Hydrolytically Stable Pentaerythritol Diphosphites

_* Technical Field

The invention described herein pertains generally to a new class of phosphites,

i.e., a bis(aralkylphenyl)pentaerythritol diphosphites, and their ability to be used as a 5 stabilizer for several polymers, particularly, polypropylene.

Background of the Invention

Plastics are used in a myriad of widely diverse applications, in automobile parts, in components for houses and buildings, and in packaging from food to

10 electronic parts. Plastics would not be able to perform such diverse functions without the assistance of a very broad range of plastics additives. Without them, some plastics

would degrade during processing and, over time, the polymers would lose impact

strength, discolor, and become statically charged, to list just a few problems. Additives not only overcome these and other limitations, but also can impart improved

15 performance properties to the final product.

Formulating with plastics additives has always been a tricky business. Incorporating additives into a polymer requires a fine balance between the properties

of the polymer and the additive. Formulating a plastic for enhanced ultraviolet light resistance, for example, can have an impact on the polymer's color stability and

20 retention of its functional characteristics. Formulators need to choose additives carefully, so that the additive not only possesses a specific functionality, but that it

also minimizes the effect on other additives and the formulated plastic.

Antioxidants are but one class of additives applicable in polyolefin and other

polymer resins. These additives retard the oxidative degradation of a plastic.

Degradation is initiated when free radicals, (highly reactive species with an unpaired electron), are created in the polymer by heat, ultraviolet radiation, mechanical shear, or metallic impurities. Without the protection of antioxidants, loss of molecular weight, brittleness, discoloration, crosslinking, and deterioration of other polymer properties will occur.

When a free radical is formed, a chain reaction begins that initiates polymeric oxidation. Subsequent reaction of the radical with an oxygen molecule yields a peroxy radical, which then reacts with an available hydrogen atom to form an unstable hydroperoxide and another free radical. In the absence of an antioxidant, these reactions become self-propagating, and lead to polymer degradation.

There are two basic types of antioxidants, primary and secondary. Primary antioxidants intercept and stabilize free radicals by donating active hydrogen atoms. Hindered phenols and aromatic amines represent the two main types of primary antioxidants. Secondary antioxidants prevent formation of additional free radicals by decomposing the unstable hydroperoxides into a stable product. Phosphites and thioesters are secondary antioxidants that function by decomposing hydroperoxides, thus preventing free-radical formation. Secondary antioxidants are often used along

with primary antioxidants, but can be used alone, especially if they contain a hindered

phenolic group within their structure. Together they decrease the discoloration of the polymer and may also regenerate the primary antioxidant.

There are several commercially available phosphites that are used to stabilize polymer materials against color degradation and melt flow degradation. One product

which has been found to be especially useful is a bis(2,4-di-t-

butylphenyl)pentaerythritol diphosphite as shown by formula (I) described in US 4,305,866 to York.

(I)

Another product which has been mentioned in the literature is bis(2-t-butyl-4-

{alpha,alpha'-dimethylbenzyl})pentaerythritol diphosphite as shown by formula (II), described in U.S. 4,983,657 to Humplik.

(H) Both phosphites of formulas (I) and (LI) have problems in that they are hygroscopic,

and are not hydrolytically stable. On exposure to moisture for a period of time, they have a tendency to lump and become a sticky mass.

Additionally, symmetrical triarylphosphite stabilization systems have been

described for polyolefins in US 4,187,212 to Zinke et al., as shown for example in formula (III)

(HI) While this phosphite does possess good hydrolytic stability, it is not as effective as desired for color stability and melt-flow stabilization. Pentaerythritol diphosphites such as shown in formulas (I) and (II) are more effective in maintaining

color stability.

To date, there still exists a need to provide a phosphite product, based on pentaerythritol, which is slower to absorb moisture, thereby maintaining its effectiveness for longer periods of time in humid conditions.

Summary of the Invention

In accordance with the present invention, there is provided more hydrolytically stable bis(aralkylphenyl)pentaerythritol diphosphites, which are suitable as an antioxidant additive in polyolefins, particularly, in polypropylene.

It is an object of this invention to provide a thermally stable polymer additive of low volatility, which possesses a high thermal decomposition temperature.

It is another object of this invention to provide a polymer additive which is

resistant to phosphite hydrolysis upon exposure to moisture for an extended period of

time, thereby remaining granular and free-flowing. It is still another object of this invention to maintain the Hunter yellowness color index number as low as possible thereby indicating that the additive has limited

the amount of degradation of the polymer under processing conditions.

It is yet another object of this invention to maintain the melt-flow index of the polymer thereby indicating that the additive has limited the amount of degradation of the polymer under processing conditions.

It is a further object of this invention to provide a method for synthesizing a bis(aralkylphenyl)pentaerythritol diphosphite in improved yield.

It is yet a further object of this invention to demonstrate that a bis(aralkylphenyl)pentaerythritol diphosphite can be used in combination with a class of hindered phenols to maintain both color and minimize melt-degradation of the polymer in a synergistic manner.

These and other objects of this invention will be evident when viewed in light

of the detailed description and appended claims.

Detailed Description of the Invention

Polymer degradation is the deterioration in the physical properties of a polymer

caused by chemical reactions involving the backbone of the polymer chain. Symptoms

of degradation are yellowing, loss of tensile strength, loss of impact strength, changes in melt-flow, and poor processability. This degradation can be caused by contamination in the polymer, residual catalyst (potentially causing depolymerization),

temperature, and light. Degradation tends to occur under the following conditions:

polymer drying; polymer pelletizing and compounding; polymer storage and shipment; polymer fabrication processing; and during recycling. One technique which ameliorates some of the above problems is through the use of an additive, in particular, a phosphite additive. One of the problems with the addition of pentaerythritol phosphite stabilizers has been their tendancy to absorb moisture, thereby decreasing the product's ability to flow freely. It has been found, that pentaerythritol-based diphosphites of the invention, shown in generic form as formula (IV), are more hydrolytically stable than prior art pentaerythritol diphosphites, and therefore require less precautions to be taken in their handling, and are more desirable as additives.

(IV)

Specifically, within the pentaerythritol-based diphosphite of formula (TV), R ¹ , R ² , R ⁴ , R ⁵ , R ⁷ , R ⁸ , R ¹⁰ and R ^π are selected independently from the group consisting of hydrogen, alkyl radicals of generic formula C _m H _2m+1 wherein m ranges from 1 to 4 and substituted derivatives thereof; R , R , R * and R ² are selected independently from

the group consisting of hydrogen, alkyl radicals of generic formula C _m H _2m+1 wherein m ranges from 1 to 4, aryl radicals, aralkyl radicals and substituted derivatives thereof and further wherein n ranges from 0 to 3, and the substituent is located at a position ortho, meta or para to the bridging methylene radical.

In particular, a preferred embodiment of the invention, is a diphosphite of formula (V), a bis(2,4-dicumylphenyl)pentaerythritol diphosphite.

(V)

Cost and time prohibit real-life testing of stabilizer systems, therefore

laboratory tests have been developed to simulate conditions under which degradation

occurs. Thermal gravimetric analysis (TGA) is a sensitive technique used to follow the weight change of a sample as a function of temperature, thereby providing information about the thermal stability, volatility and decomposition temperature of the

material studied. The test simulates conditions which the polymer would experience during manufacturing and compounding.

As shown in Table I, TGA scans were used to measure the thermal stability of

a series of phosphite stabilizers shown previously by formulas (I), (II), (HI) and (V). The percentage weight loss of the starting phosphite was determined as a function of temperature.

Table I

TGA ⁽¹⁾ Comparison

temperature at % of weight loss

T(°C) T(°C) T(°C) T(°C)

Percent Phosphite

weight loss (I) (HI) (V) (π)

5 250 258 250 314

10 275 265 275 332

20 300 282 300 343

30 315 293 318 350

40 320 297 329 354

50 327 303 336 365

80 345 318 364 375

(1) DuPont 2000 TGA using a heating rate of 10°C from room temperature to 800°C under nitrogen

As shown in Table I, the bis(2,4-dicumylphenyl)pentaerythritol diphosphite (V)

exhibited good high temperature stability and low volatility in comparison to the

bis(2,4-di-t-butylphenyl)pentaerythritol diphosphite of formula (I) and the trisubstituted

symmetrical triphenylphosphite of formula (III) and similar characteristics to the bis(2-

t-butyl-4-{α,α '-dimethylbenzyl})pentaerythritol diphosphite of formula (II).

All phosphites will eventually react with water and hydrolyze. As this reaction occurs, an acidic species is produced which is titratable. In the first stage of hydrolysis, the phosphite reacts with a molecule of water to form an alcohol or substituted phenol and dialkyl or dialkylaryl phosphite. The dialkyl or dialkylaryl phosphite once again reacts with water to form a monoester and once more with water

to yield the dibasic phosphorous acid. By monitoring a phosphite for the alcohol or phenol and acid content, the extent of hydrolysis can be determined and thereby gauge

the product's fitness for use.

The acid number was determined by weighing out a one gram phosphite

sample. Approximately 75 ml of methylchloride was neutralized with 0.02 N sodium butylate to a blue-green endpoint using about 4-6 drops of a 0.1% bromothymol blue indicator solution. The neutralized methylene chloride was added to the phosphite sample and dissolved. The solution was immediately titrated with 0.02 N sodium

butylate to a blue-green endpoint.

A hydrolytic stability comparison was made between the prior art products,

formulas (I) and (II) in comparison to new formula (V), by exposing the 5 g samples of the phosphites to 85% relative humidity at about 25°C for various periods of time, and noting when the powder changed its physical characteristics to either non-powdery

or became sticky and lumpy. Without being held to any particular theory, it is

proposed that the hydrolytical stability of formula (V) is due to the large bulky groups adjacent to the phosphorus. This provides a good deal of steric hindrance to hydrolysis.

Table π

Phosphite Hydrolysis (1)

Hours 0 67 163 consistency

Phosphite acid number' ² ' after 163 hrs

(I) 0.06 0.01 21.9 sticky

(ID 0.08 0.12 10.1 sticky

(V) 0.67 2.36 6.13 granular & free flowing

(1) exposure phosphites to 85% relative humidity at 25°C (2) acid number (mg KOH/g) as a function of time (hours)

As can be seen in Table LI, diphosphites of formulas (LI) and (V) exhibit a lower acid number for longer periods of time, and additionally, for the case of formula (V), the diphosphite remains granular and free-flowing even after exposure to extremely

elevated moisture levels for more than 163 hours.

Tests which simulate compounding and fabrication include measurements of the polymers' torque rheometry using a Brabender and multiple pass extrusions. These tests subject the molten polymer to heat and shear for extended periods of time. After the test exposure, the polymer is prepared into samples which can be used for physical

property, color, and viscosity testing. A Brabender plasticorder PL2000, multipurpose

instrument was used to study the viscosity or flow properties of polymer materials

under various temperatures and shear rates. For testing, samples were prepared by

accurately weighing additives to be added to the polymer (e.g., polypropylene). They

were dry blended in a plastic 1000 ml beaker by shaking for approximately 5 minutes.

The Brabender consisted essentially of a measuring head with roller blades, drive control and measuring unit. For the series of tests performed, the temperature was set at 200°C and the speed was 100 rpm. The sample weight was 39 g. The

length of the time of the test was approximately 12-40 minutes. The sample to be evaluated was charged to the mixer head by means of a loading chute ram on a 5 kg

weight. The Brabender then continuously recorded torque, which is a measure of viscosity at a constant temperature of 200°C over a time period varying from 0-40

minutes. Torque and temperature were continuously monitored. Torque gives an indication of the viscosity of the polymer. For polypropylene, as the polymer degrades, the viscosity decreases and the torque decreases. Immediately upon conclusion of the test, the measuring head was removed. Using a brass knife, a sample was quickly removed to be used for color determination from the mixing head and placed on a clean stainless steel plate. The sample was measured for color

determination. When cool, the sample was placed between two polished plates and inserted in a Carver press for 6 minutes at 5 metric tons of pressure and a temperature of about 150°C. After pressing the plates containing the samples, they were cooled for 6 minutes, the sample removed and the color read on a Hunter Colorimeter. The Brabender also computed the specific energy imparted to the sample over the period of time the evaluation was carried out. The higher the specific energy for a given period

of time, the less the polymer degraded.

Melt indexes were measured in accordance with the requirements of Condition

L of ASTM D1238. The test method covers measurement of the rate of exudation of molten resin through a die of a specified length and diameter under prescribed

conditions of temperature and load. The results of this test give some indication of the molecular weight of the polymer. For polypropylene, as the polymer is degraded and

the molecular weight decreases, the melt index or flow through the orifice increases.

For Condition L, the temperature is 230°C with a load of 2.16 kg. Melt index or melt

flow is given in numbers of g/10 minutes.

Color measurements were determined using a Hunter Lab D25-PC2 Delta Processor. This processor calculates the yellowness index per ASTM D1925 and ASTM E313. The industrial standard for measuring color for polymer such as

polyethylene and polypropylene is the yellowness index. Visually, yellowness can be associated with scorching, soiling and general product degradation by light, chemical exposure or processing variables. Yellowness Index, ASTM D1925 is used to measure these types of degradation for plastics and paint industries. The test is carried out by

comparing the yellowing of the sample to a white standard, the lower the number YI,

the whiter the sample and the less degradation. The higher the YI, the yellower the

sample and indicates more degradation.

Typically polymers such as polypropylene, polystyrene, polyethylene terephthalates (PET), polyalklylene terephthates, and polycarbonates will tend to break

down or chain scission as they are processed at higher temperatures for a period of

time. This will result in an increase in melt index. Polyethylene on the other hand, can increase in molecular weight due to crosslinking and oxidation. When evaluating

polyethylene by melt index, and basically for all polymers, it is desirable that the melt

index not change from the beginning to the end.

In regard to the yellowness index, the more the polymer is processed, the higher the yellowness index or the darker the material becomes. Again, it is desirable that there be minimal change in this index during processing.

Table III

Evaluation of Phosphites in Polypropylene

Torque' ³ ' Hunter YI

Polymer (meter-grams) yellowish

composition 12 min 24 min 36 min color index

base' ¹ ' 875 550 375 40.8

base + (I) ⁽²⁾ 1075 720 395 17.5

base + (LI) ⁽²⁾ 1025 700 375 17.6

base + (V) ⁽²⁾ 1075 725 375 15.5

base + (HI) ⁽²⁾ 1000 685 375 44.3

(1) base formulation (a) 100 parts polypropylene, Profax ^™ 6501 produced by Himont, an isotactic homopolymer with a melt- index of 4, a density of 0.9g/cm ³ , a tensile strength of 5,000 psi, and elongation at yield of 12%.

(b) 0.10 parts Irganox 1076 (octadecyl 3-(3',5 -di-t- butyl-4'-hydroxyphenyl)propionate), formula (VI)

(VI)

(2) 0.2% phosphites added to the base

(3) Brabender temperature 200°C - 100 rpm

As shown in Table LU, without the addition of any phosphite additive, the

torque, which is a measure of the polymer degradation, measured at 12 min. was significantly lower than the torque measured for samples to which 0.2% phosphites had

been added. Additionally, the unstabilized polypropylene exhibited significant discoloration as indicated by the high yellowish color index number. The diphosphite

(V) performed equally effectively to that of a known state-of-the-art products, formulas

(I) and (HI), and significantly better than formula (HI) in discoloration.

The improvement resides therefore, in the ability to outperform phosphites, such as formula (I) and (II) in its resistance to hydrolysis, as indicated in Table (II) and additionally, in its inherent thermal stability as indicated in Table (I).

A multi-extrusion study was performed using phosphite (V), a bis-2,4- dicumylpentaerythritol diphosphite, with several other phosphites using polypropylene in accordance with the amounts shown in Table IV. The samples were blended and extruded at 210°C through a twin-screw extruder. The extruded material was pelletized and a small sample was retained for melt-flow and color resting. The

remaining pellets were extruded again, up to a total of five extrusions.

TABLE IV

Multi-Pass Extrusion Study

Additives melt melt _YI (6) YI' ⁶ ' base' ¹ ' flow' ⁵ ' flow' ⁵ ' polymer Ca' ² ' phenol' ³⁾ phosphite' ⁴ ' 1st 5th 1st 5th pass pass pass pass

#1 PP 0.05% 0% 0% 26.9 208.3 4.6 6.7

#2 PP 0.1% 0% 7.0 12.2 4.5 6.3

#3 PP 0.1% (V) 0.05% 5.9 7.8 4.5 5.4

#4 PP 0.1% (I) 0.05% 3.9 4.8 4.0 6.1

#5 PP 0.1% (H) 0.05% 3.5 4.8 4.0 6.1

#6 PP 0.1% (LU) 0.05% 6.0 54.6 4.3 5.4

#7 PP 0.1% (V) 0.05% 4.0 5.1 4.0 4.6

#8 PP 0.05% (V) 0.10% 3.9 15.0 4.1 4.4

(1) polypropylene (PP)

(2) calcium stearate

(3) hindered phenol (1-1076 of formula (VI))

(4) amount of added phosphite of appropriate formula

(5) melt flow (grams / 10 minutes)

(6) Hunter Yellowness Color Index

The data clearly shows that the phosphite of formula (V) does improve the

stability over the base polymer. Additionally, as shown in run #8, it is also indicated that doubling the level of phosphite (V), does indicate that less of the polymer is degraded. The amount of phosphite added is well-known by those skilled in the art, but in general is guided by cost considerations and FDA approval. Typical amounts added however, will generally range from 0.01% to about 0.5%.

While only one hindered phenol is shown in Table IV, there are many different phenolic compounds which are equally suitable for use in the invention, and well- known to those skilled in the art. A non-inclusive list of examples of such suitable phenolic-based compounds would be: Bisphenol ^™ A (Dow Chemical Co., 4,4 - isopropylidene-diphenol); TENOX ^™ BHA (Eastman Chemical, butylated hydroxyanisole); ETHANOX ^™ 330 (Ethyl Corp., l,3,5-trimethyl-2,4,6-tris(3,5-di-di- tert-butyl-4-hydroxybenzyl)benzene); ETHANOX ^™ 702 (Ethyl Corp., 4,4 -methylene- bis(2,6-di-tert-butylphenol)); MLXXIM ^™ AO-30 (Fairmount Chemical Co., l,l,3-tris(2-

methyl-4-hydroxy-5-/er/-butylphenyl)butane); ANULLEX ^™ BHEB, (Hodgson

Chemicals Ltd., 2,6-di-tert-butyl-4-ethylρhenol); HOSTANOX ^™ 03 (Hoechst Celanese Corp., bis-[3,3-bis-(4 '-hydroxy-3 -tert-butyl-phenyl-butanoic acid]-glycol ester)); TOPANOL ^™ CA (ICI Americas Inc., l,l,3-tris(2-methyl-4-hydroxy-5-tert-butyl- phenyl)butane); SANTONOX ^™ R (Monsanto Co., 4,4 -thio-bis(6-tert-butyl-w-cresol)); SANTONOX ^™ (Monsanto Co., 4,4 -thio-bis(2-ter/-butyl-m-cresol)); SANTOWHITE

(Monsanto Co., 4,4'-butylidene-bis(2-tert-butyl-/w-cresol)); SUSTANE BHT (UOP

Biological & Food Products, 2,6-di-ter/-butyl-/?-cresol); VANOX ^™ 1320 (R.T. Vanderbilt Co., Inc., 2,6-di-tert-butyl-4-.sec-butylphenol); CYANOX ^™ 425 (American

Cyanamid Co., 2,2'-methylene-bis(4-ethyl-6-tert-butylphenol)); CYANOX 1790

(American Cyanamid Co., l,3,5-(4-tert-butyl-3-hydroxy-2,6-dimethylbenzyl)-l,3,5- triazine-2,4,6-(lH,3H,5G)-trione); CYANOX ^™ 2246 (American Cyanamid Co., 2,2 - methylene-bis(4-methyl-6-tert-butylphenol)); IRGANOX ^™ 245 (Ciba-Geigy Corp., 1,6- hexamethylene-bis(3,5-di-tert-butyl-4-hydroxyhydrocinnamate) ); IRGANOX ^™ 1010

(Ciba-Geigy Corp., tetrakis{methylene-3-(3,5-di-tert-butyl-4-

hydroxyphenyl)propionate} methane); IRGANOX ^™ 1076 (Ciba-Geigy Corp., octadecyl-

3-(3'5 -di-tert-butyl-4 -hydroxyphenyl)propionate); IRGANOX 3114 (Ciba-Geigy

Corp., l,3,5-tris(3,5-di-tert-butyl-4-hydroxybenzyl)isocyanurate); and IRGANOX ^™ 3125 (Ciba-Giegy Corp., 3,5-di-ter/-butyl-4-hydroxyhydrocinnamic acid triester with l,3,5-tris(2-hydroxyethyl)-5-triazine-2,4,6-(lH,3H,5H)trione ).

Examples The best mode for carrying out the invention will now be described for the purposes of illustrating the best mode known to the applicant at the time. The examples are illustrative only and not meant to limit the invention, as measured by the scope and spirit of the claims.

Example 1

Preparation of bis(2,4-dicumylphenyl)pentaerythritol diphosphite of formula (V)

A glass reactor was fitted with an agitator, reflux condenser, and a gas outlet. The reactor was charged with 150 g of 2,4-dicumylphenol, 100 g heptane and 100 g toluene and heated to 35°C. After sufficient mixing, 62.6 g of PC1 ₃ were added and the reaction mixture heated to 90°C. After 0.5 hours at 90-95°C, HC1 was still evolving. The reaction is allowed to proceed for approximately 1.25 hours at 90-95°C, followed by cooling to 45°C with the addition of 31.4 g of pentaerythritol under vigorous agitation. The reaction is allowed to proceed with agitation for about 3 hours at 50°C. A nitrogen purge was initiated over the reaction and 120 g of additional heptane was added to the batch with heating to 100°C for 8 hours. The product is a milky-white suspension. After cooling, filtering and drying, 129 g of bis(2,4- dicumylphenyl)pentaerythritol diphosphite was recovered (66% yield). The acid number varied from 2 to 6. The mother liquor can be recycled into another batch to

produce additional product if desired.

Example 2 Preparation of bis(2,4-dicumylphenyl)pentaerythritol diphosphite of formula (V) with added trialkanolamine A glass reactor was fitted with an agitator, reflux condenser, and a gas outlet.

The reactor was charged with 150 g of 2,4-dicumylphenol, 0.22 g of triethanolamine, 100 g heptane and 100 g toluene and heated to 35°C. After sufficient mixing, 62.6 g of PC1 ₃ were added and the reaction mixture heated to 90°C. After 0.5 hours at 90-

95°C, HC1 was still evolving. The reaction is allowed to proceed for approximately

1.25 hours at 90-95°C, followed by cooling to 45°C with the addition of 31.4 g of pentaerythritol under vigorous agitation. The reaction is allowed to proceed with

agitation for about 3 hours at 50°C. A nitrogen purge was initiated over the reaction and 120 g of additional heptane was added to the batch with heating to 100°C for 8 hours. The product is a milky-white suspension. After cooling, filtering and drying,

147 g of bis(2,4-dicumylphenyl)pentaerythritol diphosphite was recovered (75.4%

yield). The acid number varied from 2 to 6. The mother liquor can be recycled into another batch to produce additional product if desired. The addition of a trialkanol amine increasing the yield of bis(2,4- dicumylphenyl)pentaerythritol diphosphite from 66% to more than 75%.

The invention has been described with reference to preferred and alternate

embodiments. Obviously, modifications and alterations will occur to others upon the reading and understanding of the specification. It is intended to include all such modifications and alterations insofar as they come within the scope of the appended

claims or the equivalents thereof.