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Title:
POLYMER SYNTHESIS
Document Type and Number:
WIPO Patent Application WO/1996/015157
Kind Code:
A1
Abstract:
Process for the synthesis of block polymers, homopolymers and copolymers of narrow polydispersity having formula (1) by contacting selected vinyl monomer(s), vinyl-terminated compound(s) and free radicals in which effective control of production of polymer is achieved by controlling the mole ratio of vinyl monomer(s), vinyl-terminated compound(s) and free radicals relative to one another; and polymers produced thereby.

Inventors:
MOAD GRAEME (AU)
MOAD CATHERINE LOUISE (AU)
KRSTINA JULIA (AU)
RIZZARDO EZIO (AU)
BERGE CHARLES THOMAS (US)
DARLING THOMAS ROBERT (US)
Application Number:
PCT/US1995/014428
Publication Date:
May 23, 1996
Filing Date:
November 08, 1995
Export Citation:
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Assignee:
DU PONT (US)
COMMW SCIENT IND RES ORG (AU)
MOAD GRAEME (AU)
MOAD CATHERINE LOUISE (AU)
KRSTINA JULIA (AU)
RIZZARDO EZIO (AU)
BERGE CHARLES THOMAS (US)
DARLING THOMAS ROBERT (US)
International Classes:
C08F2/38; C08F2/00; C08F10/00; C08F14/00; C08F16/12; C08F20/04; C08F20/10; C08F20/42; C08F20/54; C08F293/00; (IPC1-7): C08F2/38
Domestic Patent References:
WO1995012568A11995-05-11
WO1992009639A21992-06-11
WO1993022355A11993-11-11
Foreign References:
EP0261942A21988-03-30
EP0597747A11994-05-18
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Claims:
CLAIMS
1. A process for the synthesis of polymers of the general formula: 1 comprising contacting: (i) a vinyl monomer of the formula CH2 = CUV (ii) a vmylterminated compound of formula and (iii) free radicals, produced from a free radical source; and increasing the molar amount of polymers by one or both of: (a) decreasing the molar amount of (iii) for any given conversion of (i); and (b) decreasing the molar amount of (i) for any given conversion of (iii); wherein: Q is selected from the group H, R, OR, O2CR, halogen, CO2H, CO2R, CN, CONH2, CONHR and CONR2; U is selected from H and R, V is selected from R, OR, O2CR, halogen, CO2H, CO2R, CN, CONH2, CONHR and CONR2 X is selected from H and R; Y is selected from R, OR, O2CR, halogen, CO2H, CO2R, CN, CONH2, CONHR and CONR2; Z is selected from the group H, SR1, S(O)R, S(O)2R, R2 and R3; R is selected from the group substituted and unsubstituted alkyl, aryl, aralkyl, alkaryl and organosilyl groups wherein the substituent(s) are independently selected from the group carboxyl, epoxy, hydroxyl, alkoxy, amino and halogen; R1 is selected from the group H, substituted and unsubstituted alkyl, aryl, aralkyl, alkaryl, organosilyl wherein the substituent(s) are independently selected from the group carboxyl, epoxy, hydroxyl, alkoxy, amino and halogen; R2 is selected from the group free radical initiatorderived fragments of substituted and unsubstituted alkyl, cycloalkyl, aryl, aralkyl, alkaryl, organosilyl, alkoxyalkyl, alkoxyaryl, sulfate groups wherein the substituent(s) are independently selected from R, OR1, O2CR, halogen, CO2H (and salts), CO2R, CN, CONH2, CONHR, CONR2, (∞d salts) and — C (and salts); R3 is selected from the group radical chain transfer agentderived fragments of substituted and unsubstituted alkyl, cycloalkyl, aryl, aralkyl, alkaryl, organosilyl, alkoxyalkyl, alkoxyaryl, and P.
2. groups wherein the substituent(s) are independently selected from R, OR1, SR, NR2, NHR, O2CR, halogen, CO H, CO2R, CN, CONH2, CONHR, and CONR2; m and n are independently > 1 ; and when either or both of m and n are greater than 1, the repeat units are the same or different 2 A process according to Claim 1 wherein (i) is selected from one or more of following monomers, methyl methacrylate, ethyl methacrylate, propyl methacrylate, butyl methacrylate, 2ethylhexyl methacrylate, isobomyl methacrylate, methacrylic acid, benzyl methacrylate, phenyl methacrylate, methacrylonitrile, alpha methyl styrene, methyl acrylate, ethyl acrylate, propyl acrylate, butyl acrylate, 2ethylhexyl acrylate, isobomyl acrylate, acrylic acid, benzyl acrylate, phenyl acrylate, acrylonitrile, styrene, functional methacrylate, acrylates and styrene selected from glycidyl methacrylate, 2hydroxyethyl methacrylate, hydroxypropyl methacrylate, hydroxybutyl methacrylate, diethylaminoethyl methacrylate, triethyleneglycol methacrylate, itaconic anhydride, itaconic acid, glycidyl acrylate, 2hydroxyethyl acrylate, hydroxypropyl acrylate, hydroxybutyl acrylate, diethylaminoethyl acrylate, triethyleneglycol acrylate, methacrylamide, Ntertbutyl methacrylamide, Nnbutyl methacrylamide, N methylol methacrylamide, Nethylol methacrylamide, Ntertbutyl acrylamide, N nbutyl acrylamide, Nmethylol acrylamide, Nethylol acrylamide, vinyl benzoic acid, diethylamino styrene, alphamethyivinyl benzoic acid, diethylamino alphamethylstyrene, paramethylstyrene, pvinyl benzene sulfonic acid, trimethoxysilylpropyl methacrylate, triethoxysilylpropyl methacrylate, tributoxysilylpropyl methacrylate, dimethoxymethylsilylpropyl methacrylate, diethoxymethylsilylpropyl methacrylate, dibutoxymethylsilylpropyl methacrylate, diisopropoxymethylsilylpropyl methacrylate, dimethoxysilylpropyl methacrylate, diethoxysilylpropyl methacrylate, dibutoxysilylpropyl methacrylate, dusopropoxysilylpropyi methacrylate, trimethoxysilylpropyl acrylate, triethoxysilylpropyl acrylate, tributoxysilylpropyl acrylate, dimethoxymethylsilylpropyl acrylate, diethoxymethylsilylpropyl acrylate, dibutoxymethylsilylpropyl acrylate, diisopropoxymethylsilylpropyl acrylate, dimethoxysilylpropyl acrylate, diethoxysilylpropyl acrylate, dibutoxysilylpropyl acrylate, dusopropoxysilylpropyi acrylate, vinyl acetate, and vinyl butyrate, vinyl chloride, vinyl fluoride, vinyl bromide.
