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Title:
METHODS FOR SLOWING THE DEGRADATION RATE OF BIODEGRADABLE POLYMER AND BIODEGRADABLE POLYMER COMPOSITIONS AND COMPOSITIONS THEREOF
Document Type and Number:
WIPO Patent Application WO/2002/022737
Kind Code:
A2
Abstract:
The invention provides a biodegradable polymer composition comprising a biodegradable polymer and a phenol-containing compound mixed with the polymer. The phenol-containing compound is present in the biodegradable polymer at an amount sufficient to slow the degradation rate of the biodegradable polymer. The invention also pertains to a method for slowing the degradation rate of a biodegradable polymer.

Inventors:
IRICK GETHER JR
LIGHT RONALD RICHARD
Application Number:
PCT/US2001/020065
Publication Date:
March 21, 2002
Filing Date:
June 22, 2001
Export Citation:
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Assignee:
EASTMAN CHEM CO (US)
International Classes:
C08K5/13; C08L1/10; C08L101/00; C08L67/02; C08L67/04; C08L101/16; C08L25/18; C08L65/00; (IPC1-7): C08L67/02
Foreign References:
US5312850A1994-05-17
EP0736557A11996-10-09
Other References:
DATABASE WPI Week 9404 Derwent Publications Ltd., London, GB; AN 1994-032009 XP002188428 "Hot-Melt adhesive composition for bonding biodegradable plastics" & JP 05 339557 A (MITSUI TOATSU CHEM), 21 December 1993 (1993-12-21)
DATABASE WPI Week 200013 Derwent Publications Ltd., London, GB; AN 2000-142721 XP002188429 "Polylactic acid composition" & JP 2000 007903 A (YASUHARA), 11 January 2000 (2000-01-11)
Attorney, Agent or Firm:
Katz, Mitchell A. (P.C. Suite 1200 The Candler Building 127 Peachtree Street N.E. Atlanta, GA, US)
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Claims:
What is claimed is:
1. A method for slowing the degradation rate of a biodegradable polymer or biodegradable polymer composition, wherein the method comprises: a. introducing a phenolcontaining compound comprising a terpenephenol resin into a biodegradable polymer or biodegradable polymer composition in an amount sufficient to slow the degradation rate of the biodegradable polymer or biodegradable polymer composition; and b. mixing the phenolcontaining compound with the biodegradable polymer or biodegradable polymer composition.
2. The method of claim 1 wherein the terpenephenol resin comprises from about 1 to about 40 % by weight of phenol as measured by weight of the compound.
3. The method of claim 1 wherein the terpenephenol resin comprises from about 5 to about 20 % by weight of phenol as measured by weight of the compound.
4. The method of claim 1 wherein the phenolcontaining compound is present in the biodegradable polymer or biodegradable polymer composition at from about 0.5 to about 10 weight % as measured by the total weight of the biodegradable polymer or biodegradable polymer composition.
5. The method of claim 1 wherein the phenolcontaining compound is present in the biodegradable polymer or biodegradable polymer composition at from about 1 to about 3 weight % as measured by the total weight of the biodegradable polymer or biodegradable polymer composition.
6. The method of claim 1 wherein the biodegradable polymer or biodegradable polymer composition comprises one or more of: a) an aliphaticaromatic copolyester having repeat units of the following structures: wherein: (i) R"and R12 are the same or different, and are residues of one or more of: diethylene glycol, propylene glycol, 1,3propanediol, 2,2dimethyl1,3propanediol, 1,3butanediol, 1,4butanediol, 1,5pentanediol, 1,6hexanediol, 2,2,4trimethyl1,6hexanediol, thiodiethanol, 1,3cyclohexanedimathanol, 1,4 cyclohexanedimethanol, 2,2,4,4tetramethyl1,3cyclobutanediol, triethylene glycol, or tetraethylene glycol; (ii) Rll and R12 are 100% of the diol components in the copolyester; (iii) R13 is absent or is selected from one or more of the groups consisting of CiCi2 alkylene or oxyalkylene; CiCi2 alkylene or oxyalkylene substituted with one to four substituents independently selected from the group consisting of halo, C6 Clo aryl, and ClC4 alkoxy; Clcalo cycloalkylene; and CsCio cycloalkylene substituted with one to four substituents independently selected from the group consisting of halo, C6 Clo aryl, and Ci¬4 alkoxy; and (iv) R14 is selected from one or more of the groups consisting of C6 Cl0 aryl, and C6Clo aryl substituted with one to four substituents independently selected from the group consisting of halo, ClC4 alkyl, and ClC4 alkoxy; b) an aliphatic polyester having repeat units of one or more of the following structures: or wherein m is an integer of from 0 to 10, and Rl° is selected from the group consisting of hydrogen; ClCl2 alkyl ; ClCl2 alkyl substituted with one to four substituents independently selected from the group consisting of halo, C6C10 aryl, and ClC4 alkoxy; C5C10 cycloalkyl ; and C5C10 cycloalkyl substituted with one to four substituents independently selected from the group consisting of halo, C6Clo aryl, and ClC4 alkoxy, wherein R8 is selected from the group consisting of C2C12 alkylene or C2C12 oxyalkylene; C2C12 alkylene or C2C12 oxyalkylene substituted with one to four substituents independently selected from the group consisting of halo, C6C10 aryl, and ClC4 alkoxy; C5Clo cycloalkylene; C5C10 cycloalkylene substituted with one to four substituents independently selected from the group consisting of halo, C6Clo aryl, and ClC4 alkoxy, and wherein R9 is absent or is selected from one or more of the groups consisting of ClCl2 alkylene or oxyalkylene; ClCl2 alkylene or oxyalkylene substituted with one to four substituents independently selected from the group consisting of halo, C6Clo aryl, and ClC4 alkoxy; CsClo cycloalkylene ; and CsClo cycloalkylene substituted with one to four substituents independently selected from the group consisting of halo, C6Clo aryl, and ClC4 alkoxy; or c) a ClClo cellulose ester having a DS equal to or less than about 2.5.
7. The method of claim 6 wherein the biodegradable polymer or biodegradable polymer composition comprises the aliphaticaromatic copolyester and wherein Rll and R12 are the same or different, and are selected from the group consisting of residues of one or more of glycol, propylene glycol, 1,3propanediol, or 1,3 butanediol, and 1,4butanediol, R13 is selected from the group consisting of malonic acid, succinic acid, glutaric acid, adipic acid, pimelic acid, 2,2dimethyl glutaric acid, diglycolic acid, and an ester forming derivative thereof, and R14 is selected from the group consisting of one or more of 1,4terephthalic acid, 1,3 terephthalic acid, 2,6naphthoic acid, 1,5naphthoic acid, and an ester forming derivative thereof.
