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Title:
REMOVAL OF THIOCARBONYL END GROUPS OF POLYMERS
Document Type and Number:
WIPO Patent Application WO/2004/089994
Kind Code:
A1
Abstract:
This invention provides a method for removing unwanted groups from a chain end of a polymer and replacing them with a more desirable group. In one aspect, the invention provides a method of free radical polymerization. The method includes forming a mixture of one or more monomers, at least one free radical source and a chain transfer agent, wherein the chain transfer agent includes a thiocarbonylthio group, and subjecting the mixture to polymerization conditions. The resulting polymer, which has one or more thiocarbonylthio end groups, is then contacted with a free radical source and optionally an addition fragmentation agent or a monomer with little or no homopolymerizability under cleavage reaction conditions. The free radical source is activated to generate radicals, and at least 50% of the thio end groups of the polymer are replaced with a group of interest other than hydrogen.

Inventors:
CHARMOT DOMINIQUE (US)
CHANG HAN-TING (US)
WANG WENYUE (US)
PIOTTI MARCELLO (US)
Application Number:
PCT/US2004/010014
Publication Date:
October 21, 2004
Filing Date:
April 02, 2004
Export Citation:
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Assignee:
SYMYX TECHNOLOGIES INC
CHARMOT DOMINIQUE (US)
CHANG HAN-TING (US)
WANG WENYUE (US)
PIOTTI MARCELLO (US)
International Classes:
C08F2/38; C08F8/00; C08F293/00; (IPC1-7): C08F2/38; C08F293/00; C08F8/00
Domestic Patent References:
WO2002028932A22002-04-11
Foreign References:
US20020061990A12002-05-23
US20020058770A12002-05-16
US20030092834A12003-05-15
Attorney, Agent or Firm:
Ackley, James H. (Inc. 3100 Central Expresswa, Santa Clara CA, US)
Download PDF:
Claims:
We claim:
1. A method of free radical polymerization comprising (1) forming a mixture of one or more monomers, at least one free radical source and a control agent, wherein the control agent comprises a thio group; (2) subjecting said mixture to polymerization conditions, wherein a resulting polymer comprises thio groups; (3) contacting the resulting polymer with a free radical source under cleavage reaction conditions; and (4) activating the free radical source to generate radicals, wherein at least 50% of the thio groups are replaced with a group of interest other than hydrogen.
2. The method of claim 1, wherein the free radical source is introduced continuously throughout the cleavage reaction.
3. The method of claim 1, further comprising contacting the resulting polymer in step (3) with a compound characterized by the general formula: wherein R1 and R2 are each independently selected from the group consisting of hydrogen or alkyl, X is oR3 or CH2X'(R3) l, where R3 is an optionally substiXted alkyl, optionally substituted alkenyl, optionally substituted alkynyl, or optionally substituted saturated, unsaturated or aromatic, aromatic carbocyclic or heterocyclic ring ; X'is carbon or an element selected from Groups IV, V, VI or VII of the Periodic Table or a group consisting of an element selected from Groups IV, V, or VI to which is attached one or more oxygen atoms ; and n is a number from 0 to 3, such that the valency of the group X'is satisfied and, when n is greater than 1, the groups represented by R3 may be identical or different, and Y is any group that is sufficiently labile to be expelled as its free radical fonn.
4. The method of claim 3, wherein R1 and R2 are each hydrogen.
5. The method of claim 3, wherein Y is selected from the group consisting of optionally substituted alkyl, optionally substituted aryl, optionally substituted alkenyl, optionally substituted alkoxy, optionally substituted heterocyclyl, optionally substituted alkylthio, optionally substituted amino, optionally substituted polymer chains, and combinations thereof.
6. The method of claim 5, wherein Y is selected from the group consisting of CH2Ph,CH (CH3) CO2CH2CH3,CH (CO2CH2CH3) 2, C (CH3) 2CN, CH (Ph) CN and C (CH3) 2Ph.
7. The method of claim 3, wherein cleavage reaction conditions comprise a molar ratio of about 1.0 : 1 to about 10: 1 for the compound defined in claim 3 to the groups in the polymers for which cleavage is desired.
8. The method of claim 3, wherein cleavage reaction conditions comprise a molar ratio of about 1.5 : 1 to about 5: 1 for the compound defined in claim 3 to the groups in the polymers for which cleavage is desired.
9. The method of claim 1, wherein cleavage reaction conditions comprise a molar ratio of about 0. 01 : 1 to about 5: 1 for free radical source to the groups in the polymers for which cleavage is desired.
10. The method of claim 1, wherein cleavage reaction conditions comprise a molar ratio of about 0.2 : 1 to about 2: 1 for free radical source to the groups in the polymers for which cleavage is desired.
11. A polymer formed by the method of claim 1.
12. The polymer of claim 10, wherein said polymer is a block copolymer.
13. The method of claim 1, wherein at least 85% of the thio groups of the polymer are replaced with a group of interest other than hydrogen.
14. The method of claim 1, wherein at least 95% of the thio groups of the polymer are replaced with a group of interest other than hydrogen.
15. The method of claim 1, wherein the cleavage reaction conditions comprise introducing the free radical source in a quantity such that the amount of free radicals that can be released by the source is between about 200% and about 300% molar in relation to the total molar amount of the groups in the polymers for which cleavage is desired.
16. The method of claim 3, further comprising contacting the resulting polymer in step (3) with a monomer having a propagation rate constant (kp) less than 2000 under cleavage reaction conditions.
17. The method of claim 16, wherein the monomer contacting the resulting polymer has a kp of less than 1000.
18. The method of claim 16, wherein the monomer contacting the resulting polymer has a kp of less than 500.
19. The method of claim 16, wherein the monomer contacting the resulting polymer has a kp of less than 300.
20. The method of claim 16, wherein the free radical source is introduced continuously throughout the cleavage reaction.
21. The method of claim 16, wherein the monomer with a Ap less than 2000 is selected from the group consisting of maleimide, Nsubstituted maleimides, maleic anhydride, maleic acid, fumaric acid, maleic esters, fumaric esters, allyl and methallyl compounds, vinyl ethers, vinyl sulphonates, vinyl phosphonates, 1, 3butadiene derivatives, itaconic acid, aalkylstyrene, aethylacrylate, cis and trans stilbene, and combinations thereof.
22. The method of claim 16, wherein the monomer with a kp less than 2000 is selected from the group consisting of maleimide, Nphenylmaleimide, N methylmaleimide, Nethylmaleimide, Nbenzylmaleimide, Npropylmaleimide, N (4 ethylphenyl) maleimide, N (4acetylphenyl) maleimide, N (paratolyl) maleimide, N cyclohexyl maleimide Ndodecyl maleimide, Ntertbutyl maleimide, Nisopropyl maleimide, N (2hydroxyethyl) maleimide, N (3hydroxypropyl) maleimide, dinbutyl maleate, dinamyl maleate, diethyl maleate, diisoamyl maleate, dimethyl maleate, diphenyl maleate, and dinpropylmaleate, dinamyl fumarate, diethyl fumarate, diisoamyl fumarate, diisobutyl fumarate, diisopropyl fumarate, dimethyl fumarate, diphenyl fumarate, dinpropyl fumarate, (meth) allylsulfonate, (meth) allylglycidylether, (meth) alkylvinylether, (meth) allylbutyl ether, (meth) allylethyl ether, (meth) allylmethyl ether, and combinations thereof.
23. The method of claim 16, wherein the monomer with a kp less than 2000 is selected from the group consisting of Nphenylmaleimide, Nmethylmaleimide, N etliylmaleimide, Nbenzylmaleimide, Npropylmaleimide, and combinations thereof.
24. The method of claim 16, wherein at least one of the one or more monomers in the monomer mixture of step (1) is an acrylate.
25. The method of claim 16, wherein all of the monomers in the monomer mixture of step (1) are acrylates.
26. The method of claim 16, wherein cleavage reaction conditions comprise a molar ratio of between about 0.5 : 1 and 10: 1 for the monomer having a kp less than 2000 to the thio groups in the polymers for which cleavage is desired.
27. The method of claim 16, wherein cleavage reaction conditions comprise a molar ratio of between about 1.0 : 1 and 5: 1 for the monomer having a kp less than 2000 to the thio groups in the polymers for which cleavage is desired.
28. The method of claim 16, wherein cleavage reaction conditions comprise a molar ratio of between about 1.5 : 1 and 3: 1 for the monomer having a kp less than 2000 to the thio groups in the polymers for which cleavage is desired.
29. A polymer formed by the method of claim 16.
30. The polymer of claim 29, wherein said polymer is a block copolymer.
31. The polymer of claim 29, wherein said polymer is a random copolymer.
32. The method of claim 16, wherein at least 85% of the thio groups are replaced with a moiety comprising the radicals generated in step (4).
33. The method of claim 16, wherein at least 95% of the thio groups are replaced with a moiety comprising the radicals generated in step (4).
34. A method of cleaving at least a portion of a thiocarbonylthio group from an end of a polymer, the method consisting of forming a mixture of the polymer and at least one free radical source, and subjecting the mixture to cleavage reaction conditions.
35. The method of claim 34, wherein the source of free radicals is selected from the group consisting of peroxides and azo compounds.
36. The method of claim 34, wherein the free radical source is introduced continuously throughout the cleavage reaction.
37. The method of claim 34, further consisting of contacting the resulting polymer with a compound characterized by the general formula: wherein R1 and R2 are each independently selected from the group consisting of hydrogen or alkyl, X is OR3 or CH2X'(R3) n where R3 is an optionally substituted alkyl, optionally substituted alkenyl, optionally substituted alkynyl, or optionally substituted saturated, unsaturated or aromatic, aromatic carbocyclic or heterocyclic ring; X'is carbon or an element selected from Groups IV, V, VI or VII of the Periodic Table or a group consisting of an element selected from Groups, V, or VI to which is attached one or more oxygen atoms ; and n is a number from 0 to 3, such that the valency of the group X'is satisfied and, when n is greater than 1, the groups represented by R3 may be identical or different, and Y generally any group that is sufficiently labile to be expelled as its free radical form.
38. The method of claim 34, wherein Ri and Ware each hydrogen.
39. The method of claim 37, wherein Y is selected from the group consisting of optionally substituted alkyl, optionally substituted aryl, optionally substituted alkenyl, optionally substituted alkoxy, optionally substituted heterocyclyl, optionally substituted alkylthio, optionally substituted amino and optionally substituted polymer chains.
40. The method of claim 39, wherein Y is selected from the group consisting of CH2Ph,CH (CH3) C02CH2CH3,CH (CO2CH2CH3) 2, C (CH3) 2CN,CH (Ph) CN and C (CH3) 2Ph.
41. The method of claim 37, wherein cleavage reaction conditions comprise a molar ratio of between about 1.0 : 1 and 10: 1 for the compound defined in claim 18 to the groups in the polymers for which cleavage is desired.
42. The method of claim 37, wherein cleavage reaction conditions comprise a molar ratio of between about 1.5 : 1 and 5: 1 for the compound defined in claim 18 to the groups in the polymers for which cleavage is desired.
43. The method of claim 37, wherein cleavage reaction conditions comprise a molar ratio of between about 0.01 : 1 and 5: 1 for free radical source to the groups in the polymers for which cleavage is desired.
44. The method of claim 37, wherein cleavage reaction conditions comprise a molar ratio of between about 0.2 : 1 and 2: 1 for free radical source to the groups in the polymers for which cleavage is desired.
45. A polymer formed by the method of claim 34.
46. The polymer of claim 45, wherein said polymer is a block copolymer.
47. The method of claim 34, wherein at least 85% of the thio groups of the polymer are replaced with a group of interest other than hydrogen.
48. The method of claim 34, wherein at least 95% of the thio groups of the polymer are replaced with a group of interest other than hydrogen.
49. The method of claim 34, wherein the cleavage reaction conditions comprise introducing the free radical source in a quantity such that the amount of free radicals that can be released by the source is between about 200% and about 300% molar in relation to the total molar amount of the groups in the polymers for which cleavage is desired.
50. The method of claim 34, wherein cleavage of thio group from the polymer is at least about 85%.
51. The method of claim 34, wherein cleavage of thio group from the polymer is at least about 95%.
52. The method of claim 34, the mixture further comprising a monomer with propagation rate constant (kp) less than 2000.
53. The method of claim 52, wherein the source of free radicals is selected from the group consisting of peroxides, hydroperoxides, peresters, peracids, percarbonates and f azo compounds.
54. The method of claim 52, wherein an additional reagent is added which interacts in a redox reaction with the free radical source to liberate radicals..
55. The method of claim 52, wherein cleavage reaction conditions comprise a molar ratio of between 0.5 : 1 and 10: 1 for the monomer having a kp less than 2000 to the thio groups in the polymers for which cleavage is desired.
56. The method of claim 52, wherein cleavage reaction conditions comprise a molar ratio of between 1.0 : 1 and 5: 1 for the monomer having a kp less than 2000 to the thio groups in the polymers for which cleavage is desired.
57. The method of claim 52, wherein cleavage reaction conditions comprise a molar ratio of between 1.5 : 1 to 3: 1 for the monomer having a kp less than 2000 to the thio groups in the polymers for which cleavage is desired.
58. The method of claim 52, wherein the monomer has a Ap less than 1000.
59. The method of claim 52, wherein the monomer has a kp less than 500.
60. The method of claim 52, wherein the monomer has a kp less than 300.
61. The method of claim 52, wherein the monomer with a kp less than 2000 is selected from the group consisting of maleimide, Nsubstituted maleimides, maleic anhydride, maleic acid, fumaric acid, maleic esters, fumaric esters, allyl and methallyl compounds, vinyl ethers, vinyl sulphonates, vinyl phosphonates, 1,3butadiene derivatives, itaconic acid, aalkylstyrene, aethylacrylate, cis and trans stilbene, and combinations thereof.
62. The method of claim 52, wherein the monomer with a 4 less than 2000 is selected from the group consisting of maleimide, Nphenylmaleimide, N methylmaleimide, Nethylmaleimide, Nbenzylmaleimide, Npropylmaleimide, N (4 ethylphenyl) maleimide, N (4acetylphenyl) maleimide, N (paratolyl) maleimide, N cyclohexyl maleimide Ndodecyl maleimide, Ntertbutyl maleimide, Nisopropyl maleimide, N (2hydroxyethyl) maleimide, N (3hydroxypropyl) maleimide, dinbutyl maleate, dinamyl maleate, diethyl maleate, diisoamyl maleate, dimethyl maleate, diphenyl maleate, and dinpropylmaleate, dinamyl fumarate, diethyl fumarate, diisoamyl fumarate, diisobutyl fumarate, diisopropyl fumarate, dimethyl fumarate, diphenyl fumarate, dinpropyl fumarate, (meth) allylsulfonate, (meth) allylglycidylether, (meth) alkylvinylether, (meth) allylbutyl ether, (meth) allylethyl ether, (meth) allylmethyl ether, and combinations thereof.
63. The method of claim 52, wherein the monomer with a sp less than 2000 is selected from the group consisting of Nphenylmaleimide, Nmethylmaleimide, N ethylmaleimide, Nbenzylmaleimide, Npropylmaleimide, and combinations thereof.
64. The method of claim 52, wherein said polymer is a block copolymer.
65. The method of claim 52, wherein the polymer is a random copolymer.
66. The method of claim 52, wherein at least 85% of the thio groups are replaced with a moiety other than hydrogen.
67. The method of claim 52, wherein at least 95% of the thio groups are replaced with a moiety other than hydrogen.
68. The method of claim 52, wherein the free radical source is introduced continuously throughout the cleavage reaction.
69. A method of free radical polymerization comprising (1) forming a mixture of one or more acrylate monomers, at least one free radical source and a control agent, wherein the control agent comprises a thiocarbonylthio group; (2) subjecting said mixture to polymerization conditions, wherein a resulting polymer comprises thiocarbonylthio groups; and (3) contacting the resulting polymer with a free radical source.
70. The method of claim 69, step (3) further comprising contacting the resulting polymer with a compound characterized by the general formula: cleavage reaction conditions; wherein R1 and R2 are each independently selected from the group consisting of hydrogen or alkyl, X is OR3 or CH2X'(R3) n where R3 is an optionally substituted alkyl, optionally substituted alkenyl, optionally substituted alkynyl, or optionally substituted saturated, unsaturated or aromatic, aromatic carbocyclic or heterocyclic ring; X'is carbon or an element selected from Groups IV, V, VI or VII of the Periodic Table or a group consisting of an element selected from Groups IV, V, or VI to which is attached one or more oxygen atoms; and n is a number from 0 to 3, such that the valency of the group X'is satisfied and, when n is greater than 1, the groups represented by R3 may be identical or different, and Y generally any group that is sufficiently labile to be expelled as its free radical form.
71. The method of claim 69, step (3) further comprising contacting the resulting polymer with a monomer having a propagation rate constant (kp) less than 2000.
72. The method of claim 71, wherein the monomer having a kp less than 2000 is selected from the group consisting of Nphenylmaleimide, Nmethylmaleimide, N ethylmaleimide, Nbenzylmaleimide, Npropylmaleimide, and combinations thereof.
73. The method of claim 69, wherein the free radical source of step (3) is an initiator.
74. The method of claim 69, wherein the mixture of step (1) further comprises at least one methacrylate monomer.
Description:
REMOVAL OF THIOCARBONYL END GROUPS OF POLYMERS FIELD OF THE INVENTION [0001] This invention provides methods for removing moieties from the ends of polymers. More specifically, the invention provides methods for cleaving thiocarbonylthio or thiophosphorylthio moieties from the ends of polymers made by a reversible addition fragmentation transfer polymerization, wherein the chain transfer agents used for polymerization contain the moiety that is ultimately cleaved from the polymer.

