Use of Antineoplastic Agents to Stimulate the Immune System for Treatment of Cancer

RELATED APPLICATIONS

[0001] This application claims priority to U.S. Provisional Patent Application Serial Nos. 62/678470 filed May 31, 2018, 62/740489 filed October 3, 2018, and 62/779327 filed December 13, 2018, each incorporated by reference herein in their entirety.

FIELD

[0002] The present disclosure generally relates to the field of cancer treatment. In particular, the disclosure relates to the use of antineoplastic agents to stimulate the immune system for treatment of cancer such as solid tumors.

BACKGROUND

[QQ03] Millions of patients are diagnosed each year world-wide as having cancer, and millions more die from cancer or cancer-related complications each year. The risk of cancer increases significantly with age, many cancers occur more commonly in developed countries, and cancer rates are increasing as life expectancy increases in the developed world. Current therapies include systemic treatments such as intravenous (IV) infusion injection of antineoplastic agents. These therapies, however, generally have significant undesired side effects to the patient due to systemic toxicity, and the antineoplastic agents generally do not reside at the tumor site for very long because of their short half-life in the body.

SUMMARY

[QQ04] In one aspect of tire disclosure, disclosed is a method for treating a malignant solid tumor in a subject, the method comprising administering a composition comprising an antineoplastic agent to the subject, wherein the antineoplastic agent resides at the tumor site after administration of the composition exposing the tumor to the antineoplastic agent for a sustained amount of time sufficient to stimulate the endogenous immune system of the subject resulting in the production of tumoricidal cells and infiltration of the tumoricidai cells in and around the tumor site at a level sufficient to treat the tumor. In some embodiments, the stimulation of the endogenous immune systems produces a cellular (cell-mediated) immune response. In other embodiments, the stimulation of the endogenous immune system produces a humoral immune response. In some embodiments, metastases are reduced or eliminated. In some embodiments the sustained amount of exposure time is at least 4 weeks. In some embodiments, the sustained amount of exposure time is at least 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, 312, 324, or 336 hours in various further embodiments, the sustained amount of exposure time is at least 3, 4, 5, 6, 7, or 8 weeks. In some embodiments, the tumoricidal cells comprise dendritic cells, macrophages, T-cells, B cells, lymphocytes, or natural killer (NK) cells, or combinations thereof. In some embodiments, the administering comprises two or more separate administrations. In some embodiments, the administering comprises two or more separate administrations once a week for at least two weeks. In other embodiments, the administering comprises two or more separate administrations twice a week for at least one week, wherein the two or more separate administrations are separated by at least one day. In some embodiments, the two or more separate administrations are administered at or at least 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, or 14 days apart. In some embodiments, the two or more separate administrations are administered 2 to 12 weeks apart. In some embodiments, the composition is administered in two to five separate administrations. In some embodiments, the composition is administered in 1, 2, 3, 4, 5, or 6 separate administrations. In other embodiments, the composition is administered in 7 or more separate administrations. In some embodiments, the treatment of the tumor is elimination (eradication) of the tumor. In some embodiments, the administration of the composition to the subject is local administration to the tumor. In various embodiments, the local administration is pulmonary administration, intratumoral injection administration, intraperitoneal injection administration, topical administration, intravesical instillation (bladder), or direct injection into tissues surrounding the tumor such as prostate tissue, bladder tissue, and kidney tissue. In some embodiments, the antineoplastic agent is a taxane. In some embodiments, tire antineoplastic agent is the form of particles (antineoplastic particles). In some embodiments, the antineoplastic particles have a mean particle size (number) of from 0.1 microns to 5 microns, or from 0.1 microns to 1.5 microns, or from 0.4 microns to 1.2 microns. In some embodiments, the antineoplastic particles comprise taxane particles. In some embodiments, the taxane particles comprise paclitaxel particles, docetaxel particles, cabazitaxel particles, or combinations thereof. In some embodiments, the taxane particles comprise at least 95% of the taxane. In some embodiments, the taxane particles are paclitaxel particles. In some embodiments the taxane particles are docetaxel particles. In some embodiments, the taxane particles comprise paclitaxel particles and have a specific surface area (SSA) of at least 18 m Vg, 20 m ² /g, 25 m ² /g, 30 m7g, 32 m ² /g, 34 m ² /g, or 35 m ² /g; or from about 18 m7g to about 50 nf/g. In other embodiments, the taxane particles comprise docetaxel particles and have an SSA of at least 18 m ² /g, 20 m ² /g, 25 m ² /g, 30 m ² /g,

j 35 mVg. 40 m ² /g, or 42 mVg: or from about 18 mVg and about 60 m ² /s. In some embodiments, the taxane particles and/or the docetaxel particles have a bulk density (not- tapped) of 0.05 g/enf to 0.15 g/cm . In some embodiments, the taxane particles are not bound to, encapsulated in, or coated with one or more of a monomer, a polymer (or biocompatible polymer), a protein, a surfactant, or albumin. In some embodiments, the taxane particles are in crystalline form.

[0005] In another aspect, disclosed is a method for treating a malignant solid tumor in a subject, the method comprising administering a composition comprising taxane particles to the subject, wherein the taxane particles reside at the tumor site after administration of the composition exposing the tumor to the taxane particles for a sustained amount of time sufficient to stimulate the endogenous immune system of the subject resulting in the production of tumoricidal cells and infiltration of the tumoricidal cells into the tumor at a level sufficient to treat tire tumor. In some embodiments the sustained amount of exposure time is at least 4 weeks. In some embodiments, the sustained the sustained amount of exposure time is at least 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, 312, 324, or 336 hours. In various further embodiments, the sustained amount of exposure time is at least 3, 4, 5, 6, 7, or 8 weeks. In some embodiments, the tumoricidal cells comprise dendritic cells, macrophages, T-cells, B cells, lymphocytes, or natural killer (NK) cells, or combinations thereof. In some embodiments, the administering comprises two or more separate administrations. In some embodiments, the administering comprises two or more separate administrations once a week for at least two weeks. In other embodiments, the administering comprises two or more separate administrations twice a week for at least one week, where the two or more separate administrations are separated by at least one day. In some embodiments, the two or more separate administrations are administered at or at least 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, or 14 days apart. In some embodiments, the two or more separate administrations are administered 2 to 12 weeks apart. In some embodiments, the composition is administered in two to five separate administrations. In some embodiments, the composition is administered in 1, 2, 3, 4, 5, or 6 separate administrations. In other embodiments, the composition is administered in 7 or more separate administrations. In some embodiments, the treatment of the tumor is elimination (eradication) of the tumor. In some embodiments, the administration of the composition to the subject is local administration to the tumor. In various embodiments, the local administration is pulmonary _' administration, intratumoral injection administration, intraperitoneal injection administration, topical administration, intravesical instillation (bladder) or direct injection into tissues surrounding the tumor such as prostate tissue, bladder tissue, and kidney tissue. In some embodiments, the taxane particles have a mean particle size (number) of from 0.1 microns to 5 microns, or from 0.1 microns to 1.5 microns, or from 0.4 microns to 1.2 microns. In some embodiments, the taxane particles comprise paclitaxel particles, docetaxel particles, cabazitaxel particles, or combinations thereof. In some embodiments, the taxane particles comprise at least 95% of the taxane. In some embodiments, the taxane particles are paclitaxel particles. In some embodiments the taxane particles are docetaxel particles. In some embodiments, the taxane particles comprise paclitaxel particles and have a specific surface area (SSA) of at least 18 m ² /g, 20 m ² /g, 25 m ² /g, 30 m7g, 32 m ² /g, 34 m ² /g, or 35 m ² /g; or from about 18 m7g to about 50 Vg. In other embodiments, the taxane particles comprise docetaxel particles and have an SSA of at least 18 m ² /g, 20 m /g, 25 m ² /g, 30 m ² /g, 35 m ² /g, 40 m ² /g, or 42 m ² /g; or from about 18 m ² /g and about 60 m /g. In some embodiments, the taxane particles and/or the docetaxel particles have a bulk density (not-tapped) of 0.05 g/cm ³ to 0.15 g/cnr’. In some embodiments, the taxane particles are not bound to, encapsulated in, or coated with one or more of a monomer, a polymer (or biocompatible polymer), a protein, a surfactant, or albumin. In some embodiments, tire taxane particles are in crystalline form.

[0006] In some embodiments, the stimulation of the endogenous immune systems produces a cellular (cell-mediated) immune response. In other embodiments, the stimulation of the endogenous immune system produces a humoral immune response. In some embodiments, metastases are reduced or eliminated.

[0007] Disclosed herein are the following embodiments 1 to 83:

Embodiment 1 is a method for treating a malignant solid tumor in a subject, the method comprising administering a composition comprising an antineoplastic agent to the subject, wherein the antineoplastic agent resides at the tumor site after administration of the composition exposing the tumor to the antineoplastic agent for a sustained amount of time sufficient to stimulate tire endogenous immune system of the subject resulting in the production of tumoricidal cells and infiltration of tire tumoricidal cells in and around tire tumor site at a level sufficient to treat the tumor.

Embodiment 2 is the method of embodiment 1 , wherein the sustained amount of time is at least 4 weeks.

Embodiment 3 is the method of any one of embodiments 1 or 2, wherein the tumoricidal cells comprise dendritic cells, macrophages, T-ce!ls, B cells, lymphocytes, or natural killer (NK) cells, or combinations thereof. Embodiment 4 is the method of any one of embodiments 1-3, wherein the administering comprises two or more separate administrations.

Embodiment 5 is the method of any one of embodiments 1-4, wherein the administering comprises two or more separate administrations once a week for at least two weeks.

Embodiment 6 is the method of any one of embodiments 1-4, wherein the administering comprises two or more separate administrations twice a week for at least one week, wherein the two or more separate administrations are separated by at least one day.

Embodiment 7 is the method of any one of embodiments 1-6, wherein the treating comprises elimination of the tumor.

Embodiment 8 is the method of any one of embodiments 1-7, wherein the administering is by local administration to the tumor.

Embodiment 9 is the method of embodiment 8, wherein the local administration is pulmonary administration, intratumoral injection administration, intraperitonea! injection administration, or topical administration.

Embodiment 10 is the method of any one of embodiments 1-9, wherein the antineoplastic agent is in the form of particles (antineoplastic particles).

Embodiment 1 1 is the method of embodiment 10, wherein the antineoplastic particles have a mean particle size (number) of from 0.1 microns to 5 microns, or from 0.1 microns to 1.5 microns, or from 0.4 microns to 1.2 microns.

Embodiment 12 is the method of any one of embodiments 10 or 11, wherein the composition further comprises a liquid carrier, and wherein the antineoplastic particles are dispersed in the carrier.

Embodiment 13 is the method of embodiment 12, wherein the liquid carrier is an aqueous carrier.

Embodiment 14 is the method of embodiment 13, wherein the aqueous carrier comprises 0.9% saline solution.

Embodiment 15 is the method of any one of embodiments 13 or 14, wherein the aqueous carrier comprises a surfactant.

Embodiment 16 is the method of embodiment 15, wherein the surfactant is a po!ysorbate. Embodiment 17 is the method of embodiment 16, wherein the polysorbate is polysorbate 80, and wherein the polysorbate 80 is present in the aqueous earner at a concentration of between about 0.01 % v/v and about 1% v/v. Embodiment 18 is the method of any one of embodiments 10-17, wherein the coneentration of the antineoplastic particles in the composition is between about 1 mg/ml and about 40 mg/ml, or between about 6 mg/mL and about 20 mg/mL.

Embodiment 19 is the method of any one of embodiments 9-18, wherein the local administration is pulmonary administration whereby the composition is inhaled, and wherein the solid tumor is a lung tumor.

Embodiment 20 is the method of embodiment 19, wherein the pulmonary administration comprises nebulization and wherein the nebulizing results in pulmonary delivery of aerosol droplets of the composition.

Embodiment 21 is the method of embodiment 20, wherein the aerosol droplets have a mass median aerodynamic diameter (MMAD) of between about 0.5 pm to about 6 pm diameter, or between about 1 pm to about 3 pm diameter, or about 2 pm to about 3 pm diameter.

Embodiment 22 is the method of any one of embodiments 9-18, wlierein the local administration is intratumoral injection administration whereby the composition is directly injected into the solid tumor.

Embodiment 23 is the method of embodiment 22, wherein the solid tumor is a sarcoma, a carcinoma, a lymphoma, a breast tumor, a prostate tumor, a head and neck tumor, a brain tumor, a glioblastoma, a bladder tumor, a pancreatic tumor, a liver tumor, an ovarian tumor, a colorectal tumor, a skin tumor, a cutaneous metastasis, a lymphoid, a gastrointestinal tumor, and/or a kidney tumor.

Embodiment 24 is the method of any one of embodiments 9-18, wherein the local administration is intraperitoneal injection administration whereby the composition is injected into the peritoneal cavity, and wherein the tumor is an intraperitoneal organ tumor.

Embodiment 25 is the method of embodiment 24, wherein the intraperitoneal organ tumor is an ovarian tumor.

Embodiment 26 is the method of embodiment 9, wiierein the local administration is topical administration whereby the composition is topically applied to an affected area of the subject, and wiierein the solid tumor is a skin malignancy.

Embodiment 27 is the method of embodiment 26, wherein the antineoplastic agent is in the form of particles (antineoplastic particles).

Embodiment 28 is the method of embodiment 27, wherein the antineoplastic particles have a mean particle size (number) of from 0.1 microns to 5 microns, or from 0.1 microns to 1.5 microns, or from 0.4 microns to 1.2 microns. Embodiment 29 is the method of any one of embodiments 27 or 28, wherein the composition further comprises a liquid or semi-solid carrier, and wherein the antineoplastic particles are dispersed in the earner.

Embodiment 30 is the method of embodiment 29, wherein the skin malignancy comprises a skin cancer.

Embodiment 31 is the method of embodiment 30, wherein the skin cancer is a melanoma, a basal cell carcinoma, a squamous cell carcinoma, or a Kaposi’s sarcoma.

Embodiment 32 is the method of embodiment 29, wherein the skin malignancy comprises a cutaneous metastasis.

Embodiment 33 is the method of embodiment 32, wherein the cutaneous metastasis is from lung cancer, breast cancer, colon cancer, oral cancer, ovarian cancer, kidney cancer, esophageal cancer, stomach cancer, liver cancer, and/or Kaposi’s sarcoma.

Embodiment 34 is the method of any one of embodiments 26-33, wherein the composition is anhydrous.

Embodiment 35 is the method of any one of embodiments 26-34, wherein the composition is hydrophobic.

Embodiment 36 is the method of embodiment 35, wherein the composition comprises a hydrophobic earner.

Embodiment 37 is the method of embodiment 36, wherein the hydrophobic carrier is non volatile.

Embodiment 38 is the method of any one of embodiments 36 or 37, wherein the hydrophobic carrier is non -polar.

Embodiment 39 is the method of any one of embodiments 36-38, wherein the hydrophobic carrier comprises a hydrocarbon.

Embodiment 40 is the method of embodiment 39 wherein the hydrocarbon is petrolatum, mineral oil, or paraffin w'ax, or mixtures thereof.

Embodiment 41 is the method of embodiment 40, where m the mineral oil is heavy mineral oil.

Embodiment 42 is the method of any one of embodiments 36-41, wherein the hydrophobic carrier is greater than 50% w/w of the hydrophobic composition.

Embodiment 43 is the method of any one of embodiments 34-42, wherein tire composition further comprises one or more volatile silicone fluids.

Embodiment 44 is the method of embodiment 43, wherein the concentration of the one or more volatile silicone fluids is from 5 to 24% w/w of the first composition. Embodiment 45 is the method of any one of embodiments 43 or 44, wherein the volatile silicone fluid is cyclomethicone.

Embodiment 46 is the method of embodiment 45, wherein the cyclomethicone is cyclopentasiloxane

Embodiment 47 is the method of any one of embodiments 29-46, wherein the viscosity of the composition is 25,000 cps to 500,000 cps as measured with a Brookfield RV viscometer on a helipath stand with the helipath on, with a T-E spindle at 10 RPM at room temperature for 45 seconds.

Embodiment 48 is the method of any one of embodiments 26-47, wherein tire composition does not contain volatile Ci - C ₄ aliphatic alcohols, does not contain additional penetration enhancers, does not contain additional volatile solvents, does not contain surfactants, does not contain a protein, and/or does not contain albumin.

Embodiment 49 is the method of any one of embodiments 26-48, wherein the concertation of the antineoplastic particles in the composition is from about 0.1 to about 5% w/w.

Embodiment 50 is the method of any one of embodiments 1-49, wherein the antineoplastic particles comprise taxane particles.

Embodiment 51 is the method of embodiment 50, wherein the taxane particles comprise paclitaxel particles, docetaxel particles, cabazitaxel particles, or combinations thereof.

Embodiment 52 is the method of embodiment 51, wherein the taxane particles comprise at least 95% of the taxane.

Embodiment 53 is the method of any one of embodiments 51 or 52, wherein the taxane particles are paclitaxel particles.

Embodiment 54 is the method of embodiment 53, wherein the paclitaxel particles have a specific surface area (SSA) of at least 18 m7g, 20 m /g, 25 m /g, 30 m7g, 32 m /g, 34 m /g, or 35 m ² /g; or from about 18 m7g to about 50 m ² /g.

Embodiment 55 is the method of any one of embodiments 53 or 54, wherein the paclitaxel particles have a bulk density (not-tapped) of 0.05 g/cm ³ to 0.15 g/cm ³ .

Embodiment 56 is the method of any one of embodiments 51 or 52, wherein the taxane particles are docetaxel particles.

Embodiment 57 is the method of embodiment 56, wherein the docetaxel particles have a specific surface area (SSA) of at least 18 m ² /g, 20 m ² /g, 25 m ² /g, 30 m ² /g, 35 m ² /g, 40 m ² /g, or 42 m ² /g; or from about 18 tnTg and about 60 m ² /g.

Embodiment 58 is the method of any one of embodiments 56 or 57, wherein the docetaxel particles have a bulk density (not-tapped) of 0.05 g/cm ³ to 0.15 g/cm ³ . Embodiment 59 is the method of any one of embodiments 50-58, wherein, the taxane particles are not bound to, encapsulated in, or coated with one or more of a monomer, a polymer (or biocompatible polymer), a protein, a surfactant, or albumin.

Embodiment 60 is the method of any one of embodiments 50-59, wherein the taxane particles are in crystalline form.

Embodiment 61 is a method for treating a malignant solid tumor in a subject, the method comprising administering a composition comprising taxane particles to the subject, wherein the taxane particles reside at the tumor site after administration of the composition exposing the tumor to the taxane particles for a sustained amount of time sufficient to stimulate the endogenous immune system of the subject resulting in the production of tumoricidal cells and infiltration of the tumoricidal cells in and around the tumor site at a level sufficient to treat the tumor.

Embodiment 62 is the method of embodiment 61, wherein the sustained amount of time is at least 4 weeks.

Embodiment 63 is the method of any one of embodiments 61 or 62, wherein the tumoricidal ceils comprise dendritic cells, macrophages, T-celis, B cells, lymphocytes, or natural killer (NK) cells, or combinations thereof.

Embodiment 64 is the method of any one of embodiments 61-63, wherein the administering comprises two or more separate administrations.

Embodiment 65 is the method of any one of embodiments 61-64, wherein the administering comprises two or more separate administrations once a week for at least two weeks.

Embodiment 66 is the method of any one of embodiments 61-64, wherein the administering comprises two or more separate administrations twice a week for at least one week, wherein the two or more separate administrations are separated by at least one day.

Embodiment 67 is the method of any one of embodiments 61-66, wherein the treating comprises elimination of the tumor.

Embodiment 68 is the method of any one of embodiments 61-67, wherein the administration is local administration to the tumor.

Embodiment 69 is the method of embodiment 68, wherein the local administration is pulmonary' administration, intraturnoral injection administration, intraperitoneal injection administration, or topical administration.

Embodiment 70 is the method of any one of embodiments 61-69, wherein the taxane particles have a mean particle size (number) of from 0.1 microns to 5 microns, or from 0.1 microns to 1.5 microns, or from 0.4 microns to 1.2 microns. Embodiment 71 is the method of embodiment 70, wherein the taxane particles comprise paclitaxel particles, docetaxel particles, cabazitaxel particles, or combinations thereof.