8. The method of claim 1 wherein the biodegradable polymer or biodegradable polymer composition comprises one or more of: poly (vinyl alcohol), poly (etyhylenecovinyl alcohol), poly (vinyl acetate), poly (ethylenecovinyl acetate), poly (glycolic acid), poly (lactic acid), polycaprolactone, poly (alkylene Dtartrate), polypdioxanone, polyorthoformate, poly (oxyethylene glycoates), polyethylene oxide, and polyhydroxyalkanoate.
9. The method of claim 1, wherein the biodegradable polymer or biodegradable polymer composition comprises one or more of: a pigment, a dye, an opacifying agent, an antioxidant, an ultraviolet stabilizer, an optical brightener, an aliphatic acid, a metal salt, an antistatic agent, an antiblocking aid, a filler, a dispersing agent, a coating aid, a slip agent, a lubricant, starch, wood, and flour.
10. A method for slowing the degradation rate of a biodegradable polymer or biodegradable polymer composition, wherein the method comprises: (a) introducing a phenolcontaining compound into a biodegradable polymer or biodegradable polymer composition in an amount sufficient to slow the degradation rate of the biodegradable polymer or biodegradable polymer composition; and (b) mixing the phenolcontaining compound with the biodegradable polymer or biodegradable polymer composition.
11. The method of claim 10, wherein the phenolcontaining compound comprises one or more of: terpenephenol resin, poly (vinylphenol), phenolic antioxidant, and a material capable of releasing a phenol upon hydrolysis.
12. The method of claim 11, wherein the phenol containing compound comprises the phenolic antioxidant and wherein the phenolic antioxidant comprises one or more of: 4,4'thiobis (2tbutyl5methylphenol), polymeric alkylated phenol, 2,5ditamylhydroquinone, 1,1di (2methyl4hydroxy5tbutylphenyl) butane, and 1, l'thiobis (2hydroxynaphthalene).
13. The method of claim 11, wherein the phenolcontaining material comprises a material capable of releasing a phenol upon hydrolysis and comprises one or more of: diphenylisodecyl phosphite, diisodecylphenyl phosphite, tris (p nonylphenyl) phosphite, and tris [3methyl4 (2methyl4hydroxy5t butylphenylthio)6tbutyl) phosphite.
14. The method of claim 10 wherein the phenolcontaining material comprises terepenephenol resin, phenolic antioxidant, or a material capable of releasing phenol upon hydrolysis and wherein the material contains from about 1 to about 40 % by weight of phenol as measured by weight of the compound.
15. The method of claim 10 wherein the phenolcontaining material comprises terepenephenol resin, phenolic antioxidant, or a material capable of releasing phenol upon hydrolysis and wherein the material contains from about 5 to about 20 % by weight of phenol as measured by weight of the compound.
16. The method of claim 10, wherein the phenolcontaining compound comprises poly (vinylphenol) and wherein the poly (vinylphenol) comprises less than or equal to about 77.5 % by weight of phenol as measured by weight of the compound.
17. The method of claim 10 wherein the phenolcontaining compound is present in the biodegradable polymer or biodegradable polymer composition at from about 0.2 to about 10 % by weight as measured by total weight of the biodegradable polymer or biodegradable polymer composition.
18. The method of claim 10 wherein the phenolcontaining compound is present in the biodegradable polymer or biodegradable polymer composition at from about 1 to about 3 % by weight as measured by total weight of the biodegradable polymer or biodegradable polymer composition.
19. The method of claim 10 wherein the biodegradable polymer or biodegradable polymer composition comprises one or more of: a) an aliphaticaromatic copolyester having repeat units of the following structures: wherein: (i) Rll and R12 are the same or different, and are residues of one or more of diethylene glycol, propylene glycol, 1,3propanediol, 2,2dimethyl1,3propanediol, 1,3butanediol, 1,4butanediol, 1,5pentanediol, 1,6hexanediol, 2,2,4trimethyl1,6hexanediol, thiodiethanol, 1,3cyclohexanedimethanol, 1,4 cyclohexanedimethanol,2,2,4,4tetramethyl1,3cyclobutanediol, triethylene glycol, or tetraethylene glycol; (ii) Rll and R12 are 100% of the diol components in the copolyester; (iii) R13 is absent or is selected from one or more of the groups consisting of CiCi2 alkylene or oxyalkylene; CiCi2 alkylene or oxyalkylene substituted with one to four substituents independently selected from the group consisting of halo, Ce Clo aryl, and ClC4 alkoxy; C5Clo cycloalkylene; and ¬5Cio cycloalkylene substituted with one to four substituents independently selected from the group consisting of halo, C6 Clo aryl, and C1 C4 alkoxy; and (iv) R14 is selected from one or more of the groups consisting of C6 Clo aryl, and C6Clo aryl substituted with one to four substituents independently selected from the group consisting of halo, ClC4 alkyl, and C1 C4 alkoxy; b) an aliphatic polyester having repeat units of one or more of the following structures: or wherein m is an integer of from 0 to 10, and Rl° is selected from the group consisting of hydrogen; ClCl2 alkyl ; ClC12 alkyl substituted with one to four substituents independently selected from the group consisting of halo, C6Clo aryl, and ClC4 alkoxy; Clcalo cycloalkyl ; and C5Clo cycloalkyl substituted with one to four substituents independently selected from the group consisting of halo, C6C10 aryl, and ClC4 alkoxy, wherein R8 is selected from the group consisting of C2Cl2 alkylene or C2Cl2 oxyalkylene; C2C12 alkylene or C2Cl2 oxyalkylene substituted with one to four substituents independently selected from the group consisting of halo, C6C10 aryl, and ClC4 alkoxy; C5Clo cycloalkylene; C5C10 cycloalkylene substituted with one to four substituents independently selected from the group consisting of halo, C6C10 aryl, and ClC4 alkoxy, and wherein R9 is absent or is selected from one or more of the group consisting of ClCl2 alkylene or oxyalkylene; ClC12 alkylene or oxyalkylene substituted with one to four substituents independently selected from the group consisting of halo, C6Clo aryl, and ClC4 alkoxy; C5Cl0 cycloalkylene ; and C5Clo cycloalkylene substituted with one to four substituents independently selected from the group consisting of halo, C6Cl0 aryl, and ClC4 alkoxy; or c) a ClCl0 cellulose ester having a DS equal to or less than about 2.5.