BACKGROUND OF INVENTION [00021 The use and mechanism of reversible control agents for free radical polymerization is now generally known and coined as RAFT (Reversible Addition Fragmentation Transfer), see for example, U. S. Patent No. 6, 153, 705, WO 98/01478, WO 99/35177, WO 99/31144, and WO 98/58974, each of which is incorporated herein by reference.

Olefin Addition-f. gmentation agents are known as conventional chain transfer agents. Some of notable examples are allylic sulfide and ethyleneoxy derivatives. These compounds act as conventional chain transfer agents and allow control over molecular weight and bring functional groups to the polymer termini. However, because the transfer reaction is very slow when compared with dithiocompounds used in RAFT polymerizations, these addition-fragmentation agents do not provide material with the attributes of living polymerization, i. e. low molecular weight distribution and block architectures.

[0004] Recently, new reversible control agents have been disclosed which are readily available for polymerizing desired monomers under commercially acceptable conditions, which include high conversion at the shortest possible reaction times and lower temperatures, see for example U. S. Patents 6,380, 335,6, 395,850, and 6,518, 364, each of which is incorporated herein by reference. Dithio compounds used in RAFT polymerizations can provide material with the attributes of living polymerization, i. e. low molecular weight distribution and block architectures.

[0005] There are currently some limitations to polymers produced by the RAFT process using dithiocarbonylated or dithiophosphorylated control agents. For instance, the polymers may contain one or more functional groups, such as dithioester, dithiocarbonate, dithiocarbazate, or dithiocarbamate, which absorb in the visible light and can be yellow in color. The appearance potentially limits the polymer's potential applications to such areas as electronics, which may require a clear color. In some cases the dithiocompound might be unstable under the conditions of use, or might degrade upon aging, and generate some unwanted effects such as odor, discoloration, etc.

[0006] WO 02/090397 discusses a method of radical reduction of dithiocarbonyl or dithiophosphoryl groups using a free radical initiator and a compound bearing a labile hydrogen atom. The method disclosed essentially removes the unwanted group from the polymer chain end and replaces it with a hydrogen atom. It does not disclose or teach any other methods for removing unwanted groups from the end of a polymer chain, or replacing those moieties with anything other than hydrogen. The use of a hydrogen labile compound may be undesirable in some circumstances, such as when those compounds are mercaptans, notoriously odoriferous, or alcohols, which maybe non-solvents of the polymers.

[0007] Thus, what is needed is a method for removing certain groups from a chain end of a wide variety of polymers and replacing them with other groups.

SUMMARY OF INVENTION [0008] This invention provides a method for removing unwanted groups from a chain end of a polymer and replacing them with a more desirable group.

[0009] In one aspect, the invention provides a method of free radical polymerization.

The method includes forming a mixture of one or more monomers, at least one free radical source and a chain transfer agent, wherein the chain transfer agent includes a thiocarbonylthio group, and subjecting the mixture to polymerization conditions. The resulting polymer, which has one or more thiocarbonylthio end groups, is then contacted with a free radical source under cleavage reaction conditions. The free radical source is activated to generate radicals, and at least 50% of the thio end groups of the polymer are replaced with a group of interest other than hydrogen.

[0010] In another aspect, a monomer with little to no homopolymerizability, for example, a monomer having a propagation rate constant (kp) less than 2000, is contacted with the polymer and the free radical source under cleavage reaction conditions. The free radical source is activated to generate radicals, and at least 50% of the thio end groups of the polymer are replaced with a group of interest other than hydrogen.

[0011] In another aspect, an addition chain transfer agent is contacted with the polymer and the free radical source under cleavage reaction conditions. The free radical source is activated to generate radicals, and at least 50% of the thio end groups of the polymer are replaced with a group of interest other than hydrogen.

[0012] In another aspect, the invention provides methods for end-functionalizing polymers produced by a RAFT process while eliminating unwanted moieties, such as sulfur moieties at one or more termini. The method includes exposing the polymer to an external radical source and activating the free radical source, optionally in the presence of an addition chain transfer agent or a monomer with little to no homopolymerizability.

The activated external free radicals cleave the unwanted moiety from the polymer and the polymer is capped with a more desirable moiety.

[0013] Another aspect of the invention provides a method of free radical polymerization which includes (1) forming a mixture of one or more acrylate monomers, at least one free radical source and a control agent, the control agent comprises a thiocarbonylthio group ; (2) subjecting the mixture to polymerization conditions, wherein a resulting polymer comprises thiocarbonylthio groups; and (3) contacting the resulting polymer with a free radical source.

[0014] In another aspect, the method comprises contacting a polymer produced by a RAFT process and having at least one chain end linked to a thio moiety, with a free radical initiator, in the presence of a monomer with little or no homopolymerizability, activating the free radical initiator to generate radicals that combine with the monomer, resulting in cleaving the thio moiety off the polymer chain end, and replacing the cleaved thio moiety with a group of interest, e. g., the monomer-initiator or initiator radical.

10015] Further aspects of this invention will be evident to those of skill in the art upon review of this specification.

[0016] Other features, objects and advantages of the present invention will be in part apparent to those skilled in art and in part pointed out hereinafter. All references cited in the instant specification are incorporated by reference for all purposes. Moreover, as the patent and non-patent literature relating to the subject matter disclosed and/or claimed herein is substantial, many relevant references are available to a skilled artisan that will provide further instruction with respect to such subject matter.