Embodiment 72 is the method of embodiment 71, wherein the taxane particles comprise at least 95% of the taxane.

Embodiment 73 is the method of any one of embodiments 71 or 72, wherein the taxane particles are paclitaxel particles.

Embodiment 74 is the method of embodiment 73, wherein the paclitaxel particles have a specific surface area (SSA) of at least 18 m ² /g, 20 rn ² /g, 25 nr/g, 30 m ² /g, 32 m ² /g, 34 rn ² /g, or 35 m ² /g; or from about 18 m ² /g to about 50 m ² /g.

Embodiment 75 is the method of any one of embodiments 73 or 74, wherein the paclitaxel particles have a bulk density (not-tapped) of 0.05 g/'cm ³ to 0.15 g/cnf’.

Embodiment 76 is the method of any one of embodiments 71 or 72, wherein the taxane particles are docetaxel particles.

Embodiment 77 is the method of embodiment 76, wherein the docetaxel particles have a specific surface area (SSA) of at least 18 m ² /g, 20 m ² /g, 25 m ² /g, 30 m ² /g, 35 m ² /g, 40 m ² /g, or 42 m g; or from about 18 m ² /g and about 60 nf/g.

Embodiment 78 is the method of any one of embodiments 76 or 77, wherein the docetaxel particles have a bulk density (not-tapped) of 0.05 g/cm ³ to 0.15 g/cnf’.

Embodiment 79 is the method of any one of embodiments 69-78, wherein, the taxane particles are not bound to, encapsulated in, or coated with one or more of a monomer, a polymer (or biocompatible polymer), a protein, a surfactant, or albumin.

Embodiment 80 is the method of any one of embodiments 69-79, wherein the taxane particles are in crystalline form.

Embodiment 81 is the method of any one of embodiments 1-80, wherein the stimulation of the endogenous immune system produces a cellular immune response.

Embodiment 82 is the method of any one of embodiments 1-80, wherein the stimulation of the endogenous immune system produces a humoral immune response.

Embodiment 83 is the method of any one of embodiments 1-82, wherein the treating comprises reducing or eliminating metastases.

[0008] The term“antineoplastic agents” as used herein are drugs used to treat neoplasms including cancer, and include“chemotherapeutic agents”, which are drugs used to treat cancer. In some embodiments, the antineoplastic agent is a taxane.

[0009] The terms“antineoplastic agent particles”,“antineoplastic particles” or“particles of an antineoplastic agent(s)”, as used herein are particles of an antineoplastic agent and have a mean particle size (number) of from about 0.1 microns to about 5 microns (about 100 nm to about 5000 nm) in diameter. In some embodiments, the antineoplastic particles are taxane particles.

[0010] The term“solid tumor” as used herein means one or more abnormal masses of tissue that usually does not contain cysts or liquid areas and that results when cells divide more than they should or do not die when they should. Tumors may be benign (not cancer), or malignant (cancer).

[0011] The term“hydrophobic,” as used herein, describes compounds, compositions, or carriers that have a solubility in water of less than or equal to 10 mg/mL at room temperature.

[0012] The term “volatile,” as used herein, describes compounds, compositions, or carriers that have a vapor pressure greater than or equal to 10 Pa at room temperature.

[0013] The term“non-volatile,” as used herein, describes compounds, compositions, or carriers that have a vapor pressure less than 10 Pa at room temperature.

[0014] The term“anhydrous,” as used herein with regard to the compositions or carriers of the disclosure means that less than 3% w/w, less than 2% w/w, less than 1% w/w, or 0% w/w of water is present in the compositions or carriers. This can account for small amounts of water being present (e.g., water inherently contained in any of the ingredients of the compositions or earners, water contracted from the atmosphere, etc.)

[0015] The terms“skin” or“cutaneous” as used herein mean the epidermis and/or the dermis.

[0016] The term“skin tumor” as used herein means a solid tumor that includes benign skin tumors and malignant skin tumors.

[0017] The terms“skin malignancy” or“malignant skin tumor” as used herein means a solid tumor that includes cancerous skin tumors which includes skin cancers and cutaneous metastases.

[0018] The“affected area” of a skin tumor or skin malignancy as used herein means at least a portion of the skin where the skin tumor or skin malignancy is visibly present on the outermost surface of the skin or directly underneath the surface of the skin (epitheliai/dermal covering), and includes areas of the skin in the proximity of the skin tumor or skin malignancy likely to contain visibly undetectable preclinical lesions.

[0019] The terms“cutaneous (skm) metastasis” or“cutaneous (skin) metastases” (plural) as used herein means the manifestation of a malignancy in the skin as a secondary' growth (malignant tumor) arising from the primary' growth of a cancer tumor at another location of the body. Spread from the primary tumor can be through the lymphatic or blood circulation systems, or by other means.

[0020] The terms “treat”, “treating”, or“treatment” as used herein with respect to treatment of cancer and/or treatment of a tumor means accomplishing one or more of the following: (a) reducing tumor size; (b) reducing tumor growth; (c) eliminating a tumor; (d) reducing or limiting development and/or spreading of metastases, or eliminating metastases; (e) obtaining partial or complete remission of cancer.

[0021] The terms“subject” or“patient” as used herein mean a vertebrate animal. In some embodiments, the vertebrate animal can be a mammal. In some embodiments, the mammal can be a primate, including a human.

[0022] The term“room temperature” (RT) as used herein, means I5-30°C or 20~25°C.

[0023] The term“penetration enhancer” or“skin penetration enhancer” as used herein, means a compound or a material or a substance that facilitates drug absorption into the skm (epidermis and dermis).

[0024] The term “surfactant” or “surface active agent” as used herein, means a compound or a material or a substance that exhibits the ability to lower the surface tension of water or to reduce the interfacial tension between two immiscible substances.

[0025] As used herein, the singular forms "a", "an" and "the" include plural referents unless the context clearly dictates otherwise.“And” as used herein is interchangeably used with“or” unless expressly stated otherwise.

[0026] The terms“about” or“approximately” as used herein mean +/- five percent (5%) of the recited unit of measure.

[QQ27] For this application, a number value with one or more decimal places can be rounded to the nearest whole number using standard rounding guidelines, i.e. round up if the number being rounded is 5, 6, 7, 8, or 9; and round down if the number being rounded is 0, 1, 2, 3, or 4. For example, 3.7 can be rounded to 4.

[0028] Unless the context clearly requires otherwise, throughout the description and the claims, the words“comprise”,“comprising”, and the like are to be construed in an inclusive or open-ended sense as opposed to an exclusive or exhaustive sense; that is to say, in the sense of “including, but not limited to”. Words using the singular or plural number also include the plural and singular number, respectively. Additionally, the words “herein,” “above,” and“below” and words of similar import, when used in this application, shall refer to this application as a whole and not to any particular portions of the application. The compositions and methods for their use can“comprise,”“consist essentially of,” or“consist of’ any of the ingredients or steps disclosed throughout the specification. With respect to the phrase‘"consisting essentially of,” a basic and novel property of the methods of the present disclosure is their ability to treat cancer by local deliver} _' of compositions of antineoplastic particles.

[0029] It is contemplated that any embodiment discussed in this specification can be implemented with respect to any method or composition of the disclosure, and vice versa. Furthermore, compositions of the disclosure can be used to achieve methods of the disclosure.

[QQ30] The description of embodiments of the disclosure is not intended to be exhaustive or to limit the disclosure to the precise form disclosed. While the specific embodiments of, and examples for, the disclosure are described herein for illustrative purposes, various equivalent modifications are possible within the scope of the disclosure, as those skilled in the relevant art will recognize.

[QQ31] FIG. 1 is a graph of the concentration of paditaxel (pg/cm2) delivered in vitro into tire epidermis for formulas FI through F7.

[0032] FIG. 2 is a graph of the concentration of paditaxel (pg/em2) delivered in vitro into the epidermis for formulas F6*(repeat analysis) and F8 through F 13.

[0033] FIG. 3 is a graph of the concentration of paditaxel (pg/cm2) delivered in vitro into the dermis for formulas FI through F7.

[0034] FIG. 4 is a graph of the concentration of paditaxel (pg/cm2) delivered in vitro into the dermis for formulas F6* (repeat analysis) and F8 through FI 3.

[QQ35] FIG. 5 is a photo of a skin metastatic lesion on die chest of a woman with Stage 4 breast cancer at baseline (Day 1) in cutaneous metastasis study.

[0036] FIG. 6 is a photo of a skin me tastatic lesion on the chest of a woman with Stage 4 breast cancer at Day 8 during topical treatment in cutaneous metastasis study.

[0037] FIG. 7 is a photo of a sk metastatic lesion on the chest of a woman with Stage 4 breast cancer at Day 15 during topical treatment in cutaneous metastasis study.

[QQ38] FIG. 8a is a photo of a skin metastatic lesion on the chest of a woman with Stage 4 breast cancer at Day 29 during topical treatment at study end in cutaneous metastasis study. [QQ39] FIG. 8b is a photo of a skin metastatic lesion on the chest of a woman with Stage 4 breast cancer at Day 43 two weeks after topical treatment ended m cutaneous metastasis study [0040] FIG. 9 is a plot of the aerodynamic diameter of 6.0 mg/rnL nanoparti elate paclitaxel (nPac) Formulation from inhalation study.

[0041] FIG. 10 is a plot of the aerodynamic diameter of 20.0 mg/m l . nPae Formulation from inhalation study.

[0042] FIG. 11 is a graph of plasma levels of paclitaxel over time from inhalation study.

[0043] FIG. 12 is a graph of lung tissue le vels of paclitaxel o ver time from inhalation study.

[0044] FIG. 13 is a graph of animal body weight over time from inhalation study.

[0045] FIG. 14 is a graph of animal body weight change over time from inhalation study.

[0046] FIG. 15 is a graph of plasma levels of paclitaxel over time from inhalation study.

[0047] FIG. 16 is a graph of lung tissue levels of paclitaxel over time from inhalation study.

[0048] FIG. 17 is a graph of animal body weight over time from Orthotopic Lung Cancer study.

[0049] FIG. 18 is a graph of animal body weight change over time from Orthotopic Lung Cancer study.

[0050] FIG. 19 is a plot of animal lung weights from Orthotopic Lung Cancer study.

[0051] FIG. 20 is a plot of animal lung to body weight ratios from Orthotopic Lung Cancer study.

[0052] FIG. 21 is a plot of animal lung to brain weight ratios from Orthotopic Lung Cancer study.

[0053] FIG. 22 is a graph of average tumor areas from Orthotopic Lung Cancer study.

[0054] FIG. 23 is a plot of average tumor areas from Orthotopic Lung Cancer study.

[0055] FIG. 24 is a plot of tumor regression from Orthotopic Lung Cancer study

[0056] FIG. 25 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide - 1006 (Control) Adenocarcinoma-3, Primitive- 1, Regression-0. Primary characteristics of the lung tumor masses. (2x).

[QQ57] FIG. 26 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide --- 1006 Control, Adenocarcinoma-3, Primitive- 1, Regression-0. Primary characteristics of undifferentiated cells within the lung tumor masses.

[0058] FIG. 27 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide - 1006 (Control) Adenocarcinoma-3, Primitive-1, Regression-0. Primary characteristics of undifferentiated cells within the lung tumor masses. [0059] FIG. 28 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide --- 1006 (Control) Adenocarcinoma-3, Primitive- 1, Regression-0. Primary characteristics of undifferentiated cells within the lung tumor masses showing masses within alveolar spaces. a(20x).

[0060] FIG. 29 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide - 1006 (Control) Adenocarcinoma-3, Primitive-1, Regression-0. Primary characteristics of primitive cells within the lung tumor masses. b(10x).

[0061] FIG. 30 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide - 1006 (Control) Adenocarcinoma-3, Primitive- 1, Regression-0. Primary characteristics of primitive cells within the lung tumor masses. b20x.

[0062] FIG. 31 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide - 1006 (Control) Adenocarcinoma-3, Primitive-1, Regression-0. Primary characteristics of primitive ceils within the lung tumor masses. b(40x).

[0063] FIG. 32 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide --- 1006 (Control) Adenocarcinoma-3, Primitive-1, Regression-0. Primary' characteristics of primitive ceils within the lung tumor masses. b(40x).

[0064] FIG. 33 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide - 1006 (Control) Adenocarcinoma-3, Primitive- 1, Regression-0 bronchiole. Primary characteristics of undifferentiated cells showing within bronchiole. c(20x).

[0065] FIG. 34 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide - 1006 (Control) Adenocarcinoma-3, Primitive-1, Regression-0 glands. Primary characteristics of acinar gland differentiation within the lung tumor masses. d(10x).

[QQ66] FIG. 35 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide - 1006 (Control) Adenocarcinoma-3, Primitive-1 , Regression-0 glands. Primary characteristics of acinar gland differentiation within the lung tumor masses. d(20x).

[0067] FIG. 36 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide - 2001 (IV Abraxane®) Adenocarcinoma-2, Primitive- 1, Regression-0. Primary characteristics of the lung tumor mass pushing underneath a bronchiole and showing no evidence of intravascular invasion . (2x).

[0068] FIG. 37 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide - 2001 (IV Abraxane®) Adenocarcinoma-2, Primitive- 1, Regression-0. Primary characteristics of the lung tumor mass pushing underneath a bronchiole and showing no evidence of intravascular invasion. (4x). [0069] FIG. 38 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide --- 2001 (IV Abraxane® ⁾ ) Adenocarcinoma-2, Primitive- 1, Regression-0. Primary characteristics of the lung tumor mass pushing underneath a bronchiole. (lOx).

[0070] FIG. 39 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide - 2003 (IV Abraxane®)) Adenocarcinoma- 1, Primitive- 1, Regression-! . Characteristics of the lung tumor masses undergoing regression. (4x).

[0071] FIG. 40 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide --- 2003 (IV Abraxane®) Adenocarcinoma- 1, Primitive- 1, Regression- 1. Characteristics of the lung tumor masses undergoing regression. (lOx).

[0072] FIG. 41 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide - 2003 (TV Abraxane®) Adenocarcinoma- 1, Primitive- 1, Regression-! . Characteristics of the lung tumor masses undergoing regression. (20x).

[0073] FIG. 42 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide - 2003 (IV Abraxane® ⁾ ) Adenocarcinoma- 1, Primitive- 1, Regression- 1. Characteristics of the lung tumor masses undergoing regression. Note lymphocytes and macrophages along the edge. l(40x).

[0074] FIG. 43 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide - 2003 (IV Abraxane® ¹ ) Adenocarcinoma-1 , Primitive- 1, Regression-1 . Characteristics of the lung tumor masses undergoing regression. Note lymphocytes and macrophages along the edge. 2(40x).

[0075] FIG. 44 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide --- 2003 (IV Abraxane®)) Adenocarcinoma- 1, Primitive- 1, Regression- 1. Characteristics of the lung tumor masses undergoing regression. Note larger foamy and pigmented macrophages. 2, 2 x(40x).

[0076] FIG. 45 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide - 2010 (IV Abraxane®)) Adenocarcinoma-3, Primitive- 1, Regression-0. Primary characteristics of the lung tumor masses. (2x).

[0077] FIG. 46 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide - 2010 (IV Abraxane®)) Adenocarcinoma-3, Primitive- 1, Regression-0. Primary characteristics of die lung tumor masses. (20x).

[QQ78] FIG. 47 is a photomicrograph of H&E Stained Ordiotopic Lung Cancer tissue slide - 2010 (IV Abraxane®)) Adenocarcinoma-3, Primitive-!, Regression-0. Primary characteristics of die lung tumor masses. Note subtle evidence of macrophages along the edge. [0079] FIG. 48 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide -- 4009 (IH nPac lx High) Adenocarcinoma-0, Primitive-0, Regression-4.

Characteristics of the lung tumor masses that have undergone complete regression. (2x).

[0080] FIG. 49 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide - 4009 (IH nPac lx High) Adenocarcinoma-0, Primitive-0, Regression-4.

Characteristics of a lung tumor mass that has undergone complete regression. Note stromal fibrosis. (lOx).

[0081] FIG. 50 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide - 4009 (IH nPac lx High) Adenocarcinoma-0, Primitive-0, Regression-4.

Characteristics of a lung tumor mass that has undergone complete regression. Note stromal fibrosis, and lymphocytes and macrophages along the edge. (40x).

[0082] FIG. 51 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide - 5010 (IH nPac 2x Low) Adenocarcinoma- 1, Primitive-0, Regression-3.

Characteristics of the lung tumor masses undergoing regression. (2x).

[0083] FIG. 52 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide - 5010 (IH nPac 2x Low) Adenocarcinoma- 1, Primitive-0, Regression-3.

Characteristics a lung tumor mass that is undergoing regression. (1 Ox).

[0084] FIG. 53 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide - 5010 (IH nPac 2x Low) Adenocarcinoma- 1, Primitive-0, Regression-3.

Characteristics a lung tumor mass that is undergoing regression. (20x).

[0085] FIG. 54 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide -- 5010 (IH nPac 2x Low) Adenocarcinoma- 1, Primitive-0, Regression-3.

Characteristics a lung tumor mass that is undergoing regression. (40x).

[0086] FIG. 55 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide - 6005 (IH nPac 2x High) Adenocarcinoma- 1 , Primitive-0, Regression-4

Characteristics a lung tumor mass that is undergoing regression. (2x).

[0087] FIG. 56 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide - 6005 (IH nPac 2x High) Adenocarcinoma- 1, Primitive-0, Regression-4.

Characteristics a lung tumor mass that is undergoing regression . Note stromal fibrosis, and lymphocytes and macrophages along the edge. (lOx).

[QQ88] FIG. 57 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide - 6005 (IH nPac 2x High) Adenocarcinoma- 1 , Primitive-0, Regression-4

Characteristics a lung tumor mass that is undergoing regression. Note lymphocytes and macrophages along the edge. (20x). [0089] FIG. 58 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide - 6005 (IH nPac 2x High) Adenocarcinoma- 1, Primitive-0, Regression-4. Note lymphocytes and macrophages along the edge. (40x).

[0090] FIG. 59 is a photomicrograph of H&E Stained Orthotopic Lung Cancer tissue slide - 6005 (IH nPac 2x High) Adenocarcinoma- 1, Primitive-0, Regression-4. Note the presence of a focal area of residual tumor cells within an alveolus. 2(40x).

[0091] FIG. 60 are various photomicrographs of the Orthotopic Lung Cancer tissue slides --- (Control). Top row: H/E stained sections. Bottom row': Immunohistochemical staining with Keratin or CD! lb.

[0092] FIG. 61 are various photomicrographs of the Orthotopic Lung Cancer tissue slides - (IV Abraxane®). Top row: H/E stained sections. Bottom row: Immunohistochemical staining with Keratin or CD1 lb.

[0093] FIG. 62 are various photomicrographs of tire Orthotopic Lung Cancer tissue slides - (Inhaled nPac). Various staining with H/E stain, Trichrome, Keratin and CD1 lb.

[0094] FIG. 63 is a photomicrograph of the Orthotopic Lung Cancer tissue slides showing presence of TLSs.

[0095] FIG. 64 is a graph of mean tumor volumes over time from the bladder cancer xenograft study. Hie arrows on the x-axis represent the administration points.

[0096] FIG. 65 is a graph of individual tumor volumes over time for Vehicle 3 cycles from the bladder cancer xenograft study. The triangles on the x-axis represent an administration point.

[0097] FIG. 66 is a graph of individual tumor volumes over time for the Docetaxel IV 3 cycles from the bladder cancer xenograft study. The triangles on the x-axis represent the administration points .

[0098] FIG. 67 is a graph of individual tumor volumes over time for the nanoparticulate docetaxel (nDoce) IT 1 cycle from the bladder cancer xenograft study. The triangle on the x- axis represent the single administration point.

[0099] FIG. 68 is a graph of individual tumor volumes over time for the nDoce IT 2 cycles from the bladder cancer xenograft study. The triangles on the x-axis represent the administration points.

