USING PILOT REFERENCE SIGNALS TRANSMITTED ON SELECTED SETS OF TRANSMIT ANTENNAS

RELATED APPLICATIONS

This application claims the priority benefit of U.S. Provisional Application No. 61 484,047 filed May 201 1, aod U.S. Patera Application No. 13/342,088 filed January 3, 2012.

TECHNICAL FIELD

The present invention relates to wireless communication systems. More particularly, and not by way of Imitation, the present invention is directed to a transmitter, receiver, and method for channel estimation lor a Maltiple lnpat Multiple- Output (MIMO) commimtcation system.

BACKGROUND

Recent advances in wireless communications have caused a revolution in the Internet by extending broadband coverage to wireless «&ers. Table I below is a classification of past, present, and future cellular technologies, h is seen that wireless cellular technologies have progressively and. systematically raised their performance levels by an order of magnitude over previous generations. Spectral efficiency and data rate are key metrics that have improved. Some of tins improvement has come about due to increases in. the allocated spectrum* while other improvements are the result of technological advances, the most important of which have been the introduction of flexible and adaptive channel coding and modulation, dynamic link adaptation to choose the best data rate for ;hc radio charmeS conditions, and the introduction of Multiple-Input Multiple-Output (MIMO) systems that utilize multiple antennas at the transmitter and or receiver to improve the number of degrees of freedom available to reach the users (or to receive from them). Similar advances have also been made by standards developed by the institute of Electrical and Electronics Engineers (ΪΕΕΒ) within the Wireless Local Area Network (WLAN) standard IEEE 802, 1 1, as further developed by the iP? sl!iasce.

TABLE I

MIMO antenna systems increase the throughput of a wireless communication link without bandwidth expansion. Through proper design of the signal-tmsmission scheme and the corresponding receiver algorithm, the MIMO channel may be decomposed into parallel non-interfering channels. The number of such parallel channels, or streams, is the smaller of the number of transmit antennas and the number of receive antennas. When all the receive antennas are attached to the same User Equi ment (ΌΈ% the system is referred to as Single-User MIMO (SU-MIMO). When the receive antennas are distributed among multiple UEs, the system is referred to as Mnit U ^' ser MIMO (MU-ΜΪΜΟ), Because of its great potential in bandwidth efficiency,, MIMO has been adopted by most wireless communication standards such as Long Term Evolution (LTE), WsMax, and WiFi.

la order to exploit the potential of the MIMO channel, it is critical to have knowledge of the MIMO channel state information. This information, is needed for the receiver to perform the demodulation of transmitted data symbols, it is also needed sometimes at the transmitter to properly shape the transmit signal to improve Signal to interference and Noise Ratio (S1NR) at the receiver. In a wireless communication system employing Orthogonal Frequency Division Multiplexing (OFDM), the channel state information can be modeled as a slowly varying. 2-dimensionaI, complex time-frequency process. Known Reference Signals (ilS.L i.e, pilot s mbols, are transmitted at various time instants and .frequencies.

FIG, 1 illustrates a pilot S for MiMO in an LTE system, Wbea the Ss are properly distributed across the time-frequency plane, the receiver can. use these known symbols to reconstruct the foil channel response. ^' Naturally, the density of the pilots depends on Che rate at which the channel varies in time and frequency. For LTE employing two transmit antennas, the pilots are transmitted at a bigber density, as shown in FIG, 1 , For four transmit antennas, the last two antennas have lower pilot density since it is anticipated that die channel variation is slower for the scenarios that can exploit four antennas.

Since the antennas are co-located, the transmit signals interfere severely with each other. In order for the .receiver to receive the pilots without interference, an antenna mates its transmission at she locations where pilots are transmitted by other antennas, as marked by the shaded areas, m total, 24 resource elements ut of every 168 are reserved overhead for pilot transmission in LTE.

Recently, there have been growing interests in extending the MIMO system to a very large number of transmit and receive antennas. Instead of four to eight antennas typically employed in carreni systems, the number of antennas envisaged in these recent studies ranges in the order of i O or more. Supported by the random matrix theory, it has been suggested that the required energy per bit vanishes as the number of antennas goes to infinity.

SUMMARY

Even if the theory holds for an arbitrarily large Bomb r of antennas and that the hardware can support the construction of such a large array la practice, the number of transmit antennas will still be limited by the overhead their pilot symbols occupy. Using LTE as an example. If 24 out of i 68 resource elements are required to support four transmit antennas, then the largest number of antennas the .LTE stem can support is 28. At that level, however, there will be no resource element left for data transmission. The present invention provides a solution to the above-mentioned problems. In exemplary embodiments of the iaveation, only a subset of a multiplicity of antennas transmits pilot s m ols, and then the spatial correlation among closely placed antennas is exploited to derive the channel estimation for all antennas. This spatial correlation may be e timated or ma be known a priori. A Minimum Mean S uare Estimator (MMSB), for example, may be used to interpolate the channel for antennas that do not transmit pilot symbols.

In one embodiment, the present invention is directed to a method of transmitting pilot reference signals utiiteed by a receiver for channel estimation In 8 M1MO communication s stem in which a transmitter utilizes a plurality of transmit antennas. The method includes the steps of spacing the plurality of transmit antennas such thai spacing between adjacent antennas provides a spatial correlation coefficient greater than a threshold level; selecting by the transmitter, a selected subset of the plurality of transmit antennas for transmitting the pilot reference signals; and transmitting th pilot reference signals only from the selected subset of transmit antennas to a receiver.

In another embodiment, the present invention, is directed to a method of channel estimation for a MIMO communication system in which a transmitter utilises a plurality of transmit antennas. The method includes the steps of receiving by a receiver, pilot reference signals transmitted only from a selected subset of the plurality of transmit antennas; and deriving a channel estimation for all of the plurality of transmit antennas using spatial correlation among the plurality of transmit antennas.

In another embodiment, the invention is directed to a transmitter for transmitting pilot reference signals eti!ized by a receiver for channel estimation in a MIMO communication system. The transmitter includes a plurality of transmit antennas spaced such that spacing between adjacent antennas provides a spatial correlation coefficient greater than a threshold level; an antenna subset selector configured to select a subset of the plurality of transmit antennas for transmitting the pilot reference signals; and a radio frequency transmitter coupled to t¾e selected subset of transmit antennas tor transmitting the pilot reference signals only from the selected subset of transmit antenna to the receiver.

In another embodiment, die invention, is directed to a receiver in a MIMO communication system in which a transmitter utilizes a plurality of transmit antennas. The receiver includes a radio frequency receiver configured to receive pilot reference si nals transmitted only from a selected subset of the plurality of transmit, antennas; and a channel estimator configured to derive a channel estimation for all of the plurality of transmit antennas using the received pilot reference signals and known or estimated spatial correlation among the plurality of transmit antenuas.

in another embodiment, the invention is directed to a method of transmitting pilot reference signals uiifea by a receiver for channel estimation in a ΜΪΜΟ communication system in which a transmitter utilizes a plurality of transmit antennas. The method includes the steps of selecting by the transmitter, a selected, subset of the plurality of transmit antennas for transmitting the pilot reference signals; and transacting the pilot reference sigaals only from the selected subset of transmit antennas through a propagation environment to a receiver; wherein the selecting step includes selecting transmit antennas at an. interval in die spatial domain depending on scattering characteristics of the propagation environment such that the receiver can interpolate ihe channel over those antennas that do not transmit pilot reference signals.

An advantage of certain embodiments of the present invention is a significant reduction of the pilot overhead in a large scale ΜΪΜΟ system.

BRIEF ^' DESCRIPTION OF THE DRAWINGS

I the following section, the invention will be described with reference to exemplary embodiments illustrated in the figures, in which;

FIG. 1 (Prior Art) illustrates a transmission scheme for a pilot Reference Signal (B.S) for Ml ^' MO in an LTE system;

FIG, 2 is an illustrative drawing of an exemplary embodiment of the present invention in which pilot symbols are transmitted by only a subset of a plurality of antennas;

FIG. 3 is a graphical representation of a correlation coefficient of a linear antenna array as a function of the distance between a point and ihe center of the array;

FIG. 4 is an illustrative drawing of a uniformly spaced linear antenna array;

FIG, 5 illustrates a transmission scheme .for transmitting pilot Ss from, a subset of the anteanas of BO. 4 io an exemplary embodiment of the present invention; - !>--

FIG. 6 illustrates a particular embodiment of the present invention implemented in a LIE network;

FIG. 7 is a simplified block diagram of an exemplary User Equipment (UE) for use with the present invention

FIG. 8 is a simpliSed block diagram of an exemplary base station 13 for use with the resent invention;

FIG. 9 is a flow chart illustrating the steps of an exemplary embodiment of the method of ihe present invention; and

FIG. 1.0 is a simplified block diagram of an exemplary embodiment of the system 50 of the present invention,

DETAILED ^DESCRIPTION

la the following detailed description, numerous specific details are set forth in order to provide a thorough understanding of the invention. However, it will be understood by those skilled in the art that the present invention may be practiced it out these specific details. In th r instances, well-kn wn methods, procedures, components and circuits have not been described in detail so as not to obscure the present invention. Additionally, it should be understood that the invention may be implemented in hardware or in a combination of hardware and software in which a processor executes ihe steps of (he invention when executing computer program instructions stored on. a non- transitory memory.

FIG. 2 is an illustrative drawing of an exemplary embodiment of the present invention in which pilot symbols are transmitted by only a subset of a plurality of antennas. The circled antennas illustrate the transmitting subset. In this embodiment, a processor exploits the spatial correlation among closely placed antennas to derive ihe channel estimation for all antennas. This spatial correlation may be estimat d or may be known a priori. An estimator such as an MSE, for example, may be used to interpolate the channel for antennas that do not transmit pilot symbols.

FIG. 3 is a graphical representation of a correlation coefficient of linear antenna array as a function of the distance between a point and the center of the array. It can be seen that the correlation coefficient becomes zero when the distance ts approximately eight times the wavelength. Conversely _. , the correlation coefficient reaches unity when the distance is zero. Thus, ifihe separation between the antennas in the array is very small, the correlation is very high, and there is no need to transmit pilot signals on all of the antennas. A similar effect can be observed with two- dimensional arrays snch as those arranged in rectangular fashion as in FIG. 2, arrays arranged partly or wholly in cylindrical fashion., or arrays that may be arranged partly or wholly on the surface of an imagined sphere. The correlation function is then two- dimensional. Thus, the transmit antennas in the subset of transmit antennas may be selected such thai spacing between the selected antennas provides a correlation coefficient greater than a threshold level such as, for example, OS.

FIG. 4 is an ilhistrative drawing of a uniformly spaced linear antenna amy suitable for mjplementtng an embodiment of the present invention. Extension to two- dimensional or even 3-dirnensional arrays with arbitrary spacing is straightforward. Let & i> > / _« ·. ^m <-< be the time-frequency channel response between transmit antenna »,.. and a certain receive antenna on a UE sampled at time i _i} and frequenc f _$ . Then the correlation between two such samples m be given by: fx - ^m 6 * ^m i o ⁾

In practice, this correlation is usually a function of the differences between the corresponding variables. In other words.

for some function p . This fact has been widely accepted in (he case of time-frequency channel response. The same is tme for the case of a linear army when the size of the array is much smaller than the distance between the transmit and receive antennas. in any case, the correlation function given in Equation (1 ) depends on the scattering environment and usu ll remains unchanged for a UE for an extended period of time. This is again widely accepted for the two-dimensional, time- frequency channel response. Therefore, it can he estimated and known priori. Such correlation can be exploited in the spatial domain to achie e more efficient channel estimation for very large scale IMO system.

Transmission

FIG. 5 illustrates fearis issieu scheme for transmitting pilot RSs from a subset of the antennas of FIG. 4 m as ex m lar embodiment of the present in en ion- Instead of transmitting pilots on ail antennas, pilots are transmitted only on antennas 0, 4, aad 8, These pilot symbols are marked by ¾, R,¾, and R¾, respectively. They occupy orthogonal locations on the time-frequency plane, as in the case of m LIB K.S. As indicated, the spacing between adjacent antenna elements is half a wavelength, the correlation between two adjacent elements is very high ( 0.9 according to FIG. 3), Therefore, transmitting pilots o» every 5th antenna is more than, adequate as can be easily verified by any well-designed channel estimator such as the one described below.

Another aspect of the present invention is that pilot signals may fee transmitted in the spatial domain S hether I -D, 2-D. or even 3-D arrays) with a density such thai the rec i r ea« interpolate the chaanel over those ant n as that do not have pilot symbols, rather than spacing the antennas at a certain interval (such as half a wavelength) such that the pilot can be transmitted at a lower density. The pilot should ^' be transmitted at. an interval in the spatial domain depending on the scattering characteristics of the propagation environment

ϊη general, embodiments of the present invention transmit pilot signals only on every T _M ... antennas in the vertical dimension and every .. antennas in the horizontal dimension to reduce pilot redundancy in a large-scale antenna array, where ^j T _{H ¾:} is inversely proportional to the transmit elevation angular spread, and _k is inversely proportional to the transmit a/imuth angular spread.

Channel Estimation at the Receiver

Assuming the pilot symbols are ail ones, the received signal r,<¾ corresponding to the pilot symbol transmitted by antenna m at time <' , _; and frequency may be given fey: „ „

r (? ., , f, I/ . , / ^' , »? )+ 2, (r , / ^" ,. n _r . ) where ^,, _, ν , _, ,.. ^, ,m,, _t ) is the Additive White Gaussian Noise (AWGN) iih ariance ; , and die channel eoefficiens at pO, where pi ⁾ is a point m the time-frequency- antenna space at whic pilot signal is transmitted. The pilot signals have indices pO, pi , p2 ₅ ... to distinguish from other indices at which data is transmitted. By arranging ail the pilot observations is a column vector, the following is obtained; or more concisely, r _p h _p + z _p (5)

The channel at any time frequency /<, for any given antenna can be estimated nsias an MMSE channel estimator siven bv:

Since the channel's correlation function is known, Equation (f>) can he readily evaluated. Note that the channel's correlation function encompasses correlation in all three dimensions of time, frequency, and space (antenna). For a given time and frequency, the spatial correlation is the ame as shown in FIG. 3. While it is known to exploiting the knowledge of correlation in time and frequency for pilot transmission and channel estimation, embodiments of the present invention exploit correlation in the spatial domain, which is heretofore tin&no n. The two additional dimensions of time and frequency are included above tor completeness. 0- ote that there are low-complexity suboptimal alternatives to Equation (6). One such alternative is based oa (he Least Squares estimate. Equation (6) is given as a« exemplary metho of performing channel estimation for the inventive pilot transmission method.

Once the channel is estimated, the terminal may use it for demodulation of downlink transmissions. The receiver may also feed back the channel information to the transmitter for downlink pre-cod g (neamforming). For example, the receiver may feed back a compressed version of (he MIMO channel by extracting: representative features sticb as deiay-Doppler and angular response.

The present invention rosy be implemented in any appropriate type of teleconunonication system supporting any suitable communication standards and using say suitable components.

FIG. C> illustrates a particular embodiment of the present invention implemented in an LIE netw rk . As shown, an example network 1 may include one o more instances of user equipment (UEs) i 2.a~1.2c and one or more base stations L¼-13e capable of communicating with he UEs, along with any addition l elements suitable to support eomn nkaiion between UEs or between a UE and another communication device (such as a Sandline telephone). The illustrated UEs may represent communication devices thai include an suitable combination of hardware or combination of hardware and software.

FiG. 7 is a simplified block diagram of an exempl ry' LIE 1.2 for use with the present invention. The example UE may include a processor 21 , a non-transiiory memory 22, a transceiver 23, and an antenna 24. la particular embodiments, some or all of the functionality described above as being provided by mobile communication devices or other forms of UE may be provided by the UE processor 21 executing instructions stored on the non-transitory memory 22. Alternative embodiments of the UE may include additional components beyond those shown in FIG. 7 that may be responsible for providing certain aspects of the UE's mncuonality, including any of the functionality described above and/or any fimetionality necessary to support the embodiments of the present invention descri bed above.

FIG. $ a simplified block diagram of an exemplary base station 13 tor use with the present invention. The example base station may include a processor 31 , a non-transitory memory 32, a transceiver 33, an antenna 34, and a. network interface 35. In particular embodiments, some or all of the unctionaKty described above as be tag provided by a mobile base station, a base station controller, a node B, an enhanced .node B, and/or any other type of mobile communkattftns node may be provided by the base station processor 31 executing instructions stored on ie rron-transitoi memory 32. Alternative embodiments of the base station may include additional components responsible for providing additional, functionality, including any of the functionality identified above and/or arty functionality necessary to support the embodiments of the present invention described above.

FIG. 9 a flow chart illustrating the steps of an exemplary embodiment of the method of the present invention. At ste 41 , the antennas in a plurality o transmit antennas for a. transmitter such as a base station are spaced so that they have good spatial correlation. A threshold value of the correlation coefficient may be predefined, and antennas may be spaced to provide a correlation coefficient greater than the threshold value. At step 42, a subset of the transmit antennas is selected, and the tr nsmitter transmits pilot r erence signals Only om the selected subset f transmit antennas. At step 43, a receiver such as a HE receiver receives the pilot reference signals transmitted from the selected subset of transmit antennas. At step 44, the receiver obtains or estimates the spatial correlation coefficient for the selected subset, of transmit antennas.

At step 45, die receiver utilizes an estimator (MMSE, LS, etc.) to interpolate the channel for the transmit antennas that did not transmit the pilot reference signals. At step 46, the receiver utilizes the channel estimate to demodulate downlink transmissions. At step 47, the receiver may feed back the channel estimate or the compressed ΜΊΜΟ channel to the transmitter. At step 48, the transmitter may utilize the channel estimate ior downlink pre-coding.

FIG. 10 is a simplified block diagram of an exemplary embodiment of a system 50 of the present Invention. The system may include a transmitter 51 and a receiver 52. Within the transmitter, an antenna subset selector 53 may receive as inputs or may store internally, knowledge of antenna element spacing, the relationship between spacing and the correlation coefficient, and the correlation coefficient ilireshokl- From this knowledge, the antenna subset selector selects a subset 54 of the transmit antennas 55 2- to transm t pilot RSs, A pilot RS transmitter 56 then transm ts pilot RSs on the selected subset of (circled) transmit antennas.

Within the receiver 52, a pilot RS receiver 5? receives the pilot RS from the selected snbset of transmit antennas, lie receiver obtains spatial correlation information or utilizes a spatial correlation estimator 58 to estimate the spatial correlation coefficient for the plurality of transmit anten as. The received signal and the spatial correlation coefficient are input to a channel estimator SUCH as an SE or LS estimator 59, which interpolates the channel for the transmit antennas that did not transmit the pilot RSs. The resulting channel estimate 61 is then provided to a demodulator 62 to demodulate downlink transmissions.

The receiver 52 may also feed back: the channel estimate or the compressed MIMO channel to Ihe transmitter 51 for use in pre-eoding. In this event, the resulting channel estimate may be provided to a channel estimate transmitter 63, which transmits the channel estimate to the transmitter. Within the transmitter, the channel estimate is received and provided to a pre-coder t>4 to assist with downlink pre-eoding.

As ill be -recognized by those $kil!$d in the a t _* the innovative concepts described in the present application can be modified and varied over wide range of applications. Accordingly, the scope of patented subject matter should not be limited to any of the specific exemplary teachings discussed above, but is instead defined by the following claims.