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Title:
ELECTRODE MATERIAL FOR LITHIUM-ION BATTERIES AND METHOD FOR PREPARING SAME
Document Type and Number:
WIPO Patent Application WO/2019/057323
Kind Code:
A1
Abstract:
The present invention relates a method for preparing an electrode material for lithium-ion batteries comprising the process steps of a) preparing an aqueous solution of an alkali metal cellulose derivate comprising at least one hydroxyl and/or at least one carboxylate group per repeating unit or an alkali metal alginate, b) adding an organic multicarboxylic, acid at least an organic dicarboxylic acid to the aqueous solution, c) adding phosphoric acid (H3PO4) or diphosphoric acid (H4P2O7) or triphosphoric acid (H5P3O10) or a mixture thereof to the aqueous solution, d) adding a conductive additive and an active material comprising lithium and e) extracting the obtained slurry.

Inventors:
BRESSER DOMINIC (DE)
PASSERINI STEFANO (DE)
KÜNZEL MATTHIAS (DE)
Application Number:
PCT/EP2018/000359
Publication Date:
March 28, 2019
Filing Date:
July 18, 2018
Export Citation:
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Assignee:
KARLSRUHER INSTITUT FUER TECH KIT (DE)
International Classes:
H01M4/139; H01M4/04; H01M4/525; H01M4/62; H01M10/0525; H01M10/054
Domestic Patent References:
WO2010086558A12010-08-05
WO2015062985A12015-05-07
Foreign References:
DE102013111826A12015-04-30
Other References:
JIANGXUAN SONG ET AL: "Advanced Sodium Ion Battery Anode Constructed via Chemical Bonding between Phosphorus, Carbon Nanotube, and Cross-Linked Polymer Binder", ACS NANO, vol. 9, no. 12, 22 December 2015 (2015-12-22), US, pages 11933 - 11941, XP055430548, ISSN: 1936-0851, DOI: 10.1021/acsnano.5b04474
A. MANTHIRAM; J. B. GOODENOUGH, CAN. J. PHYS., vol. 65, 1987, pages 1309 - 1317
X. ZHANG; W. J. JIANG; X. P. ZHU; A. MAUGER; QILU, C. M. JULIEN, J. POWER SOURCES, vol. 196, 2011, pages 5102 - 5108
T. TANABE; T. GUNJI; Y. HONMA; K. MIYAMOTO; T. TSUDA; Y. MOCHIZUKI; S. KANEKO; S. UGAWA; H. LEE; T. OHSAKA ET AL., ELECTROCHIM. ACTA, vol. 224, 2016, pages 429 - 438
I. DOBERDO; N. LOFFLER; N. LASZCZYNSKI; D. CERICOLA; N. PENAZZI; S. BODOARDO; G. T. KIM; S. PASSERINI, J. POWER SOURCES, vol. 248, 2014, pages 1000 - 1006
N. RAZA; Z. I. ZAFAR; M. NAJAM-UL-HAQ, HYDROMETALLURGY, vol. 149, 2014, pages 183 - 188
N. LOEFFLER; G. T. KIM; F. MUELLER; T. DIEMANT; J. K. KIM; R. J. BEHM; S. PASSERINI, CHEMSUSCHEM, vol. 9, 2016, pages 1112 - 1117
G.-T. KIM; N. LOEFFLER; I. DOBERDO; N. LASZCZYNSKI; D. BRESSER; S. PASSERINI, METHOD FOR PRODUCING AN ELECTRODE FOR A LITHIUM-ION BATTERY
Q. PANG; X. LIANG; C. Y. KWOK; J. KULISCH; L. F. NAZAR, ADV. ENERGY MATER., 2016, pages 1601630
J. SONG; Z. YU; M. L. GORDIN; X. LI; H. PENG; D. WANG, ACS NANO, vol. 9, 2015, pages 11933 - 11941
F..CHENG; J. CHEN; H. ZHOU; A. MANTHIRAM, J. ELECTROCHEM. SOC., vol. 160, 2013, pages A1661 - A1667
J. CHO; Y.-W. KIM; B. KIM; J.-G. LEE; B. PARK, ANGEW. CHEMIE INT. ED., vol. 42, 2003, pages 1618 - 1621
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Claims:
Claims

1. A method for preparing an electrode material for lithium- ion batteries comprising the process steps of

a) preparing an aqueous solution of an alkali metal cellulose derivate comprising at least one hydroxyl and/or at least one carboxylate group per repeating unit or an alkali metal alginate,

b) adding an organic multicarboxylic, at least acid at least an organic dicarboxylic acid to the aqueous solution,

c) adding phosphoric acid (H3PO4) or diphosphoric acid (H4P2O7) or triphosphoric acid (H5P3O10) or a mixture .thereof to the aqueous solution,

d) adding a conductive additive and an active material comprising lithium and

e) extracting the obtained slurry.

2. A method for preparing an electrode material for lithium- ion batteries according to claim 1 characterized in that the alkali metal is lithium or sodium and the cellulose derivative is carboxymethyl cellulose.

3. A method for preparing an electrode material for lithium- ion batteries according to claim 1 or 2 characterized in that the organic multicarboxylic acid is taken from the list malonic acid, succinic acid, glutaric acid, aconitic acid, citric acid, propane-1 , 2 , 3-tricarboxylic acid, or biphenyl- 3, 3' , 5, 5' -tetracarboxylic acid. 4. A method for preparing an electrode material for lithium- ion batteries according to claim 3 characterized in that the organic multicarboxylic acid is citric acid.

5. A method for preparing an electrode material for lithium- ion batteries according to one of the claims 1 to 4 characterized in that during the process step c) phosphoric acid (H3PO4) is added.

6. A method for preparing an electrode material for lithium- ion batteries according to one of the claims 1 to 5

characterized in that the conductive additive is conductive carbon or a metal.

"7.. A method for preparing an electrode material for lithium- ion batteries according to one of the claims 1 to 6

characterized in that the active material comprising lithium is a transition metal oxide.

8. A method for preparing an electrode material for lithium- ion batteries according to claim 7 characterized in that the lithium transition metal oxide is Li ix n2-x0 with x ≤ 0.5 or LiNixCOyMn2Mq02 or Li2Mn03*LiNixCoyMnzMq02 with x < 1, y < 1, and z < 1; q < 0.2; x + y + z + q = l and M = Al, B, Mg, Ca, Ti, Cr, V, Fe, Cu, Zn, Zr, Nb, preferably LiNio, sMm, 5Ο4 ( LNMO ) .

9. A method for preparing an electrode material for lithium- ion batteries according to one of the claims 1 to 8

characterized in that the ratio from the alkali metal

cellulose derivate to the organic multicarboxylic acid is in the range of 7:3 to 99:1.

10. A method for preparing an electrode material for lithium- ion . batteries according to claim 9 characterized in that the ratio from the alkali metal cellulose derivate to the organic multicarboxylic acid is 9:1.

11. A method for preparing an electrode for lithium-ion batteries comprising the steps

A) preparing a slurry according to one of the claims 1 to 10 B) depositing the slurry on a current collector to obtain an electrode

C) drying the electrode. 12. A method for preparing an electrode for lithium-ion batteries according to claim 11 characterized in that during step C) the drying temperature is between 120°C and 170°C.

13. Aqueous dispersion for preparing an electrode material for lithium-ion batteries comprising an active material comprising lithium, a conductive additive, phosphoric acid (H3PO4) or diphosphoric acid (H4P2O7) or triphosphoric acid (H5P3O10) or a mixture thereof, an organic multicarboxylic acid and an alkali metal cellulose derivative or alkali metal alginate as a binder.

14. Electrode for a lithium-ion battery prepared by the method according to claim.11 or 12. 15. Lithium-ion battery comprising an electrode according to claim 14.

Description:
Electrode material for lithium-ion batteries and method for preparing same

The share of lithium-ion batteries (LIBs) to the worldwide battery market strongly increased throughout the past two decades and is expected to grow even more rapidly with the mass market introduction of electric vehicles in the near future. Thus, the environmental impact of this technology becomes an increasingly important concern for present and future developments . The two primary approaches for the transition towards more sustainable lithium-ion batteries, particularly addressing the cathode side, are, firstly, the exclusion of cobalt, rated. as an economically critical

material, and, secondly, the replacement of the presently used poly (vinylidene difluoride) (PVdF) as binder, which requires the use of toxic and environmentally harmful W-methyl-2- pyrrolidone (NMP) as dispersion solvent. A promising approach towards cobalt-free cathode, materials is the replacement of the commonly employed LiCo0 2 (LCO) and Li [Nii/ 3 Coi/ 3 Mni/ 3 ] 0 2 (NCM) by high-voltage spinel oxides like LiNio.5Mn1.5O4 (hereinafter named LNMO). Its high operating voltage, exceeding 4.7 V, allows for the achievement of similar or even enhanced energy densities compared to current lithium-ion cells based. on LCO or NCM while avoiding the use of cobalt. However, most of the reports regarding LNMO cathodes involve the implementation of PVdF-based binders, including the aforementioned utilization of highly volatile and toxic NMP as dispersant/solvent, resulting in severe concerns for human health and the

environment. Moreover, after the coating process NMP ' is removed by heating and must .be recovered via expensive and energy consuming equipment. For standard anode materials as, for instance, graphite, the substitution of PVdF by water- soluble binders, usually a mixture of carboxymethyl cellulose (CMC) and styrene-butadiene rubber (SBR) , has been well established already, leading to a safe, cheap, and

environmentally friendly process. In contrast, the aqueous processing of oxide-based cathode materials appears to be significantly more complicated due to the high sensitivity of these lithium transition metal oxides towards water. Already in 1987, Manthiram and Goodenough' 1] described the leaching of lithium ions from layered transition metal oxides upon

exposure to moisture, which was later on found to occur also for many other cathode materials including LNMO. [2 ' 3i Generally, all these transition metal oxides form LiOH in contact with water, which does not only lead to a decrease of the

electrochemically available lithium, but moreover has a detrimental impact on the electrode/electrolyte interface chemistry and, thus, eventually on the overall reversible capacity and cycling stability.! 2 ' 31 At least as important, is the detrimental effect of the harsh pH increase ascribed to the hydroxide formation, leading to another major issue associated with the aqueous processing of transition metal oxide based cathode slurries: the corrosion of the aluminum current collector substrate according to Equations 1 and 2: [ ]

AI2O3 + 2 OH " + 2 [Al(OH) 4 ]- (1)

3 H2O

2 Al + 2 OH" + -^ 2 [Al(OH) 4 ]- + 3 (2)

6 H2O H 2

The dramatic increase of the pH level of the slurry in contact with water, i.e., above 11, initiates the breakdown of the passivating (protective) alumina surface layer (Eq. 1) and leads to the formation of fast-growing corrosion pits>

penetrating deeply into the current collector accompanied by H2 evolution (Eq. 2) . One strategy to overcome this problem is the prevention of the direct contact between the aluminum surface and the corrosive slurry, for instance, by applying a protective carbon coating on the .aluminum foil. [ ] Nonetheless,. beside adding inactive mass and volume to the battery,

potential defects in the carbon coating may still serve as starting sites for pitting corrosion. Also, this approach does not really address the issue at its origin, but instead addresses the detrimental effects. Another approach,

addressing the pH increase itself, is the addition of mild (organic) acids as, e.g., formic acid to adjust the slurry pH to a more moderate value, i.e., within the aluminum

passivation regime. Nevertheless, Li + leaching still occurs and might even be enforced through the superficial attack of the acid, causing transition metal dissolution and reducing the accessible capacity of the cathodes . [5] Very recently, it was reported for NMC that these unfavorable side effects can be mitigated by using phosphoric acid to reduce the slurry pH. In fact, a protective metal phosphate, layer was formed on the particle surface in situ, i.e., upon electrode preparation and without applying an additional processing step, which

stabilizes the electrode/electrolyte interface and reduces lithium and transition metal dissolution. [6] Considering manganese-based spinel oxides, this surface stabilization is, potentially, even more important since it may reduce the impact of manganese disproportionation upon discharge. (i.e., when Mn 3+ is present) and the resulting Mn 2+ dissolution and Jahn-Teller distortion.

Another issue when targeting the aqueous electrode processing for lithium-ion cathodes, in particular those operating at elevated potentials, is the incorporation of styrene butadiene rubber (SBR) , ' which is commonly added for aqueous processed graphite anodes in order to enhance the. mechanic stability of the electrode and the adhesion properties of the coating layer. While these rubbers are usually very stable towards reduction, their stability towards oxidation is rather limited, which is especially an issue for high-voltage LNMO cathodes. Hence, SBR cannot be used to beneficially complement the binding ability of CMC in this case. A very recent study suggested the partial crosslinking of CMC using citric acid (CA) as crosslinking agent for low-voltage sulfur-based cathodes, [7] following a concept earlier proposed by Wang et al. to firmly bind CMC to hybrid phosphorus-carbon nanotube composites for sodium-ion anodes. [B)

The main object of the present invention is to provide an electrode material for lithium-ion batteries and a method for preparing the same, which overcomes the limitations and ■drawbacks known from the state of the art.

In particular it is an object of the present invention to provide an electrode material for a lithium-ion battery with a high cycling stability and a high electrochemical efficiency and performance.

A further object of the present invention is to provide a method of preparing such electrode material, which is easy to carry out and possible to be performed in water without using toxic chemicals.

The solution of this problem is provided by a method for preparing an electrode material for lithium-ion batteries according to claim 1, a method for preparing . an electrode for lithium-ion batteries according to claim 11, an aqueous dispersion for preparing an electrode material for lithium-ion batteries according to claim 12, an electrode according to claim 14 and a lithium-ion battery according to claim 15. The dependent ' claims describe preferred features. The present invention relates to a method for preparing an electrode material for lithium-ion batteries comprising the process steps of

a) preparing an aqueous solution of an alkali metal cellulose derivate comprising at, least one hydroxyl and/or at least one carboxylate group per repeating unit or an alkali metal alginate, preferably carboxymethyl cellulose (CMC) ,

b) adding an organic multicarboxylic acid at least an organic dicarboxylic acid to the aqueous solution,

c) adding phosphoric acid ( H3 PO4 ) or diphosphoric acid ( H4 P2O7 ) or triphosphoric acid (H5P3O10) or a mixture thereof to the aqueous solution, preferably phosphoric acid ( H3 PO4 ) ,

d) adding a conductive additive and an active material

comprising lithium and

e) extracting the obtained slurry.

The term "phosphoric acid" used. in the specification means phosphoric acid H3 PO4 or diphosphoric acid ( H4 P2O7 ) or

triphosphoric acid (H5P3O10) or a mixture thereof. If phosphoric acid is meant, than it is followed by the formula H3 PO4 .

In a particular embodiment the alkali metal is lithium or sodium. In a preferred embodiment the electrode is a cathode.

In a preferred embodiment the organic multicarboxylic acid is taken from the list malonic acid, succinic acid, glutaric acid, aconitic acid, citric acid, propane- 1, 2, 3-tricarboxylic acid, or biphenyl-3, 3' , 5, 5' -tetracarboxylic acid, preferably citric acid.

In a preferred embodiment the conductive additive is

conductive carbon or a metal, preferably conductive carbon.

In a preferred embodiment the active material comprising lithium is a transition metal oxide, preferably LiNi x Mn2- x 04 with x < 0.5 or LiNi x Co y Mn z M q 02 or Li2Mn03*LiNi x Co y Mn z M q 02 with x < 1, y ≤ 1, and z < 1; q < 0.2; x + y + /z + q = l and M = Al, B, Mg, Ca, Ti, Cr, V, Fe, Cu, Zn, Zr, Nb . In a further embodiment the ratio from the alkali metal cellulose derivate to the organic multicarboxylic acid is in the range of 7:3 to 99:1, preferably 9:1.

The present invention concerns furthermore a method for preparing an electrode for lithium-ion batteries comprising the steps

A) preparing a slurry

B) depositing the slurry on a current collector to obtain an electrode

C) drying the electrode.

In a preferred embodiment the drying temperature during step C) was between 120°C and 170°C.In a further embodiment the drying temperature is applied first at a lower temperature preferably at 120°C and subsequently at a higher temperature preferably in the range of 140°C to 150°C. In a further embodiment the temperature was applied for 16 h, or for 14 h at the first lower temperature and 2 h at the subsequent higher temperature.

During step C) , where the electrode is dried, the crosslinking of the alkali metal cellulose derivate, comprising at least one hydroxyl and/or at .least one carboxylate group per repeating unit, or the alkali metal alginate via the organic multicarboxylic acid occurs. This crosslinking occurs at higher temperature starting from around 150°C, while the crosslinking via phosphoric acid potentially occurs at lower temperature starting from around 100°C. To avoid the

crosslinking via phosphoric acid, the phosphoric acid is added and dispersed together with the active material in the aqueous solution and moreover in a well-defined content as a function of the overall surface area of the electrode active material, so that the phosphoric acid forms a metal phosphate surface layer. As the content of phosphoric acid is well defined, there is no more phosphoric acid free to compete against the organic multicarboxylic acid in the drying step.

Therefore it is not obvious to combine the use of both types of acids in the same process, as the crosslinking reactions via both types of acid are competitive.

The present invention relates also to an aqueous dispersion for preparing an electrode material for lithium-ion batteries, comprising an active material comprising lithium, a conductive additive, phosphoric acid (H3PO4) or diphosphoric acid (H4P2O7) or triphosphoric acid (H5P3O10) or a mixture thereof, an organic multicarboxylic acid and an alkali metal cellulose derivative or alkali metal alginate as a binder.

The present invention relates eventually to an electrode for lithium-ion batteries, prepared by the present method as well as to a lithium-ion battery comprising an electrode prepared by the present method.

The preferred embodiments for the method are also valid for the aqueous dispersion. A lithium-ion cell comprising the present cathode material shows surprisingly an increased capacity and efficiency and enhanced cycling stability especially over at least 100 cycles . The advantage of the present invention. is an improved cathode performance. The addition of phosphoric acid inhibits the aluminum corrosion and stabilizes the active

material/electrolyte interface by forming a metal phosphate surface layer, while the crosslinking of the cellulose

derivative via the organic multicarboxylic acid leads to an enhanced cycling stability. Most importantly, both approaches do not require any additional processing step, as the

thermally induced crosslinking just like the formation of the metal phosphate surface layer can be realized in situ upon standard aqueous electrode processing using the cellulose derivative as binder. It is anticipated that this will allow for a facile implementation of both approaches in the large- scale electrode fabrication, using simply water instead of the toxic and environmentally harmful NMP.

The highly beneficial contribution of phosphoric acid as an additive upon slurry preparation to enable the aqueous, processing of oxide cathodes is viable for the high-voltage cathode material, especially LNMO. The phosphoric acid treatment has a two-fold contribution. It (i) lowers the slurry pH in order to successfully prevent the aluminum current collector corrosion, while (ii) simultaneously forming a metal phosphate surface layer, which stabilizes the active material surface and prevents its degradation when being in contact with water. Additionally, the temperature-induced crosslinking of a water-processable cellulose derivative, especially CMC, serving as binding agent, by means of an organic multicarboxylic acid especially citric acid promotes a more stable binder network and substantially enhances the cycling stability. Advantageously, these two approaches are highly complementary and can be -beneficially combined to further improve the electrochemical performance of high- voltage cathodes like LNMO.

Since none of the two approaches requires any additional processing step upon electrode preparation, they can be easily implemented in large-scale electrode production for a more environmentally friendly and sustainable lithium-ion battery production .

Examples Electrode preparation

The final electrode composition was 85 wt% LNMO (active material from commercial sources), 10 wt% conductive carbon (C-ENERGY Super C45, TIMCAL) , and 5 wt% binder. The latter was either pure sodium carboxymethyl cellulose (CMC,

Walocel CRT 2000 GA 07, degree of substitution 0.7, Dow Wolff Cellulosics) or a 9:1 mixture of CMC and citric acid (CA, 99%, Sigma-Aldrich) . For the electrode preparation, CMC (and CA) was (were) dissolved in deionized water to obtain a 2.0 wt% solution. If used, phosphoric acid (PA, ortho-phosphoric acid 85%, >99%, Bernd Kraft) was added to the binder solution prior to the conductive carbon and active material.

Subsequently, the conductive carbon Super C45 and the LNMO active material were added. The resulting slurry was

homogenized by planetary ball milling for 2h. The obtained slurry was cast on aluminum foil, serving as current collector (thickness: 20 μπι; battery grade) with the help of a

laboratory doctor blade (wet film thickness of 150 pm) . After immediate pre-drying in an atmospheric oven (ED-115, Binder) for 10 min at 80 °C the electrode tapes were dried at room temperature overnight in the dry room. Disc electrodes

(geometric area: 1.13 cm 2 ) were punched and pressed at 5 tons for 1 min (Atlas manual hydraulic press, Specac) - also carried out under dry atmosphere. Finally, the electrodes were further dried under a dynamic vacuum at 120 °C for 16 h, or for 14 and 2 h at 120 and 150 °C, respectively, in case of using CA as crosslinking agent. The active material mass loading of the electrodes was in a range of 3.3 to 4.4 mg cm -2 . The pH measurements were conducted on a Lab 860 pH meter (SI Analytics) equipped with a Blue Line 18 pH electrode (Schott

Instruments) at a temperature of 21 ± 2 °C, utilizing the same slurry compositions and preparation parameters and starting from either 20 min after the electrode components dispersion or after 2 h of ball milling as described earlier.

Electrochemical characterize tion

Three-electrode Swagelok ® cells with lithium metal foil

(battery grade, Rockwood Lithium) serving as counter and reference electrodes were used for the electrochemical characterization. The cell assembly was carried out in an argon-filled glove box (MB200B ECO, MBraun; H 2 0 and 0 2 content lower than 0.1 ppm) using glass fiber sheets (Whatman GF/D) as separator, soaked with 130 μΐ of the electrolyte solution (1M LiPF6 in ethyl carbonate (EC) /dimethyl carbonate (DMC) ,

1:1 w/w, Selectilyte LP 30, BASF). Galvanostatic cycling was performed within a potential range from 3.5 V to 4.8 V at 20 ± 2 °C, utilizing a Maccor Battery Tester 4300. An applied dis-/charge rate of 1C corresponds to a specific current of 147 mA g _1 and all potential and voltage values given herein refer to the Li + /Li quasi-reference redox couple. Structural and Morphological Characterization

Pristine LiNio.5Mm.5O4 (LNMO; <0.5 μπι particle size, >99%, Sigma-Aldrich) was studied by X-ray powder diffraction (XRD) using a Bruker D8 Advance diffractometer (Cu Κ α radiation, λ = 0.154 nm) between 10° 2Θ ≤ 90°, applying a step size of 0.025 (2Θ) and a counting time of 2 s per step. The recorded reflections were assigned to the given phases using the ICDD database implemented in the EVA software (Bruker) .

Scanning electron microscopy (SEM) of the as-received LNMO active material and the prepared cathode tapes was performed on a Zeiss LEO 1550, equipped with an energy dispersive X-ray (EDX) spectrometer (Oxford Instruments X-MaxN, 50 mm 2 , 15 kV) . Using the same microscope, also the surface of the aluminum current collector was investigated after removing the

electrode composite coating layer utilizing a carbon-based adhesive tape. Additionally, the electrodes, the thus prepared electrode composite-free aluminum current collector, and the backside of the removed electrode coating, i.e., the side which was next to the aluminum current collector, were investigated by means of EDX. In case of the electrode surface, EDX mapping was performed using an XMax-Xtreme detector (Oxford Instruments, 3 kV) and the AzTec software provided by Oxford Instruments.

The FT-IR measurements were carried out on a Vertex 70v IR spectrometer (Bruker) equipped with a MIR light source, KBr beam splitter, and a deuterated L-alanine doped triglycine sulfate (DLaTGS) detector with a KBr window. The single reflection diamond attenuated total reflection accessory

PLATINUM ATR from Bruker was employed for the IR-ATR.

measurements. The collected spectra were averaged over 64 scans with an optical resolution of 1 cm -1 .

Ex situ X-ray photoelectron spectroscopy (XPS) measurements of pristine and cycled LNMO electrodes were performed on a PHI 5800 MultiTechnique ESCA System (Physical Electronics) using monochromatized Al Ka radiation (15 kV, 250 ) and Mg Ka radiation (13 kV, 200W) to obtain the Ni 2p and Mn 3s spectra. The spectra were acquired at a detection angle of 45° with a pass energy of 93.90 eV for the survey scans, 29.35 eV for the detailed spectra, and 58.70 eV for the detailed spectra in the Mn 3s region. Sample charging was neutralized with an electron flood gun and XPS spectra were calibrated to the signal of C Is at 284.6 eV.

The elemental composition of the commercial LNMO powder was determined by inductively coupled plasma optical emission spectrometry (ICP-OES) analysis carried out on a Spectro Arcos spectrometer (Spectro Analytical Instruments).

Figures The present invention will be more apparent from the following description of non-limiting specific embodiments with reference to the figures . The -XRD pattern of the as-received LNMO powder is shown in

Figure la, revealing the partially disordered LNMO phase (blue stars; space group: Fd-3m) . This assignment is further

confirmed by the absence of any superstructure-related .

reflections at 2Θ * 15°, 24°, 35°, 40°, 46°, 47° 58°, 66°, and 75°, typical for the stoichiometric and highly-ordered LNMO spinel phase (space group: P4332) .

At 2Θ angles of approximately 38°, 44°, and 63° additional reflections, belonging to a rock-salt-type impurity phase with the space group R-3m, are present in the pattern (red stars) . As we do not know the synthesis conditions for this commercial material, we may assume that these additional reflections are related to the presence of Lii- x Ni x O impurities with x « 0.85, being introduced when the material is heated to elevated temperatures (above 750 °C) for the final sintering step as a result of the lowered solubility of Ni in the spinel lattice when Mn 4+ is reduced at such temperatures. Figure lb displays the SEM micrograph of the as-received LNMO powder, which is mostly comprised of nano-scale particles, together with few larger crystals. EDX spectroscopy (not shown herein), however, did not reveal any difference in composition for the two rather different particle sizes. Besides, ICP-OES analysis revealed an overall Li:Ni:Mn ratio of 1.00:0.50:1.51,

indicating that any present phase impurity does not have a significant effect on the overall elemental composition.

Generally, it has been demonstrated that the disordered LNMO phase shows superior electrochemical performance and rate capability compared with the ordered phase, especially for high surface area porous or nano-sized LNMO - just like the material investigated herein, having a relatively high

specific surface area of 15 m 2 g -1 . Nonetheless, such nanostructured electrode materials require a rather large amount of very well dispersed conductive additive and polymer binder, rendering the achievement of mechanically stable electrodes particularly challenging - not least with focus on the aforementioned non-suitability of SBR as co-binding agent for high-voltage cathodes. In an attempt to overcome this issue and stabilize the electrode integrity, we introduced citric acid (CA) into the electrode preparation process, serving as in situ crosslinking agent for the CMC chains when drying the electrodes. To follow this crosslinking reaction, which is illustrated in Figure 2a, a series of IR spectra was recorded (Figure 2b) , including the reference spectra of CA, CMC, and a non-crosslinked mixture of CA and CMC (CA+CMC; mass ratio: 1:9). This simple mixture clearly reveals the bands corresponding to the two single compounds without any

additional or vanished features. Contrarily, the spectrum of the crosslinked film (CA-CMC) , prepared by using the same CA:CMC ratio, but additionally subjected to two heat treatment steps, i.e., for 12. h at 120 °C and 2h at 150 °C, is

substantially different. In fact, the new band evolving at 1720 cm -1 is characteristic for the carbonyl stretching vibration of the ester groups originating from the proposed crosslinking esterification reaction of CA and CMC as

presented in Figure 2a.

The direct comparison of the normalized spectra of CMC and CA-CMC further confirms the successful crosslinking. As a matter of fact, the intensities of the O-H deformation band at 1320 cm -1 as well as the C-OH stretching of primary (1050 cm -1 ) and secondary (1102 cm -1 ) alcohols decrease, indicating that the OH groups of CMC are reacting with the citric acid to form the crosslinking ester bonds. At the same time, the features at 893 cm -1 and from 1200 cm -1 to 1235 cm -1 evolve into more pronounced bands / which we may ascribe to the symmetric and asymmetric C-O-C stretching vibration in saturated aliphatic. esters, respectively. The very intense band at 1019 cm -1 remains unchanged and is therefore assigned to the symmetrical C-O-C stretching vibrations either in the glucopyranose monomer itself or in the β-1,4 glycosidic linkages making up the CMC backbone. The corresponding asymmetrical stretching band can be found at 1263 cm -1 .

Further confirmation for the formation of the crosslinked binder network can be obtained from the results of XPS

analysis performed on fresh electrodes (Figure 3) . In the 0 Is spectra (Figure 3a) , the intensity of the characteristic M-0 peak at 529.7 eV, assigned to the Ni-0 and Mn-0 bonds, is relatively decreased for the CA-crosslinked sample (CA-CMC) . Additionally, the signal corresponding to the C=0 bond at 531.6 eV appears more intense than the C-0 peak at 533.1 eV, when compared to the CMC reference electrodes. Together with the weakened M-0 peak, these two features may be ascribed to the ability of' CA-crosslinked CMC to homogenously cover the particle surface, i.e., the realization of a homogenous binder film rather than a "string-like" interconnection of the single particles.

Also ' the electrodes subjected to the treatment with phosphoric acid (PA-CMC) during the slurry preparation, i.e., those prepared by following the second approach, reveal new features for the recorded XPS spectra. While the M-0 peak does not show any dramatic change, indicating the absence of a very thick surface layer as a result of the PA addition, the peaks in the C-0 and C=0 regions are more separated as compared to the other two electrode samples CMC and CA-CMC (Figure 3a) . This may be ascribed to the fact that they additionally include a contribution from P-0 and P=0 bonds, occurring at similar energies, precisely, at 533.2 eV and 531.4 eV, respectively. The corresponding P 2p spectrum (Figure 3b) supports this assignment, showing two peaks related to the presence of L13PO4 (132.8 eV) and ΜχΡ0 4 /ΜχΉΡ0 4 (-133.5 eV) , for which M can be either Mn or Ni . Considering also the previous study by

Loeffler et al., [6] we may thus assign these findings to the formation of highly insoluble metal phosphates at the LNMO particle surface as a result of the addition of PA upon electrode preparation. The latter aspect highlights the great advantage of this approach, since unlike for previous

studies [9 ' 10] the application of the interface stabilizing metal phosphate coating layer can be achieved without an additional processing step, hence, saving cost, energy, and time. This in situ formation of the highly desirable metal phosphate coating layer was, in fact, more an advantageous "side effect" in the previous investigation reported by Loeffler et al. [6] The initial target was to prevent the aluminum current collector corrosion as a result of the increasing pH value related to the lithium leaching as described in Equation (1) and (2) .

To investigate this corrosion issue for the reference electrodes comprising CMC only, the crosslinked CA-CMC, and those electrodes for which PA was added (PA-CMC) , a

comparative SEM analysis of the electrodes was conducted

(Figure 4) . As expected, the CMC electrodes display relatively large, scattered crater-like holes of around 50 μπι in diameter and extended cracks expanding from these holes (Figure 4a to 4c) . Similarly, though much less pronounced, the CA-CMC electrodes reveal large holes as well, but no significant cracks apart from these (Figure 4d to 4f) . This less

pronounced surface damaging is presumably related to the slightly lower pH value as a result of the CA addition (Figure SI) and the enhanced mechanical stability of the coating due to the crosslinking . In both cases, however^ these holes reach down to the surface of the current collector as apparent from an elemental EDX mapping of a representative region recorded for CMC electrodes (Figure 4g and Figure S2 ) . The formation of these holes may be explained in consideration of the

aforementioned Equations 1 and 2, which describe the aluminum current collector corrosion in high pH regimes (pH > 9), i.e., beyond the stable passivation regime. As a result of the anodic aluminum dissolution, gaseous ¾ is formed, leading to the evolution of large gas bubbles underneath the coating layer. The subsequent electrode drying under vacuum conditions eventually results in the observed craters for CMC and CA-CMC. The presence of aluminum (red) and the proposed corrosion products (Al(OH) 3 , purple regions) within these holes is well illustrated by the EDX map acquired for the pristine CMC electrode as shown in Figure 4g. At this point, we may note that the same EDX mapping, including additionally the carbon signal, provides insight into the electrode components dispersion and nicely reveals the homogeneous distribution of the conductive carbon, binder, and active material, thus ruling out any potential impact on the observed crater-like holes .

Nonetheless, the aluminum corrosion-induced formation of these holes can be very well prevented, if phosphoric acid is added during the electrode fabrication process, as the pH value of the electrode slurry is kept well in the aluminum passivation regime. In fact, the ' thus prepared electrodes show a very clean and smooth surface of the coating layer without any indication of electrode cracking or other detrimental changes (Figure 4 h to 4i) .

In order to further investigate the corrosion issue for the three different electrode compositions, the surface of the aluminum current collector itself was investigated after carefully removing the electrode coating layer (Figure 5a) . The results confirm the previous findings presented in

Figure 4. While both CMC (Figure 5b and 5c) and CA-CMC

(Figure 5d and 5e) reveal substantial pitting corrosion, the surface of the aluminum current collector in case of PA-CMC (Figure 5f and 5g) does not show any difference compared to the pristine aluminum foil used for the electrode fabrication. Additional confirmation is provided by conducting' an EDX analysis of the bottom side of the removed electrode coating, performed as schematically illustrated in Figure 6. The findings, summarized in Table 1, show that the CMC as well a the CA-CMC electrode coating layers show significant amounts of aluminum of 4. wt% and 4.3 wt% in case of CMC and CA-CMC respectively, resulting from re-deposited corrosion products For PA-CMC, only traces of aluminum are detected, while the additional detection of small quantities of phosphorous further indicate the formation of the protective phosphate- based surface layer on the LNMO particles.

Element

C 0 Al P Mn Ni

Electrode

[wt%] [wt%] [wt%] [wt%] [wt%] [wt%]

CMC 18.0 ± 1 .7 34.8 ± 1 .1 4.7 ± 0.5 0.0 ± 0.0 31.2 ± 0.5 11 .3 ± 1 .2

CA-CMC 19.5 ± 3.4 32.3 ± 3.2 4.3 ± 1 .0 0.0 ± 0.0 32.7 ± 4.7 11 .3 ± 1 .9

PA-CMC 17.8 ± 1 .2 33.7 ± 1 .3 0.3 ± 0.1 0.5 ± 0.1 35.4 ± 0.7 12.3 ± 0.5

CP-CMC 18.4 ± 2.1 33.6 ± 1.9 0.2 ± 0.2 0.5 ± 0.1 33.9 ± 0.8 13.41 ± 0.9

Table 1. Summary of the EDX analysis of the bottom side of the electrode coating layer according to Figure 6. The given data are averaged over three different areas for each electrode.

The electrochemical behavior of the LNMO cathodes made fr the three different aqueous slurries is reported in Figure 7 . For the first discharge at C/3, the capacity of the CMC electrode (black) is only 110 mAh g _1 , whereas it increased to 118 mAh g _1 for PA-CMC (red), indicating a reduced degree of delithiation in contact with water due ' to the protective phosphate coating, stabilizing the LNMO/electrolyte interface. Subsequently, these two kinds of electrodes show a basically parallel cycling behavior with a slightly higher stability for PA-CMC (Figure 7a) . The CA-CMC electrode (green) displays the lowest initial capacity of only 101 mAh g -1 . Nevertheless, the capacity subsequently increases upon cycling to values exceeding the capacity of the CMC electrodes as a result of the substantially enhanced cycling stability. Accordingly, we may assume that the initially lower capacity is related to wetting issues rather than an initial lithium loss,

particularly in light of the earlier discussed formation of a homogeneous binder surface film in case of CA-CMC. However, a contribution of increased lithium leaching during the

electrode fabrication due to the presence of CA, as earlier observed in other studies, [5] prior to the thermally induced crosslinking cannot be fully ruled out. With respect to the overall cycling stability, the comparison of the corresponding potential profiles (Figure 7b) indicates that the relatively more pronounced decrease in capacity for CMC and PA-CMC largely originates from a shortening of the voltage plateau associated with the nickel redox reaction, indicating that this fading is associated either with the (electronic) loss of active material or a partial active material degradation. The first cycle and average coulombic efficiency, on the other hand, is increasing in the order CMC < CA-CMC < PA-CMC

(precisely, 82.57% < 83.83% « 87.24% and 98.67% < 98.87% < 98.94%, for the first cycle and the following cycles,

respectively) , which is in line with previous reports on the application of metal phosphate coatings to protect the cathode active material against various kinds of chemical attack as, for instance, HF and reduce the oxidative electrolyte

decomposition, t 9 - 10 ! The rate capability test, presented in

Figure 8, shows the same trend for these three different electrode compositions, i.e., a constantly higher capacity for PA-CMC and enhanced cycling stability for CA-CMC (Figure 8a) . Notably, the performance at elevated C rates, particularly for dis-/charge rates of 2C and higher, follows the order CA-CMC < CMC < PA-CMC, revealing a beneficial impact of the thin phosphate coating on the charge transfer, while the

crosslinked binder apparently hampers the lithium ion de- /insertion, as also evident from the relatively more

pronounced IR drop and internal polarization for CMC and even more pronounced for CA-CMC compared to PA-CMC (Figure 8b) . This comparably lower rate capability of the CA-CMC

electrodes, in fact, further supports the previous conclusion regarding the realization of a homogeneous binder, film, covering the LNMO particles.

In order to analyze this more in detail, an ex situ XPS analysis of the cycled electrodes (100 cycles at 1C as presented in Figure 7) was conducted. The results are

summarized in Figure 9. Focusing first on the P 2p spectra (Figure 9a) , the comparison of the three electrodes clearly reveals once more the presence of a metal phosphate surface layer on the PA-CMC cathodes, while in case of CMC and CA-CMC only the peaks corresponding to the formation of Li x FP y

(136.0 eV) and Li x PO y F z (134.7 eV) , assigned to the electrolyte salt decomposition, are observed. Remarkably, the relative intensity of the peak associated with the presence of MPO x in case of PA-CMC is of the . same order as those corresponding to the electrolyte decomposition products, indicating that the latter, process results in the formation of a rather thin layer. This assignment is additionally supported by the analysis of the F Is spectra, presented in Figure 9b. The surface layer on the PA-CMC electrode is dominated by LiF (684.6 eV) , which is known to form a stable, but rather resistive layer on the electrode. Considering the appreciable rate performance of these electrodes, however, this LiF film is supposed to be rather thin. As a matter of fact, this is in line with the quantitative XPS analysis, revealing the lowest F content for these electrodes (Table SI, Supporting

Information) . Being in line with this assignment of a rather thin surface film, as also indicated by the highest first cycle coulombic efficiency, it is found that the PA-CMC electrodes show a reduced amount of meta-stable LiP 6

decomposition products, i.e., Li x FP y (688.1 eV) and Li x P0yF 2 (686.3 eV) , with respect to the other electrodes (Figure 9b as well as Figure 9a) . These findings further highlight the stabilizing and protective nature of the metal phosphate surface layer, substantially hindering the oxidative

electrolyte decomposition at the LNMO cathode. The slightly higher contribution of the Li x PO y F z species in case of CA-CMC compared to CMC (Figure 9b) may simply be related to the higher oxygen concentration in presence of the triacidic CA. Eventually, the comparison of the Mn 2p spectra (Figure 9c) reveals that both modifications of the standard electrode fabrication process , i . e . , the addition of PA as well as the crosslinking via CA, lead to a stabilized cathode/electrolyte interface, indicated by the relatively reduced presence of trivalent manganese - presumably originating from the.

oxidative electrolyte degradation. This stabilization of the tetravalent manganese oxidation state is supposedly

contributing to the improved cycling stability, as it lowers the detrimental effect of Mn disproportionation, yielding Mn 2+ , which can easily dissolve into the electrolyte and migrate to the anode.

Considering the, great and complementary advantages of both approaches to enhance the electrochemical performance of LNMO cathodes, we combined them in a final step, targeting

increased capacities (addition of PA) accompanied by an improved cycling stability (CA crosslinking) . These electrodeswill be referred to as CP-CMC in the following. As expected, they show a very smooth surface when investigated by SEM

(Figure 10a and 10b) and no indication for pitting corrosion of the aluminum current collector after removing the coating layer (Figure 10c and lOd) , additionally confirmed by means of EDX analysis of the bottom side of the latter (see Table 1) . The beneficial combination of the two strategies is finally also evidenced by performing the same galvanostatic

characterization as carried out earlier for the other three electrode compositions, comparatively presented in Figure 11. The CP-CMC electrodes do not only reveal the high specific capacity of PA-CMC (i.e., 117 mAh g _1 in the first cycle), but moreover the enhanced cycling stability as observed for CA-CMC (Figure 11a) . Remarkably, the first cycle and average

coulombic efficiency is further increased to 87.51% and

98.96%, respectively, while the rate capability is slightly lower compared to PA-CMC at the maximum applied dis-/charge rates of 5C and IOC, but far improved with respect to CA-CMC (Figure lib) . The latter slight drawback, however, is very well counterbalanced by the substantially stabilized capacity retention, as observed when subsequently decreasing the C rate to 1C again, and future progress in optimizing the overall electrode composition in terms of the active material, binder, and conductive carbon ratio may result in a further

enhancement of the power performance of these high-voltage LNMO cathodes .

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