[00100] FIG. 69 is a graph of individual tumor volumes over time for the nDoce 3 cycles from the bladder cancer xenograft study. The triangles on the x-axis represent the administration points. [00101] FIG. 70 is a scatter plot of tumor volumes at end of study over tumor volumes at Day 1 treatment from the bladder cancer xenograft study.

[00102] FIG. 71 is a graph of mean body weights over time from the bladder cancer xenograft study. The arrows on the x-ax!S represent the administration points.

[00103] FIG. 72 is a graph of mean tumor volumes at Day 61 for each administration group from the bladder cancer xenograft study.

[00104] FIG. 73 are photos of animals from each administration group at Day 27, Day 40 and Day 61 post tumor implant from the bladder cancer xenograft study.

[00105] FIG. 74 a graph of concentrations of docetaxel in tumor tissue for nDoce 1 cycle, 2 cycles, and 3 cycles from the bladder cancer xenograft study.

[00106] FIG. 75 is a photomicrograph of bladder cancer xenograft tissue slide - IT Vehicle Control. H&E. Magnification 2.52 x.

[00107] FIG. 76 is a photomicrograph of bladder cancer xenograft tissue slide --- IT Vehicle Control. H&E. Magnification 6.3 x.

[00108] FIG. 77 is a photomicrograph of bladder cancer xenograft tissue slide - IT Vehicle Control. H&E. Magnification 25.2 x.

[00109] FIG. 78 is a photomicrograph of bladder cancer xenograft tissue slide - IV Docetaxel 3 cycles. H&E. Magnification 2.52 x.

[00110] FIG. 79 is a photomicrograph of bladder cancer xenograft tissue slide - IV Docetaxel 3 cycles. H&E. Magnification 6.3 x.

[00111] FIG. 80 is a photomicrograph of bladder cancer xenograft tissue slide - IV Docetaxel 3 cycles. H&E. Magnification 25.2 x.

[00112] FIG. 81 is a photomicrograph of bladder cancer xenograft tissue slide - IT nDoce 2 cycles. H&E. Magnification 2.52 x.

[00113] FIG. 82 is a photomicrograph of blad der cancer xenograft tissue slide - IT nDoce

2 cycles. H&E. Magnification 6.3 x.

[00114] FIG. 83 is a photomicrograph of bladder cancer xenograft tissue slide --- IT nDoce

3 cycles. H&E. Magnification 2.52. x.

[00115] FIG. 84 is a photomicrograph of bladder cancer xenograft tissue slide - IT nDoce 3 cycles. H&E. Magnification 2.52 x.

[00116] FIG. 85 is a photomicrograph of bladder cancer xenograft tissue slide - IT nDoce 3 cycles. H&E. Magnification 25.2 x.

[00117] FIG. 86 is a photomicrograph of bladder cancer xenograft tissue slide --- IT Vehicle Control 3 cycles F4/80 stain. Magnification 2.52 x. [00118] FIG. 87 is a photomicrograph of bladder cancer xenograft tissue slide --- IV Docetaxel 3 cycles F4/80 stain. Magnification 2.52 x.

[00119] FIG. 88 is a photomicrograph of bladder cancer xenograft tissue slide - IT mDoce 3 cycles F4/80 stain. Magnification 2.52 x.

[00120] FIG. 89 are various photomicrographs of Control Cases of bladder cancer xenograft tissue slides. H&E stain and CD68 stain.

[00121] FIG. 90 are various photomicrographs of IT nDoce cases of bladder cancer xenograft tissue slides. Top row: One cycle nDoce (lx). Second row: Two cycles of nDoce treatment (2x). Third row: Two cycles of nDoce treatment (2x). Fourth row: Three cycles of nDoce treatment (3x).

[00122] FIG. 91 is a photomicrograph of renal cell adenocarcinoma xenograft tissue slide from female rat --- Non-treated. H&E. Magnification 6.3 x.

[00123] FIG. 92 is a photomicrograph of renal cell adenocarcinoma xenograft tissue slide from female rat - Vehicle Control (IT) 3 cycles. H&E. Magnification 6.3 x.

[QQ124] FIG. 93 is a photomicrograph of renal cell adenocarcinoma xenograft tissue slide from female rat - Docetaxel solution (IV) 3 cycles. H&E. Magnification 6.3 x.

[00125] FIG. 94 is a photomicrograph of renal cell adenocarcinoma xenograft ti ssue slide from female rat - nDoce (IT) 3 cycles. H&E. Magnification 6.3 x.

[00126] FIG. 95 are various photomicrographs of Control Cases of renal cell adenocarcinoma xenograft tissue slides. Top row: H&E stained sections. Bottom row: Immunohistochemi cal staining .

[QQ127] FIG. 96 are various photomicrographs of IT nDoce cases of renal cell adenocarcinoma xenograft tissue slides. Top row: One cycle nDoce (lx). Second row: One cycle nDoce (lx). Third row: Two cycles nDoce (2x). Fourth row: Two cycles nDoce (2x). Fifth row: Three cycles nDoce (3x)

[00128] FIG. 97 is a graph of mean tumor volumes over time of rats in the nPac groups from the renal cell adenocarcinoma xenograft study. The triangles on the x-axis represent the administration points.

[QQ129] FIG. 98 is a graph of mean tumor volumes over time of rats in the nDoce groups from the renal ceil adenocarcinoma xenograft study. The triangles on the x-axis represent the administration points.

[00130] FIG. 99 is a graph of paciitaxel concentration over time in peritoneal fluid and plasma from 36 mg/kg nPac dosed IP in mice. [00131] FIG. 100 is a graph of docetaxel concentration over time in peritoneal fluid and plasma from 36 mg/kg nDoce dosed IP in mice.

[00132] FIG. 101 is a graph of paditaxel concentration over time in plasma from 36 mg/kg Abraxane® and Taxol® dosed IP in mice.

[00133] FIG. 102 is a graph of paditaxel concentration over time in peritoneal fluid from 36 mg/kg Abraxane® and Taxol® dosed IP in mice.

DETAILED DESCRIPTION

[00134] Disclosed are methods for treating a solid tumor, such as a malignant solid tumor, in a subject. The methods comprise the administration of a composition comprising an antineoplastic agent to the subject, wherein the antineoplastic agent resides at the tumor site after administration of the composition exposing the tumor to the antineoplastic agent for a sustained amount of time sufficient to stimulate the endogenous immune system of the subject resulting in the production of tumoriddal ceils and infiltration of the tumoricidal cells in and around the tumor site at a level sufficient to treat the tumor. The stimulation of the endogenous immune systems can produce a cellular (cell-mediated) immune response or a humoral immune response. In some embodiments, metastases are reduced or eliminated. The sustained amount of exposure time can be at least 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, 312, 324, or 336 hours, or can be at least 3, 4, 5, 6, 7, or 8 weeks. The antineoplastic agent can be in the form of particles (antineoplastic particles).

[00135] The inventors have discovered that the methods disclosed herein stimulate the endogenous immune system resulting in (1) the production of tumoricidal cells, such as dendritic cells, macrophages, T-cells, B cells, lymphocytes, or natural killer (NK) cells, and (2) infiltration of these tumoricidal cells in and around the tumor site inducing tumor destruction.

[00136] Macrophages are a broad subset of mononuclear immune ceils. Different macrophage phenotypes have different effects on the tumor. The Ml phenotype is “classically activated” and tumor suppressive. The M2 phenotype is tumor supportive. Some engage in antibody-dependent cellular phagocytosis (ADCP) where B cells secrete antibodies against tumor cells, antibodies bind the tumor cells, and macrophages bind the antibodies and engulf the tumor cell. Macrophages can be identified using flow cytometry or mimunohistochemica! staining by their specific expression of proteins including but not limited to CD 14, CD40, CD 11b, CD64, F4/8Q (rmcej/EMRl (human), lysozyme M, MAC- l/MAC-3 and CD68. In various embodiments, the macrophages express CD14, CD40, CD 11b, CD64, F4/80 (mice)/EMRl (human), lysozyme M, MAC- l/MAC-3 and/or CD68.

[00137] Lymphocytes include natural killer cells (which function in cell-mediated, cytotoxic innate immunity), T cells (for cell-mediated, cytotoxic adaptive immunity), and B cells (for humoral, antibody-driven adaptive immunity). B cell anti-tumor effects include producing anti-tumor antibodies, acting as antigen presenting cells, and producing inflammatory molecules that regulate other immune cells. B cells make up a significant portion of tumor infiltrating lymphocytes. Types of B cells include but are not limited to plasmablasts, plasma cells, lymphoplasmacytoid cells, memory B cells, follicular B cells (also known as B-2 ceils), marginal zone B cells, B-l cells, and regulator}' B (Breg) cells. A Breg cell is a type of immunosuppressive and tumor-supportive B cell. In various embodiments, die B cells are plasmablasts, plasma cells, lymphoplasmacytoid ceils, memory B ceils, follicular B ceils (also known as B-2 cells), marginal zone B cells, B-l cells, and/or regulatory B (Breg) cells. Natural killer cells (NK cells) belong to the innate immune system and exert effector functions such as cytotoxic activity and cytokine production. NK cells are one of the effector cells in antibody-dependent cell-mediated cytotoxicity (ADCC), a process by which IgG binds to antigens on a target cell, providing a binding site for Fc-receptor bearing cells, such as NKs. Once the NK cells are bound to the IgG, they release cytotoxic perforins and granzymes into the target cell. T cells play a central role in ceil mediated immunity. T-ceils can be distinguished from other lymphocytes, such as B cells and natural killer cells, by the presence of a T-cell receptor on the cell surface. Types of T-cells include but are not limited to cytotoxic T-celis (also known as CD8 ⁺ T-cells because they express the CD 8 glycoprotein), T helper cells (also known as CD4 ^" T-cells because they express the CD4 glycoprotein), regulatory (suppressor) T-cells, memory T-cells (which can be CD4 ⁺ or CD8 ⁺ and usually express CD45RO), natural killer T-cells, mucosal associated invariant T-cells, and gamma delta T-cells. In various embodiments, the T-cells are cytotoxic T-cells (CD8 ⁺ T- celis), T helper ceils (CD4 ⁺ T-cells), regulator)' (suppressor) T-cells, memory T-cells, natural killer T-cells, mucosal associated invariant T-cells, and/or gamma delta T-cells.

[QQ138] Dendritic cells are antigen presenting cells and are messengers between the innate and adaptive immune systems. Their main function is to process antigen material and present it on tire cell surface to the T ceils of the immune sy stem.

[00139] Without being limited to any specific mechanism, such effect may comprise, for example, providing sufficient time for lymphocytes to activate both their innate as well as adaptive immunological response to the tumor, all without the added associated toxicities of IV chemotherapy. For example, and without being limited to any specific mechanism, local tumor cell killing by the administration of antineoplastic particles such as taxane particles releases tumor cell antigens which are identified by antigen presenting cells. The activated antigen presenting cells may then present tumor-specific antigen to T-cells, B-cells and other tumoricidal cells that circulate throughout the patient’s vascular system as well as enter tissues that contain tumor allowing for destruction of cancer throughout the patient. Thus, methods disclosed herein allow for direct local therapy, as well as indirect immune system- mediated local and systemic cancer cell killing. For example, the methods disclosed herein provide the local antineoplastic agent, such as taxane molecules, to act as an adjuvant to stimulate the immune response. Local concentration of taxane remains elevated for greater than 4 days, or at least 14 days, or at least 4 weeks, which provides sufficient time for the tumor to be exposed to the taxane for killing of local tumor cells as well as stimulation of the immune response appropriate for killing of cancer that may be widely disseminated through the body. This stimulation of the immune system by local administration of taxane particles occurs without producing concomitant high levels of taxane in the patient’s circulating blood. Thus, local administration of particle taxane does not reduce hematopoiesis m the bone marrow involving reduction in white blood cell numbers such as lymphocytes. Bone marrow suppression is a common side effect of taxanes when given TV due to the high concentrations of circulating taxane. Thus, intratumorally administering the taxane particles is in effect a tumor vaccine given its effect in stimulating the endogenous immune system.

[00140] Without being limited to any specific mechanism, the methods disclosed herein may produce sufficient concentrations of taxanes for a prolonged period to stimulate local immunological response through activation of dendritic cells, one type of antigen presenting cell. Activation of dendritic cells can occur most notably in the skin or lung where they are found in abundance. Topical administration of taxane particles to skin tumors causes entry of taxane into tumor cells which kills them during their division cycle rendering them more accessible to immune recognition. Dendritic cells in the area would become activated by tire increased access to tumor antigen and would subsequently present antigen to lymphocytes. The lymphocytes would then circulate throughout the patient’s body producing humoral mediators that are specific to the cell surface antigens of the tumor cells. The lymphocytes destroy tumor located in the skin as well as distant metastasis. Lymphocyte tumor killing could also occur via the cellular route of immune surveillance. For example, topical administration of taxane particles to a cutaneous metastasis would result in eradication of the patient s cancer throughout their body, not just the cutaneous metastasis. The same elimination of cancer in the body would happen to metastatic lung cancer in response to inhaled taxane particles. Likewise, the same elimination of cancer in the body would happen to malignant solid tumors in response to intratumoral injection of taxane particles or to intraperitoneal injection of taxane particles.

L Antineoplastic Agents and Antineoplastic Agent Particles

[00141] Antineoplastic agents are drugs used to treat neoplasms including cancer, and include “chemotherapeutic agents”, which are drugs used to treat cancer. Suitable antineoplastic agents include those that stimulate an immunological response when administered to a subject. The antineoplastic agent can be a taxane such as paclitaxel or doeetaxel. Non-limiting examples of antineoplastic agents include taxanes (paclitaxel, derivatives of paclitaxel, doeetaxel, cabazitaxel, etc.); epithilones; Vinca alkaloids, such as vinblastine, vincristine, vindesine, vinorelbine; camptothecin analogs; epipodophyllotoxins, such as cisplatm, carboplatin, oxaliplatin, etoposide and teniposide: doxorubicin, anthrcyclines, 5-fluorouracil, topotecan, gemcitabine, peroxisome proliferator-activated receptor (PPAR) ligands, and antiangiogenics. Other non-limiting examples of antineoplastic agents can be found listed in the“Ashgate Handbook of Antineoplastic Agents”, published by Gower Publishing Limited, 2000, herein incorporated by reference. Antineoplastic agents can be in the fonn of particles (antineoplastic particles). Antineoplastic agent particles have a mean particle size (number) of from about 0.1 microns to about 5 microns (about 100 nm to about 5000 nm) in diameter. In some embodiments, the antineoplastic agent particles have a mean particle size (number) of from about 0.1 microns to about 1.5 microns (about 100 nm to about 1500 nm) in diameter. In some embodiments, the antineoplastic agent particles have a mean particle size (number) of from about 0.1 microns to less than 1 micron (about 100 nm to less than 1000 nm) in diameter. In some embodiments, the antineoplastic agent particles have a mean particle size (number) of from about 0 4 microns to about 1 2 microns (about 400 nm to about 1200 nm). The antineoplastic agent particles are in a size range where they are unlikely to be carried out of the tumor by systemic circulation and yet benefit from the high specific surface area to provide enhanced solubilization and release of the drag.

[QQ142] In some embodiments, the antineoplastic particles are solid, uncoated (“neat” or “naked”) individual particles. In some embodiments, the antineoplastic particles are not bound to any substance. In some embodiments, no substances are absorbed or adsorbed onto the surface of the anti neoplastic particles. In some embodiments, the antineoplastic agents or antineoplastic particles are not encapsulated, contained, enclosed or embedded within any substance. In some embodiments, the antineoplastic particles are not coated with any substance. In some embodiments, the antineoplastic particles are not microemulsions, nanoemulsions, microspheres, or liposomes containing an antineoplastic agent. In some embodiments, the antineoplastic particles are not bound to, encapsulated in, or coated with one or more of a monomer, a polymer (or biocompatible polymer), a protein, a surfactant, or albumin. In some embodiments, a monomer, a polymer (or biocompatible polymer), a protein, a surfactant, or albumin is not absorbed or adsorbed onto the surface of the antineoplastic particles. In some embodiments, the antineoplastic particles are in crystalline form. In other embodiments, the antineoplastic particles are in amorphous form, or a combination of both crystalline and amorphous form. In some embodiments, the antineoplastic particles of the disclosure contain traces of impurities and byproducts typically found during preparation of the antineoplastic agent. In some embodiments, the antineoplastic particles comprise at least 90 %, at least 95%, at least 96%, at least 97%, at least 98%, at least 99% or 100% of the antineoplastic agent, meaning the antineoplastic particles consist of or consist essentially of substantially pure antineoplastic agent

[00143] In some embodiments, the antineoplastic particles are coated with or bound to a substance such as a protein (e.g., albumin), a monomer, a polymer, a biocompatible polymer, or a surfactant. In some embodiments, a substance such as a protein (e.g., albumin), a monomer, a polymer, a biocompatible polymer, or a surfactant is adsorbed or absorbed onto the surface of the antineoplastic particles. In some embodiments, the antineoplastic particles are encapsulated, contained, enclosed, or embedded within a substance such as a protein (e.g., albumin), a monomer, a polymer, a biocompatible polymer, and/or a surfactant. In some embodiments, the antineoplastic particles are microemulsions, nanoemulsions, microspheres, or liposomes containing an antineoplastic agent. In some embodiments, the antineoplastic particles are non-agglomerated individual particles and are not clusters of multiple antineoplastic particles that are bound together by in teractive forces such as non -covalent interactions, van der Waal forces, hydrophilic or hydrophobic interactions, electrostatic interactions, Coulombic forces, interactions with a dispersion material, or interactions via functional groups. In some embodiments, the ia\ane particles are individual antineoplastic particles that are formed by the agglomeration of smaller particles which fuse together forming the larger individual antineoplastic particles, all of which occurs during the processing of the antineoplastic particles. In other embodiments, the antineoplastic particles are clusters or agglomerates of antineoplastic particles that are bound together by interactive forces such as non-covalent interactions, van der Waal forces, hydrophilic or hydrophobic interactions, electrostatic interactions, Coulombic forces, interactions with a dispersion material, or interactions via functional groups.

[00144] In some embodiments, the antineoplastic particles are taxane particles. Taxanes are poorly water-soluble compounds generally having a solubility of less than or equal to 10 mg/mL in water at room temperature. Taxanes are widely used as antineoplastic agents and chemotherapy agents. The term“taxanes” as used herein include paclitaxel (I), docetaxel (II), cabazitaxel (III), and any other taxane or taxane derivatives, non-limiting examples of which are taxol B (cephaiomanmne), taxo! C, taxol D, taxol E, taxol F, taxol G, taxadiene, baccatin III, 10-deacetylbaccatin, taxchinin A, brevifotiol, and taxuspme D, and also include pharmaceutical ly acceptable salts of taxanes.

(I) paclitaxel

[00145] Paclitaxel and docetaxel active pharmaceutical ingredients (APIs) are commercially available from Phyton Biotech LLC, Vancouver, Canada. The docetaxel API contains not less than 90%, or not less than 95%, or not less than 97.5% docetaxel calculated on the anhydrous, solvent-free basis. The paclitaxel API contains not less than 90%, or not less than 95%, or not less than 97% paclitaxel calculated on the anhydrous, solvent-free basis in some embodiments, the paclitaxel API and docetaxel API are USP and/or PIP grade. Paclitaxel API can be prepared from a semisynthetic chemical process or from a natural source such as plant cell fermentation or extraction. Paclitaxel is also sometimes referred to by the trade name TAXOL®, although this is a misnomer because TAXOL® is the trade name of a solution of paclitaxel in polyoxyethylated castor oil and ethanol intended for dilution with a suitable parenteral fluid prior to intravenous infusion. Taxane APIs can be used to make taxane particles. The taxane particles can be paclitaxel particles, docetaxel particles, or cabazitaxel particles, or particles of other taxane derivatives, including particles of pharmaceutically acceptable salts oftaxanes.

