparity content of each of the alloy compositions was very low ensuring improved biocompatibility and degradation properties.

10080] Optical micrographs of ZK40, WXQK 1 1 , WXK 1 1 and WX 1 alloys in the as-cast and solution treated conditions were generated.. The grain size was calculated using a linear-intercept method ASTM EI 12|. The average grain size of ZXK40, WXQK 1 1 , WXK 11 , WXK41 alloys in as-cast condition were 60 μηχ 130 μχη, 1 10 μιη, 80 μητ, respectively, with the presence of uniform equiaxed ct-Mg grains throughout the niicrostructure. However, the slight presence of secondary phase(s) was also evident along the grain boundary doe to second phase(s) precipitates during solidification which is a common phenomenon during casting. The WXK as-cast ingot samples were subjected to solution heat treatment at elevated temperature (525 °C-f> hours) followed by quenching in water to impart a more uniform, homogeneous raicrostructure. The microstructure after T4 treatment of WXK i I , WXK41 alloys showed thai there was a slight increase in grain size likely due to coalescence of smaller grai ns together along the triple point grain boundary regions and formation of supersaturated a-Mg grains after the precipitates dissolved into the matrix.

fOOSi] Table 2 summarizes the mechanical properties of the as-cast and T4 treated alloys herein as compared with commercial AZ3 j and pure Mg. Table 2 shows the Young's modulus of the new alloys (E -64 GP for ZK40, 51 GPa for WX 1.1 38 GPa for WXK41, 5 1 GPa for WXQKi i ) were comparable with commercial AZ31 sheet (55 GPa) suggesting that the stiffness of the alloys are sufficient for orthopedic fixation and craniofacial and cardiovascular device applications. However, the new alloys demonstrated surprisingly low value in the yield, strength, and ultimate tensile strength as compared to AZ3 L It is believed that a potential reason for low value in tensile strength was the presence of casting defects/inclusion in the niicrostructure. In order to improve the strength and ductility, the alloys were solution treated at elevated temperature and immediately quenched into water to improve the ductility and better shape forming ability in expense of mechanical strength. Although there was a slight increase in elongation, a drastic drop in yield strength, and tensile strength was evident.

Table 2. Mechanical " Properties of As-Cast and T4 Treated Alloys

Alloy Young's Yield Ultimate C Compressive Percent

Modulus Strength Tensile Strength Elongation (GPa) (MPa) Strength (MPa) <%)

(MPa)

Commercial 55 202 268 40 12 AZ31

Pure Me 5 19 66 180 7

ZK.40 as-cast 64 96 176 J> J 4

Z 40 T4 68 92 S3 355 i .5

WXK l l -as 5 ! 72 123 296 3 cast

WXK 1 1 -T4 49 45 106 226 4

WXK4l -as 38 89 162 306 6 east

WXK41-T4 34 44 83 227 3.5

WXQ l l-as 51 63 130 300 4 cast

WXQ 1 1 -T4 33 45 1 14 284 6.6

The potentiodynamic corrosion behavior of the ZK- 40, WXKl l,

WXK 1 , and WXQKl I alloys in as-cast and solution treated condition along with as- cast pure Mg was studied extensively under physiological condition. The potentiodynamic polarization curves (Taiel plot) of the various samples and pure Mg, recorded at a scan rate of 1 raV/s in the presence of DME , were plotted. The cathodic branch, of the taiel plot showed the hydrogen evolution through a reduction process whereas the anodic branch represeoted the magnesium dissolution by oxidation. The cathodic plateaus of pure Mg suggested that the hydrogen evolution started at 1.7 V. However, the calculation, of corrosion current density, i > « tabulated in ' fable 3, clearly showed that the corrosion current density of the ZK40, WXK l l , WX 4.1 , and WXQKl 1 alloys were comparable to pure Mg (30.68 A cm "2 ) and commercial rolled AZ31 sheets (1 .20 μΑ cm , The corrosion potential, E i;<J „- of the Z 40, WX 1 1, WXK41, W .QKU were 500 mV higher compared to pure Mg which indicated that the samples were more stable in DMEM, due to formation of a protective film of corrosion product and subsequent passi vation of the samples. One noticeable difference was the decrease in the f value of solution treated samples compared to as-cast, samples (see Table 3) likely dite to formation of supersaturated phase and reduction in the volume fraction of secondary phase(s) observed along the grain boundary which can act as cathodk sites for corrosion and also the presence of Zn, Y, Zr which are able to elevaie the corrosion, potential in the anodic sites resulted improve corrosion rate. The present corrosion study clearly showed that the current alloys are stable in aggressive physiological condition.

Table 3. Electrochemical Corrosion. Measurements (Using Tafel Plots) Data of Various Alloy

Material Corros ion potential , Corrosion current Corrosion rase

i ., ::: (V) vs. Afi Ag ' l density, / X! (Hiro/ ear)

(μΑ cm '" )

Pure Mg 4.62 30.68 0.70

Commercial AZ3 i 4.48 i ·.·..?<> 0.43

ZK40 as-cast - ! .49 39.69 0.90

Z 40 T4 4.55 39,32 0.S7

WX 1 1 as-cast -1.51 36.42 9,84

WXK1 ! T4 -1.41 5.70 0.Ϊ3

WXK4 ! as-cast -Ϊ .56 16.70 0.5

WX ! T4 -LS4 5.22 0.12

WXQ 1 1 as-cast 4.61 58.88 { .35

|ΘΘ83] The SEM micrographs of corroded surface of the samples where the corrosion product was cleaned with CrO ' Ag Oj solution were generated, it was evident from the SEM micrographs that corrosion was localised and possibly occurred in the weak grain boundary region which is prone to attack under physiological condition. Formations of small localized cavities throughout the mierosiructures clearly gave indication that alloy purity and presence of secondary phase/defects are related to controlling and minimizing the degradation rate.

|ΘΘ84| The immersion corrosion plot for ZK40 as-cast and solution treated samples, and for a period, of 1 week and 3 weeks, respectively were generated. The corrosion rate was in good agreement with potentiodynatmc polari zation data (Table 3). However, the exact reason for an increase in corrosion rate over a period of 3 weeks was not clear.

(0085) The indirect cytotoxicity results of Z 40 sam les were obtained usin

MC3T3-EI cells and the MTT assay for 3 days extract. For ' both culture periods, ceil viability was most reduced with .100% extract concentration, and increased as the extract percentage decreased, with no cytotoxicity (>75% viability) observed at 50% or 25% extract concentration. This was consistent with previous findings that showed high extract concentrations were highly cytotoxic and led to osmotic shock, suggesting that a Hi- fold extract dilution be used for as-cast magnesium materials.

| 86| Cell viability was also studied for WX. J i and WXK4.1 samples for as-cast and T4 condition with the 1 and 3 days culture time with extracts. After 1 day of culture with extract, both WX I 1 and WX41 as-cast and T4 treated alloys showed higher cell viability compared to pure Mg at 25% and 10% extract concentration; however, no di fference between them could be observed after 3 days of culture.

(0Θ87) Osteoblastic C3T3-E1 cells cultured in direct aME for 3 days and then stained with calcem~AM and Bt.h.D-1 were obtained. Live cells converted calcein AM to green fluorescent calcein through intracellular esterase activity, while Etb.D-1 entered cells with compromised membranes where it binded with nucleic acids and produced a bright red fluorescence. ZK40 as-cast sample as well as a solution treated, one (350 °C-th) showed encouraging results when compared with AZ31 as the cell density was more and evenly distributed. There was no significant difference in the shape of the viable cells (green) between the control and the studied sample groups. Only a few apoptotic cells (reel fluorescence in the nuclei) were seen in each group. Morphology of the MC3T3-E.I cells after 3 days incubation in the aMEM medium after fixing the cells in 2.5% glutaraldehyde solution for .15 minutes was generated. The cells were attached on the surface of the sample and it was also evident cell proliferation was already started. The cell spreading was uniform with filopodium and lammelipodium formations which suggested that the as-cast sample was stable in the physiological environment for ceil growth and proliferation.

[ΘΘ88] Pre-osteoblasi MC3T3-E1 cells were cultured directly on the WXI 1 and WX41 alloys for 1 and 3 days, and then stained with calcein- AM and ethidium homodmier- 1 (BthI ). After 1 day of culture, both WX I 1 and WX41 T4 heat treated alloys demonstrated comparable live cell density compared to tissue culture plastic. Pure Mg and the as-cast WX 1. and WX41 alloys showed reduced live cell, density compared to tissue culture plastic. The WX4I alloys appeared to show higher density of live cells compared to WXi 1, possibly due to the higher Y content resulting in a more stable corrosion layer on t he surface o f the alloy. After 3 days of culture, WXI 1 as-cast and T4 treated as well as the as-cast WX41 alloys

demonstrated much lower live ceil attachment, consistent with the result of the indirect cytotoxicity test, WX41 T4 treated alloy showed excellent biocompatibility with high live cel l attachment throughout the surface of the alloy, far superior to pure Mg and the other WX alloys. The higher cell density on WX41 T4 treated alloy after 3 days demonstrated proliferation of the attached MC3T3-E1 ceils.