DETAILED DESCRIPTION OF THE INVENTION [0017] This invention describes compounds and chain transfer agents useful for the control of free radical polymerization reactions, and compounds useful for removing portions of the chain transfer agents from the ends of the resulting polymers. In general, a free radical polymerization is carried out with these chain transfer agents by creating a mixture of at least one polymerizable monomer, the chain transfer agent and optionally at least one source of free radicals, e. g. , an initiator. The source of free radicals is optional because some monomers may self-initiate upon heating. After or upon forming the polymerization mixture, the mixture is subjected to polymerization conditions.

Polymerization conditions are those conditions that cause the at least one monomer to form at least one polymer, as discussed herein, such as temperature, pressure, atmosphere, ratios of starting components used in the polymerization mixture, reaction time or external stimuli of the polymerization mixture. After polymerization, cleavage of some or all of the thio portions of the chain transfer agents from the resulting polymers is carried out with the cleavage materials by creating a mixture of the polymer and the cleavage materials. After or upon forming the cleavage mixture, the mixture is subjected to cleavage conditions. Cleavage conditions are those conditions that cause some or all of the dithio moieties of the chain transfer agents to be cleaved from the ends of the polymer, as discussed herein, such as temperature, pressure, atmosphere, ratios of components used in the cleavage mixture, reaction time or external stimuli of the cleavage mixture. After cleavage, the remaining polymer radical can be capped in one of several ways.

[0018] In describing and claiming the present invention, the following terminology will be used in accordance with the definitions set out below. A named R group will generally have the structure that is recognized in the art as corresponding to R groups having that name. For the purposes of illustration, representative R groups as enumerated above are defined herein. These definitions are intended to supplement and illustrate, not preclude, the definitions known to those of skill in the art.

[0019] It is also to be understood that the terminology used herein is for the purpose of describing particular embodiments only, and is not intended to be limiting. As used in this specification and the appended claims, the singular forms"a,""an"and"the" include plural referents unless the context clearly dictates otherwise. In describing and claiming the present invention, the following terminology will be used in accordance with the definitions set out below.

[0020] The following definitions pertain to chemical structures, molecular segments and substituents: [0021] As used herein, the phrase"having the structure"is not intended to be limiting and is used in the same way that the term"comprising"is commonly used. The term "independently selected from the group consisting of is used herein to indicate that the recited elements, e. g. , R groups or the like, can be identical or different (e. g., R2 and R3 in the structure of formula (1) may all be substituted alkyl groups, or R2 may be hydrido and R3 may be methyl, etc. ).

[0022]"Optional"or"optionally"means that the subsequently described event or circumstance may or may not occur, and that the description includes instances where said event or circumstance occurs and instances where it does not. For example, the phrase"optionally substituted hydrocarbyl"means that a hydrocarbyl moiety may or may not be substituted and that the description includes both unsubstituted hydrocarbyl and hydrocarbyl where there is substitution.

[0023] The term"alkyl"as used herein refers to a branched or unbranched saturated hydrocarbon group typically although not necessarily containing 1 to about 24 carbon atoms, such as methyl, ethyl, n-propyl, isopropyl, n-butyl, isobutyl, t-butyl, octyl, decyl, and the like, as well as cycloalkyl groups such as cyclopentyl, cyclohexyl and the like.

Generally, although again not necessarily, alkyl groups herein contain 1 to about 12 carbon atoms. The term"lower alkyl"intends an alkyl group of one to six carbon atoms, preferably one to four carbon atoms."Substituted alkyl"refers to alkyl substituted with one or more substituent groups, and the terms"heteroatom-containing alkyl"and "heteroalkyl"refer to alkyl in which at least one carbon atom is replaced with a heteroatom.

[0024] The term"alkenyl"as used herein refers to a branched or unbranched hydrocarbon group typically although not necessarily containing 2 to about 24 carbon atoms and at least one double bond, such as ethenyl, n-propenyl, isopropenyl, 2-butenyl, isobutenyl, octenyl, decenyl, and the like. Generally, although again not necessarily, alkenyl groups herein contain 2 to about 12 carbon atoms. The term"lower allcenyl" intends an alkenyl group of two to six carbon atoms, preferably two to four carbon <BR> <BR> atoms. "Substituted alkenyl"refers to alkenyl substituted with one or more substituent groups, and the terms"heteroatom-containing alkenyl"and"heteroalkenyl"refer to alkenyl in which at least one carbon atom is replaced with a heteroatom.

[0025] The term"allcoxy"as used herein intends an allcyl group bound through a single, terminal ether linkage ; that is, an"alkoxy"group may be represented as-O-allcyl where alkyl is as defined above. A"lower allcoxy"group intends an alkoxy group containing one to six, more preferably one to four, carbon atoms. The term"aryloxy"is used in a similar fashion, with aryl as defined below.

[0026] Similarly, the term"alkyl thio"as used herein intends an alkyl group bound through a single, terminal thioether linkage ; that is, an"alkyl thio"group may be represented as-S-alkyl where alkyl is as defined above. A"lower alkyl thio"group intends an alkyl thio group containing one to six, more preferably one to four, carbon atoms. l0027l The term"aryl"as used herein, and unless otherwise specified, refers to an aromatic substituent containing a single aromatic ring or multiple aromatic rings that are fused together, linked covalently, or linked to a common group such as a methylene or ethylene moiety. The common linking group may also be a carbonyl as in benzophenone, an oxygen atom as in diphenylether, or a nitrogen atom as in diphenylamine. Preferred aryl groups contain one aromatic ring or two fused or linked aromatic rings, e. g. , phenyl, naphthyl, biphenyl, diphenylether, diphenylamine, benzophenone, and the like. In particular embodiments, aryl substituents have 1 to about 200 carbon atoms, typically 1 to about 50 carbon atoms, and preferably 1 to about 20 carbon atoms. "Substituted aryl"refers to an aryl moiety substituted with one or more substituent groups, (e. g. , tolyl, mesityl and perfluorophenyl) and the terms"heteroatom- containing aryl"and"heteroaryl"refer to aryl in which at least one carbon atom is replaced with a heteroatom.

[0028] The term"aralkyl"refers to an alkyl group with an aryl substituent, and the term "arallcylene"refers to an alkylene group with an aryl substituent; the term"alkaryl" refers to an aryl group that has an alkyl substituent, and the term"alkarylene"refers to an arylene group with an alkyl substituent.

[0029] The terms"halo"and"halogen"are used in the conventional sense to refer to a chloro, bromo, fluoro or iodo substituent. The terms"haloallcyl,""haloalkenyl"or "haloalkynyl" (or"halogenated alkyl,""halogenated alkenyl, "or"halogenated alkynyl") refers to an alkyl, alkenyl or alkynyl group, respectively, in which at least one of the hydrogen atoms in the group has been replaced with a halogen atom.

[0030] The term"heteroatom-containing"as in a"heteroatom-containing hydrocarbyl group"refers to a molecule or molecular fragment in which one or more carbon atoms is replaced with an atom other than carbon, e. g. , nitrogen, oxygen, sulfur, phosphorus or silicon. Similarly, the term"heteroalkyl"refers to an alkyl substituent that is heteroatom-containing, the term"heterocyclic"refers to a cyclic substituent that is heteroatom-containing, the term"heteroaryl"refers to an aryl substituent that is heteroatom-containing, and the like. When the term"heteroatom-containing"appears prior to a list of possible heteroatom-containing groups, it is intended that the term apply to every member of that group. That is, the phrase"heteroatom-containing alkyl, alkenyl and alkynyl"is to be interpreted as"heteroatom-containing alkyl, heteroatom-containing alkenyl and heteroatom-containing alkynyl. " [0031]"Hydrocarbyl"refers to univalent hydrocarbyl radicals containing 1 to about 30 carbon atoms, preferably 1 to about 24 carbon atoms, most preferably 1 to about 12 carbon atoms, including branched or unbranched, saturated or unsaturated species, such as allcyl groups, alkenyl groups, aryl groups, and the like. The term"lower hydrocarbyl" intends a hydrocarbyl group of one to six carbon atoms, preferably one to four carbon atoms. "Substituted hydrocarbyl"refers to hydrocarbyl substituted with one or more substituent groups, and the terms"heteroatom-containing hydrocarbyl"and "heterohydrocarbyl"refer to hydrocarbyl in which at least one carbon atom is replaced with a heteroatom.

[0032] By"substituted"as in"substituted hydrocarbyl,""substituted aryl,""substituted allcyl,""substituted alkenyl"and the like, as alluded to in some of the aforementioned definitions, is meant that in the hydrocarbyl, hydrocarbylene, alkyl, alkenyl or other moiety, at least one hydrogen atom bound to a carbon atom is replaced with one or more substituents that are groups such as hydroxyl, alkoxy, thio, phosphino, amino, halo, silyl, and the like. When the term"substituted"appears prior to a list of possible substituted groups, it is intended that the term apply to every member of that group. That is, the phrase"substituted alkyl, alkenyl and alkynyl"is to be interpreted as"substituted allcyl, substituted alkenyl and substituted alkynyl."Similarly,"optionally substituted alkyl, alkenyl and alkynyl"is to be interpreted as"optionally substituted alkyl, optionally substituted alkenyl and optionally substituted alkynyl." [0033] As used herein the term"silyl"refers to the-SiZ1Z2Z3 radical, where each of Zl, Z2, and Z3 is independently selected from the group consisting of hydrido and optionally substituted alkyl, alkenyl, alkynyl, aryl, aralkyl, alkaryl, heterocyclic, alkoxy, aryloxy and amino. ; [0034] As used herein, the term"phosphino"refers to the group _pZlz2, where each of Z1 and Z2 iS independently selected from the group consisting of hydrido and optionally substituted alkyl, alkenyl, alkynyl, aryl, arallcyl, alkaryl, heterocyclic and amino.

[0035] The term"amino"is used herein to refer to the group-NZ1Z2, where each of Z and Z2 is independently selected from the group consisting of hydrido and optionally substituted alkyl, alkenyl, alkynyl, aryl, aralkyl, alkaryl and heterocyclic.

[0036] The term"thio"is used herein to refer to the group-SZ1, where Zizis selected from the group consisting of hydrido and optionally substituted alkyl, alkenyl, alkynyl, aryl, aralkyl, allcaryl and heterocyclic.

[00371 As used herein all reference to the elements and groups of the Periodic Table of the Elements is to the version of the table published by the Handbook of Chemistry and Physics, CRC Press, 1995, which sets forth the new IUPAC system for numbering groups.

[0038] Polymerization of the monomers can be conducted according to conventional methods such as bulk polymerization or in a solvent, or in emulsion by batch or semi- continuous or continuous polymerization. For example, the polymer can be obtained by dissolving requisite monomers in an organic solvent, then conducting a polymerization reaction in the presence of a polymerization initiator, such as an azo compound. Use of a chain transfer agent (CTA) during the polymerization process can be advantageous.

[0039] Organic solvents suitable for polymerization reactions of the invention include, for example, ketones, ethers, polar aprotic solvents, esters, aromatic solvents and aliphatic hydrocarbons, both linear and cyclic. Exemplary ketones include methyl ethyl ketone (2-butanone) (MEK), acetone and the like. Exemplary ethers include alkoxyalkyl ethers, such as methoxy methyl ether or ethyl ether, tetrahydrofuran, 1,4 dioxane and the like. Polar aprotic solvents include dimethyl formamide, dimethyl sulfoxide and the like.

Suitable esters include alkyl acetates, such as ethyl acetate, methyl acetate and the like.

Aromatic solvents include alkylaryl solvents, such as toluene, xylene and the like and halogenated aromatics such as chlorobenzene and the like. Hydrocarbon type solvents include, for example, hexane, cyclohexane and the like.

[0040] Typically, the polymerization reaction is conducted in a manner such that the concentration of monomers is about 5 to 95% in the solvent by weight. In other words, the reactions are run between about 5% and about 95% percentage solids, preferably between about 20% and about 80% percent solids, and in particular, [0041] The polymerization conditions that may be used include temperatures for polymerization typically in the range of from about 20°C to about 110°C, more preferably in the range of from about 50°C to about 90°C and even more preferably in the range of from about 60°C to about 80°C. The atmosphere may be controlled, with an inert atmosphere being preferred, such as nitrogen or argon. The molecular weight of the polymer is controlled via adjusting the ratio of monomer to chain transfer agent.

Generally, the molar ratio of monomer to chain transfer agent is in the range of from about 5: 1 to about 5000: 1, more preferably in the range of from about 10: 1 to about 2000: 1, and most preferably from 10: 1 to about 1500: 1.

[0042] A free radical source is provided in the polymerization mixture, which can stem from spontaneous free radical generation upon heating or preferably from a free radical initiator. In the latter case the initiator is added to the polymerization mixture at a concentration high enough to achieve an acceptable polymerization rate (e. g., commercially significant conversion in a certain period of time, such as listed below).

Conversely, a too high free radical initiator to chain transfer agent ratio will favor unwanted dead polymer formation through radical-radical coupling reaction leading to polymer materials with uncontrolled characteristics. The molar ratio of free radical initiator to chain transfer agent for polymerization are typically in the range of from about 2: 1 to about 0.02 : 1.

[0043] The phrase"free-radical source, "within the context of the invention, refers broadly to any and all compounds or mixtures of compounds that can lead to the formation of radical species under appropriate working conditions (thermal activation, irradiation, interaction with a reductant, etc.).

[0044] Polymerization conditions also include the time for reaction, which may be from about 0.5 hours to about 72 hours, specifically in the range of from about 1 hour to about 24 hours, more specifically in the range of from about 2 hours to about 12 hours. In semi-continuous or continuous polymerization modes, time for reaction can include feed times. Conversion of monomer to polymer is at least about 50%, more specifically at least about 75% and more specifically at least about 85%.

[0045] The polymerization process generally proceeds in a"living"type manner. Thus, generally an approximately linear relationship between conversion and number average molecular weight can be observed, although this is not a pre-requisite. In some embodiments, the living character manifests itself by the ability to prepare block copolymers: hence, a polymer chain is first grown with monomer A, and then, when monomer A is depleted, monomer B is added to extend the first block of polymer A with a second block of polymer B. Thus, in some instances, particularly when the chain transfer constant of the chain transfer agent, Ct, is low (Ct being defined as the ratio of the transfer rate coefficient to the propagation rate constant), e. g. , Ct less than 2, the molecular weight to conversion plot might not exhibit a linear trend: this does not preclude however that block copolymer formation did not occur. Block copolymer formation through a living process can be demonstrated using analytical techniques such as polymer fractionation with selective solvent (of polymer A, polymer B, respectively), gradient elution chromatography and/or 2-dimensional chromatography. Block copolymers tend to microphase-separate and organize in a variety of morphologies that can be probed by physical techniques such as X-ray diffraction, dynamic mechanical testing, and the like. Homopolymers and random copolymers resulting from copolymerization of different monomers either in a batch, semi-continuous or continuous mode are also within the scope of this invention.

[0046] The polymers of the invention can, in the general case, be linear or non-linear, and can be homopolymers, copolymers or higher ordered polymers. Non-linear polymers of the invention can have a number of architectures, including for example star-polymers, branched polymers, graft polymers, semi-cross-linked polymers, and combinations thereof, among others. These various polymer architectures can be achieved with a high degree of control by the polymer preparation methods discussed herein.

[0047] Initiators, as discussed above, may be optional. When present, initiators useful in the polymerization mixture and the inventive process are known in the art, and can be a commercially available free-radical initiator. In some embodiments, initiators having a short half-life at the polymerization temperature are utilized. Such initiators are utilized because the speed of the initiation process can affect the polydispersity index of the resulting polymer. That is, the kinetics of controlled, living polymerization are such that less polydisperse polymer samples are prepared if initiation of all chains occurs at substantially the same time. More specifically, suitable free radical initiators include any thermal, redox or photo initiators, including, for example, alkyl peroxides, substituted alkyl peroxides, aryl peroxides, substituted aryl peroxides, acyl peroxides, alkyl hydroperoxides, substituted alkyl hydroperoxides, aryl hydroperoxides, substituted aryl hydroperoxides, heteroallcyl peroxides, substituted heteroalkyl peroxides, heteroalkyl hydroperoxides, substituted heteroalkyl hydroperoxides, heteroaryl peroxides, substituted heteroaryl peroxides, heteroaryl hydroperoxides, substituted heteroaryl hydroperoxides, alkyl peresters, substituted alkyl peresters, aryl peresters, substituted aryl peresters, peracids, percarbonates, alkyl peroxalates, alkylperoxidicarbonates, alkyl ketone peroxides, persulphates, azo compounds and halide compounds. Specific initiators include cumene hydroperoxide (CHP), t-butyl hydroperoxide (TBHP), t-butyl perbenzoate (TBPB), sodium carbonateperoxide, benzoyl peroxide (BPO), lauroyl peroxide (LPO), methylethylketone peroxide 45%, potasium persulfate, ammonium persulfate, 2,2-azobis (2,4-dimethyl-valeronitrile) (VAZO#-65), 1, 1-azobis (cyclo- hexanecarbonitrile) (VAZo@-40), 2, 2-azobis (N, N'-dimethyleneisobutyramidine) diliydrochloride (VAZ0@-044), 2,2-azobis (2-amidino-propane) dihydrochloride (AIAS-50) and 2, 2-azobis (2-amido-propane) dihydrochloride. Redox pairs such as N, N-dimethylaniline/acyl peroxide,, persulfate/TEMED, persulfate/sulfite and Fe (2+)/peroxide are also useful. Initiation may also be by heat or UV light, as is known in the art, depending on the embodiment being practiced (e. g., UV light may be used for the modified initiator or RAFT or MADIX techniques discussed herein).

[0048] In some embodiments, monomers that may be polymerized using the methods of this invention (and from which M, below, may be derived) include at least one monomer from the group of styrene, substituted styrene, alkyl acrylate, substituted alkyl acrylate, allcyl methacrylate, substituted alkyl methacrylate, acrylonitrile, methacrylonitrile, acrylamide, butylacrylate, , methacrylamide, N-alkylacrylamide, N- alkylmethacrylamide, N, N-dialkylacrylamide, N, N-dialkylmethacrylamide, isoprene, butadiene, ethylene, vinyl acetate and combinations thereof. Functionalized versions of these monomers may also be used. Specific monomers or comonomers that may be used in this invention include butylacrylate, 6- [5-hydroxynorbomane-2-carboxylic acid lactone] acrylate, 2- [2-ethyladamantyl] acrylate, 1- [3-hydroxyadamantyl] acrylate, methyl methacrylate, ethyl methacrylate, propyl methacrylate (all isomers), butyl methacrylate (all isomers), 2-ethylhexyl methacrylate, isobornyl methacrylate, methacrylic acid, benzyl methacrylate, phenyl methacrylate, methacrylonitrile, a- methylstyrene, methyl acrylate, ethyl acrylate, propyl acrylate (all isomers), butyl acrylate (all isomers), 2-ethylhexyl acrylate, isobornyl acrylate, acrylic acid, benzyl acrylate, phenyl acrylate, acrylonitrile, styrene, glycidyl methacrylate, 2-hydroxyethyl methacrylate, hydroxypropyl methacrylate (all isomers), hydroxybutyl methacrylate (all isomers), N, N-dimethylaminoethyl methacrylate, N, N-diethylaminoethyl methacrylate, triethyleneglycol methacrylate, itaconic anhydride, itaconic acid, glycidyl acrylate, 2- hydroxyethyl acrylate, hydroxypropyl acrylate (all isomers), hydroxybutyl acrylate (all isomers), N, N-dimethylaminoethyl acrylate, N, N-diethylaminoethyl acrylate, triethyleneglycol acrylate, methacrylamide, N-methylacrylamide, N, N- dimethylacrylamide, N-tert-butylmethacrylamide, N-n-butylmethacrylamide, N- methylolmethacrylamide, N-ethylolmethacrylamide, N-tert-butylacrylamide, N-n- butylacrylamide, N-methylolacrylamide, N-ethylolacrylamide, 4-acryloylmorpholine, vinyl benzoic acid (all isomers), diethylaminostyrene (all isomers), a-methylvinyl benzoic acid (all isomers), diethylamino a-methylstyrene (all isomers), p-vinylbenzene sulfonic acid, p-vinylbenzene sulfonic sodium salt, trimethoxysilylpropyl methacrylate, triethoxysilylpropyl methacrylate, tributoxysilylpropyl methacrylate, dimethoxymethylsilylpropyl methacrylate, diethoxythylsilylpropyl methacrylate, dibutoxymethylsilylpropyl methacrylate, diisopropoxymethylsilylpropyl methacrylate, dimethoxysilylpropyl methacrylate, diethoxysilylpropyl methacrylate, dibutoxysilylpropyl methacrylate, diisopropoxysilylpropyl methacrylate, trimethoxysilylpropyl acrylate, triethoxysilylpropyl acrylate, tributoxysilylpropyl acrylate, dimethoxymethylsilylpropyl acrylate, diethoxymethylsilylpropyl acrylate, dibutoxymethylsilylpropyl acrylate, diisopropoxymethylsilylpropyl acrylate, dimethoxysilylpropyl acrylate, diethoxysilylpropyl acrylate, dibutoxysilylpropyl acrylate, diisopropoxysilylpropyl acrylate, maleic anhydride, N-phenylmaleimide, N- butylmaleimide, butadiene, isoprene, chloroprene, ethylene, vinyl acetate,, and combinations thereof.

[0049] It should be understood that combinations of all monomers (and monomeric units derived from polymers presented herein) are within the scope of the invention.

[0050] In one aspect, two or more of the above-identified monomers are polymerized in either a batch process, continuous or a semi-continuous feed process.

[0051] Chain transfer agents (CTAs) are known in the art and are used to help control polymer molecular weight. Ultimately, many different types of CTAs can be incorporated into the terminus of a polymer as further explained below. Examples of suitable CTAs useful for the polymerizations described herein include those described in US Patent No. 6,512, 021, and PCT Application Nos. W098/01478, W099/35177, W099/31144, W099/05099 and W098/58974, each of which is incorporated herein by reference. Additional examples include CTAs described in US Patent Nos. 6,395, 850, 6, 518, 364, and 6,667, 376, the teachings of which are incorporated herein by reference in their entirety.

[0052] In general, CTAs useful in the present invention have the general formula (I) : wherein Ri is generally any group that is sufficiently labile to be expelled as its free radical form, and Z is any group that activates the C=S double bond towards a reversible free radical addition fragmentation reaction. In other embodiments, Z is attached to C=S through a carbon atom (dithioesters), a nitrogen atom (dithiocarbamate), a sulfur atom (trithiocarbonate) or an oxygen atom (dithiocarbonate). Specific examples for Z can be found in W098/01478, W099/35177, W099/31144, and W098/58974. In some embodiments, Z is selected from the group consisting of hydrocarbyl, substituted hydrocarbyl, heteroatom-containing hydrocarbyl, substituted heteroatom-containing hydrocarbyl, and combinations thereof. More specifically, Z may be selected from the group consisting of hydrogen, optionally substituted alkyl, optionally substituted aryl, optionally substituted alkenyl, optionally substituted acyl, optionally substituted, aroyl, optionally substituted alkoxy, optionally substituted heteroaryl, optionally substituted heterocyclyl, optionally substituted alkylsulfonyl, optionally substituted alkylsulfinyl, optionally substituted alkylphosphonyl, optionally substituted arylsulfinyl, and optionally substituted arylphosphonyl, amino and alkoxy.

[0053] In other embodiments, the chain transfer agents described in this invention can have a phosphorous atom in place of the carbon atom and be characterized by the general formula: wherein Rl is as described above, and Z1 and Z2 are each independently selected from the group defined for 2.

[0054] In some embodiments the chain transfer agents may contain at least one Nl- bond covalently bonded to a thiocarbonyl group. In structural terms, the following moiety may be present in the chain transfer agents of this invention: 100551 In some embodiments, a sulfur atom is attached to the thiocarbonyl group, leading to a dithiocarbonyl moiety. This may be referred to herein as the" dithiocarbazate"group or N-NC (=S) S moiety, however, such terminology is not intended to be limiting. Also, in some embodiments, the substituents of N2 (other than Nl) form a heterocycle that includes M2.

[0056] In particular, suitable CTAs useful in the present invention include those identified in US Patent No. 6, 380, 335,6, 395,850, 6,518, 364,6, 569,969, 6,518, 448 and 6,482, 909 ; the contents of which are incorporated by reference. More specifically, CTAs of particular interest in combination with the monomers utilized throughout the specification can be characterized by the general formula (I"): wherein D is S, Te or Se. In one aspect, D is sulfur. Rl is generally any group that can be easily expelled under its free radical form (Rl ) upon an addition-fragmentation reaction, as depicted below in Scheme 1 (showing D as S): Scheme 1 [0057] In Scheme 1, Pc is a free radical, typically a macro-radical, such as polymer chain. More specifically, Rl is selected from the group consisting of hydrocarbyl, substituted hydrocarbyl, heteroatom-containing hydrocarbyl, and substituted heteroatom- containing hydrocarbyl, and combinations thereof. Even more specifically, Rl is selected from the group consisting of optionally substituted alkyl, optionally substituted aryl, optionally substituted alkenyl, optionally substituted alkoxy, optionally substituted heterocyclyl, optionally substituted alkylthio, optionally substituted amino and optionally substituted polymer chains. And still more specifically, R1 is selected from the group consisting of-CH2Ph,-CH (CH3) CO2CH2CH3,-CH (C02CH2CH3) 2,-C (CH3) 2CN,- CH (Ph) CN, -C (CH3) 2CO2R (alkyl, aryl, etc. ) and-C (CH3) 2Ph.

(00581 Also, R and R3 of the CTA are each independently selected from the group consisting of hydrogen, hydrocarbyl, substituted hydrocarbyl, heteroatom-containing hydrocarbyl, and substituted heteroatom-containing hydrocarbyl, and combinations thereof. More specifically, R2 and R3 can be each independently selected from the group consisting of hydrogen, optionally substituted alkyl, optionally substituted aryl, optionally substituted alkenyl, optionally substituted acyl, optionally substituted, aroyl, optionally substituted alkoxy, optionally substituted heteroaryl, optionally substituted heterocyclyl, optionally substituted alkylsulfonyl, optionally substituted alkylsulfinyl, optionally substituted alkylphosphonyl, optionally substituted arylsulfinyl, and optionally substituted arylphosphonyl. Specific embodiments of R2 and/or R3 are listed in the above definitions, and in addition include perfluorenated aromatic rings, such as perfluorophenyl. Also optionally, W and R3 can together form a double bond alkenyl moiety off the nitrogen atom, and in that case R2 and R are together optionally substituted alkenyl moieties.

[0059] Finally, R4 of the CTA is selected from the group consisting of hydrogen, hydrocarbyl, substituted hydrocarbyl, heteroatom-containing hydrocarbyl, and substituted heteroatom-containing hydrocarbyl, and combinations thereof; and optionally, R4 combines with R2 and/or R3 to form a ring structure, with said ring having from 3 to 50 non-hydrogen atoms. In particular, R4 is selected from the group consisting of hydrogen, optionally substituted alkyl, optionally substituted aryl, optionally substituted alkenyl, optionally substituted acyl, optionally substituted aryl, amino, thio, optionally substituted aryloxy and optionally substituted alkoxy. Specific R4 groups include methyl and phenyl.

[0060] In certain embodiments, R4 combines with either R2 or R3 to form a substituted or unsubstituted pyrazole moiety. Exemplary CTAs include: [0061] The CTAs are synthesized, generally, by methods known to those of skill in the art as described, for example in U. S. Patent No. 6,380, 335.

[0062] The polymers formed with the chain transfer agents described herein are believed to be grown via a degenerative transfer mechanism. Thus, upon analysis of the obtained polymers, monomers might appear between the Ru-S bond, and any of the above formulas can be rewritten in a polymeric form. For example, the polymers may be characterized by the general formula (II): wherein M is a monomer or mixture of monomers or at least 2 blocks of different monomer (any from the above lists) and f is the degree of polymerization, and X, Rl, and Z are as defined above.

[0063] For the more specific embodiment, the polymers may be characterized by the general formula (II'): wherein M is a monomer or mixture of monomers or at least 2 blocks of different monomer (any from the above lists) and f is the degree of polymerization, and D, Ru, R2, R3 and R4 are as defined above.

[0064] As used herein,"block copolymer"refers to a polymer comprising at least two segments of differing composition ; having any one of a number of different architectures, where the monomers are not incorporated into the polymer architecture in a solely statistical or uncontrolled manner. Although there may be three, four or more monomers in a single block-type polymer architecture, it will still be referred to herein as a block copolymer. In some embodiments, the block copolymer will have an A-B architecture (with"A"and"B"representing the monomers). Other architectures included within the definition of block copolymer include A-B-A, A-B-A-B, A-B-C, A- B-C-A, A-B-C-A-B, A-B-C-B, A-B-A-C (with"C"representing a third monomer), and other combinations that will be obvious to those of slcill in the art. Block copolymers can be prepared a number of ways, including sequential addition of monomers or using multi-functional chain transfer agents described in US Patent No. 6, 380, 335. Of course with multi-functional chain transfer agents, the chain transfer agent may form a linking group between one or more blocks of the copolymers.

[0065] In one embodiment, the polymers of this invention include block copolymers having one or more blocks of random copolymer together with one or more blocks of single monomers. Thus, a polymer architecture of A-R, A-R-B, A-B-R, A-R-B-R-C, etc. is included herein, where R is a random block of monomers A and B or of monomers B and C. Moreover, the random block can vary in composition or size with respect to the overall block copolymer. In some embodiments, for example, the random block R will account for between 5 and 80 % by weight of the mass of the block copolymer. In other embodiments, the random block R will account for more or less of the mass of the block copolymer, depending on the application. Furthermore, the random block may have a compositional gradient of one monomer to the other (e. g. , A: B) that varies across the random block in an algorithmic fashion, with such algorithm being either linear having a desired slope, exponential having a desired exponent (such as a number from 0.1-5) or logarithmic. The random block may be subject to the same kinetic effects, such as composition drift, that would be present in any other radical copolymerization and its composition, and size may be affected by such kinetics, such as Marlcov kinetics. Any of the monomers listed elsewhere in this specification may be used in the block copolymers of these embodiments.

[0066] A"block"within the scope of the block copolymer embodiments of this invention typically comprises about 10 or more monomer units of a single type (with the random blocks being defined by composition and/or weight percent, as described above).

In some embodiments, the number of monomer units within a single block is about 15 or more, about 20 or more or about 50 or more. However, in an alternative embodiment, block copolymers of this invention include blocks where a block is defined as two or more monomer units that are not represented elsewhere in the copolymer. This definition is intended to encompass adding small amounts of a second monomer at one or both ends of a substantially homopolymeric polymer. In this alternative embodiment, the same copolymer architectures discussed above apply. This definition is therefore intended to include telechelic polymers, which include one or more functional end groups capable of reacting with other molecules. Thus, generally, a telechelic polymer is a block copolymer with in the definitions of this invention. The groups present at one or both ends of a telechelic polymer may be those known to those of skill in the art, including, for example, hydroxide, aldehyde, carboxylic acid or carboxylate, halogen, amine and the like, which have the ability to associate or form bonds with another molecule. Likewise, the block copolymer embodiments of the invention are intended to encompass telechelic polymers containing bifunctional groups, such as allyl-terminated or vinyl-terminated telechelics, sometimes referred to as macromonomers or macromers because of their ability to participate in polymerization reactions through the terminal group.

[0067] Combining the above embodiments provides a particularly powerful method of designing polymers. For example, the polymer may be a block copolymer having the architecture F-A-B-F, where F represents functional groups that may be the same or different within a single F-A-B-F structure (which, therefore, may encompass F-A-B-F'). Other polymer architectures within the scope of this invention include A-R-B-F and F-A- R-B-F. Other architectures will be apparent to those of skill in the art upon review of this specification-indeed, without wishing to be bound by any particular theory-it is the living nature of the emulsions of this invention that provide the ability to even make these polymers.

[0068] In one embodiment, block copolymers are assembled by the sequential addition of different monomers or monomer mixtures to living polymerization reactions. In another embodiment, the addition of a pre-assembled functionalized block (such as a telechelic oligomer or polymer) to a living free radical polymerization mixture yields a block copolymer. Ideally, the growth of each block occurs to high conversion.

Conversions can be determined by size exclusion chromatography (SEC) via integration of polymer to monomer peak. For UV detection, the polymer response factor must be determined for each polymer/monomer polymerization mixture. Conversions can also be determined by use of NMR or Raman spectroscopy. Typical conversions can be 50% to 100 % for each block. Intermediate conversion can lead to block copolymers with a random copolymer block separating the two or more homopolymer blocks, depending on the relative rates of polymerization and monomer addition. At high conversion, the size of this random block is sufficiently small such that it is less likely to affect polymer properties such as phase separation, thermal behavior and mechanical modulus. This fact can be intentionally exploited to improve polymerization times for many applications without measurably affecting the performance characteristics of the resulting polymer. This is achieved by intentionally"killing"or terminating the living nature of the polymerization when a desired level of conversion (e. g. , >80%) is reached by neutralizing the chain transfer agent, for example by introducing acids, bases, oxidizing agents, reducing agents, radical sources, scavengers, etc. In the absence of chain transfer agent, the polymerization continues uncontrolled (typically at much higher reaction rates) until the remaining monomer is consumed. Polymers can also be created by grafting monomers, monomer mixtures, oligomers or polymers onto polymers having multiple available functional groups.

[0069] In other embodiments, polymers can be prepared by grafting processes, preparation of telechelic polymers, preparation of macromonomers, etc. In these embodiments, at least one polymer segment is derived from a living or controlled process of the invention, while other segments can be derived from any polymerization process, including, for example, controlled or uncontrolled radical polymerization, condensation polymerization, Ziegler-Natta and related processes, Ring-Opening Metathesis Polymerization, ionic polymerization, surface modification or grafting, or other addition or step-growth processes.

[0070] Multi-arm or star polymers can be generated using initiators capable of initiating multiple free radical polymerizations under the controlled conditions of the invention.

Such initiators include, for example polyfunctional chain transfer agents, discussed in US Patent No. 6,380, 335. Following initiation, the growth of each arm is controlled by the same living kinetics described for linear polymers, making it possible to assemble star polymers whose arms include individual homopolymers as well as di, tri or higher order coplymers or block copolymers. Alternatively, multi-arm polymers are formed by growing end-functionalized oligomers or polymers followed by the addition of a cross- linking monomer such as ethylene glycol diacrylate, divinyl benzene, methylene bisacrylamide, trimetylol propane triacrylate, etc. The small hydrodynamic volume of star polymers produced according to these methods provides properties such as low viscosity, high Mw, and high functionality useful in applications such as rheology control, thermosets, and separation media. Similarly, the inclusion of branched or multiple ethylenically unsaturated monomers enables the preparation of graft polymers, again exhibiting the living kinetics characteristic of this invention. The existence of a block copolymer according to this invention is determined by methods known to those of skill in the art, including nuclear magnetic resonance (NMR), measured increase of molecular weight upon addition of a second monomer to chain-extend a living polymerization of a first monomer, microphase separation (e. g. , long range order, microscopy and/or birefringence measurements), mechanical property measurements, (e. g. , elasticity of hard/soft block copolymers), thermal analysis and chromatography (e. g. , absence of homopolymer).

[0071] In some embodiments, the resulting polymers described above will have one or more termini having a thio group, specifically a thiocarbonylthio group. Depending on the application intended for the polymer, the thio group may be undesirable. Thus, this invention provides a method for removing and/or replacing the group.

[0072] After the polymerization (e. g. , completed or terminated) some or all of the residual thio-moiety (e. g. , a thiocarbonylthio moiety) of the CTA can be cleaved from the polymer by chemical or thermal ways in order to reduce the sulfur content of the polymer and prevent possible problems associated with presence of the chain transfer agents chain ends, such as odor or discoloration. In one embodiment, it is preferable to remove any residual monomer remaining in the mixture before cleaving the CTA.

Specifically, there should be less than 20%, more specifically, less than 10%, even more specifically, less than 5%, and even more specifically, less than 2% of total residual monomer remaining in the system compared to the polymer by weight.

[0073] The reactive thiocarbonyl or thiophosphoryl group that is present at the end of the chain in the resulting polymer as used in the procedure according to the invention, may comprise a-D (C=S) -Z group or an-D (P=S) -Z group, where D and Z are as defined above. Some specific embodiments of Z are shown herein, and in addition include perfluorinated aromatic rings, such as perfluorophenyl.

[0001] In embodiments described above, the resulting polymer contains a control agent moiety (a portion of the control agent, such as the dithio carbonyl portion) at a terminal end, whether the end is at the end of a backbone, a star arm, a comb end, a branch end, or a graft. Mechanistically, a free radical chain transfer reaction is believed to decouple a residue, such as the dithio control agent moiety, from the polymer end by addition of an external radical source, and optionally an addition fragmentation agent, or a monomer with little or no homopolymerizability, and then cap the polymer chain end with the external radical source and/or a portion of the addition fragmentation agent or monomer with little or no homopolymerizability.

[0074] By"little to no homopolymerizability"and"does not substantially homopropagate"it is meant that the propagation rate constant, kp (L/mol/sec. ) of the monomer is less than 2000, specifically less than 1000, more specifically less than 500, and more specifically less than 300.

[0075] In some embodiments, the external radical source is a common radical initiator, such as any initiator listed above. Regardless of its exact nature, the free-radical source implemented in the procedure according to the invention is utilized under cleavage reaction conditions that allow for the production of free radicals, which, in one embodiment, is accomplished via thermal activation, i. e. , by raising the temperature of the reaction medium, usually to a temperature in the range of about room temperature (approximately 20°C) to about 200°C, and specifically from about 40C to about 180°C, and more specifically from about 50°C to about 120°C. In other embodiments, free radicals are produced via light activation. This includes free radical sources activatable by UV light, such as benzoin ethers, and benzophenone. High energy radiations such as Gamma rays and electron beams are also known to produce radicals. In yet other embodiments, free radicals are produces via redox reaction of the free radical source with a reductant. Reductants include chemicals such as sodium folmaldehyde sulfoxalate, sodium bisulfite, iron sulfate, dimethyl analine, etc.

[0076] The free-radical source utilized may be introduced into the reaction medium in one single increment. However, it may also be introduced gradually, either by portions or continuously.

[0077] The cleavage reaction conditions that may be used include conditions such as temperature, pressure, atmosphere, reaction times and ratios of reaction components.

Temperatures useful are those in the range of from about room temperature (approximately 20°C) to about 200°C, and specifically from about 40°C to about 180°C, and more specifically from about 50°C to about 120°C. hi some embodiments, the atmosphere may be controlled, with an inert atmosphere being preferred, such as nitrogen or argon. In other embodiments, ambient atmosphere is used. The cleavage reaction conditions also include open or closed atmospheres and pressures at ambient conditions. In embodiments in which the cleavage reaction is carried out in a closed atmosphere, and the temperature is above room temperature, the pressure could rise as a result of any heated solvents. In some embodiments light control is also desired.

Specifically, the reaction may be carried out in visible light, or under UV light. In other embodiments additional reagents may be added which will undergo a redox reaction with the radical source.

[0002] The quantity of the free-radical source depends on its effectiveness, on the manner in which the source is introduced, and in the desired end product. The free- radical source that is utilized may be introduced in a quantity such that the amount of free radicals that can be released by the source is between about 1% and about 800% (molar), specifically between about 50% and about 400% (molar), and more specifically between about 100% and about 300% (molar), and more specifically between about 200% and about 300% in relation to the total molar amount of the groups in the polymers for which cleavage is desired. In some embodiments, complete removal of the thio groups or as near as complete as possible is desired and in those embodiments, an excess of free radical source is introduced.

[0078] The excess free radical source is intended to account for the side reactions that are well known in free radical processes as shown below (for example in Scheme 6), as well as the possible free radical loss caused by the cage effect. When available, the free radical source efficiency factor, defined as the ratio of active radicals to total radicals generated upon free radical source decomposition, can be used to adjust the concentration of initiator (I2).

[0079] Most known free radical sources can be used, as long as the half-life time (defined as the time after which half of the free radical source has been consumed) is between approximately 10 minutes and 20 hours.

[0080] Typical initiators that can be used as a free radical source are selected among alkyl peroxides, substituted alkyl peroxides, aryl peroxides, substituted aryl peroxides, acyl peroxides, alkyl hydroperoxides, substituted alkyl hydroperoxides, aryl hydroperoxides, substituted aryl hydroperoxides, heteroallcyl peroxides, substituted heteroalkyl peroxides, heteroalkyl hydroperoxides, substituted heteroalkyl hydroperoxides, heteroaryl peroxides, substituted heteroaryl peroxides, heteroaryl hydroperoxides, substituted heteroaryl hydroperoxides, alkyl peresters, substituted alkyl peresters, aryl peresters, substituted aryl peresters, alkyl peracids, substituted alkyl peracids, aryl peracids, substituted aryl peracids, dialkylperdicarbonate, inorganic peroxides, hyponitrites and azo compounds. Specific initiators include lauroyl and benzoylperoxide (BPO), Dimethyl 2,2'-azobis (isobutyrate), and AIBN. Some preferred azo compounds include 1, 1'-Azobis (cyclohexane-1-carbonitrile), 2,2'-Azobis (4- methoxy-2, 4-dimethyl valeronitrile), Dimethyl 2,2'-azobis (2-methylpropionate), 1- [(cyano-1-methylethyl) azo] formamide, 2,2'-Azobis (N-cyclohexyl-2- methylpropionamide), 2,2'-Azobis (2,4-dimethyl valeronitrile), 2,2'-Azobis (2- methylbutyronitrile), 2,2'-Azobis [N- (2-propenyl)-2-methylpropionamide], 2,2'- Azobis (N-butyl-2-methylpropionamide), 2, 2'-Azobis [2- (5-methyl-2-imidazolin-2- yl) propane] dihydrochloride, 2, 2'-Azobist2-(2-imidazolin-2-yl) propane disulfate dihydrate, 2,2'-Azobis [N- (2-carboxyethyl)-2-methylpropionamidine] tetrahydrate, 2,2'- Azobis f2- [1- (2-hydroxyethyl)-2-imidazolin-2-yl] propane} dihydrochloride, 2,2'- Azobis {2-methyl-I- [1, 1-bis (hydroxymethyl)-2-hydroxyethyl] propionamide, 2,2'- Azobis [2-methyl-N- (2-hydroxyethyl) propionamide], 2,2'-Azobis [2- (2-imidazolin-2- yl) propane] dihydrochloride, 2, 2'-Azobis (2-methylpropionamide) dihydrochloride, 2,2'- Azobis [2- (3, 4,5, 6-tetrahydropyrimidin- 2-yl) propane] dihydrochloride, 2, 2'-Azobis [2- (2- imidazolin-2-yl) propane], and 2, 2'-Azobis {2-methyl-N-[2-(1- hydroxybuthyl)] propionamide}. This includes initiators activatable by UV such as benzoin ethers, and benzophenone. Other initiators are activatable by high energy such as gamma rays and electron beams. The half-life time can be adjusted by setting the reaction temperature to the required range. The latter is determined by the temperature dependence of the initiator decomposition rate, available through the supplier information package or in the literature (e. g."The Chemistry of Free Radical Polymerization, G. Moad, D. H. Salomon, Eds. Pergamon Pub. 1995). The rate of decomposition, hence the radical production, is also adjustable by the addition of reducing agents, in particular when the initiator has an oxidizing character, such as peroxides: for instance metabisulfite, ascorbic acid, sulfite-formaldehyde adduct, amines, and low oxidation state metals, etc. , can be used together with peroxides type initiators to accelerate the radical flux.

[0081] Cleavage reaction conditions also include the time for reaction, which may be from about 0.5 hours to about 72 hours, preferably in the range of from about 1 hour to about 24 hours, more preferably in the range of from about 2 hours to about 12 hours.

Cleavage of thio group from the polymer is at least about 50%, more specifically at least about 75% and more specifically at least about 85%, and even more specifically at least about 95%. In some aspects, at least about 50%, at least about 75%, at least about 85%, or at least about 95% of the thio groups located at the end (s) of the polymer are replaced with groups other than hydrogen. The cleavage reaction mixture may use a reaction media that is typically a solvent. Cleavage reaction conditions also include stirring or refluxing the reaction media.

[0082] Wishing not to be bound to any particular theory, it is thought the cleavage of the thio group from the polymer proceeds through a set of reactions described below in Schemes 2 and 3: I2 < 2I Scheme 2 P-S-T (=S)-Z + Ie e Pe + IS-T (=S)-Z Scheme 3 where P represents the polymer, T is carbon or phosphorus, S is sulfur, 12 a free radical source, Is is a free radical stemming from 12 decomposition, and Z is as defined above.

Scheme 2 represents the activation of the free radical initiator yielding radical It, and scheme 3 represents the addition-fragmentation of I* on the dithio-terminated polymer generating a polymer radical P*.

[0100] Wishing not to be bound to any particular theory, it is thought that the resulting polymer radical, P*, can then be capped in one of three ways as shown below in Schemes 4,5 and 6 : P# + I# # P-I Scheme 4 P +12-> P-I + I.

Scheme 5 P + P*-> coupling products Scheme 6 [0101] Scheme 4 represents the radical coupling of the polymer radical generated in scheme 3 and the free radical generated in scheme 2, which produces the resulting capped polymer P-1. Scheme 5 represents a transfer reaction between the polymer radical generated in scheme 3 and the free radical initiator that produces the cleaved polymer as well a new free radical source. Scheme 6 represents a coupling reaction between two polymer radicals.

[0102] In one embodiment, schemes 4 and 5 are the desired reactions. Scheme 6 is a side reaction that contributes in increasing molecular weight and broadening molecular weight distribution of the bulk polymer sample. It has been found that the described cleavage reaction conditions lead to quantitative cleavage of the dithiocompounds with little to no change in molecular weight characteristics (Mw and polydispersity index).

[0103] In one embodiment, the polymer is treated with free radical source, such as an initator, under cleavage reaction conditions so that the reactions 5 and 6 are favored.

These conditions include introducing the radical source in a quantity such that the amount of free radicals that can be released by the source is between about 200% and about 500% (molar), specifically between about 200% and about 300% (molar) in relation to the total molar amount of the groups in the polymers for which cleavage is desired.

[0104] The resulting polymer has a new group at its terminus, which may make the polymer more desirable for specific applications. For example, the polymer above may be more desirable for applications that cannot allow the presence of sulfur in the amounts present in the polymer before modification, such as home and personal care products where odor may present a problem.

[0105] In another embodiment, an addition-fragmentation chain transfer agent is also utilized in the cleavage reaction. Addition-fragmentation agents are typically represented by the general formula: where R5 and R6 are each independently selected from the group consisting of hydrogen or alkyl, specifically hydrogen, X is oR7 or CH2X'(R7) n where R7 is an optionally substituted alkyl, optionally substituted alkenyl, optionally substituted alkynyl, or optionally substituted saturated, unsaturated or aromatic, aromatic carbocyclic or heterocyclic ring; X'is carbon or an element selected from Groups IV, V, VI or VII of the Periodic Table or a group consisting of an element selected from Groups IV, V, or VI to which is attached one or more oxygen atoms; and n is a number from 0 to 3, such that the valency of the group X'is satisfied and, when n is greater than 1, the groups represented by R7 may be identical or different; and [0106] Y is equivalent to R1 described above. More specifically, Y is selected from the group consisting of optionally substituted aLkyl, optionally substituted aryl, optionally substituted alkenyl, optionally substituted alkoxy, optionally substituted heterocyclyl, optionally substituted alkylthio, optionally substituted amino and optionally substituted polymer chains, and more specifically, Y is selected from the group consisting of <BR> <BR> <BR> -CH2Ph, -CH(CH3)CO2CH2CH3, -CH(CO2CH2CH3) 2, -C (CH3) 2CN,-CH (Ph) CN and<BR> <BR> <BR> <BR> <BR> -C (CH3) 2Ph.

[0107] In this embodiment, Schemes 2-6 and additional reactions are believed to be taking place as indicated below in Schemes 7 and 8. Wishing not to be bound to any particular theory, it is thought that the following reactions are also taking place : P + C (R5)(R6)=C(X)(Y) # P- C(R5)(R6)-C(R7)=X + Zu Scheme 7 po + ye-4 P-Y Scheme 8 [0108] In this embodiment, the polymer is treated with free radical source, such as an initiator, under cleavage reaction conditions such that the schemes 4 and 5 described above are favored. In this embodiment, a fraction of the polymer chain ends are carrying a terminal residue group originating from the addition-fragmentation transfer agent, either C (R5) (R6)-C (R7) =X or Y. Depending on the conditions it is possible to favor chains terminated by the initiator residue (i. e. P-I), or chains terminated by fragments originating from the C (R5) (R6) =C (X) (Y) compound.

[0109] In some embodiments using an addition fragmentation agent, the conditions are chosen so that schemes 7 and/or 8 are favored. In this particular embodiment, the radical source is used to sustain a free radical chain reaction that converts the polymer chain dithio moiety into the required functional polymer free of the dithio end group. Once the reaction is taking place, it is believed that a steady state concentration of polymer radical Pe is formed which is then trapped by the addition-fragmentation agent, that then undergoes fragmentation, yielding the polymer on one end and the expelled radical Y on the other end. The reaction is made possible because the rate of addition of a radical on the C=S or P=S bond of the dithio compound is several orders of magnitude larger than that of the addition on the olefinic group of the addition-fragmentation agent.

[0110] In one embodiment, cleavage reaction conditions include, in addition to those reaction conditions discussed above, a molar ratio of addition-fragmentation agent to dithio end groups from about 1.0 : 1 to about 10: 1, and more specifically from about 1.5 : 1 to about 5: 1, and a mole ratio of free radical initiator to dithio end groups from about 0. 01 : 1 to about 5: 1, and more specifically from about 0.2 : 1 to about 2: 1.

[0111] Addition-fragmentation transfer agents are generally known. For specific examples, please see Watanabe, Y. et al.,"Addition-fragmentation chain transfer in free radical styrene polymerization in the presence of 2, 4-diphenyl-4-methyl-1-pentene" Chemistry Letters (1993), (7), 1089-92 ; Colombani, D. et al. ,"Chain transfer by addition-substitution-fragmentation mechanism. I. End-functional polymers by a single- step free radical transfer reaction: use of a new allylic linear peroxyketal"Journal of Polymer Science,, Part A : Polymer Chenistry (1994), 32 (14), 2687-97; Colombani, D. et al. ,"Addition-fragmentation processes in free radical polymerization"Progress in Polymer Science (1996), 21 (3), 439-503 ; Chaumont, P. et al. ,"Free-radical synthesis of functional polymers involving addition-fragmentation reactions"ACS Symposium Series (1998), 685,362-376 ; Jiang, S. et al.,"New chain transfer agents for radical polymerization based on the addition-fragmentation mechanism"Macromol. Chem.

Phys. (1995), 196 (7), 2349-60; Meijs, G. et al.,"Preparation of controlled-molecular- weight, olefin-tenninated polymers by free radical methods. Chain transfer using allylic sulfides"Macromolecules (1988), 21 (10), 3122-4; and Meijs, G. et al. ,"Chain transfer by an addition-fragmentation mechanism-the use of alpha-benzyloxystyrene for the preparation of low-molecular-weight poly (methyl methacrylate) and polystyrene" Makromolekulare Chemie, Rapid Communications (1988), 9 (8), 547-51, each of which is hereby incorporated by reference.

[0112] Exemplary structures of addition-fragmentation transfer agents include: [0113] The methods described above are suitable to remove a thio moiety from polymers such as polymethacrylates, but the application to some polymers, such as polyacrylates can be limited, since a comparatively higher energy radical may be needed in order to induce the cleavage of the thio moiety-polymer bond.

[0114] In another embodiment, a monomer with a low propagation rate is utilized with the free radical generator in the cleavage reaction. Wishing not to be bound to any particular theory, it is thought that, in addition to schemes 2 and 3, the cleavage of the thio group from the polymer proceeds through a set of reactions 9 and 10 described below: I +J-I [J]..

Scheme 9 P-S-C (=S) -Z + I [J] no P + I [J] nS-C (=S)-Z Scheme 10 where P represents the polymer, C is carbon S is sulfur, 12 a free radical source, J is a monomer with little or no homopolymerizability, n is a number between 1 and 10, specifically between 1 and 5, and more specifically between 1 and 3, Igis a free radical stemming from I2 decomposition as shown in Scheme 2, I [J] n is a free radical stemming from the combination of the initiator radical and the monomer J, and Z is as defined' above. As described above, Scheme 2 represents the activation of the free radical initiator yielding radical I*. In the embodiments described herein, additionally, Scheme 9 represents the creation of a radical resulting form the addition of the monomer with little or no homopolymerizability and the radical generated by the free radical initiator; and Scheme 10 represents the addition-fragmentation of I [J] n on the dithio-terminated polymer generating a polymer radical P.

[0083] These embodiments are based on the use of monomers with little or no homopolymerizability, or monomers that do not homopropagate under free radical polymerization conditions (i. e. N-methylmaleimide) together with a radical source, in order to create a high energy radical that can successfully cleave thio moieties from certain polymers, which may require a high energy radical for cleavage, such as polyacrylates. A high-energy radical is produced when a radical formed by the thermal fragmentation of a radical source, e. g., AIBN, adds to the non-homopolymerizable monomer. It is believed that the radical formed then adds to the CTA, liberating the polymer radical which combines with other radicals present in the reaction. As a result of this reaction, the CTA free polymer product contains about 1 to 10 units of the monomer with little or no homopolymerizability and a group from the radical source.

[0084] Monomers contemplated for use within this invention include maleimide, N- substituted maleimides, (including but not limited to, N-phenylmaleimide, N- methylmaleimide, N-ethylmaleimide, N-benzylmaleimide, N-propylmaleimide, N- (4- ethylphenyl) maleimide, N- (4-acetylphenyl) maleimide, N- (para-tolyl)- maleimide, N- cyclohexyl maleimide N-dodecyl maleimide, N-tert-butyl maleimide, N-isopropyl maleimide, N- (2-hydroxyethyl) maleimide, and N- (3-hydroxypropyl) maleimide) maleic anhydride, maleic acid, fumaric acid, maleic esters (including but not limited to, di-n- butyl maleate, di-n-amyl maleate, diethyl maleate, diisoamyl maleate, dimethyl maleate, diphenyl maleate, and di-n-propylmaleate), fumaric esters (including but not limited to, di-n-amyl fumarate, diethyl fumarate, diisoamyl fumarate, diisobutyl fumarate, diisopropyl fumarate, dimethyl fumarate, diphenyl fumarate, and di-n-propyl fumarate), allyl and methallyl compounds, (suchs as (meth) allylsulfonate, (meth) allylglycidylether, (meth) alkylvinylether, (meth) allylbutyl ether, (meth) allylethyl ether, and (meth) allylmethyl ether), vinyl ethers, vinyl sulphonates, vinyl phosphonates, 1,3- butadiene derivatives, itaconic acid derivatives (including but not limited to, di-n-butyl ester, diethyl ester, dimethyl ester and dicyclohexyl ester), a-alkylstyrene, a- ethylacrylate, cis and trans stilbene, and other monomers which are notoriously slow polymerizing. This invention also allows for the possibility for a wide range of chain end fuctionalization of polymers prepared by RAFT polymerization.

[0085] Cleavage reaction conditions include, in addition to those reaction conditions discussed above, a molar ratio of monomer with little or no homopolymerizability to dithio end groups between about 0.5 : 1 and 10: 1, and more specifically between about 1.0 : 1 and 5 : 1, and more specifically from about 1.5 : 1 to 3: 1, andamole ratio offree radical initiator to dithio end groups of between about 0. 01 : 1 to 8: 1, more specifically between about 0.2 : 1 to 5: 1, and more specifically between about 1: 1 to 4 : 1.

[0086] Wishing not to be bound to any particular theory, it is thought the resulting polymer radical, Ps, can then be capped in one of seven ways, including those shown in Schemes 4 and 6 as well as those shown below in Schemes 11,12. 1, 12. 2,12. 3 and 12. 4: P# + I[J]n# # P-[J]nI Scheme 11 P-+J<P-J Scheme 12 P-J + I X PJI Scheme 12.1 p-J + I [J] n < P [J] nl+lI Scheme 12. 2 p J+ p J < PJJP Scheme 12.3 P-J* + p P-J-P Scheme 12.4 p J + Jo PJJ Scheme 12.5 [0087] As described above, Scheme 4 represents the radical coupling of the polymer radical generated in Scheme 3 or 10 and the free radical generated in Scheme 2, which produces the resulting capped polymer P-1, and Scheme 6 represents the coupling reaction between two polymer radicals generated in Schemes 3 and/or 10. Scheme 11 represents the radical coupling of the polymer radical generated in Scheme 3 or 10 and the free radical generated in Scheme 9, which produces the resulting capped polymer P- [J] nI Scheme 12 represents the addition of the polymer radical with a monomer unit J, resulting in a new radical P-J which is believed to react according to Schemes 12.1- 12.4. Scheme 12. 1 represents the radical coupling of the polymer radical generated in Scheme 12 and the free radical generated in Scheme 2, which produces the resulting capped polymer PJI. Scheme 12.2 represents the radical coupling of the polymer radical generated in Scheme 12 and the free radical generated in Scheme 9, which produces the resulting capped polymer P [J] n+iI. Scheme 12.3 represents a coupling reaction between two polymer radicals generated in Scheme 12. Scheme 12.4 represents a coupling reaction between the polymer radical generated in Scheme 12 and a polymer radical generated in Scheme 3 or 10. Scheme 12.5 represents the further addition of monomer J to the radical generated in Scheme 12, resulting in a new radical PJJ*, which can go on to further react as described above.

[0088] In one embodiment, Schemes 4,11, 12.1 and 12.2 are the desired reactions.

Schemes 12.3, 12.4 and 6 are side reactions that contribute to increasing molecular weight and broadening molecular weight distribution of the bulk polymer sample. It has been found that the described cleavage reaction conditions lead to quantitative cleavage of the dithiocompounds with little to no change in molecular weight characteristics (Mw and polydispersity index).

[0089] In one embodiment, the polymer is treated with a free radical source, such as an initiator, and a monomer with little or no homopolymerizability, under cleavage reaction conditions so that the reactions 12.3, 12.4 and 6 are favored. These conditions include introducing the radical source and the monomer with little or no homopolymerizability in a quantity such that the amount of free radicals containing one or more units of the monomer is between about 100% and about 800% (molar), and specifically between about 200% and about 500% (molar) in relation to the total molar amount of the groups in the polymers for which cleavage is desired.

[0090] The resulting polymer has a new group at its terminus, which may make the polymer more desirable for specific applications. For example, the polymer above may be more desirable for applications that cannot allow the presence of sulfur in the amounts present in the polymer before modification, such as home and personal care products where odor may present a problem, or electronics, where color may present a problem.

[0091] The following examples illustrate the principles and advantages of the invention.

EXAMPLES General : [0095] Syntheses of control agents were carried out under a nitrogen or argon atmosphere. Other chemicals were purchased from commercial sources and used as received, except for monomers, which were filtered through a short column of basic aluminum oxide to remove any inhibitor and degassed by applying vacuum. All polymerization mixtures were prepared in a glove box under a nitrogen or argon atmosphere and sealed, and polymerization was conducted at 60°C or 70°C. Size Exclusion Chromatography was performed using an automated rapid GPC system for the screening (see WO 99/51980, incorporated herein by reference) and using automated conventional GPC system for secondary screening. In the current setup N, N- dimethylformamide containing 0.1 % of trifluoroacetic acid was used as an eluent for the rapid GPC system whereas THF for the conventional system and polystyrene-based columns. All of the molecular weight results obtained are relative to linear polystyrene standards. NMR was carried out using a Bruker spectrometer (300 MHz) with CDC13 (chloroform-aO as solvent. Elemental analysis was performed by a characterization laboratory using methods well known to those of skill in the art.

Removal of control agent residue: EXAMPLE 1 [0115] This demonstrates the removal of the thiocarbonyl group from the end of a poly tert-butyl acrylate chain polymerized with a thio-containing CTA, and replacing it with a group that does not contain sulfur : i 3 (CIIH23COO) 2 ; 1 hour R S nez Zu EtOAc or MEK ; 85 C 02But S or Toluene ; 115 C CO2But R=C ;} H23 or CuCOO 1 [0116] Polymer 1 (3. 35g, 0.5 mmol; Mw 7,000) was dissolved in 35 mL of toluene. The resulting solution was yellow in appearance. Under an argon atmosphere, the reaction was heated to reflux at about 115 C using an oil bath. Lauroyl peroxide (0. 8 g, 2 mmol) was then added. The yellow color faded away in 5 minutes. The reaction mixture was refluxed for an additional 1 hour and allowed to cool. After the reaction cooled down to ambient temperature, the toluene was evaporated. Conventional liquid chromotatgrophy was used to remove the small molecules, and 2.8 g of colorless material was recovered.

[0117] The sample was then analyzed by GPC and elemental analysis methods described above. The results are reported in Table 1 and conventional GPC was performed on the samples: Table 1: Elemental Analysis (jet ( IR Detection UV 290 Detection % of % sulfur in % of remaining Mn PDI Peak remaining the material sulfur Area sulfur Material before 6900 1.12 120, 143K 100 0.91 100 reaction Material after 7200 1.17 838K 0.7 0.05 5.5 reaction purified [0118] The GPC data indicates very little deviation in molecular weight before and after the treatment, which indicates there was negligible chain-chain coupling. Because the dithio compound is a strong UV absorbing moiety, it is easy to track it with GPC. When the dithio compound is cleaved off of the polymer chain, the UV signal on the polymer decreases down to almost baseline. The UV data indicates that less than 1% of the chain transfer moiety remained on the polymer.

EXAMPLE 2: Preparation of a polymer with a composition (-55%) NLA (6-f5- hvdroxvnorbornane-2-carboxylic acid lactonel acrylate), (#35%) EADA (2-f2- ethyladamantvll acrylate) and (#10%) HADA (1-f3-hydroxvadamantyll acrylate) and Mw targeted at 15000g/mol at 100% conversion.

[00119] Stock Solutions (ss) are: 1) "Monomer Mixture" : 20.95 g NLA + 18.86 g EADA + 4.47 g HADA + 110 mL MEK 2) "MAIB Solution" : 0.636 g 2, 2'-dimethylazobis (methylpropionate) (MAIB) + 15 mL MEK 3) "CTA Solution" : 0.763 g CTA + 3. 79 mL MEK 4)"MEK" (pure): 91 mL MEK [00120] Reaction: 5) A 500 mL glass reaction flask equipped with a magnet stir bar and a reflux condenser was cycled into the glove box.

6) All of"CTA Solution", and all of the"MEK"were added to the reaction flask, as well as 0.461 mL of"MAIB Solution"and 15.0 mL of"Monomer Mixture" (10% of each of these solutions).

7) The reaction flask was then removed from the glove box and the mixture was degassed by three freeze-pump-thaw cycles, followed by backfilling of the system with high purity nitrogen or argon (and left under a bubbler of inert gas).

8) The"Monomer Mixture"and"MAIB Solution"were then primed on two feed pumps which were then attached to the reaction flask. (The sealed bottles of the two stock solutions were placed under inert gas bubbler. ) 9) The flask was the submerged into an oil bath at 70°C and stirring was set at 400rpm.

10) Once the reaction mixture reached 65°C, the semicontinuous addition of 135 mL of"Monomer Mixture"and 4.145 mL of"MAIB Solution"was begun, and added over the next three hours in a series of 100 equal volume injections while maintaining an internal temperature of 65°C.

11) Heating of the reaction mixture at 65°C was continued for an additional three hours past the end of the feed.

12) The reactor was then cooled to room temperature (approximately 45-50 minutes) and the reaction mixture was precipitated slowly into 2 L of isopropanol, washed with an additional 500 mL of isopropanol, and dried under vacuum at 45°C for two days.

13) 26 g of dry polymer was isolated with an Mw = 6900, and a PDI = 1.35 (sample 11692711 (A4) ). Other samples were prepared in similar fashion with an isolation of polymer ranging from 0.5 grams to 50 grams yield after precipitation.

Removal of the thiocarbonylthio end group using N-methylmaleimide and AIBN [00121] In a round bottom flask, 0.5 gr of the random copolymer synthesized above composed of (-55%) NLA (6- [5-liydroxynorbomane-2-carboxylic acid lactone] acrylate), (-35%) EADA (2- [2-ethyladamantyl] acrylate) and (-10%) HADA (1- [3- hydroxyadamantyl] acrylate) (0.072 mmol, Mw= 6900, PDI= 1.35) was dissolved in 5 ml of methylethylketone. AIBN (0.29 mmol, 47 mg) and N-methylmaleimide (0.29 mmol, 29 mg) were added to the solution. The solution was degassed and set to reflux for 2 hr. The reaction mixture was cooled down to room temperature, and was added drop by drop to a beaker containing isopropanol while stirring. The white polymer was precipitated. After filtration, the polymer was dried under vacuum until all the isopropanol was eliminated. GPC analysis of the white polymeric product showed elimination of W absorption without appreciable change in Mw and polydispersity.

EXAMPLE 3: Removal of the thiocarbonylthio end group using N-phenvlmaleimide and Dimethyl 2, 2'-azobis (isobutvrate) [00122] In a round bottom flask, 0.3 gr of the random copolymer synthesized above in Example 2, composed of#55% NLA (6- [5-hydroxynorbomane-2-carboxylic acid lactone] acrylate),-35% EADA (2- [2-ethyladamantyl] acrylate) and-10% HADA (1- [3- hydroxyadamantyl] acrylate) (0.043 mmol, Mw= 6900, PDI= 1. 35) was dissolved in 3ml of methylethylketone. Dimethyl 2,2'-azobis (isobutyrate) (0.17 mmol, 40 mg) and N- phenylmide (0.17 mmol, 30 mg) were added to the solution. The solution was degassed and set to reflux for 2 hours. The reaction mixture was cooled down to room temperature, and was added drop by drop to a beaker containing isopropanol while stirring. The white polymer precipitated and was filtered. After filtration the polymer was dried under vacuum until all the isopropanol was eliminated. GPC analysis of the white polymeric product showed elimination of UV absorption without appreciable change in Mw and polydispersity. The 1H-NMR spectrum of the product showed an average incorporation of 2.5 molecules of N-phenylsuccinimide per polymer chain.

EXAMPLE 4: Preparation of polv-n-butvlacrvlate CTA [00123] In a reaction vessel n-butyl acrylate (3 gr, 7.81 mmol), CTA (57 mg, 0.23 mmol) and AIBN (7.55 mg, 0.046 mmol) were combined. The reaction was degassed and heated at 60 C for 4 hr while stirring. After cooling to room temperature, the mixture was dissolved in 5 ml of THF and precipitated in hexane. GPC data showed a Mu--12900 and PDI= 1. 31.

Removal of the thiocarbonvlthio end group from poly-n-butylacrylate using N- phenvlmaleimide and AIBN [00124] In a round bottom flask, 0.5 gr of the poly-n-butylacrylate polymer synthesized above (0. 039 mmol, Mw= 12900, PDI= 1. 31) was dissolved in 5 ml of methylethylketone. AIBN (0.16 mmol, 26 mg) and N-phenylmaleimide (0.16 mol, 28 mg) were added. The solution was degassed and set to reflux for 2 hours. The reaction mixture was cooled down to room temperature, and was added drop by drop to a beaker containing MeOH/water 95/5 while stirring. A clear oil was observed. After decantation the polymer was dissolved in dichloromethane, dried with magnesium sulphate and concentrated. GPC analysis of the product showed elimination of UV absorption, with Ms-13900 and PDI= 1. 12. The 1H-NMR spectrum of the product showed an average incorporation of 1.5 molecules of N-phenylsuccinimide per polymer chain.

[00125] It is to be understood that the above description is intended to be illustrative and not restrictive. Many embodiments will be apparent to those of skill in the art upon reading the above description. The scope of the invention should, therefore, be determined not with reference to the above description, but should instead be determined with reference to the appended claims, along with the full scope of equivalents to which such claims are entitled. The disclosures of all articles and references, including patent applications and publications, are incorporated herein by reference for all purposes.

1001261 The explanations and illustrations presented herein are intended to acquaint others skilled in the art with the invention, its principles, and its practical application.

Those skilled in the art may adapt and apply the invention in its numerous forms, as may be best suited to the requirements of a particular use. Accordingly, the specific embodiments of the present invention as set forth are not intended as being exhaustive or limiting of the invention.