[00146] Taxane particles have a mean particle size (number) of from about 0.1 microns to about 5 microns (about 100 nm to about 5000 nm) in diameter. In some embodiments, the taxane particles are solid, uncoated (neat) individual particles. The taxane particles are in a size range where they are unlikely to be carried out of the tumor by systemic circulation and yet benefit from the high specific surface area to provide enhanced solubilization and release of the drag in some embodiments, the taxane particles are not bound to any substance. In some embodiments, no substances are absorbed or adsorbed onto the surface of the taxane particles. In some embodiments, the taxane or taxane particles are not encapsulated, contained, enclosed or embedded within any substance. In some embodiments, the taxane particles are not coated with any substance in some embodiments, the taxane particles are not microemulsions, nanoemulsions, microspheres, or liposomes containing a taxane. In some embodiments, the taxane particles are not bound to, encapsulated in, or coated with one or more of a monomer, a polymer (or biocompatible polymer), a protein, a surfactant, or albumin. In some embodiments, a monomer, a polymer (or biocompatible polymer), a protein, a surfactant, or albumin is not absorbed or adsorbed onto tire surface of the taxane particles. In some embodiments, the composition and the taxane particles exclude albumin. In some embodiments, the taxane particles are in crystalline form. In other embodiments, the taxane particles are in amorphous form, or a combination of both crystalline and amorphous form. In some embodiments, the taxane particles of the disclosure contain traces of impurities and byproducts typically found during preparation of the taxane. In some embodiments, the taxane particles comprise at least 90 %, at least 95%, at least 96%, at least 97%, at least 98%, at least 99% or 100% of the taxane, meaning the taxane particles consist of or consist essentially of substantially pure taxane. [00147] In some embodiments, the taxane particles are coated with or bound to a substance such as a protein (e.g., albumin), a monomer, a polymer, a biocompatible polymer, and/or a surfactant. In some embodiments, a substance such as a protein (e.g., albumin), a monomer, a polymer, a biocompatible polymer, or a surfactant is adsorbed or absorbed onto the surface of the taxane particles. In some embodiments, the taxane particles are encapsulated, contained, enclosed, or embedded within a substance such as a protein (e.g., albumin), a monomer, a polymer, a biocompatible polymer, or a surfactant. In some embodiments, the taxane particles are microemulsions, nanoemulsions, microspheres, or liposomes containing a taxane. In some embodiments, the taxane particles are non agglomerated individual particles and are not clusters of multiple taxane particles that are bound together by interactive forces such as non-cova!ent interactions, van der Waal forces, hydrophilic or hydrophobic interactions, electrostatic interactions, Coulombic forces, interactions with a dispersion material, or interactions via functional groups. In some embodiments, the taxane particles are individual taxane particles that are formed by the agglomeration of smaller particles which fuse together forming the larger individual taxane particles, all of which occurs during the processing of the taxane particles. In some embodiments, the taxane particles are clusters or agglomerates of taxane particles that are bound together by interactive forces such as non-cova!ent interactions, van der Waal forces, hydrophilic or hydrophobic interactions, electrostatic interactions, Coulombic forces, interactions with a dispersion material, or interactions via functional groups.

[00148] The antineoplastic particles or taxane particles (including but not limited to paclitaxel particles, docetaxel particles, or cabazitaxel particles) can have a mean particle size (number) of from 0.1 microns to 5 microns, or from 0.1 microns to 2 microns, or from 0.1 microns to 1.5 microns, or from 0.1 microns to 1.2 microns, or from 0.1 microns to I micron, or from 0.1 microns to less than 1 micron, or from 0.1 microns to 0.9 microns, or from 0.1 microns to 0.8 microns, or from 0.1 microns to 0.7 microns, or from 0.2 microns to 5 microns, or from 0.2 microns to 2 microns, or from 0.2 microns to 1.5 microns, or from 0.2 microns to 1.2 microns, or from 0.2 microns to I micron, or from 0.2 microns to less than 1 micron, or from 0.2 microns to 0.9 microns, or from 0.2 microns to 0 8 microns, or from 0.2 microns to 0.7 microns, or from 0.3 microns to 5 microns, or from 0.3 microns to 2 microns, or from 0.3 microns to 1.5 microns, or from 0.3 microns to 1.2 microns, or from 0.3 microns to 1 micron, or from 0.3 microns to less than I micron, or from 0 3 microns to 0.9 microns, or from 0.3 microns to 0.8 microns, or from 0.3 microns to 0.7 microns, or from 0.4 microns to 5 microns, or from 0.4 microns to 2 microns, or from 0.4 microns to 1.5 microns, or from 0.4 microns to 1.2 microns, or from 0.4 microns to 1 micron, or from 0.4 microns to less than 1 micron, or from 0.4 microns to 0.9 microns, or from 0.4 microns to 0.8 microns, or from 0.4 microns to 0.7 microns, or from 0.5 microns to 5 microns, or from 0.5 microns to 2 microns, or from 0.5 microns to 1.5 microns, or from 0.5 microns to 1.2 microns, or from 0 5 microns to 1 micron, or from 0.5 microns to less than 1 micron, or from 0.5 microns to 0.9 microns, or from 0.5 microns to 0.8 microns, or from 0.5 microns to 0.7 microns, or from 0.6 microns to 5 microns, or from 0.6 microns to 2 microns, or from 0.6 microns to 1.5 microns, or from 0.6 microns to 1.2 microns, or from 0.6 microns to 1 micron, or from 0.6 microns to less than 1 micron, or from 0.6 microns to 0.9 microns, or from 0.6 microns to 0.8 microns, or from 0.6 microns to 0.7 microns. The antineoplastic particles or taxane particles are in a size range where they are unlikely to be carried out of the tumor by systemic circulation and yet benefit from the high specific surface area to provide enhanced solubilization and release of the drug.

[00149] The particle size of the antineoplastic particles including taxane particles can be determined by a particle size analyzer instalment and the measurement is expressed as the mean diameter based on a number distribution (number). A suitable particle size analyzer instrument is one which employs the analytical technique of light obscuration, also referred to as photozone or single particle optical sensing (SPOS). A suitable light obscuration particle size analyzer instrument is the ACCUSIZER, such as the ACCUSIZER 780 SIS, available from Particle Sizing Systems, Port Richey, Florida. Another suitable particle size analyzer instrument is one which employs laser diffraction, such as the Shimadzu SALD-7101.

[00150] Antineoplastic agent particles including taxane particles can be manufactured using various particle size -reduction methods and equipment known in the art. Such methods include, but are not limited to conventional particle size-reduction methods such as wet or dry milling, micronizing, disintegrating, and pulverizing. Other methods include“precipitation with compressed anti-solvents” (PCA) such as with supercritical carbon dioxide. In various embodiments, the antineoplastic and/or taxane particles are made by PCA methods as disclosed in US patents US 5874029, US 5833891, US 6113795, US 7744923, US 8778181, US 9233348; US publications US 2015/0375153, US 2016/0354336, US 2016/0374953; and international patent application publications WO 2016/197091, WO 2016/197100, and WO 2016/197101; all of which are herein incorporated by reference.

[QQ151] In PCA particle size reduction methods using supercritical carbon dioxide, supercritical carbon dioxide (anti -solvent) and solvent, e.g. acetone or ethanol, are employed to generate uncoated antineoplastic or taxane particles as small as 0.1 to 5 microns within a well-characterized particle-size distribution. The carbon dioxide and solvent are removed during processing (up to 0.5% residual solvent may remain), leaving antineoplastic or taxane particles as a powder. Stability studies show that the paciitaxel particle powder is stable in a vial dose form when stored at room temperature for up to 59 months and under accelerated conditions (40°C/75% relative humidity) for up to six months.

[00152] Taxane particles produced by various supercritical carbon dioxide particle size reduction methods can have unique physical characteristics as compared to taxane particles produced by conventional particle size reduction methods using physical impacting or grinding, e.g., wet or dr _} ' milling, micronizing, disintegrating, comminuting, microfluidizing, or pulverizing. As disclosed in US publication 2016/0374953, herein incorporated by reference, such unique characteristics include a bulk density _' (not tapped) between 0.05 g/cm’ and 0 15 g/cm ^J and a specific surface area (SSA) of at least 18 m ² /g of taxane (e.g., paciitaxel and docetaxel) particles, which are produced by the supercritical carbon dioxide particle size reduction methods described in US publication 2016/0374953 and as described below dins bulk density range is generally lower than the bulk density _' of taxane particles produced by conventional means, and the SSA is generally higher than the SSA of taxane particles produced by conventional means. These unique characteristics result in significant increases in dissolution rates in water / methanol media as compared to taxanes produced by conventional means. As used herein, the“specific surface area” (SSA) is the total surface area of the taxane particle per unit of taxane mass as measured by die Brunauer-Emmett- Teller (“BET”) isotherm by the following method: a known mass between 200 and 300 mg of the analyte is added to a 30 mL sample tube. The loaded tube is then mounted to a Porous Materials Inc. SORPTOM ETER ^" . model BET-202A. Tire automated test is then carried out using the BETWiN ^® software package and the surface area of each sample is subsequently calculated. As will be understood by those of skill in die art, the “taxane particles” can include both agglomerated taxane particles and non-agg!omerated taxane particles; since the SSA is determined on a per gram basis it takes into account both agglomerated and non agglomerated taxane particles in the composition. The agglomerated taxane particles are defined herein as individual taxane particles that are formed by the agglomeration of smaller particles which fuse together forming the larger individual taxane particles, all of which occurs during the processing of die taxane particles. The BET specific surface area test procedure is a compendial method included in both the United States Pharmaceopeia and the European Pharmaceopeia. The bulk density measurement can be conducted by pouring the taxane particles into a graduated cylinder without tapping at room temperature, measuring the mass and volume, and calculating the bulk density . [00153] As disclosed in US publication 2016/0374953, studies showed a SSA of 15.0 m ² /g and a bulk density of 0.31 g/cm ³ for paclitaxei particles produced by milling paclitaxel in a Deco-PBM-V-0.41 ball mill suing a 5 mm ball size, at 600 RPM for 60 minutes at room temperature. Also disclosed in US publication 2016/0374953, one lot of paclitaxel particles had a SSA of 37.7 m g and a bulk density of 0.085 g/cm ³ when produced by a supercritical carbon dioxide method using the following method: a solution of 65 mg/mi of paclitaxel was prepared in acetone. A BETE Micro Whirl* fog nozzle (BETE Fog Nozzle, Inc.) and a sonic probe (Qsonica, model number Q70Q) were positioned in the crystallization chamber approximately 8 mm apart. A stainless steel mesh filter with approximately 100 nm holes was attached to the crystallization chamber to collect the precipitated paclitaxel particles. The supercritical carbon dioxide was placed in the crystallization chamber of the manufacturing equipment and brought to approximately 1200 psi at about 38 °C and a flow rate of 24 kg/hour. The sonic probe was adjusted to 60% of total output power at a frequency of 20 kHz. The acetone solution containing the paclitaxel was pumped through the nozzle at a flow rate of 4.5 niL/minute for approximately 36 hours. Additional lots of paclitaxel particles produced by the supercritical carbon dioxide method described above had SSA values of: 22 27 m ² /g, 23.90 m ² /g, 26.19 m ² /g, 30.02 m7g, 31.16 m ² /g, 31.70 m ² /g, 32.59 m ² /g, 33.82 m ² /g, 35.90 m ² /g, 38.22 m ² /g, and 38.52 m ² /g.

[00154] As disclosed in US publication 2016/0374953, studies showed a SSA of 15.2 m ² /g and a bulk density of 0.44 g/cm ³ for docetaxel particles produced by milling docetaxel in a Deco-PBM-V-0.41 ball mill suing a 5 mm ball size, at 600 RPM for 60 minutes at room temperature. Also disclosed in US publication 2016/0374953, docetaxel particles had a SSA of 44.2 m ² /g and a bulk density of 0.079 g/cm ³ when produced by a supercritical carbon dioxide method using the following method: A solution of 79.32 mg/mi of docetaxel was prepared in ethanol. The nozzle and a sonic probe were positioned in the pressurizable chamber approximately 9 mm apart. A stainless steel mesh filter with approximately 100 nm holes was attached to the pressurizable chamber to collect the precipitated docetaxel particles. The supercritical carbon dioxide was placed in the pressurizable chamber of the manufacturing equipment and brought to approximately 1200 psi at about 38 °C and a flow rate of 68 slprri. The sonic probe was adjusted to 60% of total output power at a frequency of 20 kHz. The ethanol solution containing the docetaxel was pumped through the nozzle at a flow rate of 2 mL/mmute for approximately 95 minutes). The precipitated docetaxel agglomerated particles and smaller docetaxel particles were then collected from the supercritical carbon dioxide as the mixture is pumped through the stainless steel mesh filter. The filter containing the particles of docetaxel was opened and the resulting product was collected from the filter.

[00155] As disclosed in US publication 2016/0374953, dissolution studies showed an increased dissolution rate in methanol/water media of paclitaxel and docetaxel particles made by the supercritical carbon dioxide methods described in US publication 2016/0374953 as compared to paclitaxel and docetaxel particles made by milling paclitaxel and docetaxel using a Deco-PBM-V-0.41 ball mill suing a 5 mm ball size, at 600 RPM for 60 minutes at room temperature. The procedures used to determine the dissolution rates are as follows. For paclitaxel, approximately 50 mg of material were coated on approximately 1.5 grams of 1 mm glass beads by tumbling the material and beads in a vial for approximately 1 hour. Beads were transferred to a stainless steel mesh container and placed in the dissolution bath containing methanol/water 50/50 (v/v) media at 37°C, pH 7, and a USP Apparatus II (Paddle), operating at 75 rpm. At 10, 20, 30, 60, and 90 minutes, a 5 mL aliquot was removed, filtered through a 0.22 pm filter and analyzed on a UV/VIS spectrophotometer at 227 nm. Absorbance values of the samples were compared to those of standard solutions prepared in dissolution media to determine the amount of material dissol ved. For docetaxel, approximately 50 mg of material was placed directly in the dissolution bath containing methanol/water 15/85 (v/v) media at 37°C, pH 7, and a USP Apparatus II (Paddle), operating at 75 rpm. At 5, 15, 30, 60, 120 and 225 minutes, a 5 mL aliquot was removed, filtered through a 0.22 pm filter, and analyzed on a UV/VIS spectrophotometer at 232 nm. Absorbance values of the samples were compared to those of standard solutions prepared in dissolution media to determine the amount of material dissolved. For paclitaxel, the dissolution rate was 47% dissolved in 30 minutes for the particles made by the supercritical carbon dioxide method versus 32% dissolved in 30 minutes for the particles made by milling. For docetaxel, the dissolution rate was 27% dissolved in 30 minutes for the particles made by the supercritical carbon dioxide method versus 9% dissolved in 30 minutes for the particles made by milling.

[00156] In some embodiments, the antineoplastic particles have a SSA of at least 10, at least 12, at least 14, at least 16, at least 18, at least 19, at least 20, at least 21 , at least 22, at least 23, at least 24, at least 25, at least 26, at least 27, at least 28, at least 29, at least 30, at least 31, at least 32, at least 33, at least 34, or at least 35 m ² /g. In one embodiment, the antineoplastic particles have an SSA of between about 10 m ² /g and about 50 m7g. In some embodiments, the antineoplastic particles have a bulk density between about 0.050 g/cm ³ and about 0.20 g/cm ³ . [00157] In further embodiments, the antineoplastic particles have a SSA of:

(a) between 16 m ² /g and 31 m ² /g or between 32 m7g and 40 m7g;

(b) between 16 m ² /g and 30 m ² /g or between 32 m7g and 40 m7g;

(c) between! 6 m ² /g and 29 m ² /g or between 32 m7g and 40 m7g;

(d) between! ? m ² /g and 31 m ² /g or between 32 m7g and 40 m7g;

(e) between 17 m ² /g and 30 m ² /g or between 32 m7g and 40 mVg;

(f) between 17 m ² /g and 29 m ² /g, or between 32 m ² /g and 40 m7g;

(g) between 16 m ² /g and 31 m ² /g or between 33 m7g and 40 m7g;

(h) between 16 m ² /g and 30 m ² /g or between 33 m7g and 40 m7g;

(i) between! 6 m ² /g and 29 m ² /g or between 33 m7g and 40 m7g;

(j) between! 7 m ² /g and 3 ! m ² /g or between 33 m7g and 40 m7g;

(k) between 17 m ² /g and 30 m ² /g or between 33 m7g and 40 m7g;

(!) between 17 m ² /g and 29 mVg, or between 33 m ² /g and 40 m7g;

(m) between 16 m ² /g and 31 m ² /g, or >32 m7g;

(h) between 17 m ² /g and 31 m g, or > 32 m7g;

(i) between! 6 m ² /g and 30 m ² /g, or > 32 m7g;

(j) between 17 m ² /g and 30 m ² /g, or > 32 m7g;

(k) between! 6 m ² /g and 29 m ² /g, or > 32 m7g;

(l) between 17 m ² /g and 29 m g, or > 32 m7g;

(m) between 16 m ² /g and 31 m ² /g, or >33 m7g;

(n) between 17 m ² /g and 31 m ² /g, or > 33 m7g;

(o) between! 6 m ² /g and 30 m ² /g, or > 33 m7g;

(p) between 17 m ² /g and 30 m ² /g, or > 33 m7g;

(q) between! 6 m ² /g and 29 m ² /g, or > 33 m7g; or

(r) between 17 m ² /g and 29 m ² /g, or > 33 m7g.

[00158] In some embodiments, the antineoplastic particles are taxane particles. In some embodiments, the antineoplastic particles or taxane particles are agglomerated particles that are formed by the agglomeration of smaller particles which fuse together forming the larger indi vidual antineoplastic or taxane particles, ail of which occurs during the processing of the particles. In some embodiments, the antineoplastic particles or taxane particles are formed by the agglomeration of smaller particles which fuse together forming the larger individual antineoplastic or taxane particles, all of which occurs during the processing of the particles. In some embodiments, the antineoplastic particles or taxane particles are non-agglomerated individual particles and are not clusters of multiple antineoplastie or taxane particles that are bound together by interactive forces such as non-covalent interactions, van der Waal forces, hydrophilic or hydrophobic interactions, electrostatic interactions, Coulombic forces, interactions with a dispersion material, or interactions via functional groups. In some embodiments, the antineoplastic particles or taxane particles comprise both agglomerated and non-aggiomerated particles.

[00159] In some embodiments, the taxane particles are paclitaxel particles and have an SSA of at least 18, at least 19, at least 20, at least 21, at least 22, at least 23, at least 24, at least 25, at least 26, at least 27, at least 28, at least 29, at least 30, at least 31, at least 32, at least 33, at least 34, or at least 35 m ² /g. In other embodiments, the paclitaxel particles have

[00160] In some embodiments, the paclitaxel particles have a bulk density (not-tapped) of 0.05 g/cm ³ to 0.15 g/cm ³ , or 0.05 g/cm ³ to 0.20 g/cm ³ .

[00161] In some embodiments, the paclitaxel particles have a dissolution rate of at least 40% w/w dissolved in 30 minutes or less in a solution of 50% methanol/50% water (v/v) m a

USP II paddle apparatus operating at 75 RPM, at 37°C, and at a pH of 7.

[00162] In some embodiments, the taxane particles are docetaxel particles and have an SSA of at least 18, at least 19, at least 20, at least 21, at least 22, at least 23, at least 24, at least 25, at least 26, at least 27, at least 28, at least 29, at least 30, at least 31, at least 32, at least 33, at least 34, at least 35, at least 36, at least 37, at least 38, at least 39, at least 40, at least 41, or at least 42 m ² /g. In other embodiments, the docetaxel particles have an SSA of 18 m ² /g to 60 m7g, or 22 m7g to 60 m ² /g, or 25 m ² /g to 60 m ² /g, or 30 m ² /g to 60 mVg, or 40 m /g to 60 m7g, or 18 m7g to 50 m /g, or 22 m /g to 50 m /g, or 25 m /g to 50 m7g, or 26 m ² /g to 50 m ² /g, or 30 m7g to 50 m ² /g, or 35 m ² /g to 50 m7g, or 40 m7g to 50 m ² /g.

[00163] In some embodiments, the docetaxel particles have a bulk density (not-tapped) of 0.05 g/cm ³ to 0.15 g/cm ³ .