20. The method of claim 10 wherein the biodegradable polymer or biodegradable polymer composition comprises one or more of: poly (vinyl alcohol), poly (etyhylenecovinyl alcohol), poly (vinyl acetate), poly (ethylenecovinyl acetate), poly (glycolic acid), poly (lactic acid), polycaprolactone, poly (alkylene Dtartrate), polypdioxanone, polyorthoformate, poly (oxyethylene glycoates), polyethylene oxide, and polyhydroxyalkanoate.
21. The method of claim 10 wherein the biodegradable polymer or biodegradable polymer composition further comprises one or more of: a pigment, a dye, an opacifying agent, an antioxidant, an ultraviolet stabilizer, an optical brightener, an aliphatic acid, a metal salt, an antistatic agent, an antiblocking aid, a filler, a dispersing agent, a coating aid, a slip agent, a lubricant, starch, wood, and flour.
22. A biodegradable polymer composition comprising: a. a biodegradable polymer or biodegradable polymersecond material composition; and b. a phenolcontaining compound comprising terpenephenol resin incorporated in the biodegradable polymer or biodegradable polymer second material composition, the phenolcontaining compound being present at an amount sufficient to slow the degradation rate of the biodegradable polymer or biodegradable polymer secondmaterial composition.
23. The biodegradable polymer composition of claim 22 wherein the biodegradable polymer or biodegradable polymersecond material composition comprises one or more of the following: a) an aliphaticaromatic copolyester having repeat units of the following structures: wherein (i) Rll and R12 are the same or different, and are residues of one or more of diethylene glycol, propylene glycol, 1,3propanediol, 2,2dimethyl1,3propanediol, 1,3butanediol, 1,4butanediol, 1,5pentanediol, 1,6hexanediol, 2,2,4trimethyl1,6hexanediol, thiodiethanol, 1,3cyclohexanedimathanol, 1,4 cyclohexanedimethanol, 2,2,4,4tetramethyl1,3cyclobutanediol, triethylene glycol, or tetraethylene glycol; (ii) R11 and R12 are 100% of the diol components in the copolyester; (iii) R13 is absent or is selected from one or more of the groups consisting of CiCi2 alkylene or oxyalkylene; ClC12 alkylene or oxyalkylene substituted with one to four substituents independently selected from the group consisting of halo, C6 Cl0 aryl, and Ci¬4 alkoxy; CsClo cycloalkylene; and C5Clo cycloalkylene substituted with one to four substituents independently selected from the group consisting of halo, C6 Clo aryl, and Ci¬4 alkoxy; and (iv) R14 is selected from one or more of the groups consisting of C6 Clo aryl, and C6Clo aryl substituted with one to four substituents independently selected from the group consisting of halo, C1 C4 alkyl, and ClC4 alkoxy; b) an aliphatic polyester having repeat units of one or more of the following structures: or wherein m is an integer of from 0 to 10, and Rl° is selected from the group consisting of hydrogen; ClCl2 alkyl ; ClCl2 alkyl substituted with one to four substituents independently selected from the group consisting of halo, C6C10 aryl, and ClC4 alkoxy; C5C10 cycloalkyl ; and C5C10 cycloalkyl substituted with one to four substituents independently selected from the group consisting of halo, C6Clo aryl, and ClC4 alkoxy, wherein R8 is selected from the group consisting of C2Cl2 alkylene or C2Cl2 oxyalkylene; C2Cl2 alkylene or C2Cl2 oxyalkylene substituted with one to four substituents independently selected from the group consisting of halo, C6Clo aryl, and ClC4 alkoxy; CsClo cycloalkylene; Clcalo cycloalkylene substituted with one to four substituents independently selected from the group consisting of halo, C6Clo aryl, and ClC4 alkoxy, and wherein R9 is absent or is selected from one or more of the group consisting of ClCl2 alkylene or oxyalkylene; ClCl2 alkylene or oxyalkylene substituted with one to four substituents independently selected from the group consisting of halo, C6Clo aryl, and ClC4 alkoxy ; Clcalo cycloalkylene; and Clcalo cycloalkylene substituted with one to four substituents independently selected from the group consisting of halo, C6Clo aryl, and ClC4 alkoxy; and b) a ClClo cellulose ester having a DS equal to or less than about 2.5.
24. The biodegradable polymer composition of claim 23 wherein the biodegradable polymer or biodegradable polymersecond material composition comprises the aliphaticaromatic copolyester and wherein Rll and R12 are the same or different, and are selected from the group consisting of residues of one or more of glycol, propylene glycol, 1,3propanediol, 1,3butanediol, and 1,4butanediol, R13 is selected from the group consisting of malonic acid, succinic acid, glutaric acid, adipic acid, pimelic acid, 2,2dimethyl glutaric acid, diglycolic acid, and an ester forming derivative thereof, and R14 is selected from the group consisting of one or more of 1,4terephthalic acid, 1,3terephthalic acid, 2,6 naphthoic acid, 1, 5naphthoic acid, and an ester forming derivative thereof.
25. The biodegradable polymer composition of claim 22 wherein the phenol containing compound comprises from about 1 to about 40 % by weight of phenol as measured by weight of the compound.
26. The biodegradable polymer composition of claim 22 wherein the phenol containing compound is present in the biodegradable polymer composition in amount of from about 0.5 to about 10 weight % as measured by weight of the biodegradable polymer composition.
27. The biodegradable polymer composition of claim 22 wherein the phenol containing compound is present in the biodegradable composition in an amount of from about 1 to about 3 weight % as measured by weight of the biodegradable polymer composition.
28. The biodegradable polymer composition of claim 22, further comprising one or more of a pigment, a dye, an opacifying agent, an antioxidant, an ultraviolet stabilizer, an optical brightener, an aliphatic acid, a metal salt, an antistatic agent, an antiblocking aid, a filler, a dispersing agent, a coating aid, a slip agent, a lubricant, starch, wood, and flour.
Description:
METHODS FOR SLOWING THE DEGRADATION RATE OF BIODEGRADABLE POLYMER AND BIODEGRADABLE POLYMER COMPOSITIONS AND COMPOSITIONS THEREOF

Field of the Invention The present invention relates to biodegradable polymers or biodegradable polymer compositions having a phenol-containing compound and methods for making such polymers. In a major aspect, phenol-containing compound is included in the biodegradable polymer or biodegradable polymer compositions at an amount sufficient to slow the degradation rate thereof.

Background of the Invention From an environmental perspective, biodegradable polymers are an attractive alternative to the more prevalent traditional petroleum-based nonbiodegradable polymers. Biodegradable polymers do not have to be landfilled and thus contribute less to the solid waste problem created now being experienced by society. Further, since biodegradable polymers eventually re-enter normal geochemical cycles over time, they are less likely to become an entrapment or an ingestion hazard to wildlife.

Biodegradation is defined as a process carried out by microbes, e. g., bacteria or fungi, wherein a polymer chain is cleaved via enzymatic activity to form monomers or short chains. Hydrolysis and oxidation are believed to be the two principal mechanisms by which polymers are degraded. Microbes generally assimilate the monomers or short chains. For example, in an aerobic environment, these monomers or short chains are ultimately oxidized to carbon dioxide, water, and new cell biomass. In an anaerobic environment, the monomers or short chains are ultimately transformed into carbon

dioxide, water, acetate, methane, and cell biomass. Efficient biodegradation requires that direct physical contact be established between the biodegradable material and the active microbial population or the enzymes produced by the active microbial population.

Many biodegradable polymers have been developed and are currently used in various plastic products. Cellulose or cellulose derivatives having a low degree of substitution (DS) may be biodegradable under certain conditions. Cellulose can be degraded in the environment by both anaerobic or aerobic microorganisms. Typical endproducts of this microbial degradation include cell biomass, methane, carbon dioxide, water, and other fermentation products. The ultimate endproducts depend upon the type of environment as well as the type of microbial population that is present.

Cellulose esters form hard, clear plastics and thus are suitable for eyeglass frames, toys, toothbrush handles, and the like. With the prevalence of cellulose ester materials in consumer products, it is desirable to have the ability to make biodegradable materials therefrom.

Polyhydroxyalkanoates (PHA), such as polyhydroxybutyrate (PHB), polycaprolactone (PCL), or copolymers of polyhydroxybutyrate and polyhydroxyvalerate (PHBV), have been known for at least twenty years. With the exception of polycaprolactone, they are generally prepared biologically and have been reported to be biodegradable.

U. S. Patent Nos. 5,480,962 and 5,498,453 to White et al., which are herein incorporated by reference as if fully disclosed herein, describe aliphatic copolyesters having repeat units prepared from succinic and adipic acid, including those containing 1,4-butanediol-derived moieties. These patents indicate that such copolyesters could be used in disposable articles as a result of their propensity to undergo microbial

degradation in a composting environment. Examples of appropriate disposable articles in which the aliphatic-coployesters may be used are food packages, other types of packaging materials, garbage bags, lawn bags, and agricultural mulch films.

U. S. Patent Nos. 5,292,783,5,446,079,5,559,171,5,580,911,5,599,858, and 5,900,322, to Buchanan et al., are incorporated by reference as if fully disclosed herein.

These patents describe biodegradable polymers, such as aliphatic-aromatic copolyesters, aliphatic polyesters, cellulose esters, blends of cellulose esters and aliphatic-aromatic copolyesters, blends of cellulose esters and aliphatic polyesters, and blends of cellulose esters, aliphatic-aromatic copolyesters, and aliphatic polyesters.

Because these polymers are biodegradable in a composting environment, they have utility in a variety of disposable articles, including diapers, sanitary napkins, bed liners, food bags, trash bags, films, and fibers.

Examples of other known biodegradable polymers are poly (vinyl alcohol), poly (ethylene-co-vinyl alcohol), poly (vinyl acetate), and poly (ethylene-co-vinyl acetate). Poly (vinyl alcohol) is a water soluble synthetic polymer that is used extensively in fibers, films, papers, and adhesives. Poly (ethylene-co-vinyl alcohol) is a thermoplastic material commonly used in laminates for food containers due to its excellent film forming and oxygen barrier properties.

Despite the desire to reduce pollution, it may not be feasible to use conventional biodegradable polymers or biodegradable polymer compositions in situations where degradation may start prior to the end of the useful life of the product formed from the biodegradable polymer or biodegradable polymer composition. For instance, people may place biodegradable garbage bags outside of the home several weeks or possibly even months before they are disposed of at a dump site. If the degradation rate of a garbage bag is high enough to result in biodegradation of the plastic bag after only a

few weeks of exposure to microbes, the bag could disappear while the garbage is sitting outside. There would then be no way to carry the garbage to a dump site. Even worse, animals looking for food may scatter the garbage all over a person's yard.

In view of the foregoing, there exists a need to develop a method for slowing the degradation rate of a biodegradable polymer. Such a method would make biodegradable articles more attractive in cases where the article needs to remain intact for a period of time after being exposed to microbes. For example, a person could place garbage in his yard for several weeks without being concerned that the bag containing the garbage might degrade before the garbage can be picked up for dumping.

Summary of the Invention In one aspect, the invention provides a method for slowing the degradation rate of a biodegradable polymer or biodegradable polymer composition. In another aspect, the invention provides a biodegradable polymer composition comprising a biodegradable polymer or biodegradable polymer-second material composition and a phenol-containing compound mixed therein.

Additional advantages of the invention will be set forth in part in the detailed description, which follows, and in part will be obvious from the description, or may be learned by practice of the invention. The advantages of the invention will be realized and attained by means of the elements and combinations particularly pointed out in the appended claims. It is to be understood that both the foregoing general description and the following detailed description are exemplary and explanatory of preferred embodiments of the invention, and are not restrictive of the invention, as claimed.

Detailed Description of the Invention The present invention may be understood more readily by reference to the following detailed description of the invention and the examples provided therein. It is to be understood that this invention is not limited to the specific methods, formulations, and conditions described, as such may, of course, vary. It is also to be understood that the terminology used herein is for the purpose of describing particular embodiments only and is not intended to be limiting.

In this specification and in the claims that follow, reference will be made to a number of terms, which shall be defined to have the following meanings.

The singular forms"a,""an,"and"the"include plural referents unless the context clearly dictates otherwise.

Ranges may be expressed herein as from"about"one particular value and/or to "about"or another particular value. When such a range is expressed, another embodiment includes from the one particular value and/or to the other particular value.

Similarly, when values are expressed as approximations, by use of the antecedent "about,"it will be understood that the particular value forms another embodiment.

"Slowing"is a synonym for reducing, decreasing, and retarding, and"slow"is a synonym for reduce, decrease, and retard. As utilized herein, a slower degradation rate means that the biodegradable polymers or biodegradable polymer compositions herein exhibit a delayed biodegradation rate over biodegradable polymers or biodegradable polymer compositions not including phenol-containing compounds. For example, when a garbage bag is prepared from biodegradable polymers or biodegradable polymer compositions having a phenol-containing compound, the garbage bag, while still

"biodegradable,"may not degrade as quickly as a garbage bag prepared from the same biodegradable polymer or biodegradable polymer composition not including a phenol- containing compound.

As used herein,"mixing"encompasses any method for forming a material comprising two or more components, where each component is substantially integrated throughout the composition. Any methods of mixing known to a person skilled in the art of chemistry and chemical engineering fall within the meaning of the term"mixing." Examples of appropriate methods of mixing are admixing, melt blending, and dry blending. Blending may be performed using, e. g., a melt extruder, a kneader extruder, a roll mill, a high shear mixer, or a twin screw compounder.

By"total weight of the biodegradable polymer or biodegradable polymer composition"it is meant that the amount of added phenol-containing compound is measured without any added materials i. e., the weight of added phenol-containing compound is based upon the neat biodegradable polymer or neat biodegradable polymer composition. By weight of the phenol-containing compound, it is meant that the amount of phenol is measured by total weight of the compound containing the phenol.

Throughout this application, where patents are referenced, the disclosures of these patents in their entireties are hereby incorporated into this application in order to more fully describe the state of the art to which this invention pertains.

The invention generally relates to a method for slowing the degradation rate of a biodegradable polymer or biodegradable polymer composition by introducing a phenol- containing compound into a biodegradable polymer or biodegradable polymer composition in an amount sufficient to slow the degradation rate of the polymer or polymer composition and mixing the phenol-containing compound therein. Another

aspect of the invention is a biodegradable polymer composition comprising a phenol- containing compound mixed with a biodegradable polymer or a biodegradable polymer- second material. The phenol-containing compound is preferably present at an amount sufficient to slow the degradation rate thereof.

In a preferred embodiment, the mixing of the phenol-containing compound and the biodegradable polymer or biodegradable polymer composition results in the phenol- containing compound being uniformly distributed therein.

Without being bound by theory, it is believed that the phenol-containing compound slows the degradation of the biodegradable polymer or biodegradable polymer composition by inhibiting the action of the microbes that break down the polymer. Thus, as utilized herein, the phenol-containing compounds are added to biodegradable polymers or to biodegradable polymer compositions. It is also believed that the rate of degradation decreases as the amount of phenol mixed with the biodegradable polymer or biodegradable polymer composition is increased. As such, in accordance with the methods herein, the degradation rate of the biodegradable polymer or biodegradable polymer composition may be adjusted to a desired value by varying the amount of phenol in the phenol-containing compound and/or the amount of phenol- containing compound that is introduced into the biodegradable polymer or biodegradable polymer composition. The degradation rate of a biodegradable polymer or biodegradable polymer composition therefore may be reduced to the value desired for the particular type of end product to be formed.

As utilized herein the terms"biodegradable polymer"or"biodegradable polymer composition"shall mean that the materials experience a breakdown in molecular weight as a result of attack by microbial species or by prolonged exposure to the elements (sun, heat, cold, rain, wind, etc.) or a combination of both phenomena.

A"biodegradable polymer composition"means in one aspect a composition formed from a polymer and a second material, wherein the second material is subject to microbial or elemental attack. For example, in a composition of a polymer and starch, the starch may be degraded by microbes to cause breakdown of the polymer composition, whether or not the polymer itself may be considered"biodegradable." Suitable second materials that may be utilized in the invention include, but are not limited to, starch, cellulose, carbohydrates, and natural gums. In a second aspect, the term"biodegradable polymer composition"means compositions of the present invention formed from mixing a biodegradable polymer or the biodegradable polymer composition of the first aspect with a phenol-containing compound. The distinctions between the two types of biodegradable polymer compositions as utilized herein will be apparent to one of ordinary skill in the art.

While it is contemplated that any phenol-containing compound may be used, terpene-phenol resin is a preferred phenol-containing compound. One property of terpene-phenol resin that makes it attractive for use in the present invention is that it is food safe and would not harm someone, e. g., a child, who ingests a material containing it.

The synthesis of terpene-phenol resins is well known in the art, for they are commonly used as components of adhesives, sealants and coatings. Terpene-phenol resins are polymeric products commonly prepared by the acid-catalyzed alkylation of phenol with an olefinically unsaturated material derived from naturally occurring resins (e. g. pine oils). The phenol content of these resins may be controlled by adjusting the ratio of phenol to olefinically unsaturated material used in the synthesis.

Various patents describe the forming of phenol-terpene resins by an alkylation process. For example, G. B. Patent No. 1,012,045 describes the use of boron trifluoride

or sulfuric acid as catalysts to prepare terpene-phenol products containing 7.5-8% hydroxyl groups. Fr. Patent No. 1,364,247 describes the use of a variety of Friedel- Crafts catalysts, including boron trifluoride, aluminum trichloride, zinc chloride, ferric chloride and stannic chloride to produce terpene-phenol resins having a hydroxyl number of 123. 5. DE Patent No. 1,133,126 describes the use of a boron trifluoride catalyst to prepare a terpene-phenol resin having a hydroxyl number of 115. Each of these referenced patents are herein incorporated in their entireties by this reference.

Phenol-terpene resins are commercially available from Arizona Chemical Co. under the trade name NIREZO. U. S. Patent No. 5,457,175, which is assigned to Arizona Chemical Co. describes a process for preparing a terpene-phenol resin. U. S.

Patent No. 5,457,175 is herein incorporated in its entirety by this reference. One phenol-terpene resin product suitable for use with this invention is NIREZO 7402.

Other phenol-containing compounds that may be mixed with biodegradable polymers or biodegradable polymer compositions to slow the degradation rate thereof include, but are not limited to, poly (vinylphenol), phenolic antioxidant, or any material capable of releasing a phenol upon hydrolysis. The phenolic compound utilized in the invention herein may preferably comprise one or more of the following compounds: 4,4'-thio-bis (2-t-butyl-5-methylphenol), polymeric alkylated phenol, 2,5-di-t- amylhydroquinone, 1, 1-di- (2-methyl-4-hydroxy-5-t-butylphenyl) butane, or 1, 1'-thio- bis (2-hydroxynaphthalene). Furthermore, the material capable of releasing a phenol upon hydrolysis may comprise one or more of the following compounds: diphenyl- isodecyl phosphite, diisodecylphenyl phosphite, tris (p-nonylphenyl) phosphite, and tris [3-methyl-4- (2-methyl-4-hydroxy-5-t-butylphenylthio)-6-t-butyl) phosphite.

According to an embodiment of the invention, the phenol content of phenol- terpene resin and of all of the above-listed compounds (except poly (vinylphenol))

ranges from about 1 to about 40 %, preferably from about 5 to about 20 %, by weight as measured by weight of the phenol-containing compound. When the phenol-containing compound comprises poly (vinylphenol), it is preferred that the phenol content of the compound is equal to or less than about 77.5% by weight of the phenol-containing compound. However, one of ordinary skill in the art will recognize that vinylphenol may be copolymerized with other vinyl monomers thereby resulting in a different phenol content in the phenol-containing compound.

The amount of phenol-containing compound introduced into a biodegradable polymer or biodegradable polymer composition ranges from about 0.1 to about 10 %, from about 0.5 to about 5%, or, more preferably, from about 1 to about 3 %, by weight as measured by the weight of the total weight of the biodegradable polymer or biodegradable polymer composition. One of ordinary skill in the art will recognize that the specific amount of phenol-containing compound added to the biodegradable polymer or biodegradable polymer composition can vary depending on the intended use of the biodegradable polymer or biodegradable polymer composition and on the concentration of phenol present in the phenol-containing compound.

The invention relates to the introduction of a phenol-containing compound into any polymer or polymer composition that is biodegradable. Preferably, the compound is added to one or more of the following biodegradable polymers or biodegradable polymer compositions containing such polymers: a) an aliphatic-aromatic copolyester having repeat units of the following structures:

wherein: (i) Rll and R12 are the same or different, and are residues of diethylene glycol, propylene glycol, 1,3-propanediol, 2,2- dimethyl-1, 3-propanediol, 1,3-butanediol, 1,4-butanediol, 1,5- pentanediol, 1, 6-hexanediol, 2,2,4-trimethyl-1,6-hexanediol, thiodiethanol, 1,3-cyclohexanedimathanol, 1,4- cyclohexanedimethanol, 2,2,4,4-tetramethyl-1,3-cyclobutanediol, triethylene glycol, tetraethylene glycol, or a mixture thereof; (ii) Rll and R12 are 100% of the diol components in the copolyester; (iii) R13 is absent or is selected from one or more of the groups consisting of C1-C12 alkylene or oxyalkylene; C1-Ci2 alkylene or oxyalkylene substituted with one to four substituents independently selected from the group consisting of halo, C6- Clo aryl, and C1 - C4 alkoxy; C5-Clo cycloalkylene; and C5-Clo cycloalkylene substituted with one to four substituents independently selected from the group consisting of halo, C6- CIO aryl, and C1-C4 alkoxy; and (iv) R14 is selected from one or more of the groups consisting of C6 - Cio aryl, and Cg-Cio aryl substituted with one to four substituents independently selected from the group consisting of halo, C1-C4 alkyl, and C1 - C4 alkoxy; b) an aliphatic polyester having repeat units of one or more of the following structures: or

wherein m is an integer of from 0 to 10, and Rlo is selected from the group consisting of hydrogen; Cl-C12 alkyl ; Cl-Cl2 alkyl substituted with one to four substituents independently selected from the group consisting of halo, C6-C10 aryl, and C1-C4 alkoxy; C5-C10 cycloalkyl ; and C5-Clo cycloalkyl substituted with one to four substituents independently selected from the group consisting of halo, C6-C10 aryl, and C1-C4 alkoxy, wherein R8 is selected from the group consisting of C2-C12 alkylene or C2-C12 oxyalkylene; C2-C12 alkylene or C2-C12 oxyalkylene substituted with one to four substituents independently selected from the group consisting of halo, C6-C10 aryl, and Cl-C4 alkoxy; C5-Clo cycloalkylene ; C5-Clo cycloalkylene substituted with one to four substituents independently selected from the group consisting of halo, C6-Clo aryl, and Cl-C4 alkoxy, and wherein R9 is absent or is selected from one or more of the groups consisting of Cl-C12 alkylene or oxyalkylene; Cl-Cl2 alkylene or oxyalkylene substituted with one to four substituents independently selected from the group consisting of halo, C6-C10 aryl, and C1-C4 alkoxy; C5-C10 cycloalkylene; and Cs-Cio

cycloalkylene substituted with one to four substituents independently selected from the group consisting of halo, C6-Clo aryl, and Cl-C4 alkoxy; or c) a Cl-Clo cellulose ester having a DS of equal to or less than about 2.5.

U. S. Patent Nos. 5,292,783,5,446,079,5,559,171,5,580,911,5,599,858, 5,900,322,5,480,962 and 5,498,453 provide detailed descriptions of how to make and use these particular biodegradable polymers. The terms"alkyl"and"alkylene"refer to either straight or branched chain moieties such as--CH2--CH2--CH2--CH2--and-- CH2 CH (X)-- CH2--. Also, all of the carbon atoms of the cycloalkyl and cycloalkylene moieties are not necessarily in the ring structure, e. g., a CH8 cycloalkyl group can be cyclooctyl or dimethylcyclohexyl. The term"oxyalkylene"refers to alkylene chains containing from 1 to 4 ether oxygen groups.

When the biodegradable polymer is an aliphatic-aromatic copolyester, Rll and R12 are preferably the same or different and are selected from the group consisting of residues of one or more of glycol, propylene glycol, 1,3-propanediol, 1,3-butanediol, and 1,4-butanediol. Furthermore, R13 is selected from the group consisting of malonic acid, succinic acid, glutaric acid, adipic acid, pimelic acid, 2,2-dimethyl glutaric acid, diglycolic acid, and an ester forming derivative thereof. Also, R14 is selected from the group consisting of one or more of 1,4-terephthalic acid, 1,3-terephthalic acid, 2,6- naphthoic acid, 1,5-naphthoic acid, and an ester forming derivative thereof.

Preferably, the aliphatic-aromatic copolyester comprises from about 10 to about 1,000 repeating units. Most preferably, the aliphatic-aromatic copolyester comprises from about 15 to about 600 repeating units. It is further preferred that the aliphatic- aromatic copolyester has an inherent viscosity of about 0.4 to about 1.2 as measured at a temperature of 25 °C. for a 0.5 gram sample in 100 ml of a 60/40 by weight solution of phenol/tetrachloroethane.

The aliphatic-aromatic copolyester may also be blended with other polymers for preparation of a biodegradable polymer composition. Specific examples of aliphatic- aromatic copolyesters that may be blended with other polymers include one or more of: poly (tetramethylene glutarate-co-terephthalate-co-diglycolate), poly (tetramethylene glutarate-co-terephthalate), poly (ethylene glutarate-co-terephthalate), poly (tetramethylene adipate-co-terephthalate), poly (tetramethylene succinate-co- terephthalate), and poly (tetramethylene-co-ethylene glutarate-co-terephthalate). The aliphatic-aromatic copolyester may also be mixed with a second material such as starch, cellulose or filler material to provide a biodegradable polymer composition.

Specific examples of aliphatic-aromatic copolyesters for applications where blending may not be required include one or more of: poly (tetramethylene glutarate-co- terephthalate-co-diglycolate), poly (tetramethylene glutarate-co-terephthalate), poly (ethylene succinate-co-terephthalate), poly (tetramethylene adipate-co- terephthalate), and poly (tetramethylene succinate-co-terephthalate).

With respect to the aliphatic polyester, R8 is preferably C2-C4 alkylene, C4-C8 oxyalkylene, or C5-Clo cycloalkylene, and Rg is preferably C2-C4 alkylene, C2 oxyalkylene or C5-Clo cycloalkylene. It is also preferred that the aliphatic polyester comprises from about 10 to about 1,000 repeating units. Most preferred is when said aliphatic polyester comprises from about 15 to about 600 repeating units.

Specific examples of aliphatic polyesters suitable for use as the biodegradable polymer or for inclusion into biodegradable polymer compositions of the present invention include one or more of polyhydroxybutyrate, a copolymer of polyhydroxybutyrate and polyhydroxyvalerate, poly (hexamethylene glutarate), poly (hexamethylene adipate), poly (ethylene sebacate), poly (tetramethylene glutarate),

poly (tetramethylene adipate), poly (tetramethylene sebacate), poly (ethyleneglutarate), poly (ethylene succinate), poly (tetramethylene succinate), and poly (ethylene adipate).

Preferred cellulose esters that are biodegradable or that may be utilized in biodegradable polymer compositions include cellulose acetate (CA), cellulose propionate (CP), cellulose butyrate (CB), cellulose acetate propionate (CAP), cellulose acetate butyrate (CAB), cellulose propionate butyrate (CPB), and the like. CAP and CAB are more preferred cellulose esters. It is preferred that the DS of the cellulose ester be equal to or less than about 2.5, more preferably less than about 2.25 and, still further preferably, less than about 2.0.

Additional biodegradable polymers that may be used in this invention comprise one or more of: poly (vinyl alcohol), poly (etyhylene-co-vinyl alcohol), poly (vinyl acetate), poly (ethylene-co-vinyl acetate), poly (glycolic acid), poly (lactic acid), polycaprolactone, poly (alkylene D-tartrate), polyp-dioxanone, polyorthoformate, poly (oxyethylene glycoates), polyethylene oxide, and polyhydroxyalkanoate.

The biodegradable polymer compositions of this invention may also have incorporated therein other materials that render the polymers more suitable for their end-use applications. These materials include colorants such as pigments and dyes, opacifying agents, titanium dioxide, zinc oxide, antioxidants, ultraviolet stabilizers, optical brighteners, processing aids such as aliphatic acid metal salts, antistatic agents, antiblocking aids, fillers, dispersing agents, coating aids, slip agents, lubricants, and the like, as is well known to those skilled in the art. Specific examples of pigments include barium sulfate, colloidal or amorphous silica, and calcium carbonate. The biodegradable polymers may also contain materials that function as foods for the microbial agents, e. g., starch, wood, or flour. Additionally, materials that increase the porosity or water/air diffusion in the polymer may be introduced into the polymer.

The biodegradable polymers and biodegradable polymer compositions may be prepared into any one of a number of products as will be recognized by one of skill in the art. As a non-exhaustive list the biodegradable polymer compositions may be formed into films, bottles, blow molded articles, injection molded articles, and containers. The biodegradable polymers and biodegradable polymer compositions of the present invention have utility in waste collection, agriculture, and food packaging applications. Specifically, they may be used to form disposable articles, such as compost bags, garbage bags, fast-food disposables, agricultural articles, hygiene articles, paper coatings, and agricultural mulch films. Still further, the biodegradable polymers and biodegradable polymer compositions of the present invention may be utilized in any application where biodegradability is desired, but where it is preferred that such biodegradability be delayed. The length of time required to biodegrade such articles may be extended by the practice of this invention.

Examples The following examples are put forth so as to provide those of ordinary skill in the art with a complete disclosure and description of how the compositions of matter and methods claimed herein are made and evaluated, and are not intended to limit the scope of what the inventors regard as the invention. Efforts have been made to insure accuracy with respect to numbers (e. g., amounts, temperature, etc.) but some errors and deviations should be accounted for. Unless indicated otherwise, pressure is at or near atmosphere. Also, as used in the examples below, wt% stands for weight % as measured by weight of the polymer composition that is formed. Furthermore, the terpene-phenol resin referred to in the examples is NIIEZ0 7402.

Example1 A copolyester of adipic acid, terephthalic acid, and 1,4-butanediol was melt- compounded with 6 wt% talc and 0,0.1,0.5, and 1.0 wt% terpene-phenol resin, respectively. The formulations were then melt-extruded into 1-mil (0.001 inch) films strips, which were then cut into 25x 125 mm sections for biodegradability evaluations.

The film strips were placed in polyethylene bags containing fresh grass clippings and were aged in the dark at 74°F for up to 28 days. The film strips were then inspected periodically for breakage or cracking. The results of this experiment are summarized in Table 1. It can be seen from this data that the presence of 1.0 wt% terpene-phenol resin extended the degradation time of the copolyester from 2 weeks to 3 weeks, and thereby effectiveness as a biodegradable polymer composition is demonstrated.

Table 1 Wt% Terpene-Phenol Resin Days Aged Cracks/Brittleness (Yes/No) 0 0 No 0 7 No 0 14 Yes 0.1 0 No 0.1 7 No 0.1 14 Yes 0.5 0 No 0.5 7 No 0.5 14 Yes 1.0 0 No 1.0 7 No 1.0 14 No 1.0 21 Yes

Example 2 Test specimens that were 120x150 mm in size were prepared in the same manner as in Example 1. They were placed in composted grass approximately 9 months old and covered with the compost to a depth of about 12 inches. The covered specimens were then aged for 3 weeks with ambient day/night temperatures of about 60/40°F. Visual inspection provided the results shown in Table 2. The sample containing 1% of the terpene-phenol resin was much less degraded than the control sample containing no terpene-phenol resin.

Table 2 Cracks or Wt % Terpene-Phenol Yellow Spots Holes 0 10 4 1.0 2 1 Example 3 A total of 20 test specimens were prepared in the manner described in Example 1. The specimens were placed on approximately 6 inches of fresh grass clippings and covered with approximately 6 inches of additional grass clippings. Each specimen was then stored in a black polyethylene bag at a temperature of 68-70°F in a room having only interior lighting. The films were inspected weekly for degradation. The partially composted grass was replaced with fresh grass clippings for the third week of the evaluations. Failure was based on the presence of one or more cracks of 1/4 inch or greater, or on fragmentation of the films. The results are summarized in Table 3. It is readily apparent that the presence of 1.5 and 2.0 wt % terpene-phenol resin reduced the number of specimens exhibiting failure at all of the time intervals.

Table 3 Failures After Weeks Noted Wt % Terpene-Phenol 1 2 3 0 2/5 4/5 5/5 1.0 3/5 4/5 5/5 1.5 0 2/5 3/5 2.0 0 0 1/5 Example 4 Test specimens that were 75xl25mm in size were prepared according to the method described in Example 1 and were buried to a depth of approximately 18 inches in a 1-year old compost pile of mixed leaves and grass clippings. The specimens were visually inspected after they had been aged at typical ambient day/night temperatures of about 80/60 °F. The results of this experiment are shown in Table 4. The samples containing 1.0 to 2.0 wt % terpene-phenol resin showed no cracking or holes after 6 weeks of aging and appeared much less discolored than the sample containing no terpene-phenol resin.

Table 4 Cracks or Wt % Terpene-Phenol Resin Weeks Aged Holes Comments 0 31 Most of surface of film 6 5 discolored with yellow or brown spots 1.0 3 0 Slight discoloration 6 0 1.5 3 0 Slight discoloration 6 0 2.0 3 0 Slight discoloration 6 0 The invention has been described in detail with particular reference to preferred embodiments thereof, but it will be understood that variations and modifications can be effected without departing from the scope and spirit of the invention.