CROSS-REFERENCE TO RELATED APPLICATIONS

This application claims priority to U.S. Provisional Patent Application Serial No. 61/812,412, filed April 16, 2013, and U.S. Provisional Patent Application Serial No. 61/893,755, filed October 21, 2013, which are both incorporated by reference herein in their entireties.

GRANT INFORMATION

This invention was made with government support under Grant Nos. P01- CA047179, P50-CA140146 and CA89563 awarded by the National Institutes of Health. The government has certain rights in the invention.

1. INTRODUCTION

This present invention relates to biomarkers which may be used to evaluate the likelihood that a CD 4 inhibitor would produce an anti-cancer effect in a subject. As such, these biomarkers may be used in methods of treating cancer patients.

2- BACKGROUND OF THE INVENTION

Mouse double minute 2 homolog (MDM2) is a protein that is encoded by the MDM2 gene. MDM2 functions as an E3 ubiquitin ligase and as a negative regulator of the tumor suppressor protein, p53, by ubiquitinating and targeting p53 for degradation (8). MDM2 affects the cell cycle, apoptosis and tumorigenesis through interaction with other proteins, including retinoblastoma (RB) (50).

Genome-wide association studies, such as The Cancer Genome Atlas projects, show that most cancers are genetically heterogeneous. A few recurrent alterations/mutations are integral to the development and progression of a tumor, while a host of other changes can substantially alter its phenotype, affecting progression and impacting both patient prognosis and the efficacy of therapy (1-5). Ninety percent of well-differentiated and dedifferentiated liposarcomas (WD/DDLS) have amplification of genes on chromosome segment 12ql3-15, in a background of karyotypes that are widely variable and, in many instances, highly complex. The 12ql3-15 amplification is associated with overexpression of the oncogenes, MDM2 and CDK4, and the corresponding translated proteins are thought to promote liposarcomagenesis (6). CD 4 promotes cell proliferation by catalyzing phosphorylation and inactivation of RB (7), and MDM2 suppresses oncogene-induced apoptosis or senescence by inactivating p53 (8). Drugs have been developed that specifically target these potential drivers and the effect of these targeted agents in patients with a variety of tumors has been an active area of investigation. However predicting the efficacy of these drugs on patient outcome has been problematic, because of the extensive molecular crosstalk between p53 and RB pathways and the genomic heterogeneity of the tumors examined (9, 10).

3- SUMMARY OF THE INVENTION

The present invention relates to methods and compositions which provide a companion diagnostic for CDK4 inhibitors, and in particular, to the use of MDM2 expression as a biomarker for the likelihood that a cancer can be successfully treated by CDK4 inhibition. It is based, at least in part, on the discovery that treatment with a CDK4 inhibitor is more effective where treated cancer cells undergo cellular senescence rather than a transient cell cycle arrest, where cellular senescence is associated with a decreased MDM2 protein level.

4. BRIEF DESCRIPTION OF THE FIGURES

FIGURE 1A-C. PD0332991 induces growth arrest. Cells grown in the presence (white) or absence (black) of PD0332991 for 48 hours and labeled with BrdU, a marker of ongoing DNA replication (A), or annexin V and 7-AAD, a marker of apoptosis (B). Mean percentage of BrdU incorporation or annexin V+/7-AAD- cells was calculated from three or more independent experiments. Error bars represent standard deviation (*p<0.05). (C) The amount of serine 780 phosphorylated or total Rb was detected by immunoblot in extracts from asynchronously growing cells (0) and cells treated with PD0332991 for either 1 or 2 days (representative experiment; n>3 for each cell line).

FIGURE 2A-D. PD0332991 induces senescence in some cells. Cells were grown in the presence (white) or absence (black) of PD0332991 for 7 days. Mean percentage (± standard deviation). (*p<0.05). (A) Senescence-associated β-galactosidase and (B) ΗΡΙγ staining for senescence associated heterochromatic foci (SAHF) formation was quantitated for three or more independent experiments for each cell line. (*p<0.05). Representative phase contrast micrographs of cells stained for SA- -gal or immunofluorescence staining for ΗΡΙγ in two of the cell lines before (ctrl) and after (PD) drug treatment are shown in the insets of FIGURE 2A and 2B, respectively. (C) BrdU incorporation. Cell lines were treated with PD0332991 for seven days, and released into drug- free medium containing BrdU for the number of days indicated. Error bars represent the standard deviation of the mean calculated from three independent trials. (D) The amount of cyclin A, p53, pi 6 and Arf were detected by immunoblotting extracts prepared from asynchronously growing cells (-) and cells treated with PD0332991 (+) for 7 days (n>3).

FIGURE 3A-D. CDK4 knockdown mimics the effect of PD0332991. Following lentiviral infection, CDK4 knockdown cells (shCDK4) and cells infected with a scramble control shRNA (shSCR) were selected for ten days in puromycin. (A) Immunoblot. Extracts from cells expressing shRNA directed against CDK4 (+) and scramble control (-) were resolved by SDS-PAGE and the level of the indicated proteins was measured by immunoblot. (B) BrdU incorporation. Cells infected with vectors expressing scrambled (black) or CD 4 shRNAs (white) were labeled with BrdU for 2 hours. Mean percentage of BrdU incorporation was calculated from three or more independent trials. Error bars represent standard deviation. (*p<0.05). (C) Senescence-associated β-galactosidase and (D) ΗΡΙγ staining for senescence associated heterochromatic foci (SAHF) formation was calculated for cells infected with scrambled (black) and CD 4 shRNAs (white). The mean and standard deviation from three independent experiments were determined. (*p<0.05)

FIGURE 4A-E. MDM2 knockdown induces senescence in all of the liposarcoma cell lines. The cells indicated were transduced with two different MDM2 knockdown lentiviral vectors (M376 or M380) or a scrambled non-specific vector (scr) and selected in puromycin for 10 days prior to extraction of proteins for immunoblotting (A), or analysis of senescence-associated beta-galactosidase staining (B), or ΗΡΙγ staining (C). (D and E) LS8817 cells were transduced with a lentivirus expressing a wobbled allele of MDM2 and selected before secondary transduction with the lentivirus expressing M380 and selection in puromycin for ten days prior to immunoblot (D) and senescence associated beta- galactosidase staining (*p<0.05) (E). These experiments were done at least three times with different pools of transductants with similar results each time.

FIGURE 5A-D. Enforced MDM2 expression can abrogate the senescence promoting activity of PD0332991 but not its ability to induce growth arrest. (A) Immunoblot. The amount of MDM2 was measured in extracts prepared from cells treated with PD0332991 for two days or selected for shCD 4 expression as shown in FIGURE 3A. Tubulin was a loading control. (B) Immunoblot. Cells were transduced with lentiviral vectors expressing either RFP or MDM2 and the amount of proteins determined 48 hours after treatment with the indicated dose of PD0332991. (C) BrdU incorporation was measured in the RFP and MDM2 expressing cells forty-eight hours after treatment with the indicated dose of PD0332991. (D) Senescence associated beta-gal actosidase staining was carried out in the RFP or MDM2 expressing cells treated with different doses of PD0332991 for seven days. This experiment was earned out with three different pools of transductants multiple times (*p<0.05, **p<0.01). r ² is calculated as the best-fit correlation.

FIGURE 6A-B. PSM-Rb can induce senescence. The responder cells, LS8817 and LS0082, and the non-responder cells, LS7785-1, were transduced with a lentivirus expressing either the large pocket of RB (LP) or a non-phosphorylatable large pocket of RB (PSM) and selected for 10 days in puromycin. The effect of these gene products on BrdU incorp oration and protein expression (A) and senescence associated beta- galactosidase staining (B) were assessed as described in the legends to the other figures. (B) Endogenous phosphorylated Rb was measured as a marker of CDK4/6 kinase activity in cells that are expressing the LP or PSM pocket domains. PD0332991 and untreated control cells are shown for a comparison. This experiment was done at least three times with different pools of transductants with similar results each time.

FIGURE 7. Changes in MDM2 correlate with the response of patients with WD/DDLS to PD0332991. Nine patients accrued between January 2012 and August 2012 were enrolled in a continuing phase II clinical trial of PD0332991. Pre-treatment biopsies and post-treatment biopsies were collected from these patients and the expression of MDM2 and RB were measured by immunoblot. GAPDH serves as a loading control. Patients, indicated by numbers 1 through 9, fell into three classes (PR, partial response; SD, stable disease; POD, progression of disease) based on their best response to the drug as measured by target lesion growth by CT scan according to RECIST criteria. The change in MDM2 expression was measured and normalized to the change in GAPDH in each pair of samples. For patient 5, the change in MDM2 is highlighted with an asterisk because the value was obtained by normalizing MDM2 to actin (not shown). Superscripted number sign indicates that the patient withdrew from the trial, and triangles indicate that the patient is deceased. The number of days that the patient has been on the trial is indicated.

FIGURE 8. Copy number alterations in WD/DDLS cell lines as determined by comparative genomic hybridization. Amplification (red) and deletions (blue) were identified using the RAE algorithm and are visualized using Integrated Genomic Viewer (htt : //bro adinstitute.org/igv) .

FIGURE 9A-B. PD0332991 induces Gl arrest in liposarcoma cell lines. (A) Number of cells isolated from cultures grown in the presence (dashed lines) or absence (solid lines) of PD0332991 for 4 days quantitated daily by Coulter Counter and graphed as a function of time. (B) Cells grown in the presence of PD0332991 for two days or asynchronously growing in the absence of the drug (control) were stained with propidium iodine and analyzed by flow cytometry to determine cell cycle distribution within culture. Percentages annotated on graphs represent the mean of three or more independent experiments.

FIGURE l OA-C. PD0332991 induces a change in cell volume. Cells grown in the presence or absence of PD0332991 for 48 hours were stained with phalloidin or analyzed by flow cytometry. (A) Representative images obtained by fluorescence microscopy of two of the cell lines stained with phalloidin (red) and DAPI (blue). (B) Mean cell size in control untreated cells (black) and PD0332991 treated cells (white) were averaged over three independent trials (± standard deviation). (*p<0.05) (C) Forward scatter plots obtained by flow cytometry. The distribution of untreated control cells (red) and PD0332991 treated cells (blue) is indicated. The peak mean value over three independent experiments are quantified below (mean cell size + standard deviation).

FIGURE 11. PD0332991 does not induce differentiation. The cell lines were treated with either PD0332991 (grey) or differentiation medium (Gimble, white) for seven days and the amount of RNA for each indicated gene product compared to that seen in untreated well growing cells (ctrl, black).

FIGURE 12A-D. Expression of CD 4 or CDK6 was inhibited with shRNA compared to scramble controls (scr). All infected cells were selected for ten days in puromycin. (A) Immunoblot. Extracts were prepared from the infected, puromycin-resistant cells and expression of CDK4 and CDK6 measured by SDS-PAGE and immunoblot. (B) Cells infected with vectors expressing scrambled (black), CDK4 shRNA (gray), or CDK6 shRNA (white) were labeled with BrdU for 2 hours. Mean percentage of BrdU incorporation was calculated from three or more independent trials. Error bars represent standard deviation. (*p<0.05). (C) Senescence-associated β-galactosidase and (D) ΗΡΙγ staining for senescence associated heterochromatic foci (SAHF) formation was calculated for cells infected with scrambled (black), CDK4 shRNA (gray), and CDK6 shRNA (white). (*p<0.05). These experiments were done at least three times with different pools of transductants with similar results each time.

FIGURE 13A-B. Nutlin-3a induces apoptosis in all the liposarcoma cell lines. The indicated cell lines were treated with nutlin-3a or vehicle control and extracts were prepared for immunobloting (A) or annexin V staining (B) forty-eight hours after treatment. Mean percentage of annexin V+/7-AAD- cells was calculated from three or more independent experiments. Error bars represent standard deviation (*p<0.05).

FIGURE 14A-B. MDM2 expression and senescence are correlated to amplification of CD 4. (A) Senescence associated β-galactosidase and (B) ΗΡΙγ staining were examined in LS6736 cells characterized by MDM2 amplification but not CDK4 co- amplification after treatment with PD0332991 (white) or control media (black) for seven days.

FIGURE 15A-D. PD0332991 induced senescence con-elates with changes in MDM2 expression. Cells were grown in the presence (white) or absence (black) of PD0332991 for 7 days. Mean percentage (± standard deviation). (*p<0.05). (A) The amount of MDM2, p53, cyclin A, pi 6, p21 , and tubulin were detected by immunoblotting extracts prepared from cells treated with PD0332991 (7D PD) or asynchronously growing non-treated (ctrl) for 7 days. (B) Representative phase contrast micrographs of cells stained for SA-p-gal in cell lines treated with control media (ctrl) or PD0332991 (7D PD) drug treatment. (C) BrdU incorporation and (D) Senescence-associated β-galactosidase was calculated for cells after treatment with PD0332991 (7D PD) or control media (ctrl).

FIGURE 16. Responder LS8817 (black) and the non-responder LS8313 (light gray) were cultured in the presence or absence of PD0332991 for seven days and the effect of the drug on cytokine expression plotted on the left. Representative autoradiographs are shown on the right.

FIGURE 17. The enforced expression of MDM2 in LS8817 can prevent PD0332991 induced loss of the protein (left) and accumulation of senescence-associated β- galactosidase positive cells (right) but not the drug induced reduction of BrdU incorporation (middle). Cells transduced with an RFP expressing virus were used as a control.

FIGURES 18A-E. Turnover of MDM2 is regulated post-translationally and associated with unbalanced signaling. (A) The responder cells LS8817 LS0082 and the non- responder LS7785-1 were transduced with a lentivirus expressing either the large pocket of RB (LP) or a non-phosphorylatable large pocket of RB (PSM) and selected for five days in blasticidin. The effect of these gene products on BrdU incorporation is shown on the left, senescence associated beta-galactosidase staining on the right, and expression of MDM2, phosphorylated RB, p53, pi 6, Arf and cyclin A expression in the center. This experiment was done at least three times with different pools of transductants with similar results each time. (B) Serum starvation induces growth arrest but no change in MDM2 or senescence. The indicated cells were grown in 0.5% serum (white) or treated with PD0332991 (gray) and proliferation measured by incorporation of BrdU (left) and the number of cells undergoing senescence by staining for senescence associated β-galactosidase (right). The level of MDM2 was measured by immunoblot (center). Tubulin was a loading control. (C) Cells were treated with PD0332991 for two days and the effect on MDM2 transcript levels determined by qPCR. This experiment was repeated at least three times on different biologic replicates. (D) The indicated cell lines were treated with PD 0332991 for two days and cycloheximide added and samples collected every 15 minutes from 30-60 minutes to measure the amount of MDM2 by immunoblot. Tubulin is a loading control. Data compiled from at least three independent experiments is plotted (mean and standard deviation) and a representative immunoblot is shown. (E) Serum starvation has a more modest effect on MDM2 half-life than CDK4 inhibition. The cells were treated with PD0332991 or 0.5% serum and the effect on MDM2 levels determined by immunoblot. The graphs are compiled from the data obtained in three independent biologic replicates and representative autoradiographs are shown.

FIGURE 19A-C. Senescence associated with the downregulation of MDM2 is p53 and INK4 independent. (A) The ability of MDM2 to block senescence induced by PD0332991 is dependent on an intact RING domain but not the ability to bind p53. Cells were transduced with lentiviral vectors encoding the indicated mutants of MDM2 and after selection were treated with PD0332991 and the expression of MDM2 determined by immunoblot and the percentage of cells that undergo senescence by measuring senescence associated β-galactosidase. This experiment was repeated three times with similar results in both LS8817 and LSI 41. (B) Glioma (U87MG, U251, SNB19, DBTRG-05MG) and breast cancer (MDA453, T47D, ZR-75-1 , and MCF7) cells were treated with PD0332991 and its effects on senescence and protein expression examined as described. The p53 mutational status of these cell lines (WT, wild type; R273H and L1 4F, missense mutations; if-DEL, in- frame deletion of 30 nucleotides at amino acid 368) were obtained from the p53 mutation database and the RIKEN bioresource databank and is consistent with the detection of p21 by imunoblot. (C) SNB19 cells, a p53 mutant and INK4A deficient cell, was transduced with the mutants described in panel A and their effect on senescence determined.

FIGURE 20. Summary model. This model summarizes the key points suggesting that it is the unbalanced signaling associated with growth arrest induced by accumulation of unphosphorylated RB that triggers the post-translational change in MDM2 that activates a p53- and INK4A -independent senescence program. In non-responders, the cell either does not undergo unbalanced arrest or cannot activate the MDM2 turnover pathway that triggers the p53- and ZA¾¾4-independent senescence pathway. Inhibition of CD 4 further results in the dissociation of the MDM2 and HAUSP complex in non- responder and responder cells.

FIGURE 21 A-B. Turnover of MDM2 is regulated post-translationally. (A) Cell lines were treated with PD0332991 for two days after which ΙΟμ of the proteasome inhibitor MG132 was added for the indicated times (hours). Tubulin was used as a loading control. This experiment was repeated twice with similar results. (B) LS8817 cells transduced with either a FLAG-tagged MDM2 or a FLAG-tagged C464A mutant of MDM2 were selected and the turnover of the the FLAG-tagged protein measured by immunoblot after protein synthesis was blocked with cycloheximide for the indicated amount of time. A representative immunoblot is shown and the mean and standard deviation was compiled from two independent experiments.

FIGURE 22. Additional immunoblot analysis in responder and non-responder cells. As described in the legend to FIGURE 5A, immunoblots were used to measure the accumulation of p27, catalase and p53 in cells treated with PD0332991 and proteins extracted in SDS RIPA. Actin is a loading control. This experiment was repeated at least three times for each cell line.

FIGURE 23A-B. PD0332991 has little effect on indices of ATM activation, but does resolve DNA damage foci in responder cells. (A) CHK2, phosphoKAPl and total KAP1 were measured as markers of ATM activity in PD0332991 treated cells. Extracts from control and irradiated mouse embryo fibroblasts were included as a control. Tubulin is a control. (B) γΗ2ΑΧ and 53BP1 foci were scored in the indicated cell lines. As per (Doil et al., 2009; Panier et al., 2012) having a cell with greater than 10 foci (white) is considered positive for DNA damage. As expected for WD/DDLS cell lines the basal level of DNA damage was quite high. Even though all cell lines exit the cell cycle PD0332991 leads to the resolution of the damage foci in the responder LS8817, but not the non-responders LS8107 and LS7785-10.

FIGURE 24, PD0332991 induced senescence did not correlate with induction of either E2F7, or catalase, a marker of reactive oxygen species. E2F7 levels were measured by immunoblot 48 hours after PD0332991 treatment in the indicated cell lines. Tubulin is a loading control. This experiment was repeated at least twice for each cell line.

FIGURE 25A-D. Turnover of MDM2 is regulated post-translationally, (A) The cell lines indicated were treated with PD0332991 for two days, after which 5μΜ MG132 was added and incubation continued for an additional 2 hours. Extracts were prepared and MDM2 was immunoprecipitated and the presence of HAUSP and MDM2 in the precipitates were determined by immunoblot. IgG was used as a non-specific antibody control for the immunoprecipitation. (B) The cell lines were either asynchronously growing or treated with PD0332991 for 2 days and the expression of HAUSP and MDM2 measured by immunoblot. Tubulin is a loading control. HAUSP levels were reduced with shRNA in the indicated cells lines and the effect on protein expression (C) and the accumulation of senescence- associated β-galactosidase positive cells measured (D). The mean and standard deviation was compiled from at least two independent experiments with each cell line and a representative immunoblot is shown.

FIGURE 26A-B. p53 is not required for PD0332991 or MDM2 knockdown induced senescence in LS8817 cells. LS8817 cells were infected with lentiviruses expressing either a scrambled (shSCR) or two independent p53 targeting (shp53a and shp53d2) shRNAs. After selection these cells were either treated with PD0332991 (A) or MDM2 was reduced by superinfection with a lentivirus expressing shM380 (B). The accumulation of senescence associated β-galactosidase (top), and the expression of MDM2 and p53 were determined by immunoblot (bottom). Coomassie staining of the gel indicated equivalent loading.

FIGURE 27. MD 2 was knocked down in SNB19 and MCF7 ceils and the effect on accumulation of senescence associated β-galactosidase positive cells (left) and p53 and p21 are shown (right). This experiment was repeated twice.

5. DETAILED DESCRIPTION OF THE INVENTION

For clarity and not by way of limitation the detailed description of the invention is divided into the following subsections:

(i) MDM2 as a biomarker;

(¾) CDK4 inhibitors;

(iii) cancer targets;

(iv) methods of use; and

(v) kits.

5.1 MDM2 AS A BIOMARKER

Mouse double minute 2 is denoted MDM2 herein.

A subject may be human or a non-human subject. Non-limiting examples of non-human subjects include non-human primates, dogs, cats, mice, rats, guinea pigs, rabbits, pigs, fowl, horses, cows, goats, sheep, cetaceans, etc. In certain non-limiting embodiments, a MDM2 biomarker may be a protein.

In a specific, non-limiting embodiment, a MDM2 protein may be a human MDM2 protein having the amino acid sequence as set forth in NCBI database accession no. NP 002383 (SEQ ID NO: 1).

MDM2 nucleic acids and proteins for non-human species are known or can be determined according to methods known in the art, for example, where the sequence is the allele represented in the majority of the population.

In a specific, non-limiting embodiment, a MDM2 protein may be a mouse MD 2 protein having the amino acid sequence as set forth in NCBI database accession no. NP 034916 (SEQ ID NO:2).

In a specific, non-limiting embodiment, a MDM2 protein may be a rat MDM2 protein having the amino acid sequence as set forth in NCBI database accession no. NP_001 101569 (SEQ ID NO:3).

A MDM2 biomarker is a biomarker, which manifests as decreased MDM2 expression levels following treatment with a CDK4 inhibitor, relative to a reference standard level. A reference standard level of MDM2 may, for example, be established using a reference standard such as cancer cells from the subject prior to treatment with a CDK4 inhibitor or in a parallel culture of the subject's cancer cells.

In certain, non-limiting embodiments of the invention, a level of a MDM2 biomarker may be evaluated by evaluating MDM2 function, where the MDM2 level is directly proportional to the level of MDM2 function.

In particular non-limiting embodiments, a reduction in MDM2 biomarker level means a reduction of at least a statistically significant amount, or at least about ten percent, or at least about twenty percent, or at least about thirty percent, or at least about forty percent, or at least about fifty percent, relative to the reference standard level.

Methods for detecting and/or determining the level of a protein biomarker include, but are not limited to, mass spectrometry techniques, 1-D or 2-D gel-based analysis systems, chromatography, protein microarray, immunofluorescence, enzyme linked immunosorbent assays (ELISAs), radioimmunoassay (RIA), enzyme immunoassays (EIA), Western Blotting and other immunoglobulin-mediated assays, and other techniques known in the art.

In certain, non-limiting embodiments, one method that can be used for detecting a MDM2 biomarker is Western blotting. Cells can be harvested by trypsinization and homogenized and/or sonicated in lysis buffer. Lysates can be clarified by centrifugation and subjected to SDS-PAGE followed by transfer to a membrane, such as a polyvinylidene difluoride (PVDF) membrane. Antibodies (unlabeled), specific to a biomarker, e.g., MDM2, can then brought into contact with the membrane and assayed by a secondary immunological reagent, such as labeled anti-immunoglobulin. Non-limiting examples of labels include, but are not limited to, ¹²⁵ i, horseradish peroxidase and alkaline phosphatase. In certain embodiments, immunodetection can be perfonned with antibody to a biomarker using the enhanced chemiluminescence system (e.g., from PerkinElmer Life Sciences, Boston, Mass.). The membrane can then be stripped and re-blotted with a control antibody, e.g., anti-tubulin. In certain embodiments, the level of a biomarker can be normalized against the level of a control protein, e.g., tubulin or actin, detected in the same sample.

In certain, non-limiting embodiments, immunohistochemistry can be used for detecting a MDM2 biomarker. For example, a first antibody can be brought into contact with a sample, e.g., a thin layer of cells, followed by washing to remove unbound antibody, and then contacted with a second, labeled antibody. Labeling can be by fluorescent markers, enzymes, such as peroxidase, avidin or radiolabeling. In certain embodiments, the first antibody can be conjugated to a fluorophore for direct detection. The labeling can be scored visually using microscopy and the results can be quantitated.

5.2 CDK4 INHIBITORS

Non-limiting examples of CDK4 inhibitors include compounds that inhibit the kinase activity of CDK4. Additional non-limiting examples of CD 4 inhibitors include ATP-competitive inhibitors of CDK4. In particular non-limiting embodiments, the CDK4 inhibitor is derived from pyridopyrimidine, pyrrolopyrimidine or indolocarbazole compounds. Further non-limiting examples of CDK4 inhibitors include Palbociclib Isethionate, LEE01 1 (CAS Number 1211441 -98-3), LY2835219 (CAS Number 1231930-82- 7), PD0332991 and Flavopiridol Hydrochloride. Additional CDK4 inhibitors are disclosed in U.S. Patent Nos. 6,630,464 and 6,818,663, and U.S. Patent Application Nos. U.S. 2012/0244110, 2012/0207763 and 201 1/0152244.

Further non-limiting examples of CDK4 inhibitors include anti sense oligonucleotides, shRNA molecules and siRNA molecules that specifically inhibit the expression or activity of CD 4. One non-limiting example of a CDK4 inhibitor comprises an antisense, shRNA, or siRNA nucleic acid sequence homologous to at least a portion of a CDK4 nucleic acid sequence, wherein the homology of the portion relative to the CDK4 sequence is at least about 75 or at least about 80 or at least about 85 or at least about 90 or at least about 95 or at least about 98 percent, where percent homology can be determined by, for example, BLAST or FASTA software. In certain non-limiting embodiments, the complementary portion may constitute at least 10 nucleotides or at least 15 nucleotides or at least 20 nucleotides or at least 25 nucleotides or at least 30 nucleotides and the antisense nucleic acid, shRNA or siRNA molecules may be up to 15 or up to 20 or up to 25 or up to 30 or up to 35 or up to 40 or up to 45 or up to 50 or up to 75 or up to 100 nucleotides in length. In certain embodiments, the CDK4 inhibitor is a shRNA comprising the nucleic acid sequence GAGATTACTTTGCTGCCTTAA (SEQ ID NO:4). shRNA Antisense, shRNA or siRNA molecules may comprise DNA or atypical or non-naturaJly occurring residues, for example, but not limited to, phosphorothioate residues.

5.3 CANCER TARGETS

Non-limiting examples of cancers that may be subject to the present invention include liposarcoma, glioma (or glioblastoma), osteosarcomas, melanoma, oligodendroglioma, astrocytoma, neuroblastoma, pancreatic neuroendocrine tumors and breast cancer.

5.4 METHODS OF USE

In certain non-limiting embodiments, the present invention provides for a method of determining whether an anti-cancer effect is likely to be produced in a cancer by a CDK4 inhibitor, comprising, determining the expression level of a MDM2 biomarker in a cancer, where if the expression level of the MDM2 biomarker is reduced in the cancer in response to CDK4 inhibition, it is more likely that the CD 4 inhibitor would have an anticancer effect on the cancer. For example, the reduction may be appreciated by comparing the level of MDM2 biomarker in the cancer consequent to CD 4 inhibitor treatment to a reference standard as described above.

MDM2 biomarkers are described in the sections above. CDK4 inhibitors are described above. Cancers suitable for treatment are described above.

In certain non-limiting embodiments, the present invention provides for a method for determining whether an anti-cancer effect is likely to be produced in a cancer by a CD 4 inhibitor, comprising, obtaining a sample of the cancer before and after treatment with a CDK4 inhibitor, and determining, in the samples, the expression level of a MDM2 biomarker, where if the MDM2 biomarker expression level is decreased following treatment with a CD 4 inhibitor, it is more likely that a CDK4 inhibitor would have an anti-cancer effect on the cancer. Methods for detenrti ing the expression levels of a MDM2 biomarker are set forth in section 5.1 above. As stated supra, the reduction may be appreciated by comparing the level of MDM2 biomarker in the cancer consequent to CDK.4 inhibitor treatment to a reference standard level. For example, but not by way of limitation, the reference standard level can be established using cancer cells from the subject prior to treatment with a CDK4 inhibitor.

An anti-cancer effect means one or more of a reduction in aggregate cancer cell mass, a reduction in cancer cell growth rate, a reduction in cancer cell proliferation, a reduction in tumor mass, a reduction in tumor volume, a reduction in tumor cell proliferation, a reduction in tumor growth rate, a reduction in tumor metastasis and/or an increase in the proportion of senescent cancer cells.

In certain non-limiting embodiments, the present invention provides for a method for producing an anti-cancer effect by a CD 4 inhibitor in a subject, comprising, obtaining a sample of the cancer before treatment of the subject with a CDK4 inhibitor, and determining, in one or more cancer cell from the sample, the effect of treatment with the CDK4 inhibitor on the level of MDM2 biomarker, where if the MDM2 biomarker expression level is decreased following treatment with the CDK4 inliibitor, then initiating treatment of the subject with a therapeutically effective amount of the CDK4 inhibitor.

In certain non-limiting embodiments, the present invention provides for a method for producing an anti-cancer effect by a CDK4 inhibitor, comprising, obtaining a sample of the cancer after treatment with a CD 4 inhibitor, and determining, in one or more cancer cell from the sample, the expression level of a MDM2 biomarker, where if the MDM2 biomarker expression level is decreased following treatment with a CD 4 inhibitor, then continuing or resuming treatment of the subject with a therapeutically effective amount of a CD 4 inhibitor. Optionally, a sample may be collected before and after treatment and the MDM2 levels compared.

In certain non-limiting embodiments, the present invention provides for a method for producing an anti-cancer effect by a CDK4 inhibitor, wherein the CDK4 inhibitor used to treat a subject after the detection of a decrease in MDM2 expression levels may be the same or different from the CDK4 inhibitor administered during the determination of the MDM2 expression level change in the subject. In certain non-limiting embodiments, the CD 4 inhibitor used to treat the subject after the detection of a decrease in MDM2 expression levels may be of the same or different chemical class than the CDK4 inhibitor administered during the determination of the MDM2 expression level change in the subject. In certain non-limiting embodiments, the CDK4 inhibitor used to treat the subject after the detection of a decrease in DM2 expression levels may function by a similar or different mechanism than the CD 4 inhibitor administered during the determination of the MDM2 expression level change in the subject.

In certain non-limiting embodiments, the present invention provides for a method for treating a subject having a cancer, comprising, obtaining a sample of the cancer before treatment of the subject with a CD 4 inhibitor, and determining, in one or more cancer cell from the sample, the effect of treatment with the CDK4 inhibitor on the level of MDM2 biomarker, where if the MDM2 biomarker expression level is decreased following treatment with the CDK4 inhibitor, then initiating treatment of the subject with a therapeutically effective amount of the CD 4 inhibitor.

In certain non-limiting embodiments, the present invention provides for a method for treating a subject having a cancer, comprising, obtaining a sample of the cancer after treatment with a CDK4 inhibitor, and determining, in the sample, the expression level of a MDM2 biomarker, where if the MDM2 biomarker expression level is decreased following treatment with a CDK4 inhibitor as compared to a reference standard level, then continuing or resuming treatment of the subject with a therapeutically effective amount of a CDK4 inhibitor. Optionally, a sample may be collected before and after treatment and the MDM2 levels compared.

Any of the foregoing methods may comprise a step of collecting one or more cancer cell sample from the subject, where a cell or cells from the subject may be used to determine the effect of CDK4 inhibitor of MDM2 biomarker level.

Any of the foregoing methods may further comprise a step of detecting one or more marker for senescence in a sample following treatment with a CDK4 inhibitor.

Any of the foregoing methods may further comprise determining the level of phosphorylated RB in a sample following treatment with a CD 4 inhibitor, where if the level of phosphorylated-RB is decreased following treatment with a CD 4 inhibitor, it is more likely that the CDK4 inhibitor has reduced the kinase activity of CDK4. In certain embodiments, the reduction may be appreciated by comparing the level of phosphorylated- RB in the cancer consequent to CDK4 inhibitor treatment to a reference level. A reference level of phosphorylated-RB may, for example, be established using cancer cells from the subject prior to treatment with a CDK4 inhibitor or in a parallel culture of the subject's cancer cells. In certain non-limiting embodiments, a sample includes, but is not limited to, a clinical sample, cells in culture, cell supernatants, cell lysates, serum, blood plasma, biological fluid {e.g., lymphatic fluid) and tissue samples. The source of the sample may be solid tissue (e.g., from a fresh, frozen, and/or preserved organ, tissue sample, biopsy or aspirate), blood or any blood constituents, bodily fluids (such as, e.g., urine, lymph, cerebral spinal fluid, amniotic fluid, peritoneal fluid or interstitial fluid), or cells from the individual, including circulating tumor cells. In certain non-limiting embodiments, the sample is obtained from a tumor.

In certain non-limiting embodiments, where the expression level of a MDM2 biomarker is not decreased in cancer cells following treatment with a CD 4 inhibitor, the subject from whom the cancer cells derive is treated with another modality, for example, an alternative chemotherapeutic agent, biologic anticancer agent, or radiation therapy, is administered.

A therapeutically effective amount is an amount that is able to achieve one or more of an anticancer effect, prolongation of survival and/or prolongation of period until relapse. Methods of determining levels of MDM2 biomarkers are set forth in preceding section 5.1.

5-5 KITS

In non-limiting embodiments, the present invention provides for a kit for determining whether an anti-cancer effect is likely to be produced in a cancer by a CDK4 inhibitor, comprising a means for detecting the expression level of a biomarker. MDM2 biomarkers and method for measuring MDM2 biomarker levels are described in the sections above.

Types of kits include, but are not limited to, arrays/microarrays, biomarker- specific antibodies and beads, which further contain one or more probes, antibodies, or other detection reagents for detecting one or more biomarker of the present invention.

In non-limiting embodiments, the present invention provides for a kit for determining whether the anti-cancer effect is likely to be produced in a cancer by a CDK4 inhibitor, comprising a means for detecting the protein levels of a biomarker.

In non-limiting embodiments, a kit may comprise at least one antibody for immunodetection of the biomarker(s) to be identified. Antibodies, both polyclonal and monoclonal, including molecules comprising an antibody variable region or MDM2 subregion thereof, specific for a MDM2 biomarker, may be prepared using conventional immunization techniques, as will be generally known to those of skill in the art. The immunodetection reagents of the kit may include detectable labels that are associated with, or linked to, the given antibody or antigen itself. Such detectable labels include, for example, chemiluminescent or fluorescent molecules (rhodamine, fluorescein, green fluorescent protein, luciferase, Cy3, Cy5, or OX), radiolabels ( ³ H, ³⁵ S, ³² P, ¹⁴ C and ¹³¹ 1) or enzymes (alkaline phosphatase, horseradish peroxidase). Alternatively, a detectable moiety may be comprised in a secondary antibody or antibody fragment which selectively binds to the first antibody or antibody fragment (where said first antibody or antibody fragment specifically recognizes MDM2).

In a further non-limiting embodiment, the MDM2 biomarker-specific antibody may be provided bound to a solid support, such as a column matrix, an an-ay, or well of a microtiter plate. Alternatively, the support may be provided as a separate element of the kit.

In one specific non-limiting embodiment, a kit may comprise a probe, microarray, or antibody suitable for detecting a MDM2 biomarker.

in one specific non-limiting embodiment, a kit may further comprise a probe, microarray, or antibody suitable for detecting phosphorylated-RB.

In certain non-limiting embodiments, where the measurement means in the kit employs an array, the set of biomarkers set forth above may constitute at least 10 percent or at least 20 percent or at least 30 percent or at least 40 percent or at least 50 percent or at least 60 percent or at least 70 percent or at least 80 percent of the species of markers represented on the microarray.

In certain non-limiting embodiments, a kit may further contain means for detecting a marker for senescence. For example, in certain non-limiting embodiments, the kit may further comprise an antibody suitable for detecting senescence-associated heterochromatic foci (SAHF), e.g. , an antibody specific for ΗΡΙγ. In certain non-limiting embodiments, the kit may comprise an antibody suitable for detecting senescence-associated β-galactosidase.

In certain non-limiting embodiments, a kit may further comprise a probe, microarray, or antibody suitable for detecting Retinoblastoma (RB) protein levels. For example, the kit may comprise an a probe, microarray, or antibody suitable for detecting the phosphorylated form of RB (e.g., p-RB Ser780).

In certain non-limiting embodiments, a biomarker detection kit may comprise one or more detection reagents and other components (e.g. , a buffer, enzymes such as alkaline phosphatase, antibodies, and the like) necessary to carry out an assay or reaction to determine the expression levels of a biomarker.

In certain non-limiting embodiments, a kit may further contain means for comparing the biomarker with a reference standard. For example, in certain non-limiting embodiments, the kit may further comprise an a probe, microarray, or antibody suitable for detecting protein that can be used a control for normalizing protein expression levels. Non- limiting examples of such proteins include tubulin and actin.

A kit may further include instructions for using the kit to determine the expression level of the MDM2 biomarker. Specifically, the instructions describes that the decrease in expression levels of a MDM2 biomarker following treatment with a CDK4 inhibitor, set forth herein, is indicative of an increased possibility of an anti-cancer effect in a cancer by a CDK4 inhibitor.

6. EXAMPLE 1 : MDM2 MODULATES THE CELLULAR SENESCENCE

RESPONSE TO CDK4 INHIBITION

To identify the types of cellular response induced by either CDK4 or MDM2 inhibition in well-differentiated and dedifferentiated liposarcomas (WD/DDLS), we pharmacologically or genetically manipulated the expression of these proteins or their activities in a collection of RB-positive patient-derived cell lines. These lines had amplification of MDM2 and CD 4 but were otherwise genetically diverse.

MDM2 inhibitors include the Nutlin class of drugs (e.g., Nutlin-3a and RG71 12). Nutlin-3a mimics three residues of the transactivation domain of p53 and competes with p53 to bind MDM2 allowing the accumulation of transcriptionally active p53. Additionally, it can impact the interaction of MDM2 with E2F1 , p73, HIF-Ια, and NUMB (11). The ability of these imidazoline compounds to induce growth arrest or apoptosis and their synergy with other agents are the subject of ongoing investigation; for example, signaling through the mTOR pathway can reduce the apoptotic activity of nutlins (12, 13)

PD0332991 is a highly selective CDK4/6 inhibitor that has very low toxicity in animals (14). PD0332991 can induce Gl arrest in both normal and tumor cells (15) and has entered clinical trials in a number of cancers including WD/DDLS (51). This drug has no effect on the proliferation of RB-negative cells, thus, demonstrating its specificity for these kinases. However, neither an intact RB locus nor the presence of lesions that activate CDK4, such as a CDK2NA deletion, can predict whether or not PD0332991 will inhibit cell proliferation (16). We found that amplification or activity of CD 4 correlated with the accumulation of MDM2 protein from the amplified locus in some cells, and sustained DM2 protein expression in quiescent cells played a critical role suppressing an RB-associated senescence pathway. Furthermore, looking at the response of patients to PD0332991 and measuring the amount of MDM2 in pre- and post- treatment biopsies, we found that reductions in MDM2 were correlated to favorable outcome.

6.1 MATERIALS AND METHODS

Cell line culture, differentiation and validation. Cell lines were developed from WD/DDLS tumors resected from surgical patients after obtaining informed consent. LS8817 and LS0082 have previously been described using the nomenclature DDLS8817 and WD0082. DNA was extracted from cell lines using standard protocols (QIAGEN DNEasy) and lineage confirmed by copy number array to confirm amplification of segment 12q 13-15 (Agilent 244K according to manufacturer's specifications). Analysis of comparative genomic hybridization data was performed using a custom pipeline, which conducts the standard circular binary segmentation from the R/bioconductor DNA copy library and processes all samples with the RAE algorithm (47).

Ceil lines were maintained in DMEM High glucose (HG) supplemented with 10% heat-inactivated fetal bovine serum. Glioma cell lines, D MG, SNB19, DBTRG- 05MG, and T89G, were maintained in DMEM HG supplemented with 10% fetal bovine serum and 2mM glutamine. The MCF7 breast cancer cell line was maintained in RPMI-1640 media supplemented with 10% fetal bovine serum and 2mM glutamine. RNA was extracted from cells (RNEasy, QIAGEN) and reverse transcription performed (22) after treatment for 7 days with PD0332991 (Selleckchem) or differentiation media as previously described (21).

Gene targeting by shRNA. shRNA were delivered in the pLKO.l vector (Sigma) and infected cells selected using puromycin (^g/ml); infection with a virus carrying a scramble control (CAACAAGATGAAGAGCACCAA) was used as a control in all experiments utilizing shRNA. Cell lines were treated with PD0339221 or shRNA directed against CDK4 (GAGATTACTTTGCTGCCTTAA (SEQ ID NO:4)), MDM2 (M376, TTCACTATTCCACTACCAAAG (SEQ ID NO:5); M380, TACTAGAAGTTGATGGCTGAG (SEQ ID NO:6)), HAUSP (4057, CCAGCTAAGTATCAAAGGAAA (SEQ ID NO:7); 845,

CGTGGTGTCAAGGTGTACTAA (SEQ ID NO:8)) or CDK6 (GACCTGGAAAGGTGCAAAGAA (SEQ ID NO:9)) for 48 hours to 7 days and stained with BrdU (20μΜ for two hours) or annexin V as previously described (22, 48). GO content was determined by staining with propidium iodine and FACS analyses (49).

Proliferation and apoptosis assays. Cells were stained with BrdU (20uM for two hours) or annexin V as previously described (22, 48). GO content was determined by staining with propidium iodine and FACS analyses (49).

Senescence analyses. Cells were plated at a concentration of 25,000 per well in a 4-well chamber slides (Lab-Tek) and treated for seven days with drug or shRNA as described above and stained for senescence-associated β-galactosidase (Cell Signaling kit #9860). Cell number was quantitated by DAPI staining and β-galactosidase staining quantitated as a proportion of total cells. Senescence associated heterochromatic foci were quantitated after cells were fixed with 4% paraformaldehyde, permeabilized with 0.1% Triton, blocked with 2% FBS, and stained with antibodies against ΗΡΙγ (1 :5000 dilution, 2MOD-1G6 Millipore). Senescent cells were identified by immunofluorescence after treatment of slides with anti -mouse secondary antibodies and quantitation of focal SAHF as a percent of total cells (Leica Upright Confocal SP5 confocal microscope). Actin was marked using phalloidin staining (1 :500, Invitrogen) and cells were counterstained with DAPI. Cell area was measured by with Metamorph software to calculate relative area per cell.

Human cytokine arrays were purchased from R&D Technologies (ARY006). Cells were treated in 10 cm dishes with 1 μΜ PD0332991 or were left untreated as a control. The media was changed 24 hours prior to harvest. On the day of harvest, the media was collected, spun for 5 minutes at 1200 rpm and filtered through a 45 μΜ syringe to remove debris. Cells were trypsinized and counted and media volume was adjusted so that an equal number of cells were represented from each sample. Cytokine arrays were performed according to manufacturer's protocol. Signal intensity was measured using ImageJ and a log ₂ value of the PD/CTRL ratio was calculated.

Immunoblot. Antibodies against CD 4 (3F121), MDM2 (N-20 and SMP14), total RB (IF8), Cyclin A (H432), pl6 (C20), _P 53 (DO-1 and Bp53-12), tubulin (C20) and FLAG (M2) were obtained from Santa Cruz Biotechnology, phospho-Rb 780 (#9307) from Cell Signalling, and ARF (3642) from Abeam, HAUSP (A300-033A) from Bethyl Laboratories.. Treated cells were lysed with buffer composed of 50mM Tris-HCl, pH7.4, 250mM NaCl, 5mM EDTA, 0.5% NP40, 2mM PMSF, and supplemented with protease inhibitors. Eighty micrograms of protein were resolved by SDS-PAGE and transferred to PVDF membranes. Membranes were incubated overnight with antibodies (1 : 1000). Extracts were prepared from pre- and post-treatment biopsies of patients treated with 125 mg PD0332991 daily for 3 weeks followed by one week of rest. Cycles were repeated every four weeks and patients are still on trial. Pre-treatment biopsies were collected within two weeks of the first dose and post-treatment biopsies collected after at last three weeks of treatment. Extracts were prepared in 50mM Tris-HCl, pH7.4, 150mM NaCl, ImM EDTA, 1% NP40, 0.25% sodium deoxycholate and supplemented with mini -protease inhibitor cocktail (Roche). Tumor response was assessed by reference radiologist by CT scan every six weeks for 36 weeks, and every 12 weeks thereafter. The clinical trial was approved by the Instutional Review Board of Memorial Sloan-Kettering Cancer Center and all patients provided written informed consent (NCT01209598).

Wobble rescue. Cells were first infected with a lentivirus (pLOC, Open Biosystems) encoding either an MDM2 expression cassette containing the mismatched sequence (ACTATTCTCAACCCTCAACTTCTA (SEQ ID NO: 10)) or RFP cassette. 24 hours later, transduced cells were selected for in media containing 3 μg ml blasticidin and selection was maintained throughout the experiment. Five days after blasticidin selection began, we transduced the cells with a second lentiviral vector encoding either the shM380 sequence targeting MDM2 or a scrambled sequence (shSCR) as described above. 24 hours later these cells were selected in media containing both blasticidin and 3 ug/μΐ puromycin.

MDM2 turnover. 250,000 cells were seeded in 6 cm dishes and treated with l uM PD0332991 for 48 hrs. Media was then removed and replaced with media containing 75 μg/mL cycloheximide (and PD0332991 as necessary). Plates were harvested at the indicated time points and cells were processed for immunoblot as described above. Signal intensity was measured using Image J and was normalized to the corresponding tubulin intensity. Data was plotted and best fit single phase decay was calculated using GraphPad Prism 6.

6.2 RESULTS

Pharmacologic inhibition of CD 4 can induce senescence in a subset of RB-positive liposarcoma cell lines. CDK4 small molecule inhibitors potently inhibit cell proliferation in an RB-dependent manner. In some circumstances, these quiescent cells can undergo senescence, a specialized form of growth arrest, albeit the mechanism driving this transition is not completely understood (17, 18). To determine how CDK4 inhibition would affect WD/DDLS, we treated a collection of seven RB-positive patient derived cell lines that all had common amplifications of MDM2 and CDK4 but also contained a heterogeneous assortment of passenger mutations and possibly additional alterations in driver mutations as well (FIGURE 8) with PD0332991. Addition of PD0332991 to asynchronously growing cells resulted in growth arrest within a single cell cycle (FIGURE 9A) with cells accumulating in GO/GI (FIGURE 9B) and a significant reduction in the incorporation of bromodeoxyuridine (BrdU; FIGURE 1A). As expected, unphosphorylated RB accumulated in these cells (FIGURE 1C) and on longer treatments the amount of RB decreased (data not shown) indicating that the drug hit the target. PD0332991 did not induce a significant change in annexin V staining, a marker of apoptosis, in any of the cell lines (FIGURE IB). With continued PD03329 1 treatment, all seven cultured cell lines began to take on a confluent appearance. When we traced the cell perimeter after we stained these cultures with phalloidin, which highlights the actin cytoskeieton, it was clear that cells were enlarged. An increase in cell volume was also confirmed by flow cytometry. Representative data is shown in FIGURE lOA-C.

In some circumstances quiescent cells undergo senescence, a specialized stable form of growth arrest (17, 18). The molecular pathways driving this transition are not completely understood. Senescent cells are often characterized by a flattened enlarged morphology (19). To determine if PD0332991 induced senescence in these cells, we measured the accumulation of perinuclear associated β-galactosidase (SA-P~gal) (FIGURE 2A) and the accumulation of senescence associated hetero chromatic foci (SAHF), as marked by ΗΡΙγ, a protein known to accumulate in these structures (20) (FIGURE 2B). In three cell lines (LS8817, LS141 and LS0082), but not the other four (LS8107, LS7785-10, LS7785-1 and LS8313), a significant increase in the number of SA-P-gal or SAHF positive cells was observed by seven days after exposure to PD0332991 at concentrations as low as 100 nM. There was no increase in the number of SA- -gal or SAHF positive LS7785-1, LS7785-1Q, LS8107 and LS8313 cells even when we increased the concentration of PD033299 ten-fold.

Consistent with these differences in the nature of the growth arrest between the cells lines, those that did not stain for SAHF or SA-p-gal (LS8107 and LS7785-1) after seven days of drug treatment returned to the cell cycle within 48 hours after the drug was removed (FIGURE 2C). Those that did express senescence markers (LS8817 and LS0082) did not (FIGURE 2C). Even at later time points, only limited BrdU incorporation was detected in the cultures containing cells that expressed senescence markers, which we believe to be those cells that did not undergo the transformation to senescence.

The ability of PD0332991 to induce senescence was not associated with the doubling time of the cells. LS8817, LS 141 , and LS0082 underwent senescence when treated with the drug, but LS8313 did not even though it grows as rapidly as the others (FIGURE 9A). Given the cellular evidence for senescence, we looked at the expression of Arf, p53 and pi 6, three proteins that typically accumulate in senescent cells (30, 28, 19), and a number of cytokines that are associated with the senescence associated secretory program (SASP; 54, 55, 38, 40, 41). We did not see any differences in the expression of Arf, p53 or p!6 in two of the cell lines in which SA-P~gal and SAHF accumulated compared to two of the ones where they did not (FIGURE 2D); surprisingly, the amount of p53 even decreased in the cell lines following drug treatment. Similar decreases in Arf and p53 were noted in the other cell lines as well. Reduced levels of cyclin A in drug treated cells confirmed that PD0332991 inhibited cell proliferation and hit its target.

Senescence can be associated with increased expression of a number of cytokines. This is defined as the senescence associated secretory program (SASP; 54, 55, 38, 40, 41). On the other hand, we did observe differences in cytokine secretion when comparing the LS8817 cell line, in which SA- -gal and SAHF accumulated, to the LS8333 cell line where they did not. Of the 36 cytokines we queried on this protein array, 17 have been implicated as part of the SASP. Of these 17, seven were detectable in the media, a number consistent with prior studies on other non- fibroblast cell lines (56, 57). In LS8817, secretion of GM-CSF, GRO /CXCLl, IL-6, IL-8 and MCP-1 were upregulated following treatment with PD0332991. MIF-1 and PAI-1, two other detectable SASP factors, were essentially unchanged. In LS8313, only IL-6 secretion increased, and this was modest as compared to the change in levels seen in the LS8817 cells (FIGURE 16). Similar patterns of cytokine expression were observed when comparing LS0082 and LS8107 cells, a second pair of cells that undergo senescence or quiescence, respectively.

Senescence can be triggered by accumulation of reactive oxygen species (ROS) or DNA damage. Thus, we looked at whether PD0332991 induced catalase expression in two cell lines that undergo PD0332991-induced senescence and two cell lines that do not. Catalase was increased in all four cell lines (FIGURE 22), indicating that PD0332991 could increase ROS in both types of non-cycling cells, but this was not a key determinant of whether the cells senesced. Additionally, PD0332991 did not induce significant changes in CHK2 mobility or KAP1 phosphorylation, two markers of ATM activity, in the cell lines that underwent senescence (LS8817 and LS141) or those that quiesced (LS8107, LS8313, and LS7785-1). In contrast, these proteins were clearly increased after radiation induced DNA damage in mouse embryo fibroblasts (FIGURE 23 A). However, in LS8817 cells the number of γΗ2Αχ and 53BP1 foci, markers of an activated DNA damage response, were reduced following PD0332991 treatment (FIGURE 23B). The number of foci was largely unaffected in two other cell lines that underwent PD0332991 induced quiescence (LS8107 and LS7785-10, FIGURE 23B). This indicates that ongoing DNA repair and DNA damage can be uncoupled from the PD0332991 induced senescence.

Recently the accumulation of E2F7 has also been reported in senescent cells (5). Although PD0332991 induced accumulation of E2F7 in LS8817, LS0082, and LS8313, the amount of the protein did not change in LS8107. E2F7 was undetectable in LS7785-1 and LSI 41 (FIGURE 24). Thus, we could not correlate E2F7 induction with PD0332991 induced SA- -gal and SAHF accumulation.

Alternative pathways in which cells accumulate in G0/G1, such as differentiation, i.e., adopting an alternative cell fate, might prevent the induction of a senescence program. We measured three markers of differentiated adipocytes, CEBPa, FABP4, and PPARy mRNA in LS8107 and LS7785-10 cells, two of the cell lines that underwent growth arrest but not senescence. Expression of these markers was compared with expression when the cells were cultured under conditions that induce differentiation into adipocytes (21). None of these markers increased in PD0332991 -treated cultures (FIGURE 1 1), albeit they increased when the cells were cultured under differentiation-inducing conditions. Oil-Red O staining, which detects lipid droplets, were similarly not increased by PD0332991 in these and LS8313 and LS7785-1 cells. Thus, growth arrested cells that failed to senesce upon treatment with PD0332991 did not undergo differentiation.

Consequently, inhibiting CDK4 can induce two different responses in RB- positive WD/DDLS cell lines characterized by the amplification of MDM2 and CDK4: one in which cells undergo growth arrest and another in which growth arrest was associated with the induction of senescence. For simplicity, we refer to these subgroups as non-responders and responders, respectively.

Reducing CD 4 protein mimics the effect of PD0332991 in RB-positive liposarcoma cell lines. To address the specificity of PD033299rs effect, we also reduced CDK4 protein expression in two responder cell lines (LS8817 and LS0082) and two non- responder cell lines (LS8107 and LS7785-1) using two independent lentivirus encoding shRNA (FIGURE 3A). Reducing CDK4 mimicked the cellular response to CD 4 inhibition; representative data for one of the hairpins is shown in FIGURE 3A-D. In these four cell lines, abrogating CDK4 expression reduced the incorporation of BrdU (FIGURE 3B), and decreased the level of both Cyclin A and phospho-RB indicating that the cells underwent a Gl arrest (FIGURE 3 A). p53 and ARF levels decreased equivalently in both responder and non-responder cell lines and pi 6 levels remained high (FIGURE 3 A). While all cell lines underwent growth arrest, SA-p-gal staining and SAHF significantly accumulated only in the responder cell lines (FIGURES 3C and 3D). Reducing expression of CDK6, another target of PD0332991, in two responder cell lines (LS8817 and LS0082) with shRNA only modestly reduced proliferation, cyclin A, phospho-Rb, and did not induce accumulation of SA-p-gal or SAHF (FIGURE 12A-D). This indicated the importance of CD 4 for suppressing senescence in some of the WD/DDLS cell lines.

Changes in MDM2 expression were associated with the senescence promoting effect of PD0332991. We also looked at whether MDM2 expression might be a determinant of the type of response to PD0332991. MDM2 levels were examined in responder and non-responder cells treated with PD0332991. MDM2 was reduced approximately three-fold in the PD0332991 treated responder cells (LS8817 and LS0082) which underwent senescence and not in the non-responders (LS8107 and LS7785-1) which underwent growth arrest (FIGURE 5 A). Similar results were seen with the LS141 responder cells and the LS7785-10 (FIGURE 25B) and LS8313 non-responder cells. Furthermore, MDM2 levels were reduced by CDK4 knockdown in responder but not in non-responder cells (FIGURE 5A). MDM2 levels were not reduced by CDK6 knockdown (FIGURE 12 A). In responder cells, MD 2 levels were not regulated in a growth or serum-dependent manner (unpublished data).

This data suggested a relationship between CD 4 activity, MDM2 levels, and senescence, further supported when we characterized another cell line, LS6736, which had amplification of MDM2 but not CDK4 (FIGURE 8). The expression of MDM2 was remarkably low in these cells, especially in comparison with the other cell lines we were using (data not shown). These cells grew poorly, and there was an extraordinarily high percentage of SA-P-gal and SAHF (ΗΡΙγ) positive cells even in the absence of PD0332991 (FIGURE 14A and B). Adding PD0332991 did not increase the number of SA-P-gal and SAHF (ΗΡΙγ) positive cells further. We attempted to infect these cells with a CDK4- expressing lentivirus to see if that would increase MDM2 levels or reduce the number of cells staining positive for SA-P-gal or ΗΡΙγ foci, but were unsuccessful in isolating transductants.

Additionally, we examined the MDM2 levels in various cancer cell lines in response to treatment with PD0332991 (FIGURE 15A and Table 1). To determine if PD0332991 induced senescence in these cells, we measured the accumulation of perinuclear associated β-galactosidase (SA-p-gal) (FIGURE 15D) and the incorporation of BrdU (FIGURE 15C). In four cell lines (DKMG, SNB19, DBTRG-05MG, and MCF7), a significant increase in the number of SA-P-gal cells was observed seven days after exposure to PD0332991. In contrast, an increase in the number of SA^-gal cells in the T98G cell line was not observed after treatment with PD0332991 (Table 3 ). In the glioma cells (DKMG, SNB19, and DBTRG-05MG) and the CF-breast cancer cells (MCF7) that underwent senescence in response to treatment with PD033299, MDM2 expression levels were reduced greater than 34% compared to the non-treated ceils, irrespective of p53 status (FIGURE 15A and B). MDM2 levels were unaffected in PD0332991 treated glioma cells (T98G) that did not undergo senescence (Table 1).

A key difference between responder and non-responder cell lines and those patients who performed well on PD0332991 and those that did not was the level of MDM2 in cells following drug treatment. To determine the mechanism by which PD0332991 affected MDM2 expression, we next looked at the accumulation of MDM2 transcripts. There was no association between MDM2 mRNA expression and whether cells were responders or non- responders (FIGURE 18C). We next measured MD 2 protein turnover in PD0332991 treated and serum starved responder and non-responder cells. MDM2 protein half-life was markedly reduced upon PD0332991 treatment in responder cells compared to the non- responder cells (FIGURE 18D and E), Serum starvation did not accelerate turnover to the same extent. Thus, post-translational mechanisms contribute to the turnover in responder cells treated with PD0332991.

To determine how MD3VI2 contributed to the growth of the WD/DDLS cell lines, we treated two responders (LS8817 and LS0082) and two non-responders (LS8107 and LS7785-1) with nutlin-3a. Nutlin-3a is expected to increase the steady state level of p53 and/or the transcriptional activity of p53 by blocking the physical interaction between p53 and MDM2. As expected, the p53 targets, MDM2 and p21 , increased in all of the cell lines treated with nutlin-3a (FIGURE 13B) (22). The percentage of annexin V stained apoptotic cells increased as well (FIGURE 13 A). Thus, nutlin-3a triggers apoptosis in both responders and non-responders.

shRNA mediated inhibition of MDM2 induces senescence. To directly assess whether reducing MDM2 expression would induce senescence we transduced two responder (LS8817 and LS0082) and two non-responder (LS8107 and LS7785-1) cells with two Ientivtruses expressing shRNAs that targeted different regions of the transcript or a scrambled control (FIGURE 4A). The amount of p53 did not increase when MDM2 was reduced with two independent lentiviruses expressing shRNAs that targeted different regions of the MDM2 transcript (FIGURE 4A). RB phosphorylation was reduced in all the cell lines indicative of growth arrest (FIGURE 4A). p53 and ARF levels were unchanged, and pi 6 levels remained high (FIGURE 4A). Consistent with the ability of MDM2 to block the transcriptional activity of p53 there was an increase in p21 in both responders and non- responders; however, these cells did not undergo apoptosis (data not shown). Surprisingly, both SA-p-gal (FIGURE 4B) and SAHF (FIGURE 4C) accumulated in responder and non- responder cells in which MDM2 had been reduced, indicating that they underwent senescence. SAHF increased in all of the cells except LS7785-1, which is consistent with the reports that not all senescent cells have the ability to form such foci (52, 53).

To ensure that senescence was not an off-target effect of the shRNA, we expressed a non-targetable 'wobbled' allele of MDM2 in LS8817 and looked at the effect on BrdU incorporation and the appearance of SA-P-gal after shRNA transduction. The shRNA directed against MDM2 was unable to reduce the expression of MDM2 in these cells (FIGURE 4D) or induce senescence (FIGURE 4E). Thus, we concluded that non-responder cells have the capacity to activate a senescence program but something was blocking its activation when PD0332991 induced growth arrest in these cells. Additionally, reducing MDM2 was sufficient to induce growth arrest and senescence in WD/DDLS cell lines characterized by CDK4 and MDM2 amplification.

We next asked whether the loss of MDM2 was necessary for CDK4 inhibition to induce senescence. To address this, we enforced the expression of a wild type MD 2 from a lentiviral vector and measured its effect on PD0332991 -induced senescence in LS8817 cells. As a control we also expressed RFP. After transductants were selected for five days, they were treated with PD03329991. Ectopic expression of MDM2 prevented the PD0332991 induced reduction of MDM2 protein (FIGURE 17). Cell cycle exit was not affected as phosphor ylated Rb and cyclin A and BrdU incorporation were all reduced (FIGURE 17). Arf and pi 6 levels did not increase, but p53 levels were still reduced (FIGURE 17), indicating that PD0332991 regulated p53 accumulation in these cells independently of its effect on MDM2. Nevertheless, SA- -gal failed to accumulate in the cells with enforced MDM2 expression (FIGURE 19A). The partial response observed at higher concentrations of the drug reflects the cellular heterogeneity of MDM2 expression levels in the pool of transductants (FIGURE 5D). Interestingly, ectopic expression of MDM2 unveiled the steepness of the response, suggesting that senescence was a cooperative event likely involving feedback loops whose initiation was modulated by the expression of MDM2 and reinforces the notion that it is the change in MDM2, rather than the absolute level of MDM2, that is critical in driving the cells into a senescent state. Thus we concluded that continued elevated MDM2 expression in the quiescent cell could interfere with the activation of a senescence program.

Our data indicated that reducing the level of MDM2 was necessary for senescence following PD0332991 -induced growth arrest. It was not the level of MDM2 before or after drug treatment that determined response, rather it was the change in MDM2 induced by the drug that was associated with senescence. This observed change is not related to the fact that these cells overexpress different amounts of MDM2.

Table 1 : Effect of PD0332991 on the expression of MDM2 and the accumulation of senescence- associated β-galactosidase activity in glioma and breast cancer cell lines

Glioma cells

Breast cancer cells

³ BrdU incorporation is reduced at least 8X 7 days after treatment with the drug

⁴ Y, yes: the number of SA- -gal cells increases at least 10X after 7 days of treatment

⁵ The ratio of MD 2 detected by Image J scanning in treated versus untreated cultures

PD033299i-induced changes in MDM2 protein expression are correlated to patient outcome. As part of our recent phase II study (NCT01209598) examining the response of approximately 40 patients to PD0332991, nine consented to pre- and post- treatment biopsies allowing us to assess whether changes in MDM2 were associated with clinical outcome. These patients were RB-positive by IHC and CDK4 amplified by FISH. These patients were treated with 125 mg of PD0332991 daily for 21 days followed by seven days of rest with cycles repeating every four weeks. Pre-treatment biopsies were taken before the first dose of the drug, and a post-treatment biopsy was collected either the day before the second cycle (patients 2, 6, 8, and 9) or within six days of the start of the second cycle (patients 1, 3, 4, 5, and 7). Tumor response was assessed by CT scans every six weeks for 36 weeks and every 12 weeks thereafter. Patients were grouped by their response to the drag according to RECIST criteria (51).

Patients were grouped by their best response to the drug according to Response Evaluation Criteria in Solid Tumors (RECIST) criteria. Thus, the growth of target tumor lesions was unaffected in patients with progression of disease (POD; worsen), and halted or reduced in patients with stable disease (SD; remain the same) or partial response (PR; improve) (FIGURE 7). MDM2 levels were reduced in patients 1, 4, 7, and 8 and unaffected in patients 2, 3, and 9. We were unable to detect MDM2 or RB in extracts from patient 6, although the patient was immunohistochemically positive before the start of the trial. Because we could not use GAPDH to normalize MDM2 levels in the extracts from patient 5, actin was used instead. Using the RECIST criteria previously described (51), five patients performed well on the drug. As of March 2013, one of these patients (patient 1) achieved a RECIST response as tumor size decreased greater than 60%. Two patients with progressive disease died (patients 2 and 3) and two more withdrew from the study (patients 6 and 9) due to increasing tumor burden. Changes in MDM2 were only observed in association with a favorable response (stable disease or partial response) to PD0332991. Therefore, changes in MDM2 were associated with a favorable response to PD0332991.

PB0332991 triggers the dissociation of HAUSP from MDM2, We next asked how PD0332991 reduced MDM2 expression. MDM2 transcripts were modestly reduced in each cell line by PD0332991 (FIGURE 18C); however, MDM2 stability was markedly reduced upon PD0332991 treatment in LS0082, LSI 41, and LS8817 responder cells and largely unaffected in the LS7785-1 and LS7785-10 non-responder cells (FIGURE 18D). Addition of the proteasome inhibitor MG132 to PD0332991 treated LS8817 and LS141 cells allowed the re-accumulation of MDM2 (FIGURE 21A). We did not look at the effect on LS0082 cells. Thus, PD0332991 triggers a post-translational proteasome-dependent mechanism that reduces MDM2 in responder cells.

Post-translational regulation of MDM2 is complex with both RING-dependent autoubiquitination and RING-independent trans-ubiquitination reactions playing a role (61 , 62). The C464A mutant of MDM2 can be ubiquitinated in trans by both SCFpTrCP and PCAF, but cannot be autoubiquitinated (61-63). Thus, to ask whether autoubiquitination contributed to MDM2 turnover, we transfected LS8817 responder cells with either Flag- tagged MDM2 (F-MDM2) or the Flag-tagged E3 ligase-deficient C464A mutant and measured the stability of the proteins when PD0332991 was added. PD0332991 did not affect the stability of the C464A mutant, but the wild type protein was still turned over (FIGURE 21B). Thus the PD0332991 induced turnover of MDM2 was dependent on autoubiquitination.

The interaction of MDM2 with the deubiquitinase HAUSP/USP7 is key to inhibiting MDM2 turnover (59, 60). Thus, we asked if differences in the interaction of HAUSP and MDM2 might contribute to the differential stability observed in responder and non-responder cells. We detected the interaction of HAUSP and MDM2 by co- immunoprecipitation in untreated asynchronously growing LS8817 and LS0082 (responder) and LS7785-1 and LS7785-10 (non-responder) cells, but not in any of the cells treated with PD0332991 (FIGURE 25A). We did not look at this interaction in LS 141 , LS8813 and LS8107 cells. HAUSP levels did not change following PD0332991 treatment (FIGURE 25B). Thus inhibiting CD 4 induced the dissociation of MDM2 and HAUSP regardless of whether the cell was a responder or a non-responder.

The data above suggested that some activity in non-responder cells was either missing or prevented MDM2 turnover by this mechanism. Consistent with this, knocking down HAUSP with two independent lentiviral hairpins in the non-responder LS8107 did not reduce MDM2 levels (FIGURE 25C) and the number of SA-p-gal positive cells did not increase (FIGURE 25D). These cells still underwent growth arrest (data not shown). Reducing HAUSP in LS8817 cells was sufficient to induce arrest (data not shown), reduce the level of MDM2 (FIGURE 25C), and SA-P-gal positive cells accumulated (FIGURE 25D). Taken together, these data indicate that CDK4 inhibitors promote the dissociation of HAUSP from MDM2; however, a subsequent cell-type specific step is required for MDM2 turnover.

6.3 DISCUSSION

WD/DDLS is one of the most common types of soft tissue sarcomas and is difficult to treat when surgical resection is not possible since they are relatively resistant to conventional chemotherapy. Ninety percent (90%) of WD/DDLS have amplification of genes on chromosome segment 12ql3-15, associated with overexpression of the oncogenes MDM2 and CDK4. This region contains two distinct 12q amplicons, one that carries the oncogene MDM2 and a second, which carries CDK4 (29). The highly recurrent nature of these amplifications suggests that a greater understanding of the dysregulated signaling pathways driven by MDM2 and CD 4 could lead to the development of more efficacious treatment strategies in WD/DDLS. In this working example, we demonstrate that inhibiting CDK4 activity in WD/DDLS leads to growth arrest in all cell lines, and induces senescence in a subset. Induction of senescence is associated with decreases in the level of MDM2 but not alterations in expression of i 6, ARF, or p53, canonical regulators of the senescent phenotype. Senescence is induced when MDM2 is inhibited by shRNA knockdown in all the cultured cells, suggesting that the continued elevation of MDM2 is preventing senescence in quiescent cells. In fact, enforced expression of MDM2 inhibits PD-induced senescence but not its ability to induce growth arrest.

Senescence is a common early barrier to oncogenesis (28, 30, 31). Our results suggest that co-amplification of MDM2 and CDK4 has the effect of abrogating this response. We propose that during the initiation of this disease, an as of yet unidentified oncogene confers the propensity of cells to senesce. Amplification of MDM2 on 12ql3-15 plays a role preventing this. However, amplification is not sufficient to upregulate the amount of MD 2 in the cell, and co-amplification of CDK4 is required to increase MDM2 expression and inhibit cellular senescence. CD 4-dependent upregulation of MDM2 may explain why these two genes are frequently co-amplified, and senescence may explain why those tumors with amplification of MDM2 but not CD 4 typically have a benign clinical course (29).

While providing insight into the roles that MDM2 and CDK4 play in liposarcomagenesis, this work also provides insight into how CDK4 inhibition may have clinical benefit in vivo. In a phase I study of the CDK4/6 inhibitor PD0332991, two patients with RB-positive WD/DDLS had prolonged stable disease lasting several years (32). Findings of a phase II trial examining the safety and efficacy of the CDK4/6 inhibitor PD0332991 in 30 WD/DDLS patients have been reported (51). Results from this trial show prolonged stable disease in 66% of the patients. One patient achieved a RECIST partial response at 74 weeks. Three other patients had evidence of favorable response to treatment that did not meet RECIST, specifically, decrease in tumor size of at least 10%. Treatment with PD0332991 was generally well-tolerated, although myelosuppression was common. Only a minority of patients required dose reductions or dose delays. Our data indicate that the difference in PD0332991-induced response, vis a vis senescence or growth arrest, may underlie the variation in patient response. Senescence has been proposed to be a favorable clinical endpoint (28) and our data indicates that changes in MDM2 correlate with patient response to the drug.

Additional correlative studies involving more WD/DDLS patients, and in other diseases where PD0332991 has had success, need to be carried out to see how universal this relationship might be. The data obtained from our phase II clinical trial shows that reduced MDM2 levels upon CDK4 treatment are associated with better outcomes. This is consistent with the notion that senescence is a preferred clinical outcome and paves the way to directly assess this hypothesis in our future phase III studies to be initiated shortly. Thus, we show that the down-regulation of MDM2 triggered by CDK4 inhibition triggers a novel p53 -independent pathway that can contribute to senescence, both in cells in which MDM2 is amplified and the protein overexpressed and those in which MDM2 is not amplified nor over expressed.

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7· EXAMPLE 2: SENESCENCE INDUCED BY CDK4 INHIBITION MODULATES RB

PHOSPHORYLATION

7· 1 MATERIALS AND METHODS

Cell line culture, differentiation and validation. Cell lines were developed from WD/DDLS tumors resected from surgical patients after obtaining informed consent. LS8817 and LS0082 have previously been described using the nomenclature DDLS8817 and WD0082. DNA was extracted from cell lines using standard protocols (QIAGEN DNEasy) and lineage confirmed by copy number array to confirm amplification of segment 12ql 3-15 (Agilent 244K according to manufacturer's specifications). Analysis of comparative genomic hybridization data was performed using a custom pipeline, which conducts the standard circular binary segmentation from the R/bioconductor DNAcopy library and processes all samples with the RAE algorithm (Taylor et al., 2008).

Cell lines were maintained in DME HG supplemented with 10% heat- inactivated fetal bovine serum and 2mM L-glutamine. RNA was extracted from cells (RNEasy, QIAGEN) and reverse transcription performed (Singer et al., 2007) after treatment for 7 days with PD03329 1 (Selleckchem) or differentiation media as previously described (Halvorsen et al., 2001).

Cell cycle analyses. shRNA were delivered in the pLKO. l vector (Sigma) and infected cells selected using puromycin (^g/ml); infection with a virus carrying a scramble control (CAACAAGATGAAGAGCACCAA) was used as a control in all experiments utilizing shRNA. Cell lines were treated with PD0339221 or shRNA directed against CDK4 (GAGATTACTTTGCTGCCTTAA (SEQ ID NO:4)), MDM2 (M376, TTCACTATTCCACTACCAAAG (SEQ ID NO:5); M380, TACTAGAAGTTGATGGCTGAG (SEQ ID NO:6)), HAUSP (4057, CCAGCTAAGTATCAAAGGAAA (SEQ ID NO:7); 845,

CGTGGTGTCAAGGTGTACTAA (SEQ ID NO:8)) or CDK6 (GACCTGGAAAGGTGCAAAGAA (SEQ ID NO:9)) for 48 hours to 7 days and stained with BrdU (20μΜ for two hours) or annexin V as previously described (Singer et al., 2007; Zezula et al., 2001). GO content was determined by staining with propidium iodine and FACS analyses (Ciznadija et al., 201 1).

For MDM2 and Rb expression, cells were infected with a lentivirus (pLOC, Open Biosystems) encoding either MDM2, MDM2 V75A, MDM2 I440A, MDM2 C464A, MDM2 Δ254-264, MDM2 L468A, MDM2 Δ464-471, MDM2 P476A, RB, LP-RB, PSM-RB or RFP. Transduced cells were selected for in media containing 3 g/ml blasticidin and selection was maintained throughout the experiment.

Senescence analyses. Cells were plated at a concentration of 25,000 per well in a 4-well chamber slides (Lab-Tek) and treated for seven days with drug and stained for senescence-associated β-galactosidase (Cell Signaling kit #9860). Cell number was quantitated by DAPI staining and β-galactosidase staining quantitated as a proportion of total cells.

Senescence associated hetero chromatic foci were quantitated after cells were fixed with 4% paraformaldehyde, permeabilized with 0.1% Triton, blocked with 2% FBS, and stained with antibodies against ΗΡΙγ (1 :5000 dilution, 2MOD-1G6 Millipore). Senescent cells were identified by immunofluorescence after treatment of slides with anti- mouse secondary antibodies and quantitation of focal SAHF as a percent of total cells (Leica Upright Confocal SP5 confocal microscope).

Immimoblot. Antibodies against CD 4 (3F121), MDM2 (SMP-14), total RB (IF8), Cyclin A (H432), pi 6 (C20), and p53 (Bp53-12), were obtained from Santa Cruz Biotechnology, phospho-Rb 780 (#9307) from Cell Signalling, and ARF (3642) from Abeam. Treated cells were lysed with buffer composed of 50mM Tris-HCl, pH7.4, 250mM NaCl, 5mM EDTA, 0.5% NP40, 2mM PMSF, and supplemented with protease inhibitors. Eighty micrograms of protein were resolved by SDS-PAGE and transferred to PVDF membranes. Membranes were incubated overnight with antibodies (1 : 1000).

Extracts were prepared from pre-treatment biopsies within a period of two weeks before the first dose of the drug and post- treatment biopsies within 7-10 days after three weeks of treatment. Extracts were prepared in 50mM Tris-HCl, pH7.4, 150mM NaCl, ImM EDTA, 1% NP40, 0.25% sodium deoxycholate and supplemented with mini-protease inhibitor cocktail (Roche). Tumor response was assessed by reference radiologist by CT scan every six weeks for 36 weeks, and every 12 weeks thereafter. The clinical trial was approved by the Instutional Review Board of Memorial Sloan-Kettering Cancer Center and all patients provided written informed consent (NCTO 1209598).

Wobble rescue. Cells were first infected with a lentivirus (pLOC, Open Biosystems) encoding either an MDM2 expression cassette containing the mismatched sequence (ACTATTCTCAACCCTCAACTTCTA (SEQ ID NO: 10)) or RFP cassette. 24 hours later, transduced cells were selected for in media containing 3 igjm\ blasticidin and selection was maintained throughout the experiment. Five days after blasticidin selection began, we transduced the cells with a second lentiviral vector encoding either the shM380 sequence targeting MDM2 or a scrambled sequence (shSCR) as described above. 24 hours later these cells were selected in media containing both blasticidin and 3 mg/ml puromycin.

7.2 RESULTS

Senescence induced by PD0332991 is p53 and IN 4A independent.

MDM2 is best known as a negative regulator of p53, affecting both its transcriptional activity and catalyzing its ubiquitination and turnover (Haupt et al., 1997; Honda et al., 1997; Kubbutat et al., 1997; Momand et al., 1992; Oliner et al., 1993). Therefore, we looked at the effect of PD0332991, CDK4 knockdown, expression of PSM-Rb, MDM2 knockdown, and CDK6 knockdown on p53 accumulation. Remarkably, p53 levels were decreased by PD0332991 treatment (FIGURE 2D), and in cells in which CDK4 was reduced by knock down (FIGURE 3A), regardless of whether they were responders or nonresponders. We could not detect any increase in p53 when we assessed protein accumulation and localization with a number of different extraction conditions and a number of different antibodies for blotting (for example, extracts were prepared in SDS-RIPA buffers for FIGURE 22). On the other hand, p53 levels were not reduced in the MDM2 knockdown (FIGURE 4A) or in cells expressing PSM-Rb (FIGURE 6B), or in cells in which CDK6 was knocked down (FIGURE 12A). There are multiple pathways by which cells can become senescent, some of which are p53-dependent and others that are p53 -independent (Campisi, 1997; Courtois-Cox et al., 2008; Kuilman et al., 2010; Lin et al., 2010; Prieur et al., 2011; Ramsey and Sharpless, 2006). However, because it was so surprising that pathways involving MDM2 might be p53- independent, we investigated this further.

To determine if p53 was important for senescence induced by either PD0332991 or MDM2 knockdown in LS8817 cells, we reduced the level of p53 with two independent shRNAs in these cells. Although both shRNAs reduced the level of p53, one had a more pronounced effect on the steady state level of MDM2 than the other (FIGURE 26). SA-P-gal positive cells still accumulated when the p53 deficient cells were treated with PD0332991 (FIGURE 26) or when MDM2 was knocked down (FIGURE 26). This indicates that loss of MDM2 can induce senescence in a p53 -independent manner. Additionally, PD0332991 induced senescence in responder cells in which p53 was reduced by infection with lentiviral shRNA expressing vectors that reduced p53. Collectively, this suggested that MDM2 suppressed senescence in a p53 -independent manner We also wanted to determine if PD0332991 induced senescence depended on the products of the INK4A locus, pl6 and Arf. PD0332991 induced senescence was not affected when we knocked down these gene products.

However, a knock down could leave a small undetectable biologically active pool of p53; thus, we wanted a cleaner "genetic" test of p53 dependence. We realized that p53 mutations and INK4 loss are quite common in glioma and breast cancer (Dean et al., 2012; Michaud et al., 2010; Roberts et al, 2012; Thangavel et al., 201 1). Thus, we collected eight cell lines, some of which were mutant at the p53 and/or the INK4 locus, and all of which do not over express MDM2 and asked whether they underwent senescence when treated with PD0332991 as indicated, by loss of cyclin A and/or a reduction in RB phosphorylation (FIGURE 19B). Total RB expression is also reduced in many of the arrested cells but we did not pursue this. Consistent with the reported mutational status of p53, we could detect p21 in U87MG, DBTRG-05MG, ZR-75-1, and MCF7 cells but not in U251, SNB19 and MDA453 cells (FIGURE 19B). T47D, reported to have an L194F mutation in p53, still expressed p21. All of the cell lines underwent senescence as measured by accumulation of S Α-β-gal (FIGURE 19B). Similar to our observations in the WD/DDLS responder cell lines, MDM2 levels decreased following PD0332991 treatment (FIGURE 19B). Thus, PD0332991 -induced loss of MDM2 and senescence is also seen in breast cancer and glioma cell lines. While the WD/DDLS cell lines all had amplification and over- expression of MDM2, these breast and glioma cell lines do not; thus, indicating that CDK4 inhibition induced senescence was not dependent on high levels of MDM2. Thus, this MDM2-dependent p53- and ΓΝ 4Α- independent senescence pathway triggered by CDK4 inhibition operates in multiple cell types, including those in which MDM2 is not amplified. We then asked if MDM2 knockdown would also induce senescence in SNB19 and MCF7 cells, a p53 mutant glioma and a p53 wild type breast cancer. In both cases, the cells underwent senescence (FIGURE 27 A). To further confirm that the p53 interaction was not required for MDM2 to prevent senescence, we compared the capacity of a V75A that disrupts p53 binding (Moll and Petrenko, 2003) and wild-type MDM2 to block PD0332991 induced senescence. We also looked at MDM2 mutations that affect its non-p53 related functions (Marine and Lozano, 2010), such as the C464A. I440A, L468A, P476A and Δ254-264 mutations. The C464A mutation disrupts the cross brace structure of the RING and eliminates E3 ligase activity (Foo et al., 2007; Wawrzynow et al., 2007), and the I440A, L468A, and P476A mutations eliminate E3 ligase activity but do so by selectively disrupting E2 binding (Mace et al., 2008). The Δ254-264 mutation in the acidic domain disrupts multiple MDM2 protein interactions (Sdek et al., 2004). As a control, we also expressed red fluorescent protein (RFP).

The V75A mutant was capable of suppressing the PD0332991 induced accumulation of SA-P-gal positive cells (FIGURE 19 A), therefore, reinforcing the notion that PD0332991 induced senescence was p53-independent. None of the four RING mutants examined were able to suppress the PD0332991 induced accumulation of SA-p-gal positive cells. Additionally, another mutant that overlaps with the RING but also affects nucleolar localization (Δ464-471) could not suppress accumulation of SA-p-gal positive cells. Collectively, this indicated that the E3 ligase activity of MDM2 was necessary for suppressing senescence and it might target a substrate that binds to the acidic domain, but it was clearly not p53 -dependent. Similarly, the wild type and V75A mutant could suppress PD0332991-induced

accumulation of SA-P-gal positive SNB19 cells, but the C464A mutant could not (FIGURE 19C).

Reducing SKP2 induces cell cycle arrest and can trigger an INK4A and p53- independent senescence pathway in oncogenically transformed cells (Lin et al, 2010). Given that activation of the S P2 pathway is essential for continued cell cycling it was not likely that it was a key detemiinant for whether a cell undergoes senescence or quiescence once it exits the cell cycle. Nevertheless, to confirm that the activity of the SKP2 complex was not different between the responder and non-responder cells we looked at the expression of p27, the best described substrate of the SKP2 ligase (Hershko, 2008; Wang et al, 2012; Zhu et al., 2004). p27 levels were identical in the responder and non-responder cells, and were unchanged by PD0332991 treatment (FIGURE 22). Thus, as expected, this MDM2 repressed pathway was unrelated to the SCF ^skp2 repressed pathway. Accumulation of unphosphorylated RB is sufficient to promote senescence. The senescence programs induced by either PD0332991 or MDM2 knockdown were not associated with accumulation of a robust transcriptionally active p53 program. In contrast, accumulation of transcriptionally active p53 led to apoptosis. Furthermore, after changing extraction conditions and using a number of different p53 antibodies for blotting and localization by immunofluorescence we ruled out that p53 modifications or localization differences could explain the apparent p53 -independence of this process.

Senescence can be induced by triggering the RB pathway in the absence of p53 (Sperka et al, Nature reviews Molecular cell biology 2012; 13: 579-90; Chan et al., J Mol Med (Berl) 201 1 ; 89: 857-67). MDM2 can interact with RB (Hsieh et al., Molecular cell 1999; 3: 181 -93; Xiao et al, Nature 1995; 375: 694-8; Yap et al., Oncogene 1999; 18: 7681- 9), and might prevent its ability to promote senescence. To determine whether the accumulation of unphosphorylated RB would be sufficient to induce senescence, we expressed the non-phosphorylatable large pocket mutant of RB (PSM-Rb) (Knudsen et al., 1998) in two of the responder cell lines, LS8817 and LS0082, and as a control in one of the non-responder cell lines, LS7785-1. As another control, we also expressed the wild type large pocket (LP) which could be inactivated by endogenous cyclin-dependent kinases. As expected, proliferation was significantly curtailed by expression of PSM-Rb in the three cell lines, but not by LP (FIGURE 6A). MDM2 levels were reduced in the responder cell lines but not in the non-responder (FIGURE 6A), and SA-Pgal staining (FIGURE 6B) increased only in the PSM-Rb expressing responder cell lines and not the non-responder. Phosphorylation of the endogenous RB protein, while diminished relative to control cells was still detected indicating that these growth arrested cells still had a higher level of cyclin Dl- cdk4 activity than the PD0332991 treated control cells (FIGURE C and D).

We also induced G0/G1 arrest and prevented RB phosphorylation by serum starvation of two responder cell lines, LSI 41 and LS8817, and two non-responder cell lines, LS8I07 and LS7785-10 (FIGURE 18) and measured the effect on senescence. BrdU incorporation was reduced, but MDM2 was not reduced (FIGURE 18A), nor did the number of SA- -gal positive cells increase (FIGURE 18B). This indicated that growth arrest was not sufficient to account for the regulation of MDM2. We did not detect any association between catalase expression (FIGURE 22), a marker of the ROS pathway, or recruitment of p53BPl to chromatin, a marker of the DNA damage response pathway with response status, indicating that unbalanced mitogenic signaling is the stress that induces this pathway. Thus, at least, in the presence of serum the accumulation of unphosphorylated RB in responders is sufficient to reduce the accumulation of MDM2 and induce senescence to a quantitatively similar degree as PD0332991, shRNA directed against CDK4, or shRNA directed against MDM2. Without being bound to a particular theory, this data suggest there is a feedback loop between RB inactivation and MDM2 levels that could initiate and maintain cells in the senescent state, which was disrupted in the non-responder.

7.3 DISCUSSION

Senescence is a potent barrier to tumor formation, and triggering its reactivation in tumor cells is considered a viable therapeutic option. However, our understandings of the pathways through which cells become senescent are still immature. Most triggers, such as oncogenic stress, accumulation of reactive oxygen species or DNA damage, lead to the activation of the ARF-p53 and/or pl6-RB pathways, with either alone often being sufficient for cells to senesce (Campisi, 1 97; Courtois-Cox et al., 2008; Kuilman et al., 2010; Ramsey and Sharpless, 2006). In common between all these pathways is that the cell makes a decision to either continue cycling or undergo senescence. On the other hand, here we report a novel pathway to senescence, one that reflects a choice between quiescence or senescence. Studying this developmentally unique pathway led us to define an equally- unique molecular pathway - one induced by inhibiting CDK4 and is independent of p53 and ΓΝ 4Α.

We identified MDM2 as a critical player suppressing senescence in cells that exited the cell cycle in response to CDK4 inhibition. Continued MDM2 expression prevents quiescent cells from progressing to senescence, and reducing MDM2 is sufficient to trigger the senescence pathway. This pathway can be triggered in a number of cell types, including WD/DDLS in which MDM2 is amplified and over- expressed, and those in which it is not typically amplified or over- expressed such as breast cancer and glioma. This pathway is not activated by serum starvation, induction of p53 by nutlins, or DNA damage.

It is quite interesting to note that the reduction of MDM2 from cycling to non- cycling cells, rather than the absolute level of MDM2, is what triggers the senescence response. This type of signal, where the cell reads the change in the level of the protein versus its absolute level, is emerging as a systems-level concept in other signaling pathways (Goentoro et al., Molecular Cell 2009; 36: 872-84). It is proposed to buffer cellular response to transient variations in protein amount. However, the question of how cells accomplish such a measurement is still not clear. Understanding why the level of MDM2 is altered so much more in responders compared to the non-responders may illuminate our understanding of such regulatory inputs. Clearly, accumulation of unphosphorylated Rb in responder cells is necessary, but it is not sufficient because serum starvation induces arrest with hypophosphorylated RB but not senescence (unpublished data), and unphosphorylated RB alone cannot does not induce senescence in non-responder cells.

In addition to the potential clinical implications, our study also has provided significant and innovative insight into the molecular mechanisms by which CDK4 and MD 2 inhibit senescence. Senescence is induced in response to many types of cellular stress (Campisi, Eur J Cancer 1997; 33: 703-9; Courtois-Cox et al., Oncogene 2008; 27: 2801-9; Prieur et al., Nature communications 201 1 ; 2: 473; Ramsey et al., Nature cell biology 2006; 8: 1213-5). It has been observed in the context of DNA damage, after multiple cellular replications (aging), in the presence of high levels of cellular reactive oxygen species (ROS), and in association with aberrant expression of oncoproteins such as Ras ^V12 (Kuilman et al., Nature reviews Cancer 2009; 9: 81-94). In the classic view of senescence, the DNA damage response is triggered by one of these events and causes a signaling cascade culminating in irreversible cell cycle arrest. The process is mediated by p53 and RB or through overlapping pathways triggered by high levels of cyclin dependent kinase inhibitors (e.g., p21, pi ) or ARF (Campisi, Eur J Cancer 1997; 33: 703-9; Chicas et al., Cancer cell 2010; 17: 376-87; Kuilman et al.. Genes & development 2010; 24: 2463-79; Rodier et al. The Journal of cell biology 201 1 ; 192: 547-56). However, knocking down the expression of these proteins in responder cell lines did not affect the ability of PD0332991 to cause senescence (data not shown) arguing against a key role for them in this type of senescence. Nevertheless, senescence is triggered by PSM-Rb in responders, overexpression of CDK4 can inhibit senescence induced in fibroblasts, and inhibiting CDK4 can induce senescence in some cancer cell lines (Michaud et al, Cancer research 2010; 70: 3228; Wiedemeyer et al., 2010; 107: 11501 -6; Capparelli et al., Cell Cycle 2012; 11 : 3599-610; Puyol et al., Cancer cell 2010; 18: 63-73; and Rane et al., Molecular and cellular biology 2002; 22: 644-56). This is consistent with a model in which CDK4 inhibits senescence via its canonical effect on RB phosphorylation; inhibiting this kinase allows unphosphorylated RB to accumulate on the promoters of E2F target genes and participate in the formation of senescence-associated heterochromatic foci (SAHF) (Narita et al., Cell 2003; 113: 703-16; Adams et al., Molecular cell 2009; 36: 2-14) affecting MDM2 expression.

Nevertheless, RB may not be the sole target by which CDK4 inhibits senescence. Multiple CDK4 targets may cooperate to coordinate the response. For example, Anders et al. (Cancer cell 201 1 ; 20: 620-34) determined that FOXMl is also a substrate of CDK4, and FOXM1 was required for CDK4-dependent inhibition of senescence. Stable FOXM1 promotes expression of cell cycle genes, a possible mechanism by which it counteracts senescence. Multiple CDK4 targets may cooperate to coordinate the response. Our observations suggest, that a CDK4-dependent quiescent program impinges upon a signaling pathway sensitive to MDM2 levels in quiescent cells. This may represent an additional, novel mechanism by which CDK4 regulates senescence. Whether or not this pathway is intact may determine the nature of a cell's response to PD03329 1.

Other senescence pathways that are independent of p53 and INK4A have been described (Lin et al., 2010; Prieur et al., 2011). One is activated by the loss of SKP2 (Lin et al., 2010). This pathway is a classic situation when cells are forced to exit the cell cycle. This is what we expected for senescence induced by CDK4 inhibition because CDK4 drives cell proliferation and prevents senescence in other circumstances (Anders et al., 201 1 ; Puyol et al., 2010; Rane et al., 2002; Zou et al., 2002). Regardless, the scenario we describe here is that the cell chooses between quiescence and senescence, a different developmental choice with a different molecular mechanism.

Another pathway is activated by the loss of the histone acetyl transferase p300 (Prieur et al., 2011). The amount of p300 is reduced in a variety of circumstances that induce senescence, including the overexpression of oncogenic ras. In all cases, hypo acetyl ation of histone H3/H4 is observed and reducing p300 can lead to this as well. This is probably a common downstream effect of many pathways as it relates to the chromatin condensation state in senescent cells.

How cells choose between quiescent and senescent states is not completely understood. TOR signaling can affect this choice by altering the output of the p53 program ( orotchkina et al., 2010; Leontieva and Blagosklonny, 2013). In contrast, the pathway triggered by MDM2 loss described here is clearly p53-independent We determined that (i) p53 protein was reduced in these senescent cells, (ii) knocking down p53 did not affect senescence, (iii) cells with p53 mutations were induced to senesce by CDK4 inhibition or reduction of MDM2, and (iv) senescence could be prevented by ectopic expression of an MDM2 protein that cannot bind to p53. The p53 response in these cells is not atypical, because irradiation or treatment of these cells with nutlin-3a triggers growth arrest, p53 accumulation and apoptosis (Ambrosini et al., 2007; Singer et al., 2007). In fact, doxorubicin can induce the accumulation of p53 and the entry of the LS8817 cells into senescence without a reduction in MDM2 levels. Database mining (Jensen et al., 2009; Stark et al., 201 1) indicated that MDM2 can interact with a number of chromatin remodeling enzymes such as PCAF, YY1 and HDAC1 and these may participate as well. While a number of MDM2 binding proteins have been described as noted above, only the apoptotic regulators p53, CAS and HUWEl have been defined as substrates (Kurokawa et al., 2013; Marine and Lozano, 2010).

CDK4 inhibition is sufficient to trigger the down-regulation of MDM2 in some cell lines but not others. Down-regulation is associated with increased turnover and requires the intrinsic E3 ligase activity of MDM2. The deubiquitinase USP7/HAUSP is the major regulatory mechanism controlling MDM2 turnover by this pathway. However, nonresponders were either missing a critical additional factor or had evolved a way to prevent turnover induced by loss of the interaction or even the down regulation of HAUSP with shRNA.

Consequently, while trying to identify the nature of intrinsic resistance to CDK4 inhibitors, we chanced upon a novel pathway that regulates whether a cell becomes quiescent or senescent. We established that MDM2 is a key player in this pathway. Interestingly, we showed that this pathway is p53- and ΓΝΚ4- independent and dependent on the E3 ligase activity of MDM2.

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