3. 3 A process according to Claim 1 wherein (ii) is selected where Q, XYC CH2, Z and "nM are independently selected from one or more of the following: Q = H, methyl, ethyl, butyl, cyclohexyl, methoxy, ethoxy, propoxy, butoxy, phenoxy, acetate, propionate, butyrate, benzoate, carboxylate, chlorine, bromine, fluorine, iodine, nitrile, amide, Nmethylamide, Nethylamide, N propylamide, N,Ndimethylamide, N,Ndiethylamide, N,Ndibutylamide, N methylNethylamide, carboxylate ester of methyl, ethyl, propyl, butyl, benzyl, phenyl, 2hydroxyethyl, 3hydroxypropyl, 2hydroxypropyl, 4 hydroxybutyl, 3 hydroxybutyl, 2hydroxybutyl, 3 trimethoxysilylpropyl, 3 triethoxysilylpropyl, 3tributoxysilylpropyl, 3tri(isopropoxy)silylpropyl, 2 aminoethyl, 3aminopropyl, 2aminopropyl, 4aminobutyl, 3aminobutyl, 2aminobutyl, 2epoxypropyl, or 3epoxypropyl; XYCCH2 = derived from one or more of the following monomers: methyl methacrylate, ethyl methacrylate, propyl methacrylate, butyl methacrylate, 2ethylhexyl methacrylate, isobomyl methacrylate, methacrylic acid, benzyl methacrylate, phenyl methacrylate, methacrylonitrile, styrene, alpha methyl styrene, glycidyl methacrylate, 2hydroxyethyl methacrylate, hydroxypropyl methacrylate, hydroxybutyl methacrylate, diethylaminoethyl methacrylate, triethyleneglycol methacrylate, Ntertbutyl methacrylamide, Nnbutyl methacrylamide, Nmethylol methacrylamide, Nethylol methacrylamide, trimethoxysilylpropyl methacrylate, triethoxysilylpropyl methacrylate, tributoxysilylpropyl methacrylate, dimethoxymethylsilylpropyl methacrylate, diethoxymethylsilylpropyl methacrylate, dibutoxymethylsilylpropyl methacrylate, diisopropoxymethylsilylpropyl methacrylate, dimethoxysilylpropyl methacrylate, diethoxysilylpropyl methacrylate, dibutoxysilylpropyl methacrylate, dusopropoxysilylpropyi methacrylate, methyl acrylate, ethyl acrylate, propyl acrylate, butyl acrylate, 2ethylhexyl acrylate, isobomyl acrylate, acrylic acid, benzyl acrylate, phenyl acrylate, acrylonitrile, styrene, glycidyl acrylate, 2hydroxyethyi acrylate, hydroxypropyl acrylate, hydroxybutyl acrylate, diethylaminoethyl acrylate, triethyleneglycol acrylate, Ntertbutyl acrylamide, Nnbutyl acrylamide, Nmethylol acrylamide, Nethylol acrylamide, vinyl benzoic acid, diethylamino styrene, pvinyl benzene sulfonic acid, paramethylstyrene, trimethoxysilylpropyl acrylate, triethoxysilylpropyl acrylate, tributoxysilylpropyl acrylate, dimethoxymethylsilylpropyl acrylate, diethoxymethylsilylpropyl acrylate, dibutoxymethylsilylpropyl acrylate, diisopropoxymethylsilylpropyl acrylate, dimethoxysilylpropyl acrylate, diethoxysilylpropyl acrylate, dibutoxysilylpropyl acrylate, dusopropoxysilylpropyi acrylate, vinyl acetate, and vinyl butyrate. Z = H, SR1, S(O)R, S(O)2R, R2, or R3; R = methyl, ethyl, propyl, nbutyl, tertbutyl, isobutyl, phenyl, benzyl, 2 phenylpropyl, trimethoxysilylpropyl, tributoxysilylpropyl, hydroxymethyl, 2hydroxyethyl, 2hydroxypropyl, 2epoxypropyl, 2aminoethyl, 2amino propyl, methoxymethyl, 2methoxyethyl, 2ethoxyethyl, 2methoxypropyl, or heptafluoropropyl; R1 = hydrogen, methyl, ethyl, propyl, nbutyl, tertbutyl, isobutyl, phenyl, benzyl, 2phenylpropyl, trimethoxysilylpropyl, tributoxysilylpropyl, hydroxymethyl, 2hydroxyethyl, 2hydroxypropyl, 2epoxypropyl, 2 aminoethyl, 2aminopropyl, methoxymethyl, 2methoxyethyl, 2 ethoxyethyl, 2methoxypropyl, or heptafluoropropyl; R2 = 2,4dimethylpentanenitrile, 2methylbutanenitrile, 2methylpropanenitrile, cyclohexanecarbonitrile, 4cyanopentanoic acid, N,N,dimethyleneiso butyramidine, N.N'dimethyleneisobutyramidine hydrochloride, 2 amidinopropane, 2amidinopropane hydrochloride, 2methylN[l,l bis(hydroxymethyl)ethyl] propionamide, 2methylN[l,lbis(hydroxy methyl)2hydroxyethyl] propionamide, 2methylN(2hydroxyethyl) propionamide, isobutyamide hydrate, hydroxyl, or sulfate; R3 = l,lbis(carboethoxy)ethyl, l,lbis(carbomethoxy)ethyl, bis(carboethoxy) methyl, bis(carbomethoxy)methyl, 1carboethoxyl phenyl ethyl, 1carbo methoxy1 phenyl ethyl, chlorine, bromine, fluorine, iodine, 1 methyl 1 [carbo(2epoxypropoxy)]ethyl, 1 methyl 1 [carbo(2hydroxyethoxy)]ethyl, 1 methyl 1 [carbo(4hydroxybutoxy)]ethyl, 1 methyl 1 [carbo(2 aminoethoxy)]ethyl, lmethyll[carbc 3trimethoxysilylpropoxy)]ethyl, 1 methyl 1 [carbo(3triethoxysilylpropoxy)]ethyl, 1 methyl 1 [carbo(3 dimethoxyethoxysilylpropoxy)]ethyl, 1 methyl 1 [carbo(2methoxy ethoxy)]ethyl, (N,Ndime ylamino)(cyano)methyl, N,Ndimethylamino (benzo)methyl, thiomethyl(cyano)methyl, or thioethyl(cyano)methyl; n > 1 and when greater than 1, the repeat units are the same or different.
4. A process according to Claim 1 wherein (iii) is selected from one or more of the following: 2,2'azobis(isobutyronitrile), 2,2'azobis(2butanenitrile), 4,4' azobis(4cyanpentanoic acid), l,l'azobis(cyclohexanecarbonitrile), 2(tbutylazo> 2cyanopropane, 2,2'azobis[2methylN( 1,1) bis(hydoxymethyl)2hydroxyethyl] propionamide, 2,2'azobis[2methyl Nhydroxyethyl)]propionamide, 2,2' azobis(N,N'dime yleneisobutyraπιidine) dichloride, 2,2'azobis(2 amidinopropane) dichloride, 2,2'azobis(N,N,dimethyleneisobutyramide), 2,2' azobis(2memyl N[l,lbis(hyo oxymethyl)2hydroxyethyl] propionamide), 2,2' azobis(2methylN[ 1 , 1 bis(hydroxymethy.)ethyl] propionamide), 2,2'azobis[2 methylN(2hydroxyethyl) propionamide], 2,2'azobis(iso butyramide) dihydrate, tbutylperoxyacetate, tbutylperoxybenzoate, tbutylperoxyoctoate, t butylperoxyneodecanoate, tbutylperoxyisobutyrate, tamylperoxypivalate, t butylperoxypivalate, cumene hydroperoxide, dicumyl peroxide, benzoyl peroxide, potassium persulfate, ammonium persulfate.
5. Process of Claim 1 wherein compound (2) is a block copoiymer of general structure (1) and the product is a tri or multiblock copoiymer.
6. Process of Claim 1 employing a temperature above 100°C.
7. A composition consisting essentially of a polymer with a polydispersity <1.7, having the formula wherein: Q is selected from the group H, R, OR, O2CR, halogen, CO2H, CO2R, CN, CONH2, CONHR and CONR2; U is selected from H and R; V is selected from R, OR, O2CR, halogen, CO2H, CO2R, CN, CONH2, CONHR and CONR2; X is selected from H and R; Y is selected from R, OR, O2CR, halogen, CO2H, CO2R, CN, CONH2, CONHR and CONR2; Z is selected from the group H, SR1, S(O)R, S(O)2R, R2 and R3; R is selected from the group substituted and unsubstituted alkyl, aryl, aralkyl, alkaryl and organosilyl groups wherein the substituent(s) are independently selected from the group carboxyl, epoxy, hydroxyl, alkoxy, amino and halogen; R1 is selected from the group H, substituted and unsubstituted alkyl, aryl, aralkyl, alkaryl, organosilyl wherein the substituent(s) are independently selected from the group carboxyl, epoxy, hydroxyl, alkoxy, amino and halogen; R2 is selected from the group free radical initiatorderived fragments of substituted and unsubstituted alkyl, cycloalkyl, aryl, aralkyl, alkaryl, organosilyl, alkoxyalkyl, alkoxyaryl, sulfate groups wherein the substituent(s) are independently selected from R, OR1, O2CR, halogen, CO2H (and salts), CO2R, CN, CONH2, CONHR, CONR2, (md salts)i R3 is selected from the group radical chain transfer agentderived fragments of substituted and unsubstituted alkyl, cycloalkyl, aryl, aralkyl, alkaryl, organosilyl, alkoxyalkyl, alkoxyaryl, and PR2 groups wherein the substituent(s) are independently selected from R, OR1, SR, NR2, NHR, O2CR, halogen, CO2H, CO2R, CN, CONH2, CONHR, and CONR2; m and n are independently > 1 ; and when either or both of m and n are greater than 1, the repeat units are the same or different.
8. A composition according to Claim 7 wherein the polydispersity is < 1.5. 9.
9. A polymer made by the process of Claim 1.
10. A polymer made by the process of Claim 5.
Description:
TITLE POLYMER SYNTHESIS