[00164] In some embodiments, the docetaxel particles have a dissolution rate of at least 20% \v/w dissolved in 30 minutes or less in a solution of 15% methanol/85% water (v/v) in a

USP II paddle apparatus operating at 75 RPM, at 37°C, and at a pH of 7. II. Compositions for Local Administration

[QQ165] The compositions useful for local administration are compositions that comprise antineoplastic agents, and/or antineoplastic particles, including taxane particles, described herein and throughout this disclosure, and are compositions suitable for the various types of local administration, i.e. topical application, pulmonary administration, intratumoral (IT) injection, and intraperitoneal (IP) injection. The composition can be a suspension. For example, the composition can comprise a carrier wherein the antineoplastic particles are dispersed within the carrier such that the carrier is a continuous phase and the antineoplastic particles are a dispersed (suspended) phase. In a suspension, the antineoplastic particles can be completely dispersed, or partially dispersed and partially dissolved in the composition and/or carrier, but the antineoplastic particles cannot be completely dissolved the composition and/or carrier.

[00166] The composition can be administered in two or more separate administrations. In some embodiments, the two or more separate administrations are administered at or at least 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, or 14 days apart. In some embodiments, the two or more separate administrations are administered 2 to 12, 2-11, 2-10, 2-9, 2-8 2-7, 2-6, 2-5, 2-4, 2-3, 3-12, 3-11, 3-10, 3-9, 3-8, 3-7, 3-6, 3-5, 3-4, 4-12, 4-11, 4-10, 4-9, 4-8, 4-7, 4-6, 4-5, 5-12, 5- 11, 5-10, 5-9, 5-8, 5-7, 5-6, 6-12, 6-1 1, 6-10, 6-9, 6-8, 6-7, 7-12, 7-11, 7-10, 7-9, 7-8, 8-12, 8- 11, 8-10, 8-9, 9-12, 9-11, 9-10, 10-12, 10-11, 11-12, 2, 3, 4, 5, 6, 7, 8, 9, 10, 1 1, or 12 weeks apart. In some embodiments, the composition is administered in 2-5, 2-4, 2-3, 3-5, 3-4, 2, 3, 4, 5, or more separate administrations. In some embodiments, the two or more separate administrations are administered once a week for at least two weeks. In other embodiments, the two or more separate administrations are administered twice a week for at least one week, wherein the two or more separate administrations are separated by at least one day. In some embodiments the method results in elimination (eradication) of the tumor. In some embodiments, the composition is administered in 1, 2, 3, 4, 5, 6 or more separate administrations. In other embodiments, the composition is administered in 7 or more separate administrations.

A, Compositions for Topical Application

[00167] The compositions for topical application (topical compositions) comprise antineoplastic particles, such as taxane particles. ^" lire antineoplastic particles can be dispersed (suspended) in the topical composition. The topical composition can be any composition suitable for topical delivery. The topical composition can be a hydrophobic composition. ^" lire topical composition can be an anhydrous composition, which can include an anhydrous, hydrophilic composition or an anhydrous, hydrophobic composition. Non- limiting examples of anhydrous, hydrophilic compositions include compositions based on polyols, glycols (e.g. propylene glycol, PEG), and/or poloxamers. The topical composition can be non-anhydrous, such as an aqueous-based composition. The topical compositions can be sterile, can be self-preserved, or can include preservatives.

[00168] The topical compositions can be formulated in various forms suitable for topical deliver} . Non-limiting examples include semi-solid compositions, lotions, liquid suspensions, emulsions, creams, gels, ointments, pastes, aerosol sprays, aerosol foams, non- aerosol sprays, non-aerosol foams, films, and sheets. Semi-solid compositions include ointments, pastes, and creams. The topical compositions can be impregnated in gauzes, bandages, or other skin dressing materials. In some embodiments, the topical compositions are semi-solid compositions. In some embodiments, the topical compositions are ointments. In other embodiments, the topical compositions are gels. In still other embodiments, the topical compositions are liquid suspensions. In some embodiments, the topical compositions are not sprays and are not sprayable.

[QQ169] In some embodiments, the topical compositions are free of / do not include or contain a polymer/copolymer or biocompatible polymer/copolymer. In some embodiments, the compositions are free of / do not include or contain a protein. In some aspects of the disclosure, the compositions are free of / do not include or contain albumin. In some aspects of the disclosure, the compositions are free of / do not include or contain hyaluronic acid. In some aspects of the disclosure, the compositions are free of / do not include or contain a conjugate of hyaluronic acid and a taxane. In some aspects of the disclosure, the compositions are free of / do not include or contain a conjugate of hyaluronic acid and paclitaxel. In some aspects of the disclosure, the compositions are free of / do not include or contain poloxamers, polyanions, polycations, modified polyanions, modified polycations, chitosan, chitosan derivatives, metal ions, nanovectors, poly-gamma-glutamic acid (PGA), polyacrylic acid (PAA), alginic acid (ALG), Vitamin E-TPGS, dimethyl isosorbide (DM1), methoxy PEG 350, citric acid, anti-VEGF antibody, ethylcellulose, polystyrene, polyanhydrides, polyhydroxy acids, polyphosphazenes, polyorthoesters, polyesters, polyamides, polysaccharides, polyproteins, styrene-isobutylene-styrene (SIBS), a polyanhydride copolymer, polycaprolactone, polyethylene glycol (PEG), Poly (bis(P- carboxyphenoxyjpropane-sebacic acid, poly(d,i~lactic acid) (PL A), poly(d,3-!actic acid-co- glycolic acid) (PLAGA), and/or poly(D, L lactic -co-glycolic acid (PLGA). [00170] Hie topical compositions can be packaged in any package configuration suitable for topical products. Non-limiting examples include bottles, botles with pumps, totles, tubes (aluminum, plastic or laminated), jars, non-aerosol pump sprayers, aerosol containers, pouches, and packets. The packages can be configured for single-dose or multiple-dose administration.

[00171] Non-limiting examples of suitable topical compositions are disclosed m international patent publication WO 2017/049083, herein incorporated by reference.

[QQ172] In some embodiments, the topical composition is a hydrophobic composition. For purposes of this disclosure, a hydrophobic composition is a composition in which the total amount of the hydrophobic constituents in the composition is greater than the total amount of the non-hydrophobic constituents in the composition. In some embodiments, the hydrophobic composition is anhydrous. In some embodiments, the hydrophobic composition comprises a hydrophobic carrier.

[00173] The hydrophobic carrier can comprise substances from plant, animal, paraffinic, and/or synthetically derived sources. Hydrophobic substances are generally known as substances that lack an affinity for and repel water. The hydrophobic carrier can be the continuous phase of the topical composition and the antineoplastic particles can be the dispersed phase. In various embodiments, the hydrophobic carriers are non-polar and/or non volatile. Non-limiting examples of hydrophobic carriers include fats, butters, greases, waxes, solvents, and oils; mineral oils; vegetable oils; petrolatums; water insoluble organic esters and triglycerides; and fluorinated compounds. The hydrophobic carriers can also comprise silicone materials. Silicone materials are defined as compounds based on polydialkylsiioxanes and include polymers, elastomers (crossiinked silicones), and adhesives (branched silicones). Non-limiting examples of silicone materials include dimethicone (polydimethylsiloxane), dimethicone copolyol, cyclomethicone, simethicone, silicone elastomers such as ST-elastomer 10 (DOW CORNING), silicone oils, silicone polymers, volatile silicone fluids, and silicone waxes. In some embodiments, the hydrophobic carrier does not comprise silicone materials. Plant derived materials include, but are not limited to, arachis (peanut) oil, balsam Peru oil, camauba wax, candellila wax, castor oil, hydrogenated castor oil, cocoa butter, coconut oil, corn oil, cotton seed oil, jojoba oil, macadamia seed oil, olive oil, orange oil, orange wax, palm kernel oil, rapeseed oil, safflower oil, sesame seed oil, shea butter, soybean oil, sunflower seed oil, tea tree oil, vegetable oil, and hydrogenated vegetable oil. Non-limiting examples of animal derived materials include beeswax (yellow wax and white wax), cod liver oil, emu oil, lard, mink oil, shark liver oil, squalane, squalene, and tallow. Non-limiting examples of paraffinic materials include isoparaffin, microcrysta!iine wax, heavy mineral oil, light mineral oil, ozokerite, petrolatum, white petrolatum, and paraffin wax. Non-limiting examples of organic esters and triglycerides include C12-15 alkyl benzoate, isopropyl myristate, isopropyl palmitate, medium chain triglycerides, mono- and di- glycerides, trilaurin, and trihydroxystearin. A non-limiting example of a fluorinated compound is perfluoropoly ether (PFPE), such as FOMBLIN®HC04 commercially available from Solvay Specialty Polymers. The hydrophobic carrier can comprise pharmaceutical grade hydrophobic substances.

[00174] In various embodiments, the hydrophobic earner comprises petrolatum, mineral oil, or paraffin, or mixtures thereof. Petrolatum is a purified mixture of semi-solid saturated hydrocarbons obtained from petroleum, and varies from dark amber to light yellow in color. White petrolatum is wholly or nearly decolorized and varies from cream to snow white in color. Petrolatums are available with different melting point, viscosity, and consistency characteristics. Petrolatums may also contain a stabilizer such as an antioxidant. Pharmaceutical grades of petrolatum include Petrolatum USP and White Petrolatum USP. Mineral oil is a mixture of liquid hydrocarbons obtained from petroleum. Mineral oil is available in various viscosity grades, such as light mineral oil, heavy mineral oil, and extra heavy mineral oil. Light mineral oil has a kinematic viscosity of not more than 33.5 centrstokes at 40°C. Heavy mineral oil has a kinematic viscosity of not less than 34.5 centistokes at 40°C. Pharmaceutical grades of mineral oil include Mineral Oil USP, which is heavy mineral oil, and Light Mineral Oil NF, which is light mineral oil. In some embodiments, the mineral oil is heavy mineral oil. Paraffin wax is a purified mixture of solid hydrocarbons obtained from petroleum. It may also be synthetically derived by the Fischer-Tropsch process from carbon monoxide and hydrogen which are catalytically converted to a mixture of paraffin hydrocarbons. Paraffin wax may contain an antioxidant. Pharmaceutical grades of paraffin wax include Paraffin NF and Synthetic Paraffin NF.

[00175] In some embodiments, the concentration of the hydrophobic carrier in the hydrophobic composition is greater than 10% w/w of the total composition weight. In other embodiments, the concentration of the hydrophobic carrier in the hydrophobic composition is greater than 15%, or greater than 20%, or greater than 25%, or greater than 30%, or greater than 35%, or greater than 40%, or greater than 45%, or greater than 50%, or greater than 55%, or greater than 60%, or greater than 65%, or greater than 70%, or greater than 75%, or greater than 80%, or greater than 82%, or greater than 85%, or greater than 87%, or greater than 90% w/w of the total composition weight. In other embodiments, the concentration of the hydrophobic carrier in the hydrophobic composition is from greater than 10% w/w to 95% w/w of the total composition weight in other embodiments, the concentration of the hydrophobic carrier in the hydrophobic composition is from 11% w/w to 95% w/w, or from 12% w/w to 95% w'/w, or from 13% w/w to 95% w/w, or from 14% w/w to 95% w/w, or from 15% w/w to 95% w/w, or from 16% w/w to 95% w/w, or from 17% w/w to 95% w/w, or from 18% w/w to 95% w/w, or from 19 % w/w to 95% w/w, or from 20% w/w to 95% w/w of the total composition weight. In a some embodiment, the hydrophobic carrier in the hydrophobic composition is greater than 50% of the hydrophobic composition.

[00176] The hydrophobic composition can comprise a hydrophobic carrier and further comprise one or more volatile silicone fluids. Volatile silicone fluids, also known as volatile silicone oils, are volatile liquid polysiloxanes which can by cyclic or linear. They are liquid at room temperature. Volatile silicone fluids are hydrophobic materials. Linear volatile silicone fluids include polydimethylsiloxane, hexamethyldisiloxane and octamethyltrisiloxane and are commercially available from Dow Coming under the trade names DOW CORNING Q7-9180 Silicone Fluid 0.65 cSt and DOW CORNING Q7-9180 Silicone Fluid 1.0 cSt, respectively. Cyclic volatile silicone fluids are generally known as cyciomethicones. Cyclomethicone is a fully methylated cyclic siloxane containing repeating units of formula (IV):

(IV) MCi i VSiO- L

in which n is 3, 4, 5, 6, or 7; or mixtures thereof. Cyclomethicone is a clear, colorless volatile liquid silicone fluid. Cyclomethicone has emollient properties and helps to improve the tactile feel of an oil based product by making it feel less greasy on the skin. Pharmaceutical grade cyclomethicone includes Cyclomethicone NF. Cyclomethicone NF is represented by formula (IV) in which n is 4 (cyclotetrasiloxane), 5 (cyclopentasiloxane), or 6 (cyclohexasiloxane); or mixtures thereof. Cyclopen tasiloxane, also known as decamethylcylcopentasiloxane, cyclomethicone D5, or cyclomethicone 5, is the cyclomethicone represented by formula (IV) in which n is 5 (pentamer), but it can contain small amounts (generally less than 1%) of one or more of the other cyclic chain length cyciomethicones. Cyclopen tasiloxane is available in a pharmaceutical grade as Cyclomethicone NF. Cyciomethicones are commercially available from Dow Corning under the trade names DOW CORNING ST-Cyclomethicone 5-NF, DOW CORNING ST- Cyclomethicone 56-NF, and XIAMETER PMX-0245. It is also commercially available from the Spectrum Chemical Mfg. Corp. Cyclopentasiloxane has a vapor pressure of about 20 to about 27 Pa at 25 °C.

[00177] In one embodiment, the concentration of cyclomethicone in the hydrophobic composition is less than 25% w/w In another embodiment, the cyclomethicone in the hydrophobic composition is at a concentration from 5 to 24% w/w. In another embodiment, the concentration of cyclomethicone is from 5 to 20% w/w. In another embodiment, the cyclomethicone is at a concentration of from 5 to 18% w/w. In another embodiment, the concentration of cyclomethicone is 13% w/w. In various embodiments, the concentration of cyclomethicone can be 5, 5.5, 6, 6.5, 7, 7.5, 8, 8.5, 9, 9.5, 10, 10.5, 11, 11.5, 12, 12.5, 13,

13.5, 14, 14.5, 15, 15.5, 16, 16 5, 17, 17.5, 18, 18.5, 19, 19 5, 20, 20.5, 21, 21.5, 22, 22 5, 23,

23.5, or 24% w/w or any percentage derivable therein of the total composition weight. In some embodiments, the volatile silicone fluid is a cyclomethicone. In some embodiments, the cyclomethicone is cyclopentasiloxane.

[00178] The hydrophobic composition can be a suspension of the antineoplastic particles, such as taxane particles, within a mixture of the hydrophobic carrier and the volatile silicone fluid. The antineoplastic particles can be completely dispersed, or partially dispersed and partially dissolved in the hydrophobic composition, but the antineoplastic particles cannot be completely dissolved in the hydrophobic composition. The hydrophobic carrier can be the continuous phase of the hydrophobic composition and the antineoplastic particles can be the dispersed phase. Therefore, the hydrophobic compositions can include at least two phases, a continuous hydrophobic carrier phase and a dispersed (suspended) antineoplastic particle phase. The volatile silicone fluid can be solubilized and/or dispersed within the continuous phase.

[00179] In some embodiments, the hydrophobic compositions are free of / do not include or contain additional penetration enhancers. In some embodiments, the hydrophobic compositions are free of / do not include or contain laurocapram. In some embodiments, the hydrophobic compositions are free of / do not include diethylene glycol monoethyl ether (DOME). In some embodiments, the hydrophobic compositions are free of / do not include isopropyl myristate. In other embodiments, the hydrophobic compositions are free of / do not include alpha tocopherol. In other embodiments, the hydrophobic compositions are free of / do not include or contain additional volatile solvents or compounds. In some embodiments, the hydrophobic compositions are free of / do not include or contain any alcohols or Ci - C ₄ aliphatic alcohols. In some embodiments, the hydrophobic compositions are free of / do not include or contain alcohol or Ci --- (h aliphatic alcohols. In other embodiments, the hydrophobic compositions are free of / do not include or contain surfactants. In other embodiments, the hydrophobic compositions are free of / do not include polymers/copolymers (or biodegradable polymers/copolymers). In other embodiments, the hydrophobic compositions are free of / do not include poloxamers, styrene-isobutylene- styrene (SIBS), a polyanhydride copolymer, polycaprolactone, polyethylene glycol, Poly (bis(P-carboxyphenoxy)propane-sebacic acid, and/or poly(D, L lactic-co-glycolic acid (PLGA).

[00180] In some embodiments, the hydrophobic compositions are semi-solid compositions. In some embodiments, the hydrophobic compositions are ointments. In some embodiments, the hydrophobic compositions are semi-solid compositions, including ointments, and have a viscosity of from 12,500 cps to 247,500 cps, or from 25,000 cps to 150,000 cps as measured at room temperature by a Brookfield RV viscometer using a small sample adapter with a SC4-14 spindle and a 6R chamber at 5 rpm with an equilibration time of 2 minutes. An alternative method for performing viscosity measurements of the hydrophobic, semi-solid compositions is using a Brookfield RY viscometer on a helipath stand with the helipath on, with a T-E spindle at 10 RPM at room temperature for 45 seconds. In some embodiments, the hydrophobic compositions are semi-solid compositions, including ointments, and have a viscosity of from 25,000 cps to 500,000 cps, or from 25,000 cps to 400,000 cps, or from 25,000 cps to 350,000 cps, or from 25,000 cps to 300,000 cps, or from 50,000 cps to 500,000 cps, or from 50,000 cps to 400,000 cps, or from 50,000 cps to 350,000 cps, or from 50,000 cps to 300,000 cps, or from 75,000 cps to 500,000 cps, or from 75,000 cps to 400,000 cps, or from 75,000 cps to 350,000 cps, or from 75,000 cps to 300,000 cps, or from 100,000 cps to 500,000 cps, or from 100,000 cps to 400,000 cps, or from 100,000 cps to 350,000 cps, or from 100,000 cps to 300,000 cps using a Brookfield RV viscometer on a helipath stand with the helipath on, with a T-E spindle at 10 RPM at room temperature for 45 seconds.

2. Aqueous-Based Topical Compositions

[00181] Topical aqueous-based compositions comprise antineoplastic particles, such as taxane particles, and an aqueous carrier. The aqueous compositions are dispersions (suspensions) of the antineoplastic particles in an aqueous carrier. The antineoplastic particles can be completely dispersed, partially dispersed and partially dissolved, but not completely dissolved in the aqueous carrier. An aqueous-based composition is a composition in which water is the major constituent (greater than 50%). Aqueous carriers can include single phase aqueous solutions, and multi-phase aqueous-based emulsions such as oil-in- water and water-in-oil emulsions. Non-limiting examples of aqueous carriers include water and buffer solutions.

[00182] A non-limiting example of a topical aqueous-based composition comprises an aqueous carrier (e.g. 'ater) comprising poioxamer 407, a quaternary ammonium compound, and/or or a cross-linked acrylic acid polymer, as disclosed in international patent publication WO 2017/049083. Non-limiting examples of a quaternary ammonium compound include benzalkonium chloride and benzethonium chloride. Non-limiting examples of cross-linked acrylic acid polymers include Carbomer (INCI name), Acrylates Copolymer (INCI name), Acrylates/C 10-30 Alkyl Acrylate Crosspolymer (INCI name), Acrylates Crosspolymer-4 (INCI name), and Polyacrylate- 1 Crosspolymer (INCI name).

3. Additional Ingredients and Excipients for Topical Compositions

[00183] The topical compositions can further comprise functional ingredients suitable for use in topical compositions. Non-limiting examples include absorbents, acidifying agents, antimicrobial agents, antioxidants, binders, biocides, buffering agents, bulking agents, crystal growth inhibitors, chelating agents, colorants, deodorant agents, emulsion stabilizers, film formers, fragrances, humectants, lytic agents, enzymatic agents, opacifying agents, oxidizing agents, pH adjusters, plasticizers, preservatives, reducing agents, emollient skin conditioning agents, humectant skin conditioning agents, moisturizers, surfactants, emulsifying agents, cleansing agents, foaming agents, hydrotopes, solvents, suspending agents, viscosity control agents (rheology modifiers), viscosity increasing agents (thickeners), and propellants. Listings and monographs of the examples of the functional ingredients described herein are disclosed in Hie International Cosmetic Ingredient Dictionary' and Handbook (INCI), 12 ^th Edition, 2008, herein incorporated by reference.

[QQ184] In some embodiments, the topical compositions comprise penetration enhancers. In other embodiments, the topical compositions are free of / do not include additional penetration enhancers. The temi “penetration enhancer” has been used to describe compounds or materials or substances that facilitate drug absorption through the skin. These compounds or materials or substances can have a direct effect on the permeability _' of the skin, or they can augment percutaneous absorption by increasing the thermodynamic activity of the penetrant, thereby increasing the effective escaping tendency and concentration gradient of the diffusing species. The predominant effect of these enhancers is to either increase the stratum comeum’s degree of hydration or disrupt its lipoprotein matrix, the net result in either case being a decrease in resistance to drug (penetrant) diffusion (Remington, The Science and Practice of Pharmacy, 22 ^nd ed., 2013). Non-limiting examples of skin penetration enhancers include oleyl alcohol, isopropyl myristate, dimethyl isosorbide (DMI) available under the tradename ARLASOLVE DMI, and Diethylene Glycol Monoethyl Ether (DOME) which is available under the trade name TRANSCUTOL P. Other examples of skin penetration enhancers can be found in“Skin Penetration Enhancers Cited in the Technical Literature”, Osborne, David W., and Henke, Jill J., Pharmaceutical Technology, pages 58-66, November 1997, herein incorporated by reference. Such examples include: Fatty alcohols such as aliphatic alcohols, Decanol, Lauryl alcohol (dodecano!), Linolenyl alcohol, Nerolidol, 1- Nonanoi, n-Octanol, Oleyl alcohol, Fatty acid esters, Butylacetate, Cetyl lactate, Decyl A ^r ,N- dimethylamino acetate, Decyl YY-dimethylamino isopropionate, Diethyleneglycol oleate, Diethyl sebacate. Diethyl succinate, Diisopropyl sebacate, Dodecyl YJV-dimethylamino acetate, Dodecyl (A(Y~dimethylamino)-butyrate, Dodecyl g/V-dimethylamino isopropionate, Dodecyl 2-(dimethylamino) propionate, EO-5-oleyl ester, Ethyl acetate, Ethylaceto acetate, Ethyl propionate, Glycerol monoethers, Glycerol monolaurate, Glycerol monooleate, Glycerol monolinoleate, isopropyl isostearate, Isopropyl linoleate, Isopropyl myristate, Isopropyl myristate/fatty acid monoglyceride combination, Isopropyl myristate/ethanol/L- lactic acid (87: 10: 3) combination, Isopropyl pahnitate, Methyl acetate, Methyl caprate. Methyl laurate. Methyl propionate, Methyl valerate, l-Monocaproyl glycerol, Monoglycerides (medium chain length), Nicotinic esters (benzyl), Octyl acetate, Octyl N,N- dimethylamino acetate, Oleyl oleate, «-Pentyl Y-acetylprolinate, Propylene glycol monolaurate, Sorbitan dilaurate, Sorbitan dioleate, Sorbitan monolaurate, Sorbitan monooleates, Sorbitan trilaurate, Sorbitan trioleate, Sucrose coconut fatty ester mixtures, Sucrose monolaurate, Sucrose monooleate, and Tetradecyl AyY-dimethylamino acetate; Fatty acids such as Alkanoic acids, Capric acid, Diacid, Ethyloctadecanoic acid, Hexanoic acid, Lactic acid, Laurie acid, Linoelaidic acid, Linoleic acid, Linolenic acid, Neodecamoie acid, Oleic acid. Palmitic acid, Pelargonic acid, Propionic acid, and Vaccenic acid; Fatty alcohol ethers such as a-Monoglyceryl ether, EO-2-oleyl ether, EO-5-oleyl ether, EO-10-oleyl ether, and Ether derivatives of polyglycerols and alcohols (l-0-dodecyl-3-0-methyl-2-0-(2', 3 ^! - dihydroxypropyl) glycerol); Biologies such as L-a-amino-acids, Lecithin, Phospholipids, Saponin/phospholipids, Sodium deoxycholate, Sodium taurocholate, and Sodium tauroglycocholate; Enzymes such as Acid phosphatase, Calonase, Orgelase, Papain, Phospholipase A-2, Phospholipase C, and Triacylglycerol hydrolase; Amines and Amides such as Acetamide derivatives, Acyclic amides, A-Adamantyl w-alkanamides, Clofibric acid amides, YY-Didodecyl acetamide, Di-2-ethylhexylamine, Diethyl methyl benzamide, N.N- Diethyl-m-toluamide, A/L-Dimethyl-m-toluamide, Ethomeen S12 [bis-(2-hydroxyethyl) oleylamine], Hexamethylene lauramide, Lauryl-amine (dodecylamine), Octyl amide, Oleylamine, Unsaturated cyclic ureas, and Urea: Complexing Agents such as, b - and y- cyc!odextrin complexes, Hydroxypropyl metliylcellulose. Liposomes, Naphthalene diamide diimide, and Naphthalene diester diimide; Macrocyclics such as Macrocyclic lactones, ketones, and anhydrides (optimum ring- 16), and Unsaturated cyclic ureas; Classical surfactants such as Bri _j 30, Brij 35, Brij 36T, Brij 52, Brij 56, Brij 58, Brij 72, Brij 76, Brij 78, Brij 92, Brij 96, Brij 98, Cetyl trimethyl ammonium bromide, Empicol ML26/F, HCO-60 surfactant, Hydroxypolyethoxydodecane, Ionic surfactants (ROONa, ROSCLNa, RNkUCl, R = 8-16), Lauroyl sarcosine, Nonionic surface active agents, Nonoxynol, Octoxynol, Phenylsulfonate CA, Pluronic F68, Pluronic F 127, Pluronic L62, Polyoleates (nonionic surfactants), Rewopa! HV 10, Sodium laurate. Sodium lauryl sulfate (sodium dodecyl sulfate), Sodium oleate, Sorbitan dilaurate, Sorbitan dioleate, Sorbitan monolaurate, Sorbitan monooleates, Sorbitan trilaurate, Sorbitan trioleate, Span 20, Span 40, Span 85, Synperonic NP, Triton X-100, Tween 20, Tween 40, Tween 60, Tween 80, and Tween 85; A'-methyl pyiTolidone and related compounds such as N-Cyclohexyl-2-pyrrolidone, l-Butyl-3-dodecyl- 2-pyrrolidone, l,3-Dimethyl-2-imidazolikinone, 1,5 Dimethyl-2 -pyrrolidone, 4,4-Dimethyl- 2-undecyl-2-oxazoline, 1 -Ethyl-2-pyrrolidone, l-Hexyl-4-methyloxycarbonyl-2 -pyrrolidone, 1 -Hexyl-2-pyrro lidone, 1 -(2-Hydroxy ethyl) pyrrolidinone, 3-Hydroxy ~N~methyl~2- pyrrolidinone, 1 -Isopropyl -2 -undecyl· -2 -imidazoline, 1-Laury 1 -4-methy loxycarbonyl-2- pyrrolidone, A'-Methyl -2 -pyrrolidone, Poly(N-vinylpyrroiidone), Pyroglutamic acid esters, and 2-Pyrro!idone (2-pyrrolidinone); Ionic compounds such as Ascorbate, Amphoteric cations and anions, Calcium thioglycolate. Cetyl trimethyl ammonium bromide, 3,5- Diiodosahcylate sodium, Lauroylcho!ine iodide, 5 -Methoxy salicylate sodium, Monoalkyl phosphates, 2-PAM chloride, 4 -PAM chloride (derivatives of N-methyl picolinium chloride), Sodium carboxylate, and Sodium hyaluronate; Dimethyl sulfoxide and related compounds such as Cyclic sulfoxides, Decylmethyl sulfoxide. Dimethyl sulfoxide (DMSO), and 2- Hydroxyundecyl methyl sulfoxide; Solvents and related compounds such as Acetone, n- Alkanes (chain length between 7 and 16), Cyclohexyl- l,l -dimethylethanol, Dimethylacetamide, Dimethyl for amide, Ethanol, Ethanol /d-limonene combination, 2- Ethyl-l,3-hexanediol, Ethoxy diglycol (TRANSCUTOL), Glycerol, Glycols, Lauryl chloride, Limonene, N-Methylformamide, 2-Phenylethanol, 3 -Phenyl- 1 -propanol, 3 -Phenyl-2 -propen- l-ol, Polyethylene glycol, Polyoxyethylene sorbitan monoesters, Polypropylene glycol, Primary alcohols (tridecanol), Propylene glycol, Squalene, Triacetin, Trichloroethanol, Trifluoroethanol, Trimethylene glycol, and Xylene; Azone and related compounds such as N- Acyl-hexahydro-2-oxo- IH-azepines, N-Alkyl-dihydro- 1 ,4-oxazepine-5,7-diones, N -

Alkylmorpholine-2,3-diones, N-Alkylmorpholine-3,5-diones, Azacycloalkane derivatives (- ketone, -thione), Azacycioaikenone derivatives, l~[2-(Deey3t3iio)ethyi]azaeyclopentan-2-one (HPE-101 ), /V-(2,2-Dihydroxyethyl)dodecylamine, l-Dodecanoy ^] hexahydro-l-H-azepine, 1 - Dodecyl azacycloheptan-2-one (AZONE or laurocapram), N-Dodecyl diethanolamine, N- Dodecyl-hexahydro-2-thio- IH-azepine, N-Dodecyl-N-(2-methoxyethyl)acetamide, N- Dodecyl-N-(2-methoxyethyl) isobutyramide, N -Dodecyl -pipe ridine-2-tlu one, N-Dodecyl-2- piperidinone, N-Dodecyl pyrrolidine-3, 5-dione, N-Dodecyl pyrrolidine-2-thione, N- Dodecyl-2-pyrroiidone, 1 -Famesylazacycloheptan-2-one, 1 -Famesylazacyclopentan-2-one, 1- Geranylazacycloheptan-2-one, l-Geranylazacyclopentan-2-one, Hexahydro-2-oxo-azepine- 1 - acetic acid esters, N-(2-Hydroxyethyl)-2-pyrrolidone, 1-Laurylazacycloheptane, 2-(l -Nonyl)- 1,3-dioxolane, 1 -N-Octylazacyclopentan-2-one, N-(l-Oxododecyl)-hexahydro-l H-azepine, N-(l-Oxododecyl)-morpholines, 1-Oxohydrocarbyl-substituted azacyclohexanes, N-( 3- Oxotetradecyl)-hexahydro-2-oxo-l H-azepine, and N-(l-Thiododecyl)-morpholines; and others such as Aliphatic thiols, Alkyl A,A-dialkyl-substituted amino acetates, Anise oil, Anticholinergic agent pretreatment, Ascaridole, Biphasic group derivatives, Bisaboiol, Cardamom oil, 1-Carvone, Chenopodium (70% ascaridole), Clienopodium oil, 1,8 Cineole (eucalyptol), Cod liver oil (faty acid extract), 4-Decyloxazolidin~2~one, Dicyciohexylmethylamine oxide, Diethyl hexadecylphosphonate, Diethyl hexadecylphosphoramidate, A,A-Dimethyl dodecylamine-A-oxide, 4, 4-Dimethyl-2-undecyl- 2-oxazoline, N-Dodecanoyl-L-amino acid methyl esters, 1,3-DioxaeycloaIkanes (SEPAs), Dithiothreitol, Eucalyptol (cineole), Eucalyptus oil, Eugenol, Herbal extracts, Lactam N- acetic acid esters, N-Hydroxyethalaceamide, N -Hydroxy ethylacetamide, 2-Hydroxy-3- oleoyloxy-l-pyroglutamyloxypropane, Menthol, Menthone, Morpholine derivatives, N- Oxide, Nerolidol, Octyl- -D-(thio)glucopyranosides, Oxazohdinones, Piperazine derivatives, Polar lipids, Polydimethylsiloxanes, Poly [2-(methylsultinyl)ethyl aciydate], Polyrotaxanes, Poly v inylbenzy Idimethylalkylammonium chloride , Poly (A- viny 1-A-methyl acetamide) , Sodium pyrogiutaminate, Terpenes and azacyclo ring compounds, Vitamin E (a-tocopherol), Vitamin E TPGS and Ylang-ylang oil. Additional examples of penetration enhancers not listed above can be found in Handbook of Pharmaceutical Excipients”, Fifth edition, Pharmaceutical Press, 2006, and include glycofurol, lanolin, tight mineral oil, myristic acid, polyoxyethylene alky ethers, and thymol. Other examples of penetration enhancers include ethanolamine, diethanolamine, triethanolamine, diethylene glycol, monoethyl ether, citric acid, succinic acid, borage oil, tetrahydropiperine (THP), methanol, ethanol, propanol, octanol, benzyl alcohol myristyl alcohol, cetyl alcohol, stearyl alcohol, and polyethylene glycol monolaurate.

[00185] In some embodiments, the topical compositions comprise alcohols, Ci -C ₄ aliphatic alcohols, and/or Ci -C ₅ aliphatic alcohols. In other embodiments, the topical compositions are free of / do not include or contain Ci -C ₄ aliphatic alcohols, and/or Ci -Cs aliphatic alcohols. In some embodiments, the topical compositions comprise volatile solvents. In other embodiments, the topical compositions are free of / do not include volatile solvents. Volatile solvents are also known as“fugitive” solvents. Non-limiting examples of volatile solvents include volatile alcohols, such as C to C ₄ aliphatic alcohols: Ci to C5 alcohols; and volatile Ci to C ₄ aliphatic ketones, such as acetone.

[00186] In some embodiments, the topical compositions comprise surfactants. In other embodiments, the topical compositions are free of / do not include surfactants. The term “surfactant” or“surface active agent” means a compound or material or substance that exhibits the ability to lower the surface tension of water or to reduce the interfacial tension between two immiscible substances and includes anionic, cationic, nonionic, amphoteric, and/or phospholipid surfactants. Non-limiting examples of surfactants can be found in McCutcheon’s Emulsifiers & Detergents, 2001 North American Edition, The Manufacturing Confectioner Publishing Co. herein incorporated by reference and also in the International Cosmetic Ingredient Dictionary and Handbook (INCI), 12th Edition, 2008, herein incorporated by reference. Such examples include, but are not limited to, the following: block polymers, e.g., Poloxamer 124; ethoxylated alcohols e.g., Ceteth-2, Ceteareth-20, Laureth-3; ethoxylated fatty esters and oils, e.g., PEG-40 Hydrogenated Castor Oil, PEG-36 Castor Oil, PEG-150 Distearate; glycerol esters, e.g., Polyglyceryl-3 Diisostearate, Glyceryl Stearate; glycol esters, PEG-12 Dioleate, LEXEMUL P; phosphate esters, e.g., Cetyl Phosphate; polymeric surfactants, e.g., PVM/MA Copolymer, Acryiates/C 10-30 Alkyl Acrylate Crosspolymer; quaternary surfactants, e.g., Cetrimonium Chloride; Silicone Based Surfactants, e.g., PEG/PPG-20/6 Dimethicone; Sorbitan Derivatives, e.g., Sorbitan Stearate, Polysorbate 80; sucrose and glucose esters and derivatives, e.g., PEG-20 Methyl Glucose Sesquistearate; and sulfates of alcohols, e.g., Sodium Lauryl Sulfate More generally, surfactants can be classified by their ionic type such as anionic, cationic, nonionic, or amphoteric. They can also be classified by their chemical structures, such as block polymers, ethoxylated alcohols, ethoxylated fatty esters and oils, glycerol esters, glycol esters, phosphate esters, polymeric surfactants, quaternary surfactants, silicone-based surfactants, sorbitan derivatives, sucrose and glucose esters and derivatives, and sulfates of alcohols. [QQ187] In some embodiments, the topical compositions comprise proteins, such as albumin. In other embodiments, the topical compositions are free of / do not include proteins, such as albumin.

[00188] In one embodiment, the topical composition is a hydrophobic composition comprising a hydrophobic carrier, one or more volatile silicone fluids, and taxane particles, wherein the mean particle size (number) of the taxane particles is from 0.1 microns to 1.5 microns. In further embodiments, the hydrophobic carrier comprises petrolatum, mineral oil, or paraffin wax, or mixtures thereof. In further embodiments, the one or more volatile silicone fluid is cyciometlucone at a concentration of from 5 to 25% wAv of tire composition. In further embodiments, the taxane particles are paclitaxel particles.

4. Concentration of Antineoplastic Particles in Topical Compositions

[00189] The concentration or amount of the antineoplastic particles in the topical composition is at an‘effective amount” to (1) stimulate an immunological response to tire immunotherapeutic agent in the subject, and (2) treat the tumor(s) of the subject, i.e., to provide a therapeutic effect on the tumor by accomplishing one or more of the following: (a) reducing tumor size; (b) reducing tumor growth rate; (c) eliminating tire tumor. The concentration of the antineoplastic particles, which can be taxane particles, can be from 0.05 to 10% w/w, or the concentration of the antineoplastic particles can be from 0.05 to 5% w/w, or the concentration of the antineoplastic particles can be from 0.1 to 5% w/w, or the concentration of the antineoplastic particles can be 0.05, 0.1, 0.15, 0.2, 0.25, 0.3, 0.4, 0.5, 0.6, 0.7, 0.75, 0.8, 0.9, 1.0, 1 .1, 1.2, 1.25, 1.3, 1.4, 1.5, 1.6, 1 .7. 1.75, 1.8, 1.9, 2 0, 2 1, 2 2, 2.25, 2.3, 2.4, 2.5, 2.6, 2.7, 2.75, 2.8, 2.9, 3.0, 3.1, 3.2, 3.25, 3.3, 3.4, 3.5, 3.6, 3.7, 3.75, 3.8, 3.9, 4.0, 4.1, 4.2, 4.25, 4.3, 4.4, 4.5, 4.6, 4.7, 4.75, 4.8, 4.9, 5, 6, 7, 8, 9, or 10% w/w or any percentage derivable therein of the total composition weight. In some embodiments, the antineoplastic particles are taxane particles, such as paclitaxel nanopardc!es, docetaxel nanoparticles, or cabazitaxel nanoparticles. In some embodiments, the taxane particles are paclitaxel particles. In some embodiments, the taxane particles are at a concentration of about 0.05 to less than 3% w/w, or about 0.05 to about 2% w/w, or about 0.05 to about 1% w/w, or about 0.05 to about 0.3% w/w, or about 0.05 to about 0.2% w/w, or about 0.05 to about 0.15% w/w, or about 0.1 to about 5% w/w, or about 0.1 to about 4% w/w, or about 0.1 to about 3% w7w, or about 0.1 to about 2% w/w, or about 0.1 to about 1% w7w, or about 0.1 to about 0.3% w/w, or about 0.1 to about 0.2% w/w, or about 0.15 to about 5% w/w, or about 0.15 to about 4% w/w, or about 0.15 to about 3% w/w, or about 0.15 to about 2% w/w, or about 0.15 to about 1% w/w, or about 0.15 to about 0.3% w/w, or about 0.3 to about 5% w/w, or about 0.3 to about 4% w/w, or about 0.3 to about 3% w/w, or about 0.3 to about 2% w/w, or about 0.3 to about 1% w7w, or about 1 to about 5% w/w, or about 1 to about 4% w/w, or about 1 to about 3% w7w or about 1 to about 2% w/w, or about 0.2 to about 0.4% w/w, or about 0.5 to about 1.5% w/w, or about 1.5 to about 2 5% w/w, or about 2 to about 5% w/w, or about 2 to about 4% w/w, or about 2 to about 3% w/w, or about 0.2 to about 0.4% w/w, or about 0.5 to about 1.5% w/w, or about 1.5 to about 2.5% w/w in the compositions. In other embodiments, the concentration of the taxane particles is 80 to 120% of 1 % w/w (i.e., 0.8 to 1.2% w/w), or 80 to 120% of 0.05% w/w, or 80 to 120% of 0.1% w/w, or 80 to 120% of

0.15% w/w, or 80 to 120% of 0.2% w/w, or 80 to 120% of 0.25% w/w, or 80 to 120% of

0.3% w7w, or 80 to 120% of 0.35% w/w, or 80 to 120% of 0.4% w/w, or 80 to 120% of

0.45% w/w, or 80 to 120% of 0.5% w/w, or 80 to 120% of 0.55% / , or 80 to 120% of

0.6% w/w, or 80 to 120% of 0.65% w/w, or 80 to 120% of 0.7% w/w, or 80 to 120% of 0.75% w/w, or 80 to 120% of 0.8% w/w, or 80 to 120% of 0.85% w/w, or 80 to 120% of 0.9% w/w, or 80 to 120% of 0.95% w/w, or 80 to 120% of 1.5% w/w , or 80 to 120% of 2% w/w, or 80 to 120% of 2,5% w/w, or 80 to 120% of 3% w/w, or 80 to 120% of 4% w/w, or 80 to 120% of 5% w7w.

B. Compositions for Pulmonary Administration, Intratumoral (IT) Injection, Intraperitoneal (IP) Injection, Intravesical Instillation (Bladder), and/or Direct Injection into Tissues

[00190] The compositions suitable for pulmonary administration, intratumoral (IT) injection, intraperitoneal (IP) injection, intravesical instillation (bladder), and/or direct injection into tissues surrounding a tumor such as prostate tissue, bladder tissue, and kidney tissue comprise an antineoplastic agent and/or antineoplastic particles, such as taxane particles and are described below. The compositions can further comprise a earner. The compositions can be anhydrous and include an anhydrous carrier. The carrier can be a liquid (fluid) carrier, such as an aqueous carrier. Non-limiting examples of suitable aqueous carriers include w'ater, such as Sterile Water for Injection USP; 0.9% saline solution (normal saline), such as 0.9% Sodium Chloride for Injection USP; dextrose solution, such as 5% Dextrose for Injection USP; and Lactated Ringer's Solution for Injection USP. Non-aqueous based liquid carriers and other aqueous-based liquid carriers can be used. The carrier can be a pharmaceutically acceptable carrier, i.e., suitable for administration to a subject by injection, pulmonary route, or other routes of administration. The carrier can be any other type of liquid such as emulsions or flowable semi-solids. Non-limiting examples of flowable semisolids include gels and thermosetting gels. The composition can be a suspension, i.e., a suspension dosage form composition where the antineoplastic particles, such as taxane particles, are dispersed (suspended) within a continuous carrier/and or diluent. In a suspension the antineoplastic particles can be completely dispersed, partially dispersed and partially dissolved, but not completely dissolved in the carrier. In some embodiments, the composition is a suspension of taxane particles dispersed within a continuous carrier. In one embodiment, the carrier is a pharmaceutically acceptable carrier. In other embodiments, the composition is sterile. In various embodiments, the composition comprises, consists essentially of, or consists of antineoplastic particles and a liquid carrier, wherein the composition is a suspension of the antineoplastic particles dispersed within the liquid carrier in some embodiments, the composition consists essentially of or consists of antineoplastic particles and a carrier, wherein the carrier is an aqueous carrier and wherein the composition is a suspension.

[00191] The composition of antineoplastic particles and a carrier can be administered as- is. Optionally, the composition of antineoplastic particles and a carrier can further comprise a suitable diluent to dilute the composition in order to achieve a desired concentration (dose) of antineoplastic particles. In some embodiments, the earner can serve as the diluent; stated another way, the amount of carrier in the composition provides the desired concentration of antineoplastic particles in the composition and no further dilution is needed. A suitable diluent can be a fluid, such as an aqueous fluid. Non-limiting examples of suitable aqueous diluents include wnter, such as Sterile Water for Injection USP; 0.9% saline solution (normal saline), such as 0.9% Sodium Chloride for Injection USP; dextrose solution, such as 5% Dextrose for Injection USP; and Lactated Ringer’s Solution for Injection USP. Other liquid and aqueous-based diluents suitable for administration by injection can be used and can optionally include salts, buffering agents, and/or other excipients. In some embodiments, the diluent is sterile. The composition can be diluted whh the diluent at a ratio to provide a desired concentration dosage of the antineoplastic particles. For example, the volume ratio of composition to diluent might be in the range of 1: 1 --- 1: 100 v/v or other suitable ratios. In some embodiments, the composition comprises antineoplastic particles, a carrier, and a diluent, wherein the carrier and diluent form a mixture, and wherein the composition is a suspension of antineoplastic particles dispersed in the carrier/ diluent mixture. In some embodiments, the carrier/diluent mixture is a continuous phase and the antineoplastic particles are a dispersed phase.

[00192] The composition, carrier, and/or diluent can further comprise functional ingredients such as buffers, salts, osmotic agents, surfactants, viscosity modifiers, rheology modifiers, suspending agents, pH adjusting agents such as alkalinizing agents or acidifying agents, tonicity adjusting agents, preservatives, antimicrobial agents including quaternary ammonium compounds such as benzalkonium chloride and benzethonium chloride, demulcents, antioxidants, antifoaming agents, chelating agents, and/or colorants. For example, the composition can comprise taxane particles and a carrier comprising water, a salt, a surfactant, and optionally a buffer. In one embodiment, the carrier is an aqueous carrier and comprises a surfactant, wherein the concentration of the surfactant is 1% or less on a w/w or w/v basis; in other embodiments, the surfactant is less than 0.5%, less than 0.25%, less than 0.1%, or about 0.1%. In other embodiments, tire aqueous carrier excludes the surfactants GELUCIRE® (polyethylene glycol glycerides composed of mono-, di- and triglycerides and mono- and diesters of polyethylene glycol) and/or CREMOPHOR® (polyethoxylated castor oil). In some embodiments, the composition or carrier excludes polymers, proteins (such as albumin), polyethoxylated castor oil, and/or polyethylene glycol glycerides composed of mono-, di- and triglycerides and mono- and diesters of polyethylene glycol.

[QQ193] The composition, carrier, and/or diluent can comprise one or more surfactants. Suitable surfactants include by way of example and without limitation polysorbates, lauryl sulfates, acetylated monoglycerides, diacetylated monoglycerides, and poloxamers, such as poloxamer 407. Polysorbates are polyoxyethylene sorbitan fatty acid esters which are a series of partial faty acid esters of sorbitol and its anhydrides copolymerized with approximately 20, 5, or 4 moles of ethylene oxide for each mole of sorbitol and its anhydrides. Non-limiting examples of polysorbates are polysorbate 20, polysorbate 21, polysorbate 40, polysorbate 60, polysorbate 61, polysorbate 65, polysorbate 80, polysorbate 81, polysorbate 85, and polysorbate 120. Polysorbates containing approximately 20 moles of ethylene oxide are hydrophilic nonionic surfactants. Examples of polysorbates containing approximately 20 moles of ethylene oxide include polysorbate 20, polysorbate 40, polysorbate 60, polysorbate 65, polysorbate 80, polysorbate 85, and polysorbate 120. Polysorbates are available commercially from Croda under the tradename TWEEN™. The number designation of the polysorbate corresponds to the number designation of the TWEEN, e.g., polysorbate 20 is TWEEN 20, polysorbate 40 is TWEEN 40, polysorbate 60 is TWEEN 60, polysorbate 80 is TWEEN 80, etc. USP/NF grades of polysorbate include polysorbate 20 NF, polysorbate 40 NF, polysorbate 60 NF, and polysorbate 80 NF Polysorbates are also available in PhEur grades (European Pharmacopoeia), BP grades, and JP grades. The term“polysorbate” is a non-proprietary name. The chemical name of polysorbate 20 is polyoxyethylene 20 sorbitan monolaurate. The chemical name of polysorbate 40 is polyoxyethylene 20 sorbitan monopalmitate. The chemical name of polysorbate 60 is polyoxyethylene 20 sorbitan monostearate. The chemical name of polysorbate 80 is polyoxyethylene 20 sorbitan monooleate. In some embodiments, the composition, carrier, and/or diluent can comprise mixtures of polysorbates. In some embodiments, the composition, carrier, and/or diluent comprises polysorbate 20, polysorbate 40, polysorbate 60, polysorbate 65, polysorbate 80, polysorbate 85, and/or polysorbate 120. In some embodiments, the composition, carrier, and/or diluent comprises polysorbate 20, polysorbate 40, polysorbate 60, and/or polysorbate 80. In one embodiment, the composition, carrier, and/or diluent comprises polysorbate 80.

[00194] In some embodiments, the composition comprises antineoplastic particles, a carrier, and optionally a diluent, wherein tire carrier and/or diluent comprises water and a polysorbate. In one embodiment, the composition is a suspension, the antineoplastic particles are taxane particles, and the polysorbate is polysorbate 80. In other embodiments, the polysorbate or polysorbate 80 is present in the composition, carrier, and/or diluent at a concentration of between about 0.01% v/v and about 1.5% v/v. The inventors have surprisingly discovered that the recited very' small amounts of polysorbate 80 reduce the surface tension at the interface of the antineoplastic particles and the aqueous carrier (such as saline solution). These embodiments are typically formulated near the time of use of the composition. In some embodiments, the particles may be coated with the polysorbate or polysorbate 80. In other embodiments, the particles are not coated with the polysorbate or polysorbate 80. In various other embodiments, the polysorbate or polysorbate 80 is present in the composition, carrier, and/or diluent at a concentration of between: about 0.01% v/v and about 1% v/v, about 0.01 % v/v and about 0.5% v/v, about 0.01% v/v and about 0.4% v/v, about 0.01 % v/v and about 0.35% v/v, about 0.01 % v/v and about 0.3% v/v, about 0.01% v/v and about 0.25% v/v, about 0.01% v/v and about 0.2% v/v, about 0.01% v/v and about 0.15% v/v, about 0.01% v/v and about 0.1% v/v, about 0.05% v/v and about 1% v/v, about 0.05% v/v and about 0.5% v/v, about 0.05% v/v and about 0.4% v/v, about 0.05% v/v and about 0.35% v/v, about 0.05% v/v and about 0 3% v/v, about 0.05% v/v and about 0.25% v/v, about 0.05% v/v and about 0.2% v/v, about 0.05% v/v and about 0.15% v/v, about 0.05% v/v and about 0.1% v/v, about 0.1% v/v and about 1% v/v, about 0.1% v/v and about 0.5% v/v, about 0.1 % v/v and about 0.4% v/v, about 0.1% v/v and about 0 35% v/v, about 0.1% v/v and about 0.3% v/v, about 0.1% v/v and about 0.25% v/v, about 0.1% v/v and about 0.2% v/v, about 0.1% v/v and about 0.15% v/v, about 0.2% v/v and about 1% v/v, about 0.2% v/v and about 0.5% v/v, about 0.2% v/v and about 0.4% v/v, about 0.2% v/v and about 0.35% v/v, about 0.2% v/v and about 0.3% v/v, about 0.2% v/v and about 0.25% v/v, about 0.3% v/v and about 1% v/v, about 0.3% v/v and about 0.5% v/v, about 0.3% v/v and about 0.4% v/v, or about 0.3% v/v and about 0.35% v/v; or about 0.01 %, about 0.05%, about 0 1% v/v, about 0.15% v/v, about 0.16% v/v, about 0.2% v/v, about 0.25% v/v, about 0.3% v/v, about 0.35% v/v, about 0.4% v/v, about 0.45% v/v, about 0.5% v/v, or about 1% v/v.

[00195] The composition, carrier, and/or diluent can comprise one or more tonicity adjusting agents. Suitable tonicity adjusting agents include by way of example and without limitation, one or more inorganic salts, electrolytes, sodium chloride, potassium chloride, sodium phosphate, potassium phosphate, sodium, potassium sulfates, sodium and potassium bicarbonates and alkaline earth metal salts, such as alkaline earth metal inorganic salts, e.g., calcium salts, and magnesium salts, mannitol, dextrose, glycerin, propylene glycol, and mixtures thereof.

[00196] The composition, carrier, and/or diluent can comprise one or more buffering agents. Suitable buffering agents include by way of example and without limitation, dibasic sodium phosphate, monobasic sodium phosphate, citric acid, sodium citrate, tris(hydroxymethyl)ammomethane, bis(2~hydroxyethyl)iminotris~(hydroxymethyl)methane, and sodium hydrogen carbonate and others known to those of ordinary skill in the art. Buffers are commonly used to adjust the pH to a desirable range for intraperitoneal use. Usually a pH of around 5 to 9, 5 to 8, 6 to 7.4, 6.5 to 7.5, or 6.9 to 7.4 is desired.

[00197] The composition, carrier, and/or diluent can comprise one or more demulcents. A demulcent is an agent that forms a soothing film over a mucous membrane, such as the membranes lining the peritoneum and organs therein. A demulcent may relieve minor pain and inflammation and is sometimes referred to as a mucoprotective agent. Suitable demulcents include cellulose derivatives ranging from about 0.2 to about 2.5 % such as carboxymethylcellulose sodium, hydroxyethyl cellulose, hydroxypropyl methylcellulose, and methylcellulose: gelatin at about 0.01%; polyols in about 0.05 to about 1%, also including about 0.05 to about 1%, such as glycerin, polyethylene glycol 300, polyethylene glycol 400, and propylene glycol; polyvinyl alcohol from about 0.1 to about 4 %; povidone from about 0.1 to about 2%; and dextran 70 from about 0.1% when used with another polymeric demulcent described herein.

[00198] The composition, earner, and/or diluent can comprise one or more alkalinizing agents to adjust the pH. As used herein, the term“alkalizing agent” is intended to mean a compound used to provide an alkaline medium. Such compounds include, by way of example and without limitation, ammonia solution, ammonium carbonate, potassium hydroxide, sodium carbonate, sodium bicarbonate, and sodium hydroxide and others known to those of ordinary skill in the art

[00199] The composition, carrier, and/or diluent can comprise one or more acidifying agents to adjust the pH. As used herein, the term“acidifying agent” is intended to mean a compound used to provide an acidic medium. Such compounds include, by way of example and without limitation, acetic acid, amino acid, citric acid, nitric acid, fumaric acid and other alpha hydroxy acids, hydrochloric acid, ascorbic acid, and nitric acid and others known to those of ordinary skill in tire art.

[00200] The composition, carrier, and/or diluent can comprise one or more antifoaming agents. As used herein, the term“antifoaming agent” is intended to mean a compound or compounds that prevents or reduces the amount of foaming that forms on the surface of the fill composition. Suitable antifoaming agents include by way of example and without limitation, dimethicone, SIMETHICONE, octoxynol and others known to those of ordinary skill in the art.

[QQ201] Hie composition, carrier, and/or diluent can comprise one or more viscosity modifiers that increase or decrease the viscosity of the suspension. Suitable viscosity modifiers include methylcellulose, hydroxypropyl methycellulose, mannitol, polyvinylpyrrolidone, cross-linked acrylic acid polymers such as carbomer, and others known to those of ordinary skill in the art. The composition, carrier, and/or diluent can further comprise rheology modifiers to modify the flow characteristics of the composition to allow it to adequately flow through devices such as injection needles or tubes. Non-limiting examples of viscosity and rheology modifiers can be found m “Rheology Modifiers Handbook - Practical Use and Application” Braun, William Andrew Publishing, 2.000.

[00202] The concentration or amount of antineoplastic particles in a composition for pulmonar administration, intratumoraJ injection, intraperitoneal injection, intravesical instillation, or direct injection into tissues is at an“effective amount” to (1) stimulate an immunological response to the immunotherapeutic agent in the subject, and (2) treat the tumor(s) of the subject, i.e., to provide a therapeutic effect on the tumor by accomplishing one or more of the following: (a) reducing tumor size; (b) reducing tumor growth rate; (c) eliminating the tumor. In one embodiment, the concentration of the antineoplastic particles, which can be taxane particles, in the composition is between about 0.1 mg/mL and about 100 mg/mL. In various further embodiments, the concentration of antineoplastic particles, winch can be taxane particles, in the composition is between: about 0.5 mg/mL and about 100 mg/mL, about 1 mg/mL and about 100 mg/mL, about 2 mg/rnL and about 100 mg/mL, about 5 mg/mL and about 100 mg/mL, about 10 mg/mL and about 100 mg/mL, about 25 mg/mL and about 100 mg/mL, about 30 mg/mL and about 100 mg/mL, about 0 1 mg/mL and about 75 mg/mL, about 0.5 mg/mL and about 75 mg/mL, about 1 mg/mL and about 75 mg/mL, about 2 mg/mL and about 75 mg/mL, about 5 mg/mL and about 75 mg/mL, about 10 mg/mL and about 75 mg/mL, about 25 mg/mL and about 75 mg/mL, about 30 mg/mL and about 75 mg/mL, about 0.1 mg/mL and about 50 mg/mL, about 0.5 mg/mL and about 50 mg/mL, about 1 mg/mL and about 50 mg/mL, about 2 mg/mL and about 50 mg/mL, about 5 mg/mL and about 50 mg/mL, about 10 mg/mL and about 50 mg/mL, about 25 mg/mL and about 50 mg/mL, about 30 mg/mL and about 50 mg/mL, about 0.1 mg/mL and about 40 mg/mL, about 0.5 mg/mL and about 40 mg/mL, about 1 mg/mL and about 40 mg/mL, about 2 mg/mL and about 40 mg/mL, about 5 mg/mL and about 40 mg/mL, about 10 mg/mL and about 40 mg/mL, about 25 mg/mL and about 40 mg/mL, about 30 mg/mL and about 40 mg/mL, about 0.1 mg/mL and about 30 mg/mL, about 0.5 mg/mL and about 30 mg/mL, about 1 mg/mL and about 30 mg/mL, about 2 mg/mL and about 30 mg/mL, about 5 mg/mL and about 30 mg/rnL, about 10 mg/mL and about 30 mg/mL, about 25 mg/mL and about 30 mg/mL, about 0.1 mg/mL and about 25 mg/mL, about 0.5 mg/mL and about 25 mg/mL, about 1 mg/mL and about 25 mg/mL, about 2 mg/mL and about 25 mg/mL, about 5 mg/mL and about 25 mg/mL, about 10 mg/rnL and about 25 mg/mL, about 0.1 mg/mL and about 20 mg/mL, about 0.5 mg/mL and about 20 mg/mL, about 1 mg/mL and about 20 mg/mL, about 2 mg/mL and about 20 mg/mL, about 5 mg/mL and about 20 mg/mL, about 10 mg/rnL and about 20 mg/mL, about 0.1 mg/rnL and about 15 mg/mL, about 0.5 mg/mL and about 15 mg/mL, about 1 mg/mL and about 15 mg/mL, about 2 mg/mL and about 15 mg/mL, about 5 mg/mL and about 15 mg/mL, about 10 mg/mL and about 15 mg/mL, about 0.1 mg/mL and about 10 mg/mL, about 0.5 mg/mL and about 10 mg/mL, about 1 mg/mL and about 10 mg/mL, about

2 mg/mL and about 10 mg/mL, about 5 mg/mL and about 10 mg/mL, about 0.1 mg/mL and about 5 mg/mL, about 0.5 mg/mL and about 5 mg/mL, about 1 mg/mL and about 5 mg/mL, about 2 mg/mL and about 5 mg/mL, about 0.1 mg/mL and about 2 mg/rnL, about 0.5 mg/mL and about 2 mg/mL, about 1 mg/mL and about 2 mg/mL, about 0.1 mg/mL and about 1 mg/mL, about 0.5 mg/mL and about 1 mg/mL, about 0.1 mg/mL and about 0.5 mg/mL, about

3 mg/mL and about 8 mg/mL, or about 4 mg/mL and about 6 mg/mL: or at least about 0.1, 0.5, 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 1 1 , 12, 13, 14, 15, 16, 17, 18, 19, 20, 25, 30, 35, 40, 45, 50, 55, 60, 61, 65, 70, 75, or 100 mg/mL; or about 0.1, 0.5, 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 20, 25, 30, 35, 40, 41, 42, 43, 44, 45, 46, 47, 48, 49, 50, 55, 60, 61, 65, 70, 75, or 100 mg/mL. The antineoplastic particles may be the sole therapeutic agent administered, or may be administered with other therapeutic agents.

[00203] In various embodiments, the composition comprises taxane particles (paciitaxel particles or docetaxel particles), a earner, and a diluent, wherein the concentration of taxane particles in the composition (including the earner and diluent) is between: about 0.1 mg/mL and about 40 mg/mL, about 5 mg/mL and about 20 mg/mL, about 5 mg/mL and about 15 mg/mL, about 5 mg/mL and about 10 mg/mL, about 6 mg/mL and about 2.0 mg/mL, about 6 mg/mL and about 15 mg/mL, about 6 mg/mL and about 10 mg/mL, about 10 mg/mL and about 20 mg/mL, or about 10 mg/mL and about 15 mg/mL; or about 6 mg/mL, about 10 mg/mL, or about 15 mg/mL. In further embodiments, the carrier is an aqueous earner which can be saline solution, such as about 0.9% sodium chloride solution and the diluent is an aqueous diluent which can be saline solution, such as about 0.9% sodium chloride solution. In further embodiments, the aqueous carrier comprises a polysorbate, such as polysorbate 80.

[00204] In some embodiments, the compositions are free of / do not include or contain a polymer/copolymer or biocompatible polymer/copolymer. In some embodiments, the compositions are free of / do not include or contain a protein. In some aspects of the disclosure, the compositions are free of / do not include or contain albumin. In some aspects of the disclosure, the compositions are free of / do not include or contain hyaluronic acid. In some aspects of the disclosure, the compositions are free of / do not include or contain a conjugate of hyaluronic acid and a taxane. In some aspects of the disclosure, the compositions arc free of / do not include or contain a conjugate of hyaluronic acid and paciitaxel. In some aspects of the disclosure, the compositions are free of / do not include or contain poloxamers, polyanions, polycations, modified poiyanions, modified poiycations, chitosan, chitosan derivatives, metal ions, nanovectors, poly-gamma-glutamic acid (PGA), polyacrylic acid (PAA), alginic acid (ALG), Vitamin E-TPGS, dimethyl isosorbide (DMT), methoxy PEG 350, citric acid, anti-VEGF antibody, ethylcellulose, polystyrene, polyanhydrides, polyhydroxy acids, polyphosphazenes, polyorthoesters, polyesters, polyamides, polysaccharides, polyproteins, styrene-isobutylene-styrene (SIBS), a polyanhydride copolymer, polycaprolactone, polyethylene glycol (PEG), Poly (bis(P- carboxyphenoxy)propane-sebacic acid, poly(d,l-lactic acid) (PLA), poly (d,l -lactic acid-co- glycolic acid) (PLAGA), and/or poly(D, L lactic -co-glycolic acid (PLGA).

[002Q5] In one embodiment, the composition suitable for pulmonary administration, intratumoral injection, and/or intraperitoneal injection comprises taxane particles and a liquid carrier, wherein the taxane particles have a mean particle size (number) of from 0.1 microns to 1.5 microns. In further embodiments, the taxane particles are paclitaxel particles. In further embodiments, the liquid carrier is an aqueous carrier.

III. Methods of Administration and Treatment

A, Local Administration Methods

[00206] In some embodiments, the administration of the composition to a subject is via local administration. Local administration of compositions comprising an antineoplastic agent and/or antineoplastic agent particles directly to a tumor includes but is not limited to topical application, pulmonary administration, intratumoral injection, and intraperitoneal injection. The compositions for local administration as described herein and throughout this disclosure are compositions suitable for use in the various types of local administration, e.g., topical application, pulmonary administration, intratumoral injection, and intraperitoneal injection.

[00207] The composition can be administered in a single administration (cycle) of a single dose, or in two or more separate administrations (2 or more cycles) of single doses. In some embodiments, the two or more separate administrations are administered at or at least 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, or 14 days apart. In some embodiments, the two or more separate administrations are administered 2 to 12, 2-11, 2-10, 2-9, 2-8 2-7, 2-6, 2-5, 2-4, 2-3, 3-12, 3-1 1, 3-10, 3-9, 3-8, 3-7, 3-6, 3-5, 3-4, 4-12, 4-11, 4-10, 4-9, 4-8, 4-7, 4-6, 4-5, 5-12, 5- 11, 5-10, 5-9, 5-8, 5-7, 5-6, 6-12, 6-11, 6-10, 6-9, 6-8, 6-7, 7-12, 7-11, 7-10, 7-9, 7-8, 8-12, 8- 11, 8-10, 8-9, 9-12, 9-11, 9-10, 10-12, 10-11, 11-12, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, or 12 weeks apart. In some embodiments, the composition is administered in 2-5, 2-4, 2-3, 3-5, 3-4, 2, 3, 4, 5, or more separate administrations. In some embodiments, the two or more separate administrations are administered once a week for at least two weeks. In other embodiments, the two or more separate administrations are administered twice a week for at least one week, wherein the two or more separate administrations are separated by at least one day. In some embodiments, the composition is administered in 1, 2, 3, 4, 5, 6, or more separate administrations. In other embodiments, the composition is administered in 7 or more separate administrations. In some embodiments the method results in elimination (eradication) of the tumor.

1. Topical Application Methods

[QQ208] In some embodiments, the local administration of the composition is topical administration whereby the composition is topically applied to an affected area of the subject, and wherein the solid tumor is a skin malignancy. The skin malignancy can be a skin cancer or a cutaneous metastasis. In some embodiments, the tumor is the only cancer the body of the subject. In other embodiments, the subject also has cancer elsewhere in the body. The‘affected area” of a skin malignancy can include at least a portion of the skin where the skin malignancy is visibly present on the outermost surface of the skin or directly underneath the surface of the skin (epithelial/dermal covering), and can include areas of the skin in the proximity of the skin malignancy likely to contain visibly undetectable preclinical lesions. The skm malignancy can be a skin cancer or a cutaneous metastasis. In some embodiments, the skin malignancy is a cutaneous metastasis. In other embodiments, the skin malignancy is a skin cancer. The cutaneous metastasis can be from a variety of primary cancers, such as the following non-limiting examples of primary cancers: breast, lung, nasal, sinus, larynx, oral cavity, colon (large intestine), rectum, stomach, ovary , testis, bladder, prostate, cervical, vaginal, thyroid, endometrial, kidney, esophagus, pancreas, liver, melanoma, and Kaposi’s sarcoma (including AIDS-related Kaposi’s sarcoma). In some embodiments, the cutaneous metastasis is from lung cancer, breast cancer, colon cancer, oral cancer, ovarian cancer, kidney cancer, esophageal cancer, stomach cancer, or liver cancer. In some embodiments, the cutaneous metastasis is from breast cancer. Non-limiting examples of skin cancers include melanoma, basal cell carcinoma, squamous cell carcinoma, and Kaposi’s sarcoma. In some embodiments, the method does not include additional skin-directed therapies, such as electrochemotherapy (ECT), photodynamic therapy (PDT), radiotherapy (RT), or intralesional therapy (ILT).

100209] The amount of the composition topically applied to the affected area of the skm malignancy can vary- depending on the size of the affected area and the concentration of the antineoplastic particles in the composition, but generally can be applied at approximately the thickness of a dime to fully cover the affected area. Another suitable method for determining the amount of composition to apply is the“Finger-Tip Unit” (FTU) approach . One FTU is the amount of topical composition that is squeezed out from a standard tube along an adult's fingertip (This assumes the tube has a standard 5 mm nozzle). A fingertip is from the very end of the finger to the first crease in tire finger. The composition can be applied with a gloved hand or spatula or other means of topical administration. In some embodiments, the composition is applied to skm malignancies which have an intact skin covering (epithelial/dermal covering). In some embodiments, the composition is applied to ulcerated areas where the skin malignancy lesion is on the surface of the skin or where the skin covering is degraded and the skin malignancy lesion is exposed. The affected area can be gently cleansed with water (and mild soap if required) and dried prior to application. Once tire composition is applied, the application site can be covered with an occlusive dressing such as TEGADERM® or SOLOSITE®. The dosing of the composition can vary, but generally can include an application once, twice, or three times daily at approximately the same time each day until the condition is improved or eliminated.

2. Pulmonary Administration Methods

[00210] In some embodiments, the local administration is pulmonary administration whereby the composition is mhaled, and wherein the solid tumor is a lung tumor. In some embodiments the subject has cancer in other areas of the body. In some embodiments, the lung tumor is mesothelioma. A malignant lung tumor is any tumor present within the lungs and may be a primary or a metastatic lung tumor. Non-limiting examples of a malignant lung tumor include small-cell lung carcinoma (SCLC) and non-small-cell lung carcinoma (NSCLC). In one embodiment, the malignant lung tumor is a SCLC. In another embodiment, the malignant lung tumor is a NSCLC. It has been shown that pulmonary- administration of taxane particles according to the methods of the disclosure result in much longer residency times of the taxane in the lungs than was previously possible using any other taxane formulation. As shown in the examples that follow, tire taxane remains detectable in lung tissue of the subject for at least 96 hours (4 days) or at least 336 hours (14 days) after the administration. In various further embodiments, the taxane remains detectable in lung tissue of the subject for at least: 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, 312, 324, or 336 hours after the administration. In some embodiments, the cancerous lung disease is the only cancer in the body. In some embodiments, the subject has cancerous lung disease and cancer in other areas of the body.

[00211] In one specific embodiment of the disclosure, pulmonary administration comprises inhalation of the first composition comprising the antineoplastic particles, such as by nasal, oral inhalation, or both. In this embodiment, the first composition comprising the antineoplastic particles may be formulated as an aerosol (i.e.: liquid droplets of a stable dispersion or suspension of the antineoplastic particles in a gaseous medium). Antineoplastic particles delivered as an aerosol composition may be deposited in the airways by gravitational sedimentation, inertial impaction, and/or diffusion. Any suitable device for generating the aerosol may be used, including but not limited to pressurized metered-dose inhalers (pMDI), nebulizers, and soft-mist inhalers. In some embodiments, the antineoplastic particles may be in dry powder form and used in dry powder inhalers (DPI). The drug particles are typically placed in a capsule in a DPI device. Upon actuation, the capsule is ruptured and the cloud of dry powder is expelled. Die drug powder can be adjusted to the desired mass median aerodynamic diameter (MMAD) but the most common practice is to blend the small drug powders with a carrier like lactose for pulmonary delivery. The drug particles adhere to the lactose particles by static adhesion. The lactose for pulmonary delivery can be sized to the desired MMAD, such as about 2.5 microns. Other sugars such as mannitol can also be used.

[00212] In one specific embodiment, the methods comprise inhalation of the first composition comprising antineoplastic particles aerosolized via nebulization. Nebulizers generally use compressed air or ultrasonic power to create inhaiable aerosol droplets of the composition comprising the aerosol particles. In this embodiment, the nebulizing results in pulmonary delivery to the subject of aerosol droplets of the composition comprising the antineoplastic particles. In embodiment, the antineoplastic particles are taxane particles. In a further embodiment, the taxane particles are paclitaxel particles. A suitable nebulizer is a Hospitak compressed air jet nebulizer.

[00213] In another embodiment, the methods comprise inhalation of the first composition comprising antineoplastic particles aerosolized via a pMDI, wherein the composition comprising die antineoplastic particles are suspended in a suitable propellant system (including but not limited to hydrofiuoroalkanes (HFAs) containing at least one liquefied gas in a pressurized container sealed with a metering valve. Actuation of the valve results in delivery' of a metered dose of an aerosol spray of the composition comprising antineoplastic particles. In one embodiment, the antineoplastic particles are taxane particles. In a further embodiment, the taxane particles are paclitaxel particles.

[00214] In embodiments where the compositions comprising the antineoplastic particles are aerosolized for administration, the mass median aerodynamic diameter (MMAD) of the aerosol droplets of the compositions comprising the antineoplastic particles may be any suitable diameter for use in the methods disclosed herein. In one embodiment, the aerosol droplets have a MMAD of between about 0 5 pm to about 6 pm diameter. In various further embodiments, die aerosol droplets have a MMAD of between about 0.5 pm to about 5.5 pm diameter, about 0.5 pm to about 5 pm diameter, about 0.5 pm to about 4.5 pm diameter, about 0.5 pm to about 4 pm diameter, about 0.5 pm to about 3.5 pm diameter, about 0.5 pm to about 3 pm diameter, about 0.5 pm to about 2.5 pm diameter, about 0.5 pm to about 2 pm diameter, about 1 pm to about 5.5 pm diameter, about 1 pm to about 5 pm diameter, about 1 pm to about 4.5 pm diameter, about 1 pm to about 4 pm diameter, about 1 pm to about 3.5 pm diameter, about 1 pm to about 3 pm diameter, about 1 pm to about 2.5 pm diameter, about 1 pm to about 2 pm diameter, about 1.5 pm to about 5.5 pm diameter, about 1.5 pm to about 5 pm diameter, about 1.5 pm to about 4.5 pm diameter, about 1.5 pm to about 4 pm diameter, about 1.5 pm to about 3.5 mhi diameter, about 1.5 mih to about 3 mih diameter, about 1.5 miti to about 2.5 mhi diameter, about 1.5 mhi to about 2 mhi diameter, about 2 mhi to about 5.5 pm diameter, about 2 pm to about 5 mhi diameter, about 2 mm to about 4.5 pm diameter, about 2 mhi to about 4 mhi diameter, about 2 mih to about 3.5 mm diameter, about 2 pm to about 3 mth diameter, and about 2 pm to about 2.5 mth diameter. In some embodiments, die antineoplastic particles are taxane particles and the aerosol droplets have a mass median aerodynamic diameter (MMAD) of between about 0.5 pm to about 6 mih diameter, or between about 1 pm to about 3 pm diameter, or about 2 pm to about 3 pm diameter. A suitable instrument for measuring the mass median aerodynamic diameter (MMAD) and geometric standard deviation (GSD) of the aerosol droplets is a seven-stage aerosol sampler such as the Mercer-Style Cascade Impactor

3. Intratumorai (IT) Injection Methods

[00215] In some embodiments, the local administration is intratumorai injection administration whereby the composition is directly injected into the solid tumor. As used herein, a“solid tumor” is an abnormal mass of tissue that usually does not contain cysts or liquid areas. Solid tumors may be benign (not cancer) or malignant (cancer). Different types of solid tumors are named for the type of cells that fonn them. Examples of solid malignant tumors are sarcomas, carcinomas, and lymphomas. In one particular embodiment, the solid tumor is a malignant solid tumor. In some embodiments, the malignant solid tumor is the only cancer in the body of the subject. In other embodiments, the subject has a malignant solid tumor and cancer in other areas of the body.

[00216] As used herein,“directly injected into the tumor” or“intratumorai injection (IT)” means that some or ail of the composition, such as a suspension, is injected into the tumor mass. As will be understood by those of skill in the art, such direct injection may include injection of some portion of the composition, such as a suspension, for example, drug on the periphery of the solid tumor (“peritumorally”), such as if the amount of composition or suspension thereof is too large to all be directly injected into the solid tumor mass. In one embodiment, the composition or suspension thereof is injected in its entirety into the solid tumor mass. As used herein the tumor includes both the tumor mass and tumor metastases, including but not limited to bone and soft tissue metastases.

[QQ217] Intratumorai injection of compositions of the antineoplastic particles into the tumor may be accomplished by any suitable means known by one of skill in the art. In non limiting embodiments, the injection may be carried out via magnetic resonance imaging- transrectal ultrasound fusion (MR-TRUS) guidance (such as for injecting prostate tumors), or via endoscopic ultrasound-guided fine needle injection (EUS-FNI). Suitable intratumoral injection methods and compositions are disclosed in international patent application PCT/US 17/25718, herein incorporated by reference.

[00218] In various embodiments, the solid tumor is selected from sarcomas, carcinomas, and lymphomas, breast tumors, prostate tumors, head and neck tumors, glioblastomas, bladder tumors, pancreatic tumors, liver tumors, ovarian tumors, colorectal tumors, pulmonary, cutaneous, lymphoid, gastrointestinal tumors, or kidney tumors. In a specific embodiment, the solid tumor is a prostate tumor and the chemotherapeutic particles are paclitaxel or docetaxel particles. In another specific embodiment, the solid tumor is an ovarian tumor and the chemotherapeutic particles are paclitaxel or docetaxel particles. In another specific embodiment, the solid tumor is a breast tumor and the chemotherapeutic particles are docetaxel particles. In another specific embodiment, the solid tumor is a pancreatic tumor and the chemotherapeutic particles are paclitaxel or docetaxel particles. In any of these embodiments, the tumor may be, for example, an ad enocarcinoma.

4. Intraperitonea! (IP) Injection Methods

[QQ219] In some embodiments, the local administration is intraperitoneal injection administration whereby the composition is injected into the peritoneal cavity, and wherein the tumor is an intraperitoneal organ tumor. Intraperitoneal organs include the stomach, ileum, jejunum, transverse colon, appendix, sigmoid colon, spleen, the liver, the tail of the pancreas, tire first five centimeters of the duodenum, and the upper third part of the rectum. In females, because their peritoneal cavity is open and communicates with their reproductive organs (the oviducts facilitate this communication), the uterus, ovaries, fallopian tubes, and gonadal blood vessels are all withm the intraperitoneum and are included as intraperitoneal organs for purposes of this disclosure.

[00220] Intraperitoneal injection of the compositions of antineoplastic particles into the tumor may be accomplished by any suitable means known by one of skill in the art. Suitable intraperitoneal injection methods and compositions are disclosed in US patent 8221779, herein incorporated by reference. Suitable methods for intraperitoneal injection include, but are not limited to injection via a syringe, infusion through a port, and surgical administration.

[00221] In some embodiments, the malignant solid tumor is ovarian cancer, uterine cancer, stomach cancer, colon cancer, spleen cancer, liver cancer, rectal cancer, and/or pancreatic cancer. In some embodiments, the tumor is an ovarian cancer tumor

B. Systemic Administration Methods [0Q222] In some embodiments, the administration of the composition to a subject is via systemic administration. Systemic administration methods of systemic compositions comprising an antineoplastie agent and/or antineoplastic agent particles include suitable methods as known by one of skill in the art, such as enteral administration methods and/or parenteral administration methods. Non-limiting examples of routes of systemic administration include intravenous (IV), intramuscular, intraarticular, infusion, oral, rectal, buccal, and sublingual .

[QQ223] The present disclosure will be described in greater detail by way of specific examples. The following examples are offered for illustrative purposes only and are not intended to limit the disclosure in any manner. Those of skill in the art will readily recognize a variety of noncritical parameters, which can be changed or modified to yield essentially the same results.

Example 1 - Particle size, SSA, and Bulk Density analysis of paclitaxel particles

[QQ224] Tire particle Size of the paclitaxel particles lots used in the formulas listed in Table 1 (example 2) and Table 7 (example 3) were analyzed by the following particle size method using an ACCU SIZER 780:

[00225] Instrument parameters: Max. Concentration: 9000 particles/mL, No containers: 1, Sensor Range: Summation, Lower Detection Limit: 0.5 pm. Flow Rate: 30 niL/min, No. Analysis pulls: 4, Time between pulls: 1 sec, Pull volume: 10 mL, Tare Volume: 1 mL, Prime volume: 1 mL, Include First Pull: Not Selected.

[QQ226] Sample preparation: Placed a scoop of paclitaxel particle API into a clean 20 mL vial and added approximately 3 mL of a filtered (0.22pm) 0.1% w/w solution of SDS to wet the API, then filled the remainder of the vial with the SDS solution. Vortexed for 5 - 10 minutes and sonicated in a water batch for 1 minute.

[00227] Method: Filled a plastic bottle with filtered (0.22 pm) 0.1% w/w SDS solution and analyzed the Background. Pipetted a small amount of the paclitaxel particles sample suspension, < 100 pL, into the bottle of 0.1% w/w SDS solution while stirring; placed the ACCUSIZER inlet tube into the bottle and ran sample through instrument. As necessary, added more SDS solution or paclitaxel sample suspension to reach a desired run concentration of 6000 - 8000 particle count.

[00228] Particles size results (based on number-weighted differential distribution): Paclitaxel particles lot used in formulas listed in Table 1 : Mean: 0.861 pm. Paclitaxel particles lot used in formulas listed Table 7: Mean: 0.83 pm. [00229] The specific surface area (SSA) of the paclitaxel particles lots used in the formulas listed in Table 1 and Table 7 were analyzed by the Brunauer-Emmett-Teller (“BET”) isotