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Title:
BIRADICAL PHOTOINITIATORS
Document Type and Number:
WIPO Patent Application WO/1998/050437
Kind Code:
A1
Abstract:
Biradical photoinitiators and methods using the same are disclosed. Polymerization of compositions which include the compounds of the invention may be activated by irradiating the composition with radiation.

Inventors:
NAGARAJAN RAJAMANI (US)
BOWERS JOSEPH STANTON JR (US)
HOYLE CHARLES E (US)
JOENSSON E SOENNY (SE)
EUBANKS JOHN R I (US)
Application Number:
PCT/US1998/008997
Publication Date:
November 12, 1998
Filing Date:
May 04, 1998
Export Citation:
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Assignee:
FIRST CHEMICAL CORP (US)
UNIV SOUTHERN MISSISSIPPI (US)
NAGARAJAN RAJAMANI (US)
BOWERS JOSEPH STANTON JR (US)
HOYLE CHARLES E (US)
JOENSSON E SOENNY (SE)
EUBANKS JOHN R I (US)
International Classes:
C07C49/665; C07C49/747; C07C49/755; C07C255/47; C08F2/50; G03F7/031; (IPC1-7): C08F2/50; C07C49/67; C07C49/713; C07C49/755; C07C255/47; G03F7/029
Foreign References:
GB2161482A1986-01-15
EP0373662A21990-06-20
Other References:
DATABASE WPI 8 January 1990 Derwent World Patents Index; AN 3944, XP002074689, "PHOTOPOLYMERIZABLE COMPOSITION AND RECORDING MEDIUM USING SAME."
M.J. CLIMENT: "PHOTOLYSIS OF CYCLIC ENOL ESTERS IN THE PRESENCE OR ABSENCE OF A SINGLE ELECTRON TRANSFER PHOTOSENSITIZER", TETRAHEDRON, vol. 47, no. 44, 1991, P0C038, pages 9289 - 9296, XP002074687
D. S. TARBELL: "MANNICH BASES AND OTHER COMPOUNDS DREIVED FROM BENZSUBERONE", JOURNAL OF THE AMERICAN CHEMICAL SOCIETY, vol. 74, 20 December 1952 (1952-12-20), P0C038, pages 6263 - 6266, XP002074688
Attorney, Agent or Firm:
Arroyo, Blas P. (Seltzer Intellectual Property Law Group Alston & Bird LLP, P.O. Drawer 3400, Charlotte NC, US)
Download PDF:
Claims:
THAT WHICH IS CLAIMED IS:
1. A compound useful in radiation curing of photopolymerizable compounds and capable of forming a biradical compound having at least two active sites, said compound having the formula: wherein: R1 and R2 are each independently selected from the group consisting of lower alkoxy, lower alkyl, nitrile, aryl, hydroxy, and oxygen, with the proviso that if either R1 or R2 is oxygen, the other of R1 or R2 does not exist; R3, R4, R5, R6, R7 and R8 are each independently selected from the group consisting of hydrogen, lower alkoxy, lower alkyl, nitrile, aryl, and halogen, or R7 and R8 together can represent C2 to C10 alkylene, oxaalkylene, or azaalkylene, or when B is not present, R6 and R7 together with the carbon atoms to which they are attached can form a fused aromatic ring, or when B is C, R7 and B together with the carbon atom to which R7 is attached can form a fused aromatic ring; B is selected from the group consisting of C, C=O, NR1l, O, S, and C(Rg) (R1o)/ wherein K9 and K10 are each independently selected from the group consisting of hydrogen, lower alkoxy, lower alkyl, nitrile, aryl, and halogen; R1l is selected from the group consisting of hydrogen, lower alkyl, aryl, and C(O)R12; and R12 is selected from the group consisting of lower alkyl, lower alkoxy, aryl, and aryloxy; m is 0, 1 or 2; and n is 0 or 1.
2. The compound of Claim 1, wherein: R1 and R2 are each lower alkoxy; R3, R4, R5, R6, R7 and R8 are each hydrogen; m is 1; B is C; and n is 1.
3. The compound of Claim 1, wherein: R1 and R2 are each lower alkoxy; R3, R4, R5, R6, R7 and R8 are each hydrogen; m is 1; and n is 0.
4. The compound of Claim 1, wherein: R1 and R2 are each lower alkoxy; R3, R4, R5, and R6 are each hydrogen; m is 1; B is C; n is 1; and R7 and B together with the carbon atom to which R7 is attached is phenyl.
5. The compound of Claim 1, wherein said compound is selected from the group consisting of:.
6. A photopolymerizable composition comprising a photopolymerizable compound comprising at least one ethylenically unsaturated double bond and a photoinitiator capable of forming a biradical compound having at least two active sites.
7. The composition of Claim 6, wherein said photoinitiator comprises a compound having the Formula (I) wherein: R1 and R2 are each independently selected from the group consisting of lower alkoxy, lower alkyl, nitrile, aryl, hydroxy, and oxygen, with the proviso that if either R1 or R2 is oxygen, the other of R1 or R2 does not exist; R3, R4, R,, R6, R7 and R8 are each independently selected from the group consisting of hydrogen, lower alkoxy, lower alkyl7 nitrile, aryl, and halogen, or R7 and R8 together can represent C2 to C10 alkylene, oxaalkylene, or azaalkylene, or when B is not present7 K6 and R7 together with the carbon atoms to which they are attached can form a fused aromatic ring, or when B is C, R7 and B together with the carbon atom to which R7 is attached can form a fused aromatic ring; B is selected from the group consisting of C, C=O, NR1l, O, S, and C(Rg) (R1o)/ wherein K9 and K10 are each independently selected from the group consisting of hydrogen, lower alkoxy, lower alkyl, nitrile, aryl, and halogen; R1l is selected from the group consisting of hydrogen, lower alkyl, aryl, and C(O)R12; and R12 is selected from the group consisting of lower alkyl, lower alkoxy, aryl, and aryloxy; m is 0, 1 or 2; and n is 0 or 1.
8. The composition of Claim 7, wherein: R1 and R2 are each lower alkoxy; R3, R4, R,, R6, R7 and R8 are each hydrogen; m is 1; B is C; and n is 1.
9. The composition of Claim 7, wherein: R1 and R2 are each lower alkoxy; R3, R4, K57 R6, R7 and R8 are each hydrogen; m is 1; and n is 0.
10. The composition of Claim 7, wherein: R1 and R2 are each lower alkoxy; R3, R4, K57 and R6 are each hydrogen; m is 1; B is C; n is 1; and R7 and B together with the carbon atom to which R7 is attached is phenyl.
11. The composition of Claim 7, wherein said photoinitiator is selected from the group consisting of:.
12. A method of polymerizing a polymerizable compound comprising at least one ethylenically unsaturated double bond, comprising exposing said compound to radiation in the presence of a photoinitiator capable of forming a biradical compound having at least two active sites.
13. The method of Claim 12, wherein said photoinitiator comprises a compound having the Formula (I) wherein: R1 and R2 are each independently selected from the group consisting of lower alkoxy, lower alkyl, nitrile, aryl7 hydroxy, and oxygen, with the proviso that if either R1 or R2 is oxygen, the other of R1 or R2 does not exist; R3, R4, K57 R6, R7 and R8 are each independently selected from the group consisting of hydrogen, lower alkoxy, lower alkyl, nitrile, aryl7 and halogen, or R7 and R8 together can represent C2 to C10 alkylene, oxaalkylene, or azaalkylene, or when B is not present7 R6 and R7 together with the carbon atoms to which they are attached can form a fused aromatic ring, or when B is C, R7 and B together with the carbon atom to which R7 is attached can form a fused aromatic ring; B is selected from the group consisting of C, C=O, NR1l, O, S, and C(R,) (R,,), wherein K5 and K10 are each independently selected from the group consisting of hydrogen, lower alkoxy, lower alkyl7 nitrile, aryl, and halogen; R1l is selected from the group consisting of hydrogen, lower alkyl, aryl, and C(O)R12; and R12 is selected from the group consisting of lower alkyl, lower alkoxy, aryl7 and aryloxy; m is 0, 1 or 2; and n is 0 or 1.
14. The method of Claim 13, wherein: R1 and R2 are each lower alkoxy; R3, R4, K57 R6, R7 and R8 are each hydrogen; m is 1; B is C; and n is 1.
15. The method of Claim 13, wherein: R1 and R2 are each lower alkoxy; R3, R4, R,, R6, R7 and R8 are each hydrogen; m is 1; and n is 0.
16. The method of Claim 13, wherein: R1 and R2 are each lower alkoxy; R3, R4, K57 and R6 are each hydrogen; m is 1; B is C; n is 1; and R7 and B together with the carbon atom to which R7 is attached is phenyl.
17. The method of Claim 13, wherein said photoinitiator is selected from the group consisting of:.
Description:
BIRADICAL PHOTOINITIATORS Field of the Invention This invention relates to compounds useful for initiating polymerization of ethylenically unsaturated compounds, and in particular to compounds useful for initiating polymerization upon exposure to radiation and to methods for using the same.

Background of the Invention Ethylenically unsaturated compounds, such as acrylate derivatives, can be polymerized by exposure to actinic radiation, typically ultraviolet light, in the presence of a photoinitiating system. Photoinitiating systems include a photoinitiator, which is a compound capable of forming mono-radicals (molecular fragments having one unpaired electron) upon exposure to radiation. The mono-radicals can be formed via various mechanisms, such as a-cleavage or hydrogen abstraction, when the photoinitiator is exposed to radiation. An example of a conventional mono-racial formed by an ot- cleavage mechanism is illustrated below: The resultant mono-radicals can initiate polymerization by reacting with the desired compound to be polymerized to form active growing polymer chains.

Numerous mono-radical forming photoinitiators are commercially available. Despite their advantages, conventional mono-radical forming photoinitiators can suffer various disadvantages. For example, during free

racial polymerization, the rate constant for termination (kt) can be several orders of magnitude larger than the rate constant for propagation (kp) ("Principles of Polymerization," G. Odian, McGraw-Hill, New York, 1970, page 171-2), particularly during the early stages of polymerization when the viscosity of the polymerization medium can be low. Premature termination can occur, for example, if the active radical polymer chain couples with another polymer chain or with an initiator radical. Premature termination can in turn adversely impact cure rates, molecular weight and molecular weight distribution of the resultant product, and the like.

Still further, cured articles formed using mono-radical photoinitiators can include residual fragment molecules. Residuals present in the cured article can create offensive odors and can degrade the physical properties of the article, such as light fastness, coloration, and resistance to oxidative degradation. In addition, residuals can be extracted or leach out of the cured article or migrate to the surface of the article.

Summary of the Invention The present invention is directed to compounds useful in radiation curing of photopolymerizable compounds. In contrast to conventional photoinitiators, which form mono-radicals with just one active site, the compounds of the invention are capable of forming biradicals, that is, at least two molecular fragments having one unpaired electron, upon exposure to radiation. Because at least two active sites can be formed, during free racial polymerization, the rate constant for termination can be reduced because various termination mechanisms observed in conventional mono-radical systems can eliminated or minimized. For example, attack of another propagating radical can lead to formation of a macroradical, which can further initiate polymerization, instead of resulting in termination as in the case with conventional mono-radical initiators.

As a result, the compounds can be used to form polymers with increased molecular weights and/or narrower molecular weight distributions. Still further, the compounds can provide increased polymerization rates as compared to convention mono- radical photoinitiators. In addition, articles prepared using the compounds of the invention can have minimal or no residual fragment molecules, and thus can exhibit reduced odors, improved physical properties, and reduced amounts of extractable and migratable compounds. The compounds of the invention are also currently believed to provide "dark cure," that is, continued cure after the radiation source is removed.

The compounds of the invention have the general formula wherein: R1 and R2 are each independently selected from the group consisting of lower alkoxy, lower alkyl, nitrile, aryl, hydroxy, and oxygen, with the proviso that if either R1 or R2 is oxygen, the other of Ri or R2 does not exist; R3, R4, R5, R6, R7 and R8 are each independently selected from the group consisting of hydrogen, lower alkoxy, lower alkyl, nitrile, aryl, and halogen, or R7

and R8 together can represent C2 to C10 alkylene, oxaalkylene, or azaalkylene, or when B is not present, R6 and R7 together with the carbon atoms to which they are attached can form a fused aromatic ring, or when B is C, R7 and B together with the carbon atom to which R7 is attached can form a fused aromatic ring; B is selected from the group consisting of C, C=O, N-R1l, O, S, and C(R9) (R10) , wherein R9 and R10 are each independently selected from the group consisting of hydrogen, lower alkoxy, lower alkyl, nitrile, aryl, and halogen; R1l is selected from the group consisting of hydrogen, lower alkyl, aryl, and -C(O)R12; and R12 is selected from the group consisting of lower alkyl, lower alkoxy, aryl, and aryloxy; m is 0, 1 or 2; and n is 0 or 1.

The present invention also provides photopolymerizable compositions which include the compounds of Formula (I) above as a component thereof, and methods for the use of the compounds of Formula (I) in photopolymerization systems.

Brief Description of the Drawings Some of the features and advantages of the invention having been described, others will become apparent from the detailed description which follows, and from the accompanying drawings, in which: Figure 1 is a size exclusion chromatograph (SEC) produced from laser initiated polymerization (LIP) of methyl methacrylate (MMA) using a conventional initiator 2:2 dimethoxy 2-phenyl acetophenone (DMPAP) at a repetition rate of 25 Hz; Figure 2 is a SEC produced from LIP of MMA using DMPAP and compounds in accordance with the invention at a repetition rate of 25 Hz; Figure 3 is a SEC produced from LIP of MMA using DMPAP and a compound in accordance with the invention at a repetition rate of 25 and 40 Hz; and Figure 4 is a SEC produced from LIP of MMA using DMPAP and a compound in accordance with the invention at a repetition rate of 0.1 and 20 Hz.

Detailed Description of the Invention The compounds of the invention include compounds according to Formula (I) below: wherein: Rl and R2 are each independently selected from the group consisting of lower alkoxy, lower alkyl, nitrile, aryl, hydroxy, and oxygen, with the proviso that if either R1 or R2 is oxygen, the other of R1 or R2 does not exist; R3, R4, Ks, R6, R7 and R8 are each independently selected from the group consisting of hydrogen, lower alkoxy, lower alkyl, nitrile, aryl, and halogen, or R7 and R8 together can represent C2 to C10 alkylene, oxaalkylene, or azaalkylene, or when B is not present, R6 and R7 together with the carbon atoms to which they are attached can form a fused aromatic ring, or when B is C, R7 and B together with the carbon atom to which R7 is attached can form a fused aromatic ring; B is selected from the group consisting of C, C=O, N-R1l, O, S, and -C(Rg)(R10)/ wherein K9 and K10 are each independently selected from the group consisting

of hydrogen, lower alkoxy, lower alkyl, nitrile, aryl, and halogen; R1l is selected from the group consisting of hydrogen, lower alkyl, aryl, and -C(O)R12; and R12 is selected from the group consisting of lower alkyl, lower alkoxy, aryl, and aryloxy; m is 0, 1 or 2; and n is 0 or 1.

In one preferred embodiment of the invention, R1 and R2 are each lower alkoxy, more preferably C1 to C4 alkoxy, and most preferably methoxy or ethoxy; R3, R4, K61 R6, R7 and R8 are each hydrogen; m is 1; B is C; and n is 1.

In another preferred embodiment of the invention, R1 and R2 are each lower alkoxy, more preferably C1 to C4 alkoxy, and most preferably methoxy or ethoxy; R3, R4, R,, R6, R7 and R8 are each hydrogen; m is 1; and n is 0.

In yet another preferred embodiment of the invention, R1 and R2 are each lower alkoxy, more preferably C1 to C4 alkoxy, and most preferably methoxy or ethoxy; R3, R4, R,, and R6 are each hydrogen; m is 1; B is C and n is 1; and R7 and B together with the carbon atom to which R7 is attached is phenyl.

As used herein, the term "lower alkyl" refers to C1 to C10 straight chain or branched alkyl, such as methyl, ethyl, propyl, isopropyl, butyl, tert-butyl, sec-butyl, pentyl, hexyl, and the like. The term "aryl" refers to C6 to C10 cyclic aromatic groups, such as phenyl, naphthyl, and the like, optionally substituted with lower alkyl. The term "lower alkoxy" refers to C1 to C10 straight chain or branched alkoxy.

When R8 and R2 together are C2 to C10 alkylene, oxaalkylene, or azaalkylene, R8 and R2 can in this case together with the carbon atom to which they are attached form cyclopropane, cyclobutane, cyclopentane, cyclohexane, cycloheptane, tetrahydrofuran, tetrahydropyran, pyrrolidine, piperidine, and the like.

Exemplary compounds of the invention include, but are not limited to: Generally, the compounds of Formula (I) can be prepared using techniques known in the art, with slight modifications as noted herein and as will be appreciated by the skilled artisan. For example, diketones (R1 is =0) can be prepared by oxidizing a monoketone with alkyl nitrite. Ketals (R1 and R2 are each alkoxy) can be prepared by the methods disclosed

in U.S. Patent No. 4,967,010, the entire disclosure of which is incorporated herein by reference, by reacting a diketone with trialkylorthoformate or dialkyl sulfite. Nitriles (R1 is CN) can be prepared by displacing halogen, especially bromide, from alpha-halo substituted ketones such as 2-bromobenzocycloheptan-l- one. Hydroxy compounds can be prepared by catalytic oxidation of alpha-alkyl substituted ketones.

The present invention also provides photopolymerizable compositions which include a compound of Formula (I) as a component thereof as a photoinitiator which is capable of forming a radical with at least two active sites upon exposure to radiation. As used herein, and as will be appreciated by the skilled artisan, the term photopolymerizable composition refers to compositions which harden or cure upon exposure to radiation.

Generally the compositions of the invention include ethylenically unsaturated compounds, including monomers, oligomers, polymers, prepolymers, resinous materials, optionally dispersed or dissolved in a suitable solvent that is copolymerizable therewith, and mixtures thereof, which are photopolymerizable when exposed to a source of radiation (ultraviolet or W radiation, or radiation outside the W spectrum). As will be appreciated by the skilled artisan, the photopolymerizable compounds can be monofunctional, or can include two or more terminal polymerizable ethylenically unsaturated groupings per molecule.

Exemplary photopolymerizable compounds or precursors include, but are not limited to, reactive vinyl monomers, including acrylic monomers, such as acrylic and methacrylic acids, and their amides, esters, salts and corresponding nitriles. Suitable vinyl monomers include, but are not limited to, methyl acrylate, ethyl acrylate, n- or tert-butylacrylate, isooctyl acrylate, methyl methacrylate,

ethylmethacrylate, 2-ethylhexyl methacrylate, butylacrylate, isobutyl methacrylate, the corresponding hydroxy acrylates, i.e., hydroxy ethylacrylate, hydroxy propylacrylate, hydroxy ethylhexyl methacrylate, glycol acrylates, i.e., ethylene glycol dimethacrylate, hexamethylene glycol dimethacrylate, the allyl acrylates, i.e., allyl methacrylate, diallyl methacrylate, the epoxy acrylates, i.e., glycidyl methacrylate, and the aminoplast acrylates, i.e., melamine acrylate. Others such as vinyl acetate, vinyl and vinylidene halides and amides, i.e., methacrylamide, acrylamide, diacetone acrylamide, vinyl and vinylidene esters, ethers, and ketones, butadiene, vinyl aromatics, i.e., styrene, alkyl styrenes, halostyrenes, divinyl benzenes, vinyl toluene, and the like are also included. Prepolymers include acrylated epoxides, polyesters and polyurethanes, and are typically combined with a suitable monomer for viscosity control. The photopolymerizable compounds may be polymerized to form homopolymers or copolymerized with various other monomers.

The photopolymerizable compound can be present in the compositions of the invention in amounts between about 30 and about 99 percent by weight based on the total weight of the composition, preferably between about 50 and about 99 percent by weight.

The compounds of Formula (I), singly or as a mixture thereof, are useful as photopolymerization initiators. In this aspect of the invention, the compounds of Formula (I) are present in the photopolymerizable composition in an amount sufficient to initiate polymerization thereof upon exposure to radiation. The composition can include about 0.1 to about 15 percent by weight photoinitiator, based on the total weight of the photopolymerizable compounds.

Although not wishing to be bound by any theory of the invention, it is currently believed that

the compounds of the invention are capable of forming biradical compounds upon exposure to radiation and thus can be useful for initiating photopolymerization of radiation curable compounds. It is currently believed that the compounds produce a biradical compound via an a-cleavage mechanism to provide at least two active sites as represented schematically below: The exemplary reaction shown above illustrates that the initiating radical can attack two monomer molecules simultaneously, and further the attack of a propagation racial can produce another macroradical, instead of causing termination. In view of this proposed mechanisms, it is currently believed that the rate of reaction can be higher than that for a conventional initiator that produces a mono-racial.

The photopolymerizable compositions of the invention may also contain other conventional agents, such as polymerization inhibitors, fillers, ultraviolet absorbers and organic peroxides. It can also be advantageous to also include as a component of the compositions of the invention a coinitiator or synergist, that is, a molecule which serves as a hydrogen atom donor. Coinitiators or synergists are known in the art, and are typically alcohols, tertiary amines or ethers which have available hydrogens attached to a carbon adjacent to a heteroatom. Such coinitiators are typically present in an amount between about 0.2 and about 25 percent by weight based on the total weight of the composition. Suitable compounds include, but are not limited to, triethanolamine, methyl-diethanolamine, ethyldiethanolamine and esters of dimethylamino benzoic acid. Other known coinitiators or accelerators can also be used. These

compounds behave as coinitiators or accelerators for the primary photoinitiators and can increase the efficiency and speed of the polymerization process.

The photopolymerizable compositions can be applied or deposited on a surface of a substrate using conventional techniques and apparatus. The composition can be applied as a substantially continuous film.

Alternatively, the composition can be applied in a discontinuous pattern. The thickness of the deposited composition can vary, depending upon the desired thickness of the resultant cured product.

Typically, the substrate is coated with the uncured photopolymerizable composition and passed under a ultraviolet providing light beam by a conveyer moving at predetermined speeds. The substrate to be coated can be, for example, metal, wood, mineral, glass, paper, plastic, fabric, ceramic, and the like.

The active energy beams used in accordance with the present invention may be visible light or ultraviolet light or may contain in their spectra both visible and ultraviolet light. The polymerization may be activated by irradiating the composition with ultraviolet light using any of the techniques known in the art for providing ultraviolet radiation, i.e., in the range of 200 nm and 450 nm ultraviolet radiation, or by irradiating the composition with radiation outside of the ultraviolet spectrum. The radiation may be natural or artificial, monochromatic or polychromatic, incoherent or coherent and should be sufficiently intense to activate the photoinitiators of the invention and thus the polymerization.

Conventional radiation sources include fluorescent lamps, mercury, metal additive and arc lamps. Coherent light sources are the pulsed nitrogen, xenon, argon ion- and ionized neon lasers whose emissions fall within or overlap the ultraviolet or visible absorption bands of the compounds of the invention.

The compositions are useful in any of the types of applications known in the art for photopolymerizations, including as a binder for solids to yield a cured product in the nature of a paint, varnish, enamel, lacquer, stain or ink. The compositions are particularly useful in the production of photopolymerizable surface coatings in printing processes, such as lithographic printing, screen printing, and the like.

The present invention will be further illustrated by the following non-limiting examples.

EXAMPLE 1 Synthesis of 2,2-Diethoxv-1-tetralone 2,2-Diethoxy-l-tetralone (compound Ib) was prepared by charging 48.9 g of l-tetralone, 105 g of absolute ethanol, 5.2 g of gaseous hydrogen chloride to a reactor flask. To another flask (feeder flask) was added 62.6 g of ethyl nitrite. The feeder flask was connected to the reaction flask by a hose ending with a gas dispersion tube which would allow subsurface addition of the ethyl nitrite. The feeder flask was maintained at room temperature to facilitate ethyl nitrite evaporation. The ethyl nitrite was added to the reaction, with stirring, over about 60 minutes at a reaction temperature of 40-42"C. When the addition was complete, the mixture was neutralized to pH 8 and then ethanol was vacuum stripped on a rotary evaporator.

The residue was held for 2 hours at about 500C to complete the saponification. The product was extracted into hexane and the hexane removed under vacuum. The residue was distilled under vacuum (0.2-0.5 mm Hg) to give 1.9 g of product. NMR, IR and MS were consistent with the proposed structure.

EXAMPLE 2 Synthesis of Methvl Ketal of Acenaphthalene Ouinone The methyl ketal of acenaphthalene quinone (compound If) was prepared by slurrying about 2 g of acenaphthalene quinone in methanol. About 5 ml of thionyl chloride (SOCl2) was added slowly allowing the temperature to go to reflux and holding it there during the addition, The addition took about 15 minutes. The reaction mixture was held for another 15 minutes and then quenched into 300 ml of 10% NaOH. The crude product crystallized and was filtered and recrystallized from methanol. The recovered product weighed 2.5 g, had an off white appearance and a melting point of 123-124"C.

EXAMPLE 3 Synthesis of Methyl Ketal of Phenanthrene puinone The methyl ketal of phenanthrene quinone (compound Ih) was prepared using the procedure described above in Example 2, except substituting phenanthrene quinone for acenaphthalene quinone. The isolated product weighed 1.3 g, had a light brown appearance and a melting point of 103-1040C.

EXAMPLE 4 Synthesis of 2,2-Dioxoindanone 2,2-dioxoindanone (compound Ic) was prepared by charging 13.21 g of 1-indanone, 39.7 g of absolute ethanol, and 3.10 g of gaseous hydrogen chloride to a reactor flask. To another flask (feeder flask) was added 20.2 g of ethyl nitrite. The feeder flask was connected to the reaction flask as described in Example 1. The ethyl nitrite was slowly evaporated and fed to the reactor as a gas over about 40 minutes. The reaction mixture was cooled to room temperature and filtered. The precipitate was recrystallized from ethanol. Dark yellow crystals were obtained. Weight

of the dry product was 6.096 g. The product had a melting point of 203-204"C. The product was analyzed by 1H and 13C-NMR and identified as 1,2-dioxoindane.

EXAMPLE 5 Synthesis of 2-Cyanobenzococloheptan-l-one 2-bromobenzocycloheptan-l-one was prepared by dissolving benzocycloheptan-l-one (25.15 g, 0.157 mol) in acetic acid (200 mL, 99.8%) in a 500 mL three neck flask. Bromine (25.15 g, 0.157 mol) and acetic acid (10 mL) were placed in a dropping funnel. The bromine was slowly added dropwise to the flask over 4 hours at room temperature. The reactor was kept under a static blanket of nitrogen throughout. Then the reaction was held at room temperature for an additional four hours.

The reaction mixture was washed with water (200 mL x 2) and dried over sodium sulfate. A brown colored liquid (30.2 g) as a crude product was obtained after filtration from the sodium sulfate. The purity of the product was 96.4% by GC (area %).

2-cyanobenzocycloheptan-l-one (compound Ia) was prepared by dissolving 2-bromobenzocycloheptan-l- one (30.2 g, 0.126 mol) in toluene (150 mL) in a 500 mL round bottom flask equipped with a condenser. NaCN (18.6g, 0.38 mol), water (50 g), and dibenzo-18-crown-6 (0.5 g) were added to the flask. The reaction mixture was stirred vigorously at 900C under a static blanket of nitrogen for 15 hours. The reaction mixture was cooled and washed three times with water (70 mL x 2 + 100 mL). The toluene solution was dried over sodium sulfate and filtered. The solvent was evaporated under reduced pressure. The residue was distilled under vacuum to give a yellow liquid (21.1 g, b.p. 158-1620C at 17 mm Hg). The purity of the liquid was 96% by GC.

EXAMPLE 6 Synthesis of 2-Hodroxv-2-methYl-benzocsclohexan-l-one 2-Hydroxy-2-methyl-benzocyclohexan-l-one (compound Id) was prepared by dissolving 2-methyl- benzocyclohexan-l-one (19.7 g, 0.123 mol) in toluene (750 mL) in a 2000 mL three neck flask. Triethyl phosphite (98%, 25 mL, 0.2 mol) and N- [4- (trifluoromethyl)benzyl]-cinchoninium bromide (CPTC, 3.3 g, 6.25 mmol, 5 mol%) and 50% aqueous sodium hydroxide (375 mL) were added into the flask. A Pasteur pipet was installed in one neck and immersed in the solution to serve as an inlet for oxygen. One of the other necks was attached to a condenser which was topped with an outlet opening to air. A mechanical stirrer was used to keep the two phase solution stirring vigorously. Molecular oxygen was bubbled through the reaction mixture and the solution was kept stirring for 24 hours at room temperature. After the reaction, water (400 mL) was added to the mixture. The water layer and toluene layer were separated using a separatory funnel. The aqueous layer was extracted with benzene (100 mL x 3). The benzene portion and the toluene portion were combined. The organic layer was washed with 10% hydrochloric acid (350 mL), water and finally with saturated aqueous sodium chloride. The organic layer was dried over sodium sulfate. The organic solvent was removed by a rotary evaporator to give a yellow liquid. The yellow liquid was purified by vacuum distillation. Two fractions corresponding to a boiling range of 110-1130C at 17 mm Hg (triethyl phosphite) and 135-140"C at 17 mm Hg (the desired compound) were collected separately. The fraction containing 2-hydroxy-2-methyl-benzocyclohexan-l-one (14.5 g) was obtained in 67% isolated yield. The purity of the product was 100% by GC.

EXAMPLE 7 Polymerization of Monomers and Oliomers A clear coat formulation was prepared using monomers and oligomers supplied by UCB Radcure. The formulation included 58 weight percent Ebecryl 80 (a polyester polyol derivative); 29 weight percent tripropylene glycol diacrylate; and 13 weight percent OTA-480 (a glyceryl propoxy triacrylate).

To the above clear coat formulation, 4 weight percent of the biradical initiators (Ia)-(Ih) above was added and dissolved by agitation in an ultrasonic bath.

2 mil films of the above solutions were cast on paper panels and cured using a Fusion W curing unit under the following conditions: the lamp source was a Fusion Systems "D" bulb; power was 600 W/in.; and belt Speed was 85 ft./min.

EXAMPLE 8 Evaluation of Polymerization Mechanism To demonstrate that the compounds of the invention cure via a biradical mechanism, laser initiated polymerization (LIP) was used to produce polymers using a conventional initiator 2:2 dimethoxy 2-phenyl acetophenone (DMPAP) and compounds Ia, Ib, Id and Ih. Previous studies have indicated that the repetition rate of laser pulses influences the molecular weight of the polymer produced. C.E. Hoyle, et al., Macromolecules 1989. As the repetition rate is increased, molecular weight decreases. Id. It is believed that as a new laser pulse is delivered to the system, new initiating radicals are produced from the photoinitiator and the newly produced radicals intercept the propagating radicals in addition to initiating polymerization of new monomer molecules. As a result, the number of termination reactions increases, leading to an overall reduction in the molecular weight of the polymer produced.

It is theorized that if the compounds of the invention initiate polymerization by a biradical mechanism, then the resulting polymer can have a higher molecular weight as compared to polymers produced using a conventional initiator that produces mono-radicals.

Accordingly, the molecular weight of the resultant polymers was analyzed.

To conduct the polymerization, the initiators were dissolved in methyl methacrylate (MMA) and the concentrations used were such that their optical density at 358 nm was 0.5. Aliquots of 3 ml solutions were taken in a 1 cm quartz cell and 200 pulses delivered to each solution. Each sample was purged with nitrogen for 2 minutes prior to exposure to the laser. The laser used was a Questek Model Series 2000 excimer with a xenon-fluorine fill gas mixture.

A size exclusion chromatographic (SEC) system was assembled with a Waters 6000 solvent delivery pump, a model 7010 rheodyne injector with a 50 tjl injection loop, a Waters 410 differential refractometer and four Waters styrgel HR columns (102, 103, 104, and 105) enclosed in a Waters column heater. The temperature of the columns was maintained at 350C. The mobile phase was tetrahydrofuran and the flow rate was 1 ml/min.

The SEC system was calibrated using narrow molecular weight poly(methyl methacrylate) standards supplied by Polymer Laboratories, U.K.

The SEC chromatogram obtained for the polymer produced from the LIP of MMA using DMPAP at a repetition rate of 25 Hz is shown in Figure 1. The splitting of the low molecular weight peak is the result of premature termination of the propagating radicals at high repetition rates, as reported above.

It is expected that the shape of the low molecular weight peak will be different for initiators that initiate polymerization by a biradical mechanism, i.e., as the attack of the new initiator radicals would not

cause termination of the propagating radicals, the splitting observed for the low molecular weight peak should disappear and shift towards the higher molecular weight region.

In Figure 2, SEC traces of poly(methyl methacrylate) formed by the LIP of methyl methacrylate using DMPAP and the four compounds of the invention, the trace corresponding to compound Ib is distinctly different from the others and indicates that polymerization is initiated by a biradical mechanism.

The low molecular weight peak is absent. The trace corresponding to compound Ih is also different for the others in that the SEC chromatogram does not show any splitting of the low molecular weight peak. For compound Ia, the trace is similar to that for DMPAP, suggesting that it does not initiate polymerization by a biradical mechanism. The trace for compound Id shows that no polymer is produced.

Further studies were conducted for compound Ib. LIP using this initiator was carried out at different repetition rates and the polymer formed analyzed by SEC. The results were compared with those obtained using DMPAP as the initiator, and the results are shown in Figures 3 and 4. As shown in Figures 3 and 4, at all repetition rates studied, compound Ib does not produce any low molecular weight monomer at all. At the lowest repetition rate studied, 0.1 Hz, the propagating radicals have sufficient time for polymerization and therefore produce the maximum molecular weight, At this repetition rate, even when a conventional initiator was used, low molecular species are not produced as the propagating radicals are not intercepted prematurely. As a result, the SEC traces of compound Ib and DMPAP look similar in that the traces do not show any low molecular weight species.

However, a careful evaluation of the SEC traces reveals that the peak molecular weight of the polymer obtained

using compound Ib as the initiator is about 1,260,000 whereas the peak molecular weight of the polymer produced using DMPAP as the initiator is about 794,000.

Both of these results, the lack of low molecular weight species as well as the generation of higher molecular weight polymer, indicate that initiator Ib initiates polymerization by a biradical mechanism.

The foregoing examples are illustrative of the present invention and are not to be construed as limiting thereof. The invention is defined by the following claims, with equivalents of the claims to be included therein.