1. Field of the Invention This invention relates to a process for the synthesis of block copolymers and polymers of narrow polydispersity based on radical polymerization of monomers in the presence of unsaturated chain transfer agents.

2. Background

Block copolymers are useful as pigment dispersants, surfactants, compatibilizers for polymer blends, thermoplastic elastomers and in a variety of other applications. Polymers with narrow molecular weight dispersity can enhance melt viscosity behavior, solids-viscosity relationships of polymer solutions and sharper melt transitions than the same composition at a higher polydispersity.

Conventional commercial techniques for synthesizing narrow polydispersed polymers and block copolymers include free-radical polymerization. Radical polymerization may be accomplished: (1) through the use of pseudo or quasi-living polymerization. These techniques make use of low molecular weight transfer agents and/or chain terminators; (2) through the use of transformation chemistry; (3) through the use of multifunctional or polymeric initiators. This invention provides a method of employing certain vinyl compounds in the synthesis of polymers with narrow molecular weight distribution and block copolymers by free radical polymerization. Block copolymerization by radical polymerization has been described in PCT Application No WO 93 22355 This PCT application describes the mechanism of block copoiymer formation but does not define conditions necessary for the preparation of high puπty block copolymers, nor formation of narrow polydispersity resins.

SUMMARY OF THE INVENTION This invention is directed to a process for the synthesis of polymers (block, homo- and copolymers) of the general formula:

comprising contacting:

(i) a vinyl monomer of the formula

CH 2 = CUV (ii) a vinyl-terminated compound of formula

and

(iii) free radicals, produced from a free radical source; and increasing the molar amount of polymers, 1, by one or both of:

(a) decreasing the molar amount of (iii) for any given conversion of (i); and (b) decreasing the molar amount of (i) for any given conversion of (iii); wherein:

Q is selected from the group H, R, OR, O 2 CR, halogen, CO 2 H, CO 2 R, CN,

CONH 2 , CONHR and CONR 2 ; U is selected from H and R; V is selected from R, OR, O 2 CR, halogen, CO 2 H, CO 2 R, CN, CONH 2 , CONHR and CONR 2; X is selected from H and R;

Y is selected from R, OR, O 2 CR, halogen, CO 2 H CO 2 R, CN, CONH 2 , CONHR and CONR 2 ; Z is selected from the group H, SR 1 , S(O)R, S(O) 2 R R 2 and R 3 ,

R is selected from the group substituted and unsubstituted alkyl, aryl, aralkyl, alkaryl and organosilyl groups wherein the substituent(s) are independently selected from the group carboxyl, epoxy, hydroxyl, alkoxy, amino and halogen; R 1 is selected from the group H, substituted and unsubstituted alkyl, aryl, aralkyl, alkaryl, organosilyl wherein the substituent(s) are independently selected from the group carboxyl, epoxy, hydroxyl, alkoxy, amino and halogen; R 2 is selected from the group free radical initiator-derived fragments of substituted and unsubstituted alkyl, cycloalkyl, aryl, aralkyl, alkaryl, organosilyl, alkoxyalkyl, alkoxyaryl, sulfate groups wherein the substituent(s) are independently selected from R, OR 1 , O 2 CR, halogen, CO 2 H (and salts), CO 2 R, CN, CONH 2 ,

CONHR, CONR 2 , (and salts);

R 3 is selected from the group radical chain transfer agent-derived fragments of substituted and unsubstituted alkyl, cycloalkyl, aryl, aralkyl, alkaryl, organosilyl, alkoxyalkyl, alkoxyaryl, and PR2 groups wherein the substituent(s) are independently selected from R, OR 1 , SR, NR 2 , NHR, O 2 CR, halogen, CO 2 H,

CO 2 R, CN, CONH 2 , CONHR, and CONR 2; m and n are independently > 1; and when either or both of m and n are greater than 1 , the repeat units are the same or different. Each alkyl in the defined substituents is independently selected from branched, unbranched, and cyclical hydrocarbons having 1 to 20, preferably 1-12, and most preferably 1-8 carbon atoms; halo or halogen refers to bromo, iodo, chloro and fluoro, preferably chloro and fluoro, and organosilyl includes -SΪR 4 (R5)(R6) and the like, wherein R 4 , R^, and R^ are independently alkyl, phenyl, alkyl ether, or phenyl ether, preferably at least two of R 4 , R^, and R*> being a hydrolyzable group, more preferably two of which are alkyl ether, wherein alkyl is preferably methyl or ethyl. A plurality of silyl groups can be condensed; for example, an organopolysiloxane such as -Si(R )2- O-Si(R 5 )2R 6 , wherein R 4 , R 5 , and R 6 are independently alkyl.

Preferred monomers are methyl methacrylate, ethyl methacrylate, propyl methacrylate (all isomers), butyl methacrylate (all isomers), 2-ethylhexyi methacrylate, isobomyl methacrylate, methacrylic acid, benzyl methacrylate, phenyl methacrylate, methacrylonitrile, alpha methyl styrene, methyl acrylate, ethyl acrylate, propyl acrylate (all isomers), butyl acrylate (all isomers), 2-ethylhexyl acrylate, isobomyl acrylate, acrylic acid, benzyl acrylate, phenyl acrylate, acrylonitrile, styrene, functional methacrylate, acrylates and styrene selected from glycidyl methacrylate, 2- hydroxyethyl methacrylate, hydroxypropyl methacrylate (all isomers), hydroxybutyl methacrylate (all isomers), diethylaminoethyl methacrylate, triethyleneglycol methacrylate, itaconic anhydride, itaconic acid, glycidyl acrylate, 2-hydroxyethyl acrylate, hydroxypropyl acrylate (all isomers), hydroxybutyl acrylate (all isomers), diethylaminoethyl acrylate, triethyleneglycol acrylate, methacrylamide, N-tert-butyl methacrylamide, N-n-butyl methacrylamide, N-methyl-ol methacrylamide, N-ethyl-ol methacrylamide, N-tert-butyl acrylamide, N-n-butyl acrylamide, N-methyl-ol acrylamide, N-ethyl-ol acrylamide, vinyl benzoic acid (all isomers), diethylamino styrene (all isomers), alphamethylvinyl benzoic acid (all isomers), diethylamino alphamethylstyrene (all isomers), para-methylstyrene, p- vinyl benzene sulfonic acid, trimethoxysilylpropyl methacrylate, triethoxysilylpropyl methacrylate,

tributoxysilylpropyl methacrylate, dimethoxymethylsilylpropyl methacrylate, diethoxymethyl-silylpropylmethacrylate, dibutoxymethylsilylpropyl methacrylate, diisopropoxymethylsilylpropyl methacrylate, dimethoxysilylpropyl methacrylate, diethoxysilylpropyl methacrylate, dibutoxysilylpropyl methacrylate, dusopropoxysilylpropyi methacrylate, trimethoxysilylpropyl acrylate, triethoxysilylpropyl acrylate, tributoxysilylpropyl acrylate, dimethoxymethylsilylpropyl acrylate, diethoxymethylsilylpropyl acrylate, dibutoxymethylsilylpropyl acrylate, diisopropoxymethylsilylpropyl acrylate, dimethoxysilylpropyl acrylate, diethoxysilylpropyl acrylate, dibutoxysilylpropyl acrylate, dusopropoxysilylpropyi acrylate, vinyl acetate, and vinyl butyrate, vinyl chloride, vinyl fluoride, vinyl bromide. In a preferred process, (ii) is selected where Q, -XYC-CH 2 - and Z are independently selected from one or more of the following: Q = H, methyl, ethyl, butyl (all isomers), cyclohexyl, methoxy, ethoxy, propoxy, butoxy (all isomers), phenoxy, acetate, propionate, butyrate (all isomers), benzoate, carboxylate, chlorine, bromine, fluorine, iodine, nitrile, amide, N- methylamide, N-ethylamide, N-propylamide, N,N-dimethylamide, N,N- diethyiamide, N,N-dibutylamide, N-methyl-N-ethylamide, carboxylate ester of methyl, ethyl, propyl, butyl (all isomers), benzyl, phenyl, 2-hydroxyethyl, 3- hydroxypropyl, 2-hydroxypropyl, 4-hydroxy-butyl (all isomers), 3- hydroxybutyl (all isomers), 2-hydroxybutyl, 3 -trimethoxysilylpropyl, 3- triethoxysilylpropyl, 3-tributoxy-silylpropyl, 3-tri(isopropoxy)silylpropyl, 2- aminoethyl, 3-amino-propyl, 2-aminopropyl, 4-aminobutyl (all isomers), 3- aminobutyl (all isomers), 2-aminobutyl (all isomers), 2-epoxypropyl, or 3- epoxypropyl; -XYC-CH2- = derived from one or more of the following monomers: methyl methacrylate, ethyl methacrylate, propyl methacrylate (all isomers), butyl methacrylate (all isomers), 2-ethylhexyl methacrylate, isobomyl methacrylate, methacrylic acid, benzyl methacrylate, phenyl methacrylate, methacrylonitrile, styrene, alpha methyl styrene, glycidyl methacrylate, 2-hydroxyethyl methacrylate, hydroxypropyl methacrylate (all isomers), hydroxybutyl methacrylate (all isomers), diethylaminoethyl methacrylate, triethyleneglycol methacrylate, N-tert-butyl methacrylamide, N-n-butyl methacrylamide, N- methyl-ol methacrylamide, N-ethyl-ol methacrylamide, trimethoxysilylpropyl methacrylate, triethoxysilylpropyl methacrylate, tributoxysilylpropyl methacrylate, dimethoxymethylsilylpropyl methacrylate, diethoxymethylsilylpropyl methacrylate, dibutoxymethylsilylpropyl methacrylate, diisopropoxymethylsilylpropyl methacrylate, dimethoxysilylpropyl methacrylate, diethoxysilylpropyl methacrylate,

dibutoxysilylpropyl methacrylate, dusopropoxysilylpropyi methacrylate, methyl acrylate, ethyl acrylate, propyl acrylate (all isomers), butyl acrylate (all isomers), 2-ethylhexyl acrylate, isobomyl acrylate, acrylic acid, benzyl acrylate, phenyl acrylate, acrylonitrile, styrene, glycidyl acrylate, 2-hydroxyethyl acrylate, hydroxypropyl acrylate (all isomers), hydroxybutyl acrylate (all isomers), diethylaminoethyl acrylate, triethyleneglycol acrylate, N-tert-butyl acrylamide, N-n-butyl acrylamide, N-methyl-ol acrylamide, N-ethyl-ol acrylamide, vinyl benzoic acid (all isomers), diethylamino styrene (all isomers), p-vinyl benzene sulfonic acid, para-methylstyrene, trimethoxysilylpropyl acrylate, triethoxysilylpropyl acrylate, tributoxysilylpropyl acrylate, dimethoxy¬ methylsilylpropyl acrylate, diethoxymethylsilylpropyl acrylate, dibutoxy¬ methylsilylpropyl acrylate, diisopropoxymethylsilylpropyl acrylate, dimethoxy¬ silylpropyl acrylate, diethoxysilylpropyl acrylate, dibutoxysilylpropyl acrylate, dusopropoxysilylpropyi acrylate, vinyl acetate, or vinyl butyrate; Z = H SR 1 , S(O)R, S(O) 2 R, R 2 , or R 3 ;

R = methyl, ethyl, propyl, n-butyl, tert-butyl, isobutyl, phenyl, benzyl, 2- phenylpropyl, trimethoxysilylpropyl, tributoxysilyl-propyl, hydroxymethyl, 2- hydroxyethyl, 2-hydroxypropyl, 2-epoxypropyl, 2-aminoethyl, 2-aminopropyl, methoxymethyl, 2-methoxyethyl, 2-ethoxyethyl, 2-methoxy-propyl, or heptafluoropropyl;

R 1 = hydrogen, methyl, ethyl, propyl, n-butyl, tert-butyl, isobutyl, phenyl, benzyl, 2- phenylpropyl, trimethoxysilyl-propyl, tributoxysilylpropyl, hydroxymethyl, 2- hydroxyethyl, 2-hydroxypropyl, 2-epoxypropyl, 2-aminoethyl, 2-aminopropyl, methoxymethyl, 2-methoxyethyl, 2-ethoxyethyl, 2-methoxypropyl, or heptafluoropropyl;

R 2 = 2,4-dimethylpentanenitrile, 2-methylbutanenitrile, 2-methylpropanenitrile, cyclohexanecarbonitrile, 4-cyanopentanoic acid, N.N'-dimethyleneiso- butyramidine, N.N'-dimethyleneisobutyramidine hydrochloride, 2- amidinopropane, 2-amidinopropane hydrochloride, 2-methyl-N-[l,l- bis(hydroxymethyl)ethyl] propionamide, 2-methyl-N-[l,l-bis(hydroxymethyl)-

2-hydroxyethyl] propionamide, 2-methyl-N-(2-hydroxyethyl) propionamide, isobutyamide hydrate, hydroxyl, or sulfate; R 3 = l,l-bis(carboethoxy)ethyl, l,l-bis(carbomethoxy)ethyl, bis(carboethoxy methyl, bis(carbomethoxy)methyl, 1-carboethoxy-l -phenyl ethyl, 1-carbo- methoxy-1 -phenyl ethyl, chlorine, bromine, fluorine, iodine, 1 -methyl- 1-

[carbo(2-epoxypropoxy)]ethyl, l-methyH-[carbo(2-hydroxyethoxy)]ethyl, 1- methyl-l-[carbo(4-hydroxy-butoxy)]ethyl, 1 -methyl- l-[carbo(2- aminόethoxy)]ethyl, 1 -methyl- l-[carbo(3-trimethoxysilylpropoxy)]ethyl, 1-

methyl- l-[carbo(3-triethoxysilylpropoxy)]ethyl, 1 -methyl- l-[carbo(3- dimethoxyethoxysilylpropoxy)]ethyl, 1 -methyl- 1 -[carbo(2-methoxy- ethoxy)]ethyl, (N,N-di-methylaminoXcyano)methyl, N,N-dimethylamino- (benzo)methyl, thiomethyl(cyano)methyl, or thioethyl(cyano)methyl.

In a preferred process, (iii) is derived from one or more of the following initiators: 2,2'-azobis(isobutyronitrile), 2,2'-azobis(2-butanenitrile), 4,4'-azobis(4- cyanpentanoic acid), l,l'-azobis(cyclohexane-carbonitrile), 2-(t-butylazo)-2- cyanopropane, 2,2'-azobis[2-methyl-N-( 1 , 1 )-bis(hydoxymethyl)-2-hydroxyethyl] propionamide, 2,2 l -azobis[2-methyl-N-hydroxyethyl)]-propionamide, 2,2'- azobis(N,N , -dimethyleneisobutyrarnidine) dichloride, 2,2'-azobis(2-amidinopropane) dichloride, 2,2'-azobis(N,N 1 -dimethyleneisobutyramide), 2,2'-azobis(2-methyl-N-[l,l- bis(hydroxymethyl)-2-hydroxyethyl] propionamide), 2,2'-azobis(2-methyl-N-[l,l- bis(hydroxymethyl) ethyl] propionamide), 2,2'-azobis[2-methyl-N-(2-hydroxyethyl) propionamide], 2,2'-azobis(isobutyramide) dihydrate, t-butyl-peroxyacetate, t- butylperoxybenzoate, t-butylperoxyoctoate, t-butylperoxyneodecanoate, t- butylperoxyisobutyrate, t-amylperoxypivalate, t-butylperoxypivalate, cumene hydroperoxide, dicumyl peroxide, benzoyl peroxide, potassium persulfate, ammonium persulfate.

DETAILS OF THE INVENTION Compound (2) can be prepared by several methods. Two non-restrictive examples of convenient methods of preparing compounds of structure (2) are by free radical polymerization in the presence of cobalt transfer agents or organic transfer agents that are capable of chain transfer by addition fragmentation. Cobalt chain transfer agents represent a broad class of complexes some of which are described in U.S. Patent No. 4,694,054, U.S. Patent No. 4,680,352, U.S. Patent No. 4,722,984, and WO 87/03605.

Organic chain transfer agents include allylic sulfides, allylic bromides, vinyl terminated methacrylic oligomers (dimers, trimers, etc or distributions), a- methylstyrene dimer and related compounds. Other methods of preparation are also possible.

Said compounds of structure (2) can also be a block copoiymer of general structure (1) and the process can then be used to form tri- or multiblock copolymers. Substituent Q of (1) and (2) is chosen to convey appropriate reactivity to the double bond in radical polymerization of the desired monomer or monomers under polymerization conditions. It should preferably be aryl, CO2H, CO 2 R, CN, or

CONR 2 in the case of activated monomers (e.g. styrene, acrylics) or H, R, OR, O 2 CR, or halogen in the case of non activated monomers (e.g. vinyl acetate, vinyl chloride). The substituents Q and Z can also be chosen so as to introduce any required end-group functionality into the polymer (1). These end groups can be the same or different and are chosen such that the final polymer is a telecheiic polymer. Suitable end groups are those compatible with free radical polymerization and include epoxy, hydroxy, carboxylic acid, carboxylic ester.

Monomers, CH 2 =CUV, as used herein include acrylic, methacrylic and styrenic monomers, mixtures thereof, and mixtures of these monomers with other monomers. As one skilled in the art would recognize, the choice of comonomers is determined by the steric and electronic properties of the monomer. The factors which determine copolymerizability of various monomers is well documented in the art.

When U and/or X= hydrogen, the use of reaction temperatures above 100°C has been found to favor block copoiymer formation. The process is compatible with forming (2) and the polymer ( 1 ) sequentially in a "one-pot" procedure. In this case, it is important to destroy residual transfer agent remaining from the synthesis of (2). For compounds (2) prepared in the presence of cobalt catalytic chain transfer agents, the use of potassium persulfate, a peroxide or similar reagent deactivates any cobalt chain transfer agent remaining from the compound (2) preparation.

The length of the -(CXY-CH 2 ) n - is determined by the molecular weight of (2). Unreacted (2) will constitute a contaminant. The conversion level of (2) will define the purity of (1). The higher the conversion of (2) the higher the purity of (1). To obtain narrow dispersity in the final polymer, reaction conditions are selected such that polymerization in the absence of (2) gives molecular weights substantially higher (at least 5-fold) than in the presence of (2). In the same manner, to obtain high block purity in the block copoiymer synthesis, reaction conditions are selected such that polymerization in the absence of compound (2) gives molecular weights substantially higher (at least 5-fold) than in the presence of compound (2). With this as a guide, the control of the molar amount of free radicals (iii) at any given conversion of (i) will determine how much polymer containing (i) and not (2) is formed. One can minimize the number of free radicals, via initiators, in the reaction media during the polymerization so that bimolecular termination reactions, or radical- radical reactions, are muύmized. These reactions produce polymers that are undesirable when one is interested in narrow dispersity polymers or substantually pure block copolymers. Increasing the moles of (ϋ) in the presence of (iii) will enhance the transfer reaction which is necessary to produce block, telecheiic polymers and homopolymers of narrow molecular weight dispersity. In like fashion, reducing the

molar amount of monomer (i) in the reactor at any given time at any given conversion of (iii), will provide additional control thus assuring uptake of (ϋ) as a transfer agent. Slow, incremental uptake of (i) under conditions which optimize chain transfer contribute to narrow polydispersity. The present invention allows preparation of homo- and copolymers with substantially narrower polydispersity than can be prepared by conventional free radical polymerization. Polymers with polydispersity < 1.5 are not available using conventional free radical polymerization technology. The discovered interrelationship of (a) to (d) allows preparation of polymers with polydispersities below 1.7 and even less than 1.5. The process can be successfully conducted by bulk, solution, suspension or emulsion polymerization. However, bearing in mind the above-mentioned condition, a preferred process for forming high molecular weight block copolymers is by emulsion or dispersion polymerization techniques. Emulsion polymerization typically offers very high molecular weights for polymerization carried out in the absence of compound (2). As a consequence, it is possible to prepare high molecular weight, high purity block copolymers with narrow polydispersity. Other advantages of emulsion polymerization over solution or bulk polymerization are faster polymerization times, high conversions, avoidance of organic solvents, and low chain transfer to water. The present process offers significant advantages over other processes for preparing block or narrow polydispersity polymers based on conventional living polymerization techniques (e.g. cationic, anionic, coordination or group transfer polymerization). Advantages include compatibility with monomers with active hydrogens (for example, methacrylic acid, 2-hydroxyethyl methacrylate, etc.), or reactive functionality (for example, glycidyl methacrylate), the use of protic media (for example, isopropanol, water), and use of inexpensive commercial grade monomers. The success of block copolymerization via the emulsion process depends on the compatibility of the monomers) and compound (2). The polymerization of hydrophobic monomers (e.g. butyl methacrylate) and moderately hydrophobic compoτmds (2) (e.g. methyl methacrylate), or moderately hydrophobic monomers with hydrophilic compounds (2) (e.g. methacrylic acid) can be successfully carried out. Emulsion polymerization of hydrophobic monomers (for example, styrene, butyl methacrylate, etc.) in the presence of water-soluble compounds (2) may lead to product contaminated with homopolymer of the hydrophobic monomers. In these circumstances, addition of appropriate cosolvents (for example, 2-butoxyethanol) to the emulsion polymerization medium gives improved yields of block copoiymer.

Changing the hydrophobic-hydrophilic balance in the compound (2) also gives improved yield of block copoiymer. For example, block copolymers based on

hydrophobic monomers (for example, styrene, butyl methacrylate, etc.) and 60:40 methyl methacrylate-co-methacrylic acid compounds (2) are readily synthesized in high yield and purity by emulsion polymerization.

The low cost of the process means that purification of the block copoiymer can be economically viable when this is necessary or desirable. Thus, lower yields of block copolymers can be tolerated than with other synthetic methods.

The process of the invention is further illustrated by the following Examples in which these abbreviations are used:

EXAMPLES 1 - 9

Methacrylic Acid Block Copolymers bv Emulsion Polymerization This is the basic recipe for surfactantless emulsion polymerization and illustrates the use of block copolymers as latex stabilizers.

Preparation of Methacrylic Acid-Mo fc-Methyl Methacrylate

Water 75.0 g

NaHCO 3 0.151 g MAAi2-Wo fc-BMA4 0.376 g

MAA Compound 2 (*H NMR: M n 950) 10.07 g

MMA 1.00 g

4,4' azobis(4-cyanopentanoic acid) 0.140 g

MMA 10.0 g

The water was degassed in a multi-neck, 250 mL reactor under nitrogen for 20 min. The solution was heated to 85°C. The sodium bicarbonate, block copoiymer and MAA Compound 2 were added, and the solution was degassed for a further 10 min. The initiator and a portion of the MMA (1.00 g) were added as single shots and the remaining MMA added as a feed over 90 min. The reaction mixture was held at 85°C for a further 90 min. GPC: M n 3010, M w 4270; Dispersity 1.42.

The yield of block copoiymer vs. 'homopolymer 1 formed by emulsion polymerization depends on the relative hydrophobicity of the compound (2) and monomer. The examples given in the table show that, for systems where this is a problem (e.g. MAA-Wø fc-BMA), the yield of block copoiymer are improved by use of an appropriate cosolvent.

Table 1. Methacrylic Acid Block Copolymers by Emulsion Polymerization*

Example Monomer Cosovent % block 6

100

70

45

20

50

60

60 60 100

'Methacrylic acid macomonomer ( l H NMR: Mn 950). Estimated by GPC. Remainder is *B block' homopolymer c Fced time increased to 270 min

EXAMPLES 10 - 14 Methacrylate Ester Based Block Copolymers Preparation of Phenyl Methacrylate-WocΛ-Butyl Methacrylate A. Preparation of PhMA compound (2)

The water, initiator and SDS were combined and degassed under nitrogen in a multi-necked 250 mL reactor. The mixture was heated to 80°C and the monomer shot added immediately. The monomer feed was added over 90 min. The temperature was increased to 85°C and held for a further 90 min. GPC: M n 1100 M w 2400; Dispersity 2.18.

B. Preparation of PhMA-block-BMA

PhMA compound (2) latex (33% solids)* 30 g Initiator Feed: K S2θg (0.2 wt% aq. solution) 56.8 mL

Monomer Feed: nBMA 60 g a. 0- 90 min 0.25 mL min b. 90-180 min 0.50 mL/min

*firomPart A

The PhMA compound (2) latex (M„ 1100, M w 2400; Dispersity 2.18) was heated to 80°C in a multi-neck 250 mL reactor under nitrogen for 50 min. The initiator and monomer feeds were added concurrently over 180 min. Portions of SDS (1 g of a 10 wt% aqueous solution) were added hourly during the monomer addition. After monomer addition was complete the reaction temperature was increased to 85°C and held for a further 90 min. GPC: M n 14500, M w 33400; Dispersity 2.30

Table 2. Methacrylic Ester Block Copolymers prepared by Emulsion Polymerization

"estimated from GPC

D GPC (polystyrene equivalents) c estimated from l H NMR d 10 % 2-butoxyethanol (see Table 1)

EXAMPLES 15 - 19

Narrow Polydispersity Polymers

These examples illustrate the preparation of a polymer of relatively narrow polydispersity by emulsion polymerization. Polydispersities (> 1.5) are narrower than expected by normal polymerization with chain transfer (2.0). The polydispersity typically narrows with increased monomer addition as shown in Table 3. To achieve narrow polydispersities it is necessary to control the rate of monomer addition to maintain relatively high % solids (typically in range 70-95%) and a constant monomer concentration.

Preparation of Methyl Methacrylate-tøocΛ-Butyl Methacrylate A. Preparation of MMA compound (2)

The water, initiator and SDS were combined and degassed under nitrogen in a multi-necked 250 mL reactor. The mixture was heated to 80°C and the monomer shot added immediately. The monomer feed was added over 90 min. The temperature was increased to 85°C and held for a further 90 min. GPC: M n 3500 M w 5600; Dispersity 1.61. iH NMR: M n 3100

B. Preparation of MMA-WocΛ-BMA

MMA compound (2) latex (33 % solids)* 30 g

Initiator Feed: K2S2O8 (0.4wt % aq. solution) 28.4 mL/90 min Monomer Feed: nBMA 20 g/90 min

from Part A

The MMA compound (2) was heated to 80°C in a multi-neck 250 mL reactor under nitrogen for 30 min. The initiator and monomer feeds were added concurrently over 90 min. The monomer and initiator additions were then repeated until a total of 100 g BMA was added. Portions of SDS (1 g of a 3 wt% aqueous solution) were added hourly during the monomer addition. After monomer addition was complete the reaction temperature was increased to 85°C and held for 90 min. GPC: M n 23800, M w 33100; Dispersity 1.39

Table 3: Variation in Molecular Weight and Polydispersity with Monomer Addition

(compound (2) = PMMA)

Example Monomer monomer (g) Mn a . MH MJL n(calc) P

15 BMA

16 MMA

17 MMA

18 BMA

20 EHMA

•GPC molecular weight in polystyrene equivalents (values obtained by applying universal calibration in parentheses). Numbers rounded to nearest hundred.

D Mn> B ([monomer]/[compound (2)] x monomer Mn) + compound (2) Mn. Discrepancies between calculated and found Mn may reflect precision of compound (2) concentration. c MnofPMMA.

EXAMPLES 20 - 21

TrjblPCk Copolymers

These examples illustrate the synthesis of an ABA triblock copoiymer. The procedure is compatible with at One— pot' operation. Preparation of MMA-block-BMA-block-MMA.

A. Preparation of MMA-block-BMA

MMA compound (2) latex* 30 g

SDS (3 wt% aq. solution) 1 g

Initiator Feed: (0.316 mL min) K 2 S 2 Og (0.36wt % aq. solution) 40.8 g Monomer Feed: (0.218 mL/min) nBMA 25.2 g

(*ca. 32 % solids, M n 2040, Dispersity 1.51, prepared with iPrCo(m)DMG procedure similar to Example 15, part A)

The MMA compound (2) latex and SDS was placed in a multi-neck 250 mL reactor, degassed under vacuum, then heated to 80°C under nitrogen. The initiator and monomer feeds were added concurrently over 130 min. After monomer addition was complete the reaction was held at 80°C for 90 min. A shot of surfactant was added (lg of 3 wt% aq. solution of SDS) at 60 min intervals. GPC: M n 6650, M w 8400; Dispersity 1.26.

B. Preparation of MMA-itocA-BMA-WøcA-MMA

MMA-block-BMA compound (2) latex* 30 g SDS (3 wt% aq. solution) 1 g

Initiator Feed: (0.316 mL min) K2S2O8 (0.36wt % aq. solution) 21.5 g Monomer Feed: (0.119 mL min) MMA 7.5 g

(*ca. 32 % solids, from part A)

The MMA compound (2) latex and SDS was placed in a multi-neck 250 mL reactor, degassed under vacuum, then heated to 80°C under nitrogen. The initiator and monomer feeds were added concurrently over 68 min. After monomer addition was complete the reaction was held at 80°C for 90 min. A shot of surfactant was

added (1 g of 3wt % aq. solution of SDS) at 60 min intervals. The conversion based on % solids was 98%.

GPC: M„ 12660, M w 16590; Dispersity 1.35

Table 4. Emulsion Triblock Copolymers

a GPC (polystryrene equivalents)

EXAMPLE 22

'One Pot' Synthesis of (MMA-co-MAA)-Mo fc-BMA

These examples illustrate a 'one-pot' synthesis of compound (2) and block copoiymer by emulsion polymerization.

A. Preparation of MMA-cø-MAA compound (2)

Water 120.00 g MAA-ό/ocA-BMA 2.87 g

Solution 1 : iprCo(m)DMG 7.5 mg WAKO VA-044 0.33 g MMA 4 0 g

Feed l: MMA 42.14 g iprCo(m)DMG 15.0 mg

Feed 2: MAA 15.60 g a. 0-20 min 0.137 m min b. 20-40 min 0.276 mUmin c. 40-60 min 0.356 mL/min

The MAA-6/o /V-BMA(stabUj-zer/surfactant)/water mixture was heated to 58°C in a multi-necked 500 mL reactor under nitrogen for 30 min. Solution 1 was

added and the monomer feeds were added concurrently over 60 min. On completion of the monomer addition the reaction temperature was increased slowly to 80°C. GPC: M n 880, M w 1400; Dispersity 1.59

B. Preparation of (MMA-co-MAA)-block- BMA MMA/MAA Compound 2 latex from part A

MAA-Woc*-BMA 0.288 g water 9.3 g

K2S2O8 0.224 g

Initiator Feed: K2S2O8 (1.25% aq. solution) 28.4 mL

Monomer Feed: nBMA 12 g

The MMA/MAA compound (2) latex from Part A was held at 80°C for 40 min under nitrogen. MAA-b-BMA (surfactant) was added and the reactor degassed for a further 20 min. The initiator was then added as a single shot. The initiator and monomer feeds were added concurrently over 90 min. On completion of the feeds the reaction temperature was held at 80°C for 30 min and then increased to 85°C for 90 min. GPC: M n 3090, M w 5370; Dispersity 1.74

EXAMPLES 23 - 36

Synthesis of block copolymers in solution The following examples illustrate the synthesis of block copolymers from methacrylate compounds (2).

Preparation of (MMA-co-MAA) -biock-BMA

MMA-co-MAA Compound 2 (M n 1031; Dispersity 1.53) 10.0 g xylene 30.0 g t-butyl peroxybenzoate 0.1 g

Feed One: n-butyl methacrylate 10.0 g

Feed Two: t-butyl peroxybenzoate 0.2 g xylene 10.0 g

The compound (2) and initiator were dissolved in the solvent and heated to reflux under nitrogen. The monomer and initiator feeds were added concurrently over 180 min. After completion of the feeds, the mixture was heated under reflux for a further 180 min. Conversion: > 95%. GPC: M„ 1890, M w 2640; Dispersity 1.40

Table 5. Solution Block Copolymers from Methacylate Monomers

*R = "recipe", similar to that of the Example referred to by number. All reacuons were earned out at reflux. Conversions were typically >85% b GPC (polystyrene equivalents). C from NMR.

" " GPC (PMMA equivalents). c Compound (2) prepared by emulsion polymerization. ' 1 : 1 mole ratio comonomers.

EXAMPLES 37-45

Synthesis of block copolymers in solution

For monosubstituted monomers higher block purity is found when higher reaction temperatures are used. At low temperatures graft copoiymer formation may

dominate. Xylene and butyl acetate or other solvents with similar boiling point are preferred for block synthesese with monosubstituted monomers.

Preparation of (MMA-cø-MAA)-WøcA-BA

Compound 2 (M n 1031; Dispersity 1.53) 8.88 g Xylene 37.8 g t-butyl peroxybenzoate 0.1 g n-butyl acrylate 1.6 g

Feed: t-butyl peroxybenzoate 0.16 g n-butyl acrylate 9.5 g

The compound (2) and initiator were dissolved in the solvent and heated to reflux under nitrogen. The monomer and initiator feed was added over 180 min. After completion of the feeds, the mixture was heated under reflux for a further 180 min.

Conversion: > 95%.

GPC: M n 1760, M w 2710; Dispersity 1.54

Table 6. Solution Block Copolymers from Monosubstituted Monomers

•R * 8 "recipe", si ii^ to uiat of die Exaπφle inferred to by number. All reactions were carried out at reflux. Conversions were typically >85%

''from comparison of GPC and NMR molecular weights c from NMR

• C (polystyrene equivalents) e evidence of reducd block copoiymer formation

EXAMPLE 46

Preparation of MAA-MocA-BMA methacrylic acid Compound 2* 15 g isopropanol 62.8 g azobis(isobutyronitrile) 0.32 g acetone 2 mL

Feed: n-butyl methacrylate 14.3 g

*(MAA compound (2) having M n 1040 and Dispersity 1.80).

The compound (2) and solvent were heated to reflux (ca. 80°C) under nitrogen. The initiator (dissolved in acetone) was added as a single shot and the monomer feed added over 180 min. After 90 in the initiator was replenished (0.16 g

AIBN/ 1 mL acetone). After completion of feed the mixture was heated under reflux for a further 150 min.

Conversion: > 87 %

GPC: M n 2580, M w 4900; Dispersity 1.90.

EXAMPLE 47

This example shows the successful 20-fold scale up of Example 46. Preparation of MAA-block-BMA methacrylic acid compound (2)* 200 g isopropanol 1000 mL azobis(isobutyronitrile) 4.01 g

Feed: (1 mL/min) n-butyl methacrylate 326.1 g

*(M n from NMR 1204).

The compound (2) and solvent were place in a 2 L multinecked flask equipped with mechanical stirrer, degassed, and heated to reflux (ca. 80°C) under nitrogen. The initiator was added as a single shot and the monomer feed commenced. At ca. 90 min intervals the initiator was replenished (2 g shots of AIBN). On completion of feed, the mixture was heated under reflux for a further 150 min. Conversion: > 95 % GPC: M n 3532, M w 5102; Dispersity 1.45

EXAMPLE 48

This example illustrates the synthesis of hydrophilic-hydrophobic block copolymers based on methacylate ester-methacrylic acid copolymers by solution polymerization.

A. Preparation of MAA-co-BMA Compound (2)

Isopropanol 20.06 g

MAA 1.21 g nBMA 3.86 g

2,2 , -azobis(2-butanenitrile) 0.25 g

Shot: IPrCo(III)DMG (0.35 wt% in isopropanol)

Feed l: (0.128 mL min) D?ΓCO(IJT)DMG (0.33 wt% in isopropanol)

Feed 2: (0.224 mL/min) MAA nBMA

The isopropanol was degassed under nitrogen in a multi-necked 250 mL reactor equipped with a mechanical stirrer. The monomers were then added and the mixture and heated to reflux (80°C). The shot was then added and the feeds added over 240 min by syringe pumps. Further initiator (0.125 g) was added at 120 min and 240 min. On completion ofthe feeds the temperature was held at 80°C for 90 min. The conversion based on % solids was > 85%. NMR composition: MAA5-C0- BMAi 1

GPC(PMMA equivalents): M„ 2040, M w 5210; Dispersity 2.56

B. Preparation of MAA-co-BMA-Woc/V-Benzyl Methacrylate MAA-co-nBMA compound (2) solution* (60 wt% in isopropanol) 30.0 g isopropanol 9.98 g

2,2'-azobis(2-butanenitrile) 0.092 g Feed: (0.202 rnlVmin) BzMA 18.0 g isopropanol 15.0 g

from Part A

The compound (2) solution and isopropanol were placed in a multi-neck 250 mL reactor fitted with a mechanical stirrer, degassed then heated to 80°C under nitrogen. The initiator was added and the monomer feed commenced and added over 180 min by syringe pump. Further aliquots of initiator were added at 90 min (0.049 g) and 180 min (0.087 g). The reaction was held at 80°C for a further 90 min. The conversion based on % solids was >94%.

NMR composition. MAA5- 0- BMAi ι-block-BzMA20

GPC(PMMA equivalents): M n 6070, M w 9770; Dispersity 1.61

EXAMPLE 49

This example illustrates the synthesis of a hydrophilic-hydrophobic block copoiymer based on HEMA by solution polymerization.

A. Preparation of Hydroxyethyl Methacrylate Compound (2) Water 75 g

Shot:

Feed:

The water was degassed under nitrogen in a multi-necked 250 mL reactor equipped with a mechanical stirrer and heated to 80°C. The initial shot was then added and the momomer feed was added over 90 min by syringe pump. On completion of the feed further initiator (0.070 g) was added and the temperature was held at 80°C for 180 min. The conversion based on % solids was > 90%. NMR: M n 1550 B. Preparation of Hydroxyethyl Methacrylate-6/øcλ-Methyl Methacrylate

HEMA compound (2) solution (30% in water) * 30 g isopropanol 40 g azobisisobuyronitrile 0.19 g

Monomer Feed: HEMA 15.5 g

* from Part A

The HEMA compound (2) and isopropanol were placed in a multi-neck 250 mL reactor fitted with a mechanical stirrer, degassed under vacuum, then heated to 80°C under nitrogen. The initiator was added and the monomer feed commenced and added over 120 min by syringe pump. Further ahquots of initiator were added at 90 min (0.09 g) and 180 min (0.07 g). The reaction was held at 80°C for a further 90 min. The conversion based on % solids was > 90%. GPC: M n 3620, M w 6650; Dispersity 1.83

EXAMPLES 50-52

This procedure illustrates the preparation of blocks from compounds (2) prepared with addition-fragmentation transfer agents in emulsion polymerization. Use of these reagents allows a wide range of end-group functionality to be introduced into the final product.

The recipe is compatible with a one-pot synthesis of block-copolymer from transfer agent and monomers.

Preparation of Methyl Methacrylate-6/øcλ-Butyl Methacrylate

,CH2— S-C(CH3)3

CH — S-C(CH3)3

CO^Et Ph

(4) (5)

A. Preparation of MMA compound (2)

Feed 2: (0.188 mL/min) MMA 5 g

The water, SDS were combined and degassed under vacuum in a multi-necked 250 mL reactor equipped with a mechanical stirrer. The mixture was heated to 80°C under nitrogen and the shot added. Feed 1 was added over 80 min by syringe pump. Feed 2 was then added over 28 min. On completion of the feeds the temperature was held at 80°C for a further 90 min. The conversion based on % solids was 98%. GPC: M n 5520 M w 8770; Dispersity 1.59.

B. Preparation of MMA-ø/øcft-BMA.

MMA compound (2) latex 27.1 g

(ca. 32 % solids)* SDS (3 % aq. solution) 1.0 g

Initiator Feed: (0.316 mL/min) K2S2O8 (0.36 wt % aq. solution) 23.7 g

Monomer Feed: (0.218 mUmin) nBMA 15.5 g

from Part A

The MMA compound (2) latex and SDS was placed in a multi-neck 250 mL reactor, degassed under vacuum, then heated to 80°C under nitrogen. The initiator and monomer feeds were added concurrently over 70 min. After monomer addition was complete the reaction was held at 80°C for 90 min. The conversion based on % solids was 98%. GPC: M n 12600, M w 17200; Dispersity 1.36

Table 7. Block Copolymers by Emulsion Polymerization

^Compound (2) prepared with addition-fragmentation transfer agent indicated. b GPC (polystyrene equivalents). c Compound (2) synthesis carried out at 90°C

EXAMPLES 53 - 56

This procedure illustrates the preparation of blocks from compounds (2) prepared with addition-fragmentation transfer agents by solution polymerization. Use

of these reagents allows a wide range of monomers to be used and permits various end-group functionality to be introduced into the final product.

Preparation of Styrene-WøcΛ-p-methylstyrene

A. Preparation of Styrene compound (2) Styrene 30.10 g

Butyl acetate 10.03 g allyl sulfide 4 1.63 g

Feed 1: (0.210 mL/min) Styrene 39.98 g allyl sulfide 4 6.67 g

Feed 2: (0.063 mL min) l,l'-azobis(4-cyclohexanecarbonitrile) 0.283 g

Butyl acetate 20.01 g

The styrene solution was degassed under nitrogen in a multi-necked 250 mL reactor equipped with a mechanical stirrer. The mixture was heated to reflux (125°C) under nitrogen and the feeds added over 240 min by syringe pump. The compound (2) was isolated by two precipitations into acidified methanol. The conversion based on isolated compound (2) was 50%. GPC: M n 1880 M w 2950; Dispersity 1.57.

B. Preparation of Styrene-MσcA-p-Methylstyrene.

Styrene compound (2) * 4.02 g

Butyl acetate 3.53 g p-Methylstyrenc 0.46 g

Initiator Feed: (0.0177 mLmin) l, -azobis(4-cyclohexanecarbonitrile) 0.108 g

Butyl acetate 25.13 g

Monomer Feed: (0.0132 mLΛnin) p-Methylstyrene 19.01 g

from Part A

The styrene compound (2) and butyl acetate were placed in a multi-neck 100 mL reactor under nitrogen and heated to reflux (ca. 125°C). After 10 min, the p- methylstyrene was added. The initiator and monomer feeds were then commenced and added over 24 h. The conversion based on monomer consumption was 84%. GPC: M n 9500, M w 24620; Dispersity 2.59 (includes compound (2) peak)

Table 8. Styrene Block Copolymers by Solution Polymerization

•Compound (2) prepared with addition-fragmentation transfer agent indicated. b GPC (polystyrene equivalents). c approx conversion of compound (2) to block. Monomer conversion is >85%.

EXAMPLES 57 - 64

These examples describe a generalized process for the preparation of narrow polydispersity block copolymers and homopolymers by solution polymerization using vinyl compounds (2) selected from methacrylate dimers and trimers.

The general procedure for the polymerization is to slowly add the selected monomer(s), (i), and free radical initiator (iii) to the unsaturated transfer agent (2) at a rate to avoid excessive buildup in monomer concentration. A small amount of monomer(s) can be added to the transfer agent before the start of polymerization.

The polymerization reaction is started by heating the reactor containing (2) to the desired temperature and starting the gradual and continuous feeds of monome ) and free radical initiator.

The length of the polymerization time is dependant upon the temperature chosen and the molecular weight of the polymer desired Higher temperatures allow for faster monomer feed rates and shortened times. The choice for initiator depends upon the temperature used. It is convenient to add the initiator either in a solvent or mixed with some of the monomer(s) by means of a controlled rate feeder pump. When no solvent is used, the polymerization runs under bulk conditions at a well controlled rate.

In this process, the amount of initiator does not limit the polymer molecular weight. Reaction of unsaturated ends of (2) controls the degree of polymerization. The total number of moles of free radical initiator is generally set to be less than 15- 20% of the number of moles of (2) used in the process.

The following Tables illustrate some of the specific polymers and

their conditions for polymerization which have been practiced using this procedure.

Table 9: Solution Process Conditions

Table 10 summarizes the polymerization illustrated in Table 9 Table 10: Summary of Narrow Polydispersity Polymers Made by Solution Process