Background of the Invention Levulinic acid is a major product of the controlled degradation of sugars by acid hydrolysis. Although levulinic acid has been known since the 1870's, it has never attained much commercial significance. One of the reasons for its slow development is the cost of the raw materials for synthesis. Another reason is the low yields of levulinic acid obtained from most synthetic methods. These low yields are largely due to the inherent physical properties of levulinic acid which do not allow for its facile recovery. Moreover, the production of levulinic acid has had high associated equipment costs. Given these factors, therefore, the production of levulinic acid has not appeared to be commercially feasible.

Despite the inherent problems in the production of levulinic acid, however, the reactive nature of levulinic acid makes it an ideal intermediate leading to the production of numerous useful derivatives. Levulinic acid, therefore, is desirable as a basic chemical raw material. See R. H. Leonard, "Levulinic Acid as a Basic Chemical Raw Material," Industrial and Engineering Chemistry, Vol. 48, p.l33l-4l (1956).

The formation of levuiinic acid from low-cost cellulosic material could, however, overcome one of the major difficulties encountered in other synthetic processes. By starting with waste biomass the cost of the starting material for production of levulinic can be greatly reduced. Moreover, the supply of sugars from cellulose-containing plant biomass is immense and replenishable. Most plants contain cellulose in their cell wall. For example, cotton is 90% cellulose.

Furthermore, it has been estimated that roughly 75% of the approximate 24 million tons of biomass generated on cultivated lands and grasslands is waste. This cellulose that is derived from plant biomass could be a suitable source of sugars to be used in the process of obtaining levulinic acid. Thus, the conversion of such waste material into a useful chemical, such as levulinic acid, would be desirable.

Sugars are converted to levulinic acid essentially by a process of dehydration and cleavage of a mole of formic acid. See Reid H. Leonard, supra. The literature in the art suggest that levulinic acid can be formed quite readily from glucose and other sugars by the action of boiling the sugars in a dilute acid solution. See P.T. Sah and S.-Y. Ma, "Levulinic Acid And Its Esters," J. Amer. Chem. Soc., 52:4880 (1930); and L. Fieser and M. Fieser, "Reagents for Organic Synthesis," John Wiley and Sons, Inc. 1967, p. 564-66.

In the literature concerning production of levulinic acid from sugars, however, generally HCI is used as the acid source in the dehydration reaction of sugars. See L. Fieser and M. Fieser, supra.; Alva Thompson, U.S. Patent

No. 2,206,311; Wendell W. Moyer, U.S. Patent No. 2,270,328; Georg Scheuing and Wilhelm Konz, U.S. Patent No.

2,305,738; Walter N. Haworth and Leslie F. Wiggins, British Patent No. 583,533. Sulfuric acid has been used as the acid source in dehydration reaction of bran, the here the reported product is furfural, rather than levulinic acid.

See Paul Karrer, "Organic Chemistry," 2nd ed, Elsevier Publishing Co, Inc., New York 1946, p.737.

The theoretical yield of levuiinic acid from a hexose is 64.5%. The literature in the art, however, indicates that only about two thirds the theoretical yield can be attained in the presence of dilute HCL. Interestingly, substantially the same yields were obtained from cellulose in Douglas fir sawdust. See Reid H. Leonard, supra. Thus, it appears possible to utilize cellulosic materials to produce sufficient quantities of levulinic acid to be used as a basic raw chemical material.

If a low-cost production of levulinic acid could be achieved, such as the formation of levulinic acid from low-cost cellulosic material, the useful derivatives of this chemical are numerous. For example, esters of levulinic acid are used for flavoring, and some have been reported to be used as plasticizer. Reaction of levulinic acid with carbonyl reagents also can yield numerous derivatives, many of which are hydrazones and semicarbazones. These derivatives are of interest for conversion into pyridaziones and for the preparation of soluble derivatives of insoluble, but biologically active, materials. Also alkyl metal halides react with levulinate esters to yield a series of y- substituted y-valerolactones, some of which may be used for perfumes and flavors.

Oxidation products of levulinic acid are also known. These include the peroxide, methyl vinyl ketone, and succinic, malonic, and acetoacrylic acids. These derivatives have been postulated to be of use in foods, and as solvents in liquid-liquid extractions of hydrocarbons. In addition, the 4-amino derivatives of levulinic acid readily forms lactams and 5-methylpyrrolidones, while the amides upon hydrogenation of the keto group, also form 5- methylpyrrolidones.

Upon distillation, dehydration of levulinic acid occurs and angelica lactone (y-lactone of 4-hydroxy-3- pentenoic acid) is formed together with some fi-angelicalactone (y lactone of 4.hydroxy-2-pentenoic acid). Various heterocyclic compound are also derived from levulinic acid. Some of these are pyrones, dioxanes, a coumarin, and thiazocines, which have been proposed for use as bacteriostatic and analgesic agents.

Moreover, substitution of levulinic acid for a portion of the acetyl groups in vinyl acetate-containing resins and cellulose acetate has been shown to yield materials of increased strength. The a angelica lactones, one of the simplest products to be made from levulinic acid, can also be converted to a series of pseudolevuiinic acid derivatives and has also been reported to be a means of obtaining 3-chloro-levulinic acid.

Reduction products of levulinic acid are also important. It has been reported that catalytic hydrogenation at temperatures above 200"C yields substantial amounts of 1,4-pentanediol, and smaller amounts of a- methyltetrahydrofuran, and 1-pentanol. See Reid H. Leonard; G. Natta, R. Rigamonti and E. Beati, "The Hydrogenation of 2 furaldehyde And Its Derivatives," Chimica e Industria (Italy) 23, 117-23 (1941).

In all, the exceptional reactivity of levulinic acid and its lactones coupled with its availability from waste biomass provide an ideal set of conditions for the use of levulinic acid as a basic chemical raw material. Thus, there

exists a need to be able to produce levulinic acid. Moreover, it would be most desirable to be able to produce levulinic acid in an economically viable and environmentally safe process.

Summarv of the invention The present invention is directed toward a method of producing levulinic acid and other derivatives, such as furfural, 5-HMF, succinic acid, maleic acid, fumaric acid, and methyltetrahydrofuran, from sugars.

One aspect of the present invention is that it can utilize the strong acid hydrolysis method of U.S. patent No. 5,525,777 to convert biomass to levulinic acid and its derivatives. The steps of this method include: 1) mixing biomass containing cellulose and hemicellulose with a solution of approximately 25-90% acid, thereby at least partially decrystallizing the biomass and forming gel that includes a solid and liquid portion, 2) diluting the gel thus obtained to an acid concentration of approximately 20-30%, by weight, and heating the gel to about 80-1000C, thereby hydrolyzing the cellulose and hemicellulose materials, 3) separating the liquid portion from the solid portion, thereby obtaining a first liquid containing a sugarlacid mixture, 4) mixing the separated solid portion with a solution of about 25-90% acid, by weight, until the acid concentration of the resulting gel is between 20-30%, by weight, and heating the gel to about 80-1000C, thereby further hydrolyzing the cellulose and hemicellulose materials remaining in the separated solid portion, 5) separating the resultant liquid portion from the solid portion, thereby obtaining a second liquid containing sugars and acid, 6) combining the first and second liquids, 7) reacting said resulting sugars at 40-2400C for 1 to 96 hours in the presence of the remaining acid, 8) separating the reaction products, and 9) recovering levulinic acid. Additionally, the reaction of the sugars to yield levulinic acid via the strong acid hydrolysis method can be conducted with or without the addition of additional acid. It is noted that the biomass used in the start of the reaction leading to levulinic acid can consist of rice straw, woody plant, paper, or cotton materials. Both cellulose and hemicellulose can also be used as starting material when utilizing the method outlined above.

The reaction leading to the production of levulinic acid is preferably conducted at 40-2400C with a reaction temperature of 80-200"C being more preferable, and a reaction temperature of 90-120"C being most preferred. The preferred reaction time leading to the production of levulinic acid is between 1-96 hours with a reaction time of 4-48 hours being more preferable. The most preferred reaction time for the production of levulinic acid, however, is 7-36 hours. The preferable acid concentration for the production of levulinic acid is 10-90% with a acid concentration of 20-80% being more preferred, while a concentration of 30-40% is the most preferable. It should be noted that the preferred acid to be used the production of levulinic acid via the strong acid hydrolysis method outlined above is sulfuric acid.

The production of levulinic acid via the above process also allows for recovery of products selected from the group consisting of furfural, 5.HMF, succinic acid, maleic acid, fumaric acid. These products along with levulinic acid and sulfuric acid can be separated by chromatography, preferably using an ionic resin. However, it is more preferred that the separation be effectuated using an anionic resin, and most preferably the resins would also consist of multiple chromatographic columns.

In another aspect of the present invention, levulinic acid production need not be obtained through the strong acid hydrolysis method, and instead, can be directly converted from either one of more 5-carbon or 6-carbon sugars.

In this aspect of the invention, the method of producing levulinic acid includes: 1) reacting on or more sugars, either 5-carbon, 6-carbon, or a combination of both, preferably at 40-240"C for 1-96 hours in the presence of 10-90% sulfuric acid, 2) separating the reaction products, and 3) recovering levulinic acid. This method can also utilize plant biomass as a starting material. Additionally, this method can be initiated by starting with cellulose and hemicellulose materials.

The reaction leading to the production of levulinic acid in this second aspect of the present invention is also preferably conducted at 40-240"C with a reaction temperature of 80-200"C being more preferable, and a reaction temperature of 90-120"C being the most preferred. The preferred reaction time to produce levulinic acid is between 1-96 hours with a reaction time of 4-48 hours being more preferable. The most preferred reaction time for the production of levulinic acid, however, is 7-36 hours. The acid concentration preferable for the production of levulinic acid is 10-90% with a acid concentration of 20-80% being more preferred, while a concentration of 30-40% is the most preferable.

The production of levulinic acid via the above process also allows for recovery of products selected from the group consisting of furfural, 5-HMF, succinic acid, maleic acid, fumaric acid. These products along with levulinic acid and sulfuric acid can be separated by chromatography, preferably using an ionic resin. However, it is more preferred that the separation be effectuated using an anionic resin, and most preferably the resins would also consist of multiple chromatographic columns.

In still another aspect of the present invention, the levulinic acid obtained from either of the two method outlined above can be used to form derivative products, such as methyltetrahydrofuran. The steps of this method include: 1) hydrogenation of the levulinic acid in the presence of H2 and a metal catalyst, 2) separating the reaction products, and 3) recovering methyltetrahydrofuran. This hydrogenation reaction can also be conducted in the presence of added ethanol, either in a wet or in a dry form. The methyltetrahydrofuran product can be dried after the hydrogenation reaction, leaving the resulting product in a dry blend form. The preferred metal catalyst to be used in the hydrogenation reaction of levulinic acid is a NilCo catalyst. Also, it should be noted that if the levulinic acid is dried subsequent to its production, the resultant product is angelica lactone, due to dehydration of the levulinic acid.

In utilizing any of the above-outlined methods of producing levulinic acid, it is preferred that the reaction products be filtered prior to separation. Additionally, it is preferable that the filter be washed one or two times, and that preferably these washes are to be combined prior to separation. Moreover, following separation of the reaction products, levulinic acid can be concentrated to facilitate any further reaction.

In yet another aspect of the present invention, when utilizing either of the above-outlined methods, an alcohol can be added to the reaction mixture subsequent to the production of levulinic acid. The resultant reaction mixture is preferably run for 1.10 hours at the reaction temperature of the alcohol. The final reaction mixture can

be separated to yield levulinate ester. Preferably the reaction time to produce the ester would be 2-8 hours with a reaction time of 3-6 hours being most preferred.

Brief Descriotion of the Drawings FIGURE 1 is schematic view of the method of the present invention illustrating in a Product Flow Diagram the steps leading to the production of levulinic acid and tetramethyhydrofuran.

FIGURE 2 represents the relative refractive index of the products as a function of time of elution from the chromatographic system.

Detailed Descriotion of the Invention Introduction Recently, a successful process has been discovered that provides for strong acid hydrolysis of plant biomass consisting largely of cellulosic and hemicellulosic materials. See U.S. Patent No. 5,526,777 ('777 patent), entitled "Method of Producing Sugars Using Strong Acid Hydrolysis of Cellulosic and Hemiceliulosic Materials," and hereby incorporated by this reference thereto. This acid hydrolysis method results in a high yield of sugars as an intermediate in the process. Moreover, this acid hydrolysis process provides a means for producing sugars from biomass in a manner that reduces the amount of waste product of effluents produced. Thus, the process of the '777 patent is designed to reuse all aqueous streams and to convert all solids to saleable or useful products. Much of the acid used is also recovered for recycling. Also where the biomass contains high levels of silica, the process is able to produce silica gel, sodium silicate, potassium silicate, zeolites, or other ancillary products. Moreover, a high yield of sugar is obtained form the hydrolysis of the biomass, making concentration of the sugar streams unnecessary for most subsequent processes.

Other features of the patented acid hydrolysis method contribute to its efficiency and economic feasibility in the production of sugars. These include the use of atmospheric pressure and relatively low temperatures.

Moreover, the process does not involve the production of furfural and similar undesirable by-products which are toxic and also may inhibit subsequent reactions of the sugars thus obtained. Finally, this process does not require the use of exotic and expensive materials of construction such as tantaium steel.

Thus, the process of the '777 patent provides an efficient, cost-effective means of producing useful chemicals from the hydrolysis of agricultural waste, while at the same time producing little or not waste effluents or materials. Moreover, since the hydrolysis process produces a high yield of sugars, it would appear to be a suitable method for use in the production of useful derivatives from the sugar intermediate thus obtained. One such derivative could be levulinic acid.

The present invention provides an improved process for obtaining levulinic acid from sugar, as well as derivatives of levulinic acid, such as methyltetrahydrofuran (MTHF). Levulinic acid can be produced from sugars derived from cellulose and hemicellulosic materials, as detailed in '777 patent and incorporated herein by reference, or from sugars derived from other sources. It should be noted, however, that although the strong acid hydrolysis

process described in the '777 patent, provides an efficient means of producing sugars from biomass to be used subsequently in the method of the present invention, this method represents only one route to obtain raw sugar to be used as starting material in the disclosed invention. The novel method of the present invention leading to levulinic acid can utilize any sugar component as a starting material, regardless of whether the sugar is mixed, a combination of 5-carbon and 6 carbon sugars, or exclusively contains 5-carbon or 6-carbon sugars.

If the method detailed in the '777 patent is utilized to obtain sugar, the hydrolysate will generally include the 6-carbon sugars (C6) glucose, mannose and galactose and the 5-carbon sugars (C5) xylose and arabinose. The hydrolysate mixtures formed in the method of the '777 patent primarily consist of glucose and xylose with small amounts of the other sugars. However, where cellulose is used as the starting material in the process, such as that of recycled paper, the exclusive product is glucose. Additionally, in situations where the biomass has increasing amounts of hemicellulose, the entire range of C6 and C5 sugars is produced.

The present invention discloses a novel method to produce dehydration products of sugars, such as levulinic acid (LA), furfural, 5-hydroxymethyl-2-furanone (5-HMF), maleic acid (MA), succinic acid (SA), and fumaric acid (FA), even if the starting components consist of mixed sugars. The present invention also allows for the selection of conditions that can alter the product ratio so that economic flexibility can be incorporated into the production of these dehydration products.

In addition, the method of the disclosed invention provides steps to prepare high yields of the dehydration products and to prepare the products that all process streams are reusable, after the recovery of the desired products. Moreover, the present invention allows for these dehydration products to be produced in high yield in economically viable and environmentally safe processes. Finally, the invention also discloses the method of preparation of derivatives of levulinic acid by hydrogenation yielding methyltetrahydrofuran (MTHF).

There are numerous advantages to the present invention. These include the following: 1. A mixed C6 C5 acid stream can be used without the need for separating the sugars; 2. The yields of levulinic acid and its derivative, MTHF, are significantly higher than other known methods, in part due to the high concentration of sulfuric acid which was discovered to act as a dehydration catalyst at the concentrations utilized in the present invention; 3. The concentration of sulfuric acid remains high throughout the reaction and subsequent separation, thus facilitating its recovery for reuse; 4. The product mix can include products which become intermediates to the common final product; 5. The invention allows for the recycle and reuse of all streams, and any unwanted byproducts can be subsequently oxidized to non-toxic materials.

This last advantageous aspect of the invention is significant when sulfuric acid is used in the process because the presence of this acid will degrade and oxidize products if not removed. For example, H2SO4 degrades formic acid, which is formed as a necessary by-product in the dehydration reactions.

Figure 1 shows a Product Flow Diagram indicating the overall steps leading to the production of levulinic acid and/or MTHF. This Product Flow Diagram is illustrative of a preferred embodiment. All streams are indicated by arrows with the overall steps being illustrated by the larger boxes to which the product streams are directed.

First the sugar (1) is feed into the reactor (2). The sugar can be derived from the process of strong acid hydrolysis, as detailed in the '777 patent, or can be any sugar, either a mixed sugar, consisting of both 6-carbon and 5-carbon sugars, or exclusively a 6-carbon or 5-carbon sugar. Next the reaction mixture is heated at 80-120"C for 7 to 42 hours. Preferably the reaction of the sugars in concentrated sulfuric acid is carried out at 1000C for 24 hrs. When the method detailed in the '777 patent is used, the concentration of sulfuric acid will be in the range of 25-39%, without further addition of acid. If the sugar source is not from that of the strong acid hydrolysis method, however, sulfuric acid is added to the reactor to a final concentration of approximately 30-39%.

Next the resulting product mixture (3) is transferred to a filtration system (4), where an initial cake (5) is formed. The first filtrate (6) is then transferred to the holding tank (7). The cake is subsequently washed with H20 (8), resulting in a second filtrate (9) which is also transferred to the holding tank. After the H2O wash, the cake discharge (10) can be removed from the filter.

The combined filtrates (11) are then applied to the chromatographic separator (12), where the products of the reaction as well as sulfuric acid can be separated. The products are separated by H20 (13) feed into the separator. Preferably the resin utilized in the chromatography is an anionic resin, for which sulfate ions form the anionic state. Most preferably, a system of multiple chromatographic columns, referred to in the art as "simulated moving bed chromatography," can be utilized to effect the initial separation; the use of multiple chromatographic columns permits the removal of products, addition of further eluents, or recycles between columns.

Figure 2 shows a typical chromatograph of the separation after reaction for 24 hrs at 1000C, where levulinic acid is the primary product. This chromatograph was generated using a Dynamax'" NH2 83-701-C column, which is provided prepacked with a weak anion amine resin and is available from Rainin of Woburn, Massachusetts.

As Figure 2 illustrates, sulfuric acid can be cleanly separated from the levulinic acid product. This allows the strong acid to be recycled for reuse, and thus, adding to the economic viability of the process. Under these conditions, succinic, maleic and fumaric acid can also be separated.

The following sets forth one exempiary set of specific separation conditions: A 24" long, 2" in diameter column was loaded with Mitsubishi A306S anionic resin to a bed volume of I liter. 75 ml of levulinic acidisulfuric acid mixture (5% levulinic acid and 30% H2SO4) was fed onto the column and eluted with H20. Levulinic acid eluted from the column after approximately 24.5 minutes with the sulfuric acid eluting at approximately 28 minutes. With an application of only 50 ml, the levulinic acid still eluted at approximately 24.5 minutes, while the sulfuric acid eluted at approximately 29.75 minutes. It is important that these separation condition yield enough of a difference in the elution profile of the products to be utilized on a moving bed commercial chromatographic separation system. Moreover, it appears that the separation can proceed using a cationic resin as well.

Another example of a particular separation procedure is as follows:

A 24" long, 2" in diameter column was loaded with Dow XFS-43254.00 anion resin to a bed volume of I liter. 100 ml of levulinic acidisulfuric acid (5% levulinic acid and 30% H2S04, was fed to the column and eluted with H2O. Levulinic acid eluted at approximately 22.75 minutes, and the sulfuric acid eluted at approximately 40 minutes. In this example, there was totai separation, with no overlap of the peaks, thus indicating that this procedure could be used to give an effective separation even in the absence of simulated moving bed techniques.

However, the moving bed chromatographic techniques are preferred because higher concentrations could be maintained throughout the separation.

Following the chromatographic separation, sulfuric acid (14) is feed into an acid concentrator (15) leading to the removal of H2O (16) and concentrated H2S04 (17) being available for reuse at the initial stage of the strong acid hydrolysis process.

Furfural (18), along with 5-HMF, can also be separated by the chromatography method described above, eluting from the column after the sulfuric acid component of the reaction mixture. The furfural containing eluent can then be further concentrated and purified (19), leading to furfural product (20) and H2O (21).

The final eluent from the chromatographic separator is levulinic acid (22) in H20 with a small amount of acid. The product can be further concentrated (23) by evaporation of H2O (24) prior to the hydrogenation reaction, leaving levulinic acid product containing a small amount of acid. Advantageously, the acid present serves as a catalyst, thus obviating the need to add acid at this point. Once the H20 is removed, the temperature is increased to 1500C, and a vacuum is applied at 10 torr. Thus, various forms of isomers of angelica lactone (25) can be formed, which can be collected and used in the hydrogenation reaction.

One use of the levulinic acid obtained is to hydrogenate the product to MTHF. If MTHF is desired as an end product, angelica lactone isomers are transferred to the hydrogenator (26), along with H2 (27), ethanol (28), and the Ni/Co catalyst (29). This mixture is reacted in the hydrogenation reactor at a pressure of 750-3000 psig, until there is no remaining H2 uptake. Preferably, the temperature of the reaction would be at 500C to at temperature below the decomposition temperature of the lactone, which is approximately at 2000C. The product, MTHF (30), can then be transferred to a liquid or vapor phase dryer unit to remove H20 (31), also making using of a desiccant or absorbent. The final MTHF product is now in a dry blend form (32). Moreover, the production of a mixed stream in this case, that is MTHF and ethanol, would have an advantage over current technology in the finished mixtures can be made more economically than making the products separately, and then blending the finished products for use.

It should also be noted that in many instances it is more economically sound to insert an separation step in the midst of the levulinic formation at the site of the primary reactor, so that product of value can be immediately extracted. Thus, it may be undesirable to wait 7-42 hours to extract the products. For example, in this dehydration reaction, as time proceeds furfural is converted into succinic, maleic, and fumaric acids. If furfural was a desired product, it would be preferred to do an initial separation early in the reaction, and then, sending the remainder back to the reactor for completion of the levulinic acid reaction.

It is noteworthy that the dehydration reaction produces different products as the time of reaction is increased. At 100"C, the reaction of the 6-carbon sugars will go through 5-HMF yielding levulinic acid, whereas the reaction of 5-carbon sugars will go through furfural to yield succinic, maleic, and fumaric acids. However, literature in the art indicate that these reactions may not be exclusive, in that a intermediate product of the reaction with 6 carbon sugars may be a 5-carbon sugar production, and vice versus. Ojota et al. J. Pharm. Pharmac., 30:668 (1978). In addition, Great Lakes Chemical have a chemical process of making MTHF from furfural alcohol, by starting with 5 carbon sugars and resulting in furfural.

Moreover, it is generally hypothesized that the synthesis of levulinic acid requires the simultaneous oxidation of aldehydes, as a source of hydrogen, resulting a reduced form of levulinic acid. Thus, if mixed sugars are used in the reaction, the overall yields can be improved because the degradation products of the 5-carbon sugars, for example, the aldehydes produced, act as appropriate reducing agents for the reaction, leading to higher yields of levulinic acid from the 6-carbon sugars.

Although it is possible to write a balanced equation for the reaction of a 6-carbon sugar leading to one mole of levulinic acid, one mole of formic acid, and one mole of H20, the actual reaction mechanism is not completely known. The requirement of a saturated levulinic acid product, plus the unsaturated nature of 5 HMF, however, indicate that it is highly probable that more than one mole of 6-carbon sugar is required to yield a mole of levulinic acid. For example, Augh et al. showed polymerization of 5-HMF, thus reducing levulinic acid. Thus, the theoretical yield of 64% dictated by the simple balanced equation is never achieved. The reported yields are generally on the order of 20% of the theoretical yield, i.e. a yield of about 13%. There are only a few reported results; in one report, 150 g of product resulted from reaction of 1000 g of glucose with HCI, i.e. a 15% yield. This result was claimed to be an improvement over previous reported results. See Sah et al., supra.

In the present invention the actual yield of levulinic acid for the 7 hour reaction time was 23.3%, or 36% of the theoretical yield. This yield is approximately 50% higher than the reported literature value. See L.

Fieser and M. Fieser, "Reagents for Organic Synthesis," John Wiley and Sons, inc. 1967, p. 56466. It is noteworthy that the 24 hour reaction yields approximately twice the reported yields.

Finally, analysis of the method of the present invention, indicate that all the sugar disappears from the reaction mixture between 7-24 hours after the reaction is initiated. These results also show an increase in 5-HMF as a function of decrease of the sugar levels in the reaction mixture. Levulinic acid is produced following the appearance of 5-HMF.

A Method of Production of Levulinic Acid and other Dehydration Products of Sugars Derived From Strong Acid Hydrolysis A method of strong acid hydrolysis of cellulose and hemicellulose is detailed in the '777 patent. This is a preferred method to derive sugars as starting material for the production of levulinic acid and its derivatives, as disclosed in the present invention. In the following examples, the hydrolysate was generally derived from rice straw.

In addition, to present examples that illustrate the reaction under varying conditions, 5-carbon and 6 carbon sugar were added to modify the ratio present in the hydrolysate.

After the conventional hydrolysis step of the '777 patent, there are two points in this process where chemistry can be performed. Moreover, either the mixed sugar stream, which is the first hydrolysis stream, or the second hydrolysis stream consisting of virtually all glucose can be selected for use in subsequent chemical reactions.

(See Figure 1 of the '777 patent). Of course, these two streams can be combined yielding mixed sugars as starting material in further reactions.

The two points in the acid hydrolysis process where additional chemistry can be performed are: 1) immediately after the belt pressing step (See Figure 1 of the '777 patent) or 2) immediately after the acidisugar separator step, where sulfuric acid is removed from the sugar residue (See Figure 2 of the '777 patent).

After Pressing After the pressing step, which follows the first hydrolysis step, the sugar concentration is approximately 15%, while the acid concentration is approximately 30%. It is this stage of the strong acid hydrolysis process that appears to be ideal for optimization of dehydration reactions leading to levulinic acid, furfural, 5-HMF, and other degradation products of these primary products, succinic, maleic and fumaric acids. Following the reaction of the sugarlacid mixture, leading to the desired product(s), the products can be separated from the acid component via chromatography, as described in the above Product Flow Diagram.

The advantage of proceeding via this route is that the strong acid hydrolysis method produces sugars in high yields in a convenient part of the raw material concentration scheme, as described in the '777 patent. Another advantage is that reactions can be carried out with only minimal purification of intermediates products. Thus, final purification can be done later in the regime after products of high value have been obtained.

It was also discovered by experimentation that sulfuric acid does not proceed via same the mechanism as HCI, which is the acid generally used in the art to produce dehydration products of sugars, such as levulinic acid.

An original experiment was performed where a solution of 10% glucose, by weight, was reacted in the presence of 1%, by weight, for 24 hours at 1000C, as described in the literature. See P.T. Sah and S.-Y. Ma, "Levulinic Acid And Its Esters," J. Amer. Chem. Soc., 52, 4880 (1930); L. Fieser and M. Fieser, "Reagents for Organic Synthesis," John Wiley and Sons, Inc. 1967, p. 564-66. After essentially following literature reaction conditions, except that H2S04 was used instead of HCI, there was virtually no sugar degradation and no production of levulinic acid.

A similar reaction was also performed in which a solution of 3% H2S04 and 10% glucose was reacted at 100"C for 24 hours. In this case, the glucose decreased to 7.34% with a significant production of 5-HMF, but only insignificant amounts of levulinic acid. Here 0.058% of levulinic acid was produced, in sharp contrast to the reported yields in the presence of HCI. It should be noted that in substituting H2S04 for HCI, the difference in acidic value of each acid was taken into consideration. Thus, a 6% solution of HCI is approximately equivalent to a 3% solution of H2S04. These unanticipated results indicate that the mechanism of acid action is different with H2S04 rather than HCI. Moreover, these surprising data lend support to use of the hydrolysate generated in the strong acid

hydrolysis method of the '777 patent. The advantage of using this hydrolysate are many. It is produced at high concentrations in the first part of the '777 method, it contains high concentrations of H2S04 which are necessary to get significant quantities of levulinic acid, or other dehydration products, and finally, purification steps are eliminated until the desired products are obtained.

Example 1: Production of Levulinic Acid A mixture of 5 carbon sugars, primarily xylose, 6-carbon sugars, primarily glucose, and H2S04 were reacted in H20. The concentration of mixed sugars was 10-22%, by weight, the inorganic acid was 25-39% by weight, with the remainder being H20. This sugar mixture was prepared by the strong acid hydrolysis method by: 1) mixing materials cellulose and hemicellulose with a solution of approximately 25-90% of H2S04, by weight, thereby at least partially decrystallizing the biomass and forming a gel that includes a solid and liquid portion; 2) diluting the gel thus obtained to an acid concentration of approximately 20-30% by weight and heating the gel to about 80-100°C, thereby hydrolyzing the cellulose and hemicellulose materials (first hydrolysis step); 3) separating the liquid portion from the solid portion, thereby obtaining a first liquid containing a sugarlacid mixture; 4) mixing the separated solid portion with a solution of about 25-90% H2S04 by weight until the acid concentration of the resulting gel is between 20-30%, by weight, and then heating the mixture to temperature of 80-100°C, thereby further hydrolyzing the cellulose and hemicellulose materials remaining in the separated solid portion (second hydrolysis step); 5) separating the resultant liquid portion form the solid portion, and thereby obtaining a second liquid containing a sugarslacid mixture; 6) combining the first and second liquids.

The above liquid mixture is then heated at approximately 80-120"C for about 7-42 hours, depending on the product ratio desired. It is preferable, however, that the reaction temperature be approximately 100"C. The dehydration products formed are levuiinic acid, 5-HMF, furfural, succinic acid, maleic acid, and fumaric acid.

The product stream is then separated into component liquid streams containing the desired combination of products, or the individual products, and a separate stream which contain the inorganic acid, as illustrated in the Product Flow Diagram. The organic product streams each contain less that 3% sulfuric acid, and the inorganic stream contains less than 3% organic product. The inorganic stream can be concentrated to facilitate reuse of the sulfuric acid.

The organic products are further purified by conventional means resulting in the removal of H20, inorganic acid and minor impurities. For example, furfural is purified by a second distillation, which follows azeotropic distillation of the furfural/H2O mixture. Levulinic acid can be further purified by first by distilling the product followed by vacuum distillation. If necessary, recrystallization of the levulinic acid product can also be performed.

Example 2: Production of Levulinic Acid

A mixture of 5-carbon sugars, primarily xylose, 6 carbon sugars, primarily glucose, and H2SO4 were reacted in H20. The reaction conditions consist of heating the mixture at a temperature of 80-120"C for 7-42 hours, depending on the desired product ratio of levulinic acid, 5 HMF, furfural, maleic acid, succinic acid and fumaric acid.

Preferably the reaction would proceed at 100°C for 24 hrs. The concentration of mixed sugars were 10-22%, by weight, the inorganic acid was 25-39% by weight, with the remainder being H20. After production of the dehydration products, the reaction mixture is separated and purified as described in the Product Flow Diagram of Figure 1. This mixture was prepared by the strong acid hydrolysis method by: 1) mixing materials containing cellulose and hemicellulose with a solution of approximately 25-90% of H2S04, by weight, thereby at least partially decrystallizing the biomass and forming a gel that includes a solid and liquid portion; 2) diluting the gel thus obtained to an acid concentration of approximately 20-30% by weight and heating the gel to about 80-100°C, thereby hydrolyzing the cellulose and hemicellulose materials (first hydrolysis step); 3) separating the liquid portion from the solid portion, thereby obtaining a first liquid containing a sugarlacid mixture; 4) mixing the separated solid portion with a solution of about 25-90% H2S04 by weight until the acid concentration of the resulting gel is between 20-30% by weight, and then heating the mixture to temperature of 80- 100"C, thereby further hydrolyzing the cellulose and hemicellulose materials remaining in the separated solid portion (second hydrolysis step); 5) separating the resultant liquid portion from the solid portion thereby obtaining a second liquid containing a sugarlacid mixture; 6) heating this second liquid mixture at a temperature of approximately 80-1200C for about 7-42 hours, depending on the desired product ratio, thereby forming primarily levulinic acid, 5-HMF, furfural, succinic acid, maleic acid, and fumaric acid; 7) separating this resulting third liquid, containing levulinic acid, 5 HMF, furfural, succinic acid, maleic acid, and fumaric acid, from the solid portion.

8) treating the first liquid stream with heat at approximately 80-120"C, preferably at 1000C, for about 7.24 hours, depending on the desired product ratio; 9) the reaction mixture now contains levulinic acid, 5-HMF, furfural, succinic acid, maleic acid, and fumaric acid, which is then combined with the third liquid containing the similar products thereby forming a single product stream; 10) the resultant product stream is then separated into component liquid streams containing the desired combinations of products or the individual components, and a separate stream containing sulfuric acid, as detailed in the above Product Flow Diagram; 11) the organic products are concentrated by removal of H20, and purified to remove residual inorganic acid and minor impurities by adjusting the pH with lime, in the case of H2SO4 removing SD42 ions.

Example 3: Production of Levulinic Acid

In this example, the raw materials consist of only cellulose. This example is a modification of examples 1 and 2 in which a solution of levulinic acid is first prepared by mixing material containing cellulose with a solution of sulfuric acid that is 25-90% acid by weight. This initial step allows for partial decrystallization of the cellulosic materials.

A gel is then formed that includes a liquid and solid portion. Next the gel is diluted to yield an sulfuric acid concentration of about 20 30% by weight. The gel is then heated to a temperature between 80.1000C for a time interval of 45 minutes to 2 hours. This step hydrolyses the cellulose.

The liquid is further heated at temperature ranging from 80-1200C for approximately 7-42 hours, depending on the desired product ratio. Two portions again form: a liquid portion and a solid portion. The primary product of this reaction, however, is levulinic acid, which is contained in the final liquid portion following the reaction.

The product stream is then separated into component liquid streams containing the desired combination of products, or the individual components. The inorganic acid is contained in a separate stream. Final purification of the organic products is performed as outlined in the above Product Flow Diagram.

Example 4: Production of Levulinic Acid 700 grams of hydrolysate solution obtained from strong acid hydrolysis method detailed in example 1, which contained 15.5% sugars, mostly consisting of glucose, was heated for various times at 1000C. After seven hours, the reaction mixture contained 3.95% of levulinic acid.

Examole 5: Production of Levulinic Acid 120 gallons of hydrolysate from strong acid hydrolysis process, as described in example 1, containing approximately 1% by weight of glucose and residual degradation products of xylose, was placed in an acid concentrator to remove the residual H20 and concentrate the acid. After reacting at 100C for 24 hours, the reaction mixture was found to contain 0.3% levulinic acid. This example demonstrates the feasibility of producing levulinic acid as part of the routine acid recovery step in the strong acid hydrolysis process, given that the solution contains residual sugar.

Example 6: Production of Esters of Levulinic Acid It is possible to recover levulinic acid esters directly from the completed reaction as described in example 1. In this case, excess methyl or ethyl alcohol, that is, in stoichiometric excess to the amount of levulinic acid produced after the reactor step (see Product Flow Diagram), can be added to the levulinic acidisulfuric acid mixture.

The resulting mixture is refluxed for 3 hours forming the ester. The excess alcohol can then be distilled off the levulinate product. The levulinate ester can be recovered by phase separation, since it forms an oily layer atop of the aqueous layer. The ester product can also be separated from the sulfuric acid component, as well as from the excess alcohol, by the separation methods used for the levulinic acid product described above.

The following is example leading to the production of levulinate ester:

368 grams of a completed reaction solution from hydrolysate was used to form levulinate ester. In this case, the solution contained approximately 15.5 grams of levulinic acid and 110 grams of H2S04. Next ethanol was added in excess. The resulting mixture was heated to ethanol reflux, approximately 80"C, for 3 hours. Following removal of the H2SO4 by chromatography, and removal of the remaining ethanol by distillation, approximately 15 grams of levulinate ester was recovered.

Example 7: Production of MTHF After the dehydration reaction of heating the sugars in concentrated sulfuric acid, as detailed example 1, the reaction mixture is then ready to be separated as illustrated in the Product Flow Diagram. The chromatographic separation is controlled to remove the sulfuric acid, and any of the succinic, maleic and fumaric acids that are produced in the dehydration reaction, while leaving the remaining products of levulinic acid, furfural and 5-HMF in a common aqueous solution. This aqueous solution is then concentrated by removal of H20.

Next the mixture is heated at approximately 150-175"C under a vacuum of 1 50mum Hg, which converts the levulinic acid to 5-methyl-2-furanone (5-M-2-F). The resulting mixture, containing 5-M-2-F, furfural, and 5-HMF into the hydrogenation reactor. Additionally, an ethanol solution in water, approximately 70-95% ethanol, is added to the hydrogenator reactor Waterlethanol is frequently used in hydrogenation reactions. In this example, the interaction of the MTHF product with ethanol allow for more facile drying and provides the product blended with solvent. The main reason, however, for the inclusion of ethanol in the hydrogenation reaction is that the MTHF product is highly flammable and known to produce explosive peroxides. This high volatile nature of MTHF does not generally permit it to be used or shipped without the addition of an inhibitor, such as butylated hydroxytoluene. In the disclosed hydrogenation reaction, inclusion of ethanol in the reaction, greatly reduces the risk of explosion associated with the production and use of MTHF product. Additionally, by the inclusion of ethanol in the entire process, including drying of the product, the risk of explosion further reduced.

The mixture is reacted with H2 in the reactor in the presence of a suitable catalyst, preferably a Co/Ni catalyst. Hydrogen is added at an excess pressure of 750-3000 psig until there is no further H2 uptake. Any residual H20 is removed by azeotropic distillation or molecular sieve drying. The resulting product is an ethanol-MTHF blend which is ready for use or can be further separated into its two components.

It should be noted that although furfural can be hydrogenated in the presence of a Ni/Co catalyst, it is more difficult to hydrogenate than 5-HMF or 5-M-2-F. Thus, at the conditions specified for hydrogenation reaction of levulinic acid in the present invention, the entire mixture will be hydrogenated to yield MTHF. Moreover, the conditions for producing MTHF need to be selected for optimization of the reaction. If too much hydrogen pressure, or too high a temperature, is used, the reaction may go pass MTHF to yield 1,4 pentanediol instead.

Example 8: Production of MTHF The process of example 2 is performed with the addition of dry ethanol rather than aqueous ethanol.

Example 9: Production of MTHF The process of example 2 in which no ethanol is added to the hydrogenation reactor. In this example, the hydrogen pressure in the hydrogenation step is increased to approximately 2000-5000 psig.

After SunarlAcid SeParation After the sugar and acid have been separated, which can be done after the first hydrolysis step, or after the second, the remaining concentration of acid is approximately 1%. This acid can either be left in the sugar mixture, or the acid can be converted to a salt which may be a suitable catalyst for the next chemical conversion, depending on the chemical route chosen.

Examples of additional chemical reactions that can be accomplished on the sugars after separation from the inorganic acid component include: 1) neutralization of the acid with sodium sulfate followed by electrolytic reduction to polyols; 2) air oxidation in the presence of sulfuric acid leading to difunctional acidic sugars; 3) neutralization of the sugarlacid mixture to a pH of 9.5-10.0 followed by air oxidation to monofunctional acidic sugars.

In is important that in both experimental approaches, either using the hydrolysate immediately after pressing, or by first putting the hydrolysate through the acidisugar separation process, the critical purifications would be delayed until the value of the desired products are at their highest value for recovery. Thus, purification can be delayed until the production of the final products. If needed, an initial separation and purification of final products can be accomplished by the separation method described in the Product Flow Diagram of Figure 1. Final purifications steps can be achieved in the conventional manner.

Exemplary Methods of Production of Levulinic Acid from Sunars The following examples set forth specific techniques of the production of levulinic acid from different sugar mixtures: Example 9 The solution of 3% xylose, 12% glucose and 30% sulfuric acid was heated for various times at 1000C.

The quantity of the total reactants was 500 grams. After 7 hours there was no sugar left and the levulinic acid concentration was 1.1%. By 16 hours, the levuiinic acid had increased to 2.6%; and at 24 hours, the levulinic acid concentration was 4.2%. The final absolute yield of levuiinic acid was 35% or 54% of the theoretical yield.

Example 10 A solution of 12% glucose, by weight, and 30% H2S04, by weight, was heated for various times at 1000C + 5"C. After 3 hours no significant levulinic acid was formed, however, the sugar had degraded to 4.49% along with significant production of 5-HMF. After 4 hours, the levulinic acid production was only 0.18% while the sugar had been reduced by approximately one half of the 3 hour point. After a 7 hour reaction time, levulinic acid

production was approximately 2.33%, and the sugar was reduced only slightly further. After 24 hours, there was not measurable sugar left, and the levulinic acid was now at 2.95%, or 46% of the theoretical yield Hvdronenation Reaction Leading to MTHF: Preparation of the Metal Catalvst A typical hydrogenation catalyst can be prepared from Fe, Cu, Mn, Co, or Ni. Preferably, a mixture of Ni/Co can be used as the catalyst for hydrogenation of levulinic acid. The substrates for the catalyst can be chosen form alumina (Al2O3), magnesia (MgO) or zirconia (ZrO2). Moreover, these substrates can be impure, thus the highest grade metal substrate is not required for the production of the hydrogenation catalyst.

If using a salt of any of the transition metal catalysts, these salts can be dissolved in ethanol or methanol.

The substrate is also immersed in the solution, and then, removed and dried. This dried matrix, containing both the catalyst and substrate, is then placed in a kiln, and heated to 850-10000C, for at least 30 minutes, followed by cooling before use in the hydrogenation reaction. If the catalysts become deactivated by the cooling process, they can be regenerated by reheating at 850-1000"C.

For each catalyst particle size, surface concentration of metal oxide species, ratio of catalyst used to reactor size, reactor volumes and temperatures, there will be a specific hydrogen pressure which will optimize the yield of MTHF without conversion of significant quantities of MTHF to 1,4-pentanediol. The other major constraint is temperature at the hydrogenation step. Excess temperatures can cause degradation of both starting products and lead to degradation of the desired end product. Generally it is preferred that the reactor temperature does not exceed 200"C.

Example 11 As an example of the preparation of a catalyst for the hydrogenation reaction of levulinic acid to MTHF, 1-15 grams of Ni or Co acetate was dissolved in 40-50ml of ethanol or methanol. 80-100 grams of roughly spherical alumina or zirconia particles of approximate diameter of 1/4"diameter were placed in the liquid, removed, and dried for about 4 hours at 1050C. The particles were then placed in a kiln, which is heated to 8500C (this heating step took 1.5 hours). The pellets were held at, or above, this temperature for 30 minutes, cooled and removed for use.

Example 12 1 gram of copper acetate was placed in 40 ml of ethanol and 80 grams of ZrO2 of roughly 1/4" spheres was added. The ZrO21CuOAc was dried for 4 hours at 1050C. The mixture was then placed in a kiln and heated up to 8500C, where it was held at this temperature for 30 minutes.

The purpose of the heating step above is to convert the acetate salts to oxides which become bound to the substrate surface. The acetate salts form only CO2 and water upon heating. However, although nitrate salts can be used for this process, these salts form toxic NO2 instead upon decomposition, and thus, are less preferred.