5 Background of the Invention

.* Field of the Invention

The present invention relates to apparatus for the live scanning of fingerprint images and more particularly to a portable apparatus for the scanning 10 and capture of fingerprint images and the wireless transmission of said images to a central location for identity verification.

Description of Background Material

15 Over the years, the most commonly used techniques for both identity verification and the identification of potential crime suspects have been the use of fingerprints and photographs or "mug shots".

Originally, fingerprinting was done by inking a

20 suspect's finger and applying the inked finger to paper. As can be readily understood, fingerprint information in this form was difficult to use. Making a fingerprint match was an extremely time-consuming task. Digital technology significantly advanced the art of

25 fingerprinting. Inked images could be scanned, the image digitalized and recorded in a manner that could later be searched in a reasonably expeditious manner by computer. Problems arose, however, due to the quality of inked images. Over- and under-inking resulted in

30 blurred or vague images, thus rendering the digitalized information useless. Further, the process of scanning an inked image was relatively time consuming.

These and other problems led to "live ι» scanning". According to live scanning techniques, the

35 fingerprint of a suspect is scanned directly from the suspect's finger, as opposed to being scanned from an inked image of the print. More specifically, live scans are those procedures which capture fingerprint ridge detail in a manner which allows for the immediate

40 processing of the fingerprint image with a computer.

Original work in the field dates back to original patents filed in 1964 concerning techniques used to capture high contrast images of fingerprint for photographic or digital capture of fingerprints. Since their introduction, live scans have become an important tool for law-enforcement. The live scan has the potential to overcome inherent weaknesses in the ink capture of fingerprints and provide immediate transmission of fingerprint images; and allow for image enhancement if necessary.

These characteristics provide law-enforcement with the ability to improve the quality of the fingerprint data base, thereby improving the likelihood that identifications can be made either from latent fingerprints or from identity verification checks. In addition, live scan fingerprints are easily adaptable to computerized storage and processing techniques, increasing cooperation and fingerprint data transfer between various police agencies. Systems which optically or optically and mechanically generate fingerprint images are in use. Several such fingerprinting systems are disclosed in Fishbine et al., U.S. Patent Nos. 4,811,414 and 4,933,976; Ruell German Patent No. 3423886 Al; Becker U.S. Patent No. 3,482,498; McMahon U.S. Patent No. 3,975,711; Schiller U.S. Patent Nos. 4,544,267 and 4,322,163; Marcus U.S. Patent No. 4,533,837 and White U.S. Patent No. 3,200,704.

While the fingerprinting systems disclosed in the foregoing patents are capable of providing optical or optical and mechanical fingerprint images, said systems are only suitable or use at a central location such as the police station. It is evident that there is also a need for a portable and lightweight fingerprint scanning system which, can optically generate fingerprint images in the field. Such a portable system would be ideal for traffic officers and other law enforcement

professionals who want to perform an immediate identity and background check on an individual while in the field. It is also evident that there is a need for a portable fingerprint system which has the capability for the wireless transmission of fingerprint images captured in the field to a central facility for identity verification using an automated fingerprint identification system.

It is further evident that there is a need for a portable fingerprint system which also includes the capability of capturing a photographic image or "mug shot" for wireless transmission to a central facility for identity verification using systems such as the FBI National Crime Information Center Network.

Summary of the Invention The present invention is a portable and lightweight fingerprint scanning apparatus which can optically scan and record fingerprint images in the field and wirelessly transmit said images to a mobile unit for processing and subsequent wireless transmission to a central location for the purpose of providing immediate identity and background checks on the individual being fingerprinted. The apparatus of the present invention includes a fingerprint scanner and a wireless transmitter to transmit the fingerprint image to a mobile unit. In the preferred embodiment the present invention also provides for the capability of using a video camera to capture a photographic image or "mug shot" for wireless transmission to a mobile unit. An especially preferred embodiment of the present invention also provides the ability to preview the fingerprint and "mug shot" images on a video monitor and to control transmission and processing of the fingerprint and "mug shot" images by the mobile unit using a terminal or keypad located on the portable fingerprint scanning apparatus. The present invention

allows law enforcement professionals to perform immediate identity and background checks on an individual while in the field.

Brief Description of the Drawings

FIG. 1 is a block diagram representation of an apparatus which can be used to capture fingerprint and photographic images in the field and transmit said images via wireless transmission to a central location for identification verification in accordance with the present invention.

FIG. 2 is a perspective view of the finger prism shown in FIG. 1.

FIG. 3 is a side view of the finger prism shown in FIG. 2.

FIG. 4 is a top view of the finger prism shown in FIG. 2.

Detailed Description of the Preferred Embodiments In the following Detailed Description of the

Preferred Embodiments, reference is made to the accompanying Drawings which form a part hereof, and in which is shown by way of illustration specific embodiments in which the invention may be practiced. It is to be understood that the other embodiments may be utilized and structural changes may be made without departing from the scope of the present invention.

A portable identification verification system 10 which can be used to optically capture produce fingerprint images in accordance with the present invention is illustrated generally in FIG. 1. Portable identification verification system 10 includes fingerprint scanner 12, video camera 20, video monitor 26, and transmitter 30 all interfaced to terminal 28. Terminal 28 includes a keyboard (not separately shown) which is used by an operator to interface with portable identification verification system 10. Fingerprint

scanner 12 consists of a finger prism 14 and an image recorder 18. Fingerprint images from the portion of a finger placed in contact with receiving surface 40 of finger prism 14 are imaged by image recorder 18. Image recorder 18 will include a lens and shutter mechanism (not separately shown) . Fingerprint images generated by fingerprint scanner 12 can be displayed on video monitor 26 and transmitted by transmitter 30 to a mobile unit (not separately shown) for further processing. Video camera 20 generates a video image, or "mug shot", of the person being fingerprinted. The video image generated by video camera 20 can be displayed on the video monitor 26 and transmitted by wireless transmitter 30 to a mobile unit (not separately shown) for viewing or recording. Terminal 28 controls whether the image from fingerprint scanner 12 or video camera 20 is displayed on video monitor 26. Terminal 28 also controls whether the image from fingerprint scanner 12 or video camera 20 is transmitted by wireless transmitter 30 to the mobile unit. Terminal 28 also transmits control signals via wireless transmitter 30 to the mobile unit to initiate processing and digitizing of the images in the mobile unit.

Optical devices such as finger prism 14 are well known and disclosed, for example, in McMahon U.S. Patent No. 3,975,711; White U.S. Patent No. 3,200,701; and Fishbine et al., U.S. Patent Nos. 4,792,226, 4,811,414 and 4,933,976. These devices use the optical principle of total internal reflection. When a finger is positioned on finger receiving surface 40 (a planer surface in the preferred embodiment but a curved surface could be used) , an optical image of the ridge and valley pattern on the surface of the finger (i.e., the fingerprint) is propagated from image propagation surface 42. Finger prism 14 is best described with reference to FIGS. 2 - 4. Finger prism 14 is an optical device, fabricated of a light propagating material, such

as plastic, glass or a combination thereof, which is characterized by an index of refraction. As shown, finger prism 14 has a sloping upper surface or finger receiving surface 40 and a rear or image propagating surface 42. Finger prism 14 also includes a bottom surface 44 and two side surfaces 46. Illumination is provided on side surfaces 46 by illumination source 16. In the preferred embodiment, illumination source 16 consists of light-emitting diodes attached to side surfaces 46 of finger prism 14. Bottom surface 44 is coated with an opaque material such as black paint. Finger prism 14 has overall dimensions such that finger receiving surface 40 can receive and image at least one finger 50. Image propagating surface 42 is perpendicular to bottom surface 44. In one preferred embodiment in which finger prism 14 is manufactured of acrylic material, Al is 45° and A2 is 20°. Finger prism 14 is designed to utilize the optical principle of frustration of total internal reflection. These optical principles are described in Fishbine et al. U.S. Patent No. 4,811,414 which is hereby incorporated by reference. These properties result in a visual fingerprint image of a finger placed on image receiving surface 40 being propagated through image propagation sur ce 42. The fingerprint image has "light" areas corresponding to ridges of the fingerprint and "dark" areas corresponding to valleys of the fingerprint. Other means or optical devices which provide fingerprint images can also be used. Image recorder 18 is mounted with respect to finger prism 14 and configured in such a manner that its field of view encompasses the entire image propagation surface 42. Image recorder 18 continuously images fingerprint images through its objective lens onto its image recording media resulting in an image representative of the light reflected from the parts of the finger 50 in contact with the image receiving

surface 40. The recorded image looks like the photographic negative of the fingerprint image. In the preferred embodiment, image recorder 18 is a video camera that continually images fingerprint images through its objective lens, and generates frames of video signals representative thereof. Any commercially available video cameras can be used. In the preferred embodiment image recorder 18 is a Model XC-77 video camera manufactured by Sony Corporation. Alternatively, any type of electronic camera or imager such as an electronically shuttered CCD array or electrophotographic recording device can be used.

The video signal output of image recorder 18 can be viewed on video monitor 26. In the preferred embodiment, video monitor 26 is a Casio 3 inch LCD monitor. The video signal output of image recorder 18 is also wirelessly transmitted by transmitter 30 to a mobile unit (not separately shown) . When the operator desires to "capture" a fingerprint image being previewed on video monitor 26, the operator will actuate a key on terminal 28 which generates a signal transmitted by transmitter 30 to the mobile unit that capture and processing of the fingerprint image should be initiated. In the preferred embodiment, terminal 28 has a dual-tone multifrequency (DTMF) keypad. Upon receiving the signal from terminal 28 the mobile unit digitizes and processes the fingerprint image in accordance with methods described in U.S. Patent Nos. 4,811,414 and 4,933,976. After image processing and compression in the mobile unit, the image can be transmitted wirelessly to a base unit at a central facility, such as a police station, for identity verification using an automated fingerprint identification system such as the FBI's National Crime Information Center Network. Video camera 20 is a standard video camera that continuously receives images through its objective lens, and generates frames of video signals representative

thereof. Commercially available video cameras using conventional rasters and scanning rates can be used. In the preferred embodiment of system 10, video camera 20 is a standard 8 mm video camera Model XC-77 manufactured by Sony Corporation. Any commercially available video camera capable of obtaining a full face or "mug shot" image would be suitable. The video signals generated by video camera 20 may be previewed on video monitor 26 and wirelessly transmitted by transmitter 30 to the mobile unit (not separately shown) . When the operator viewing the image in video monitor 26 desires to capture a "mug shot" image, the operator will actuate a key on terminal 18 which sends a signal via transmitter 30 to the mobile unit instructing the mobile unit to capture the image utilizing standard digitizer or frame grabber technology. Video camera 20 may also be connected to microphone 24 and be provided with an illumination source 22. Video camera 20 may also optionally be used to videotape a person suspected of driving while under the influence of alcohol or drugs. In this situation the video signal transmitted by transmitter 30 to the mobile unit can be recorded on a video tape recorder attached to the mobile unit.

In the preferred embodiment wireless transmitter 30 and the corresponding receiver in the mobile unit use radio frequency transmission. But any other wireless transmission means such as microwave or infrared transmission could be utilized.

Although the present invention has been described with reference to the preferred embodiments, those skilled in the art will recognize that changes may be made in the form and detail without departing from the spirit and scope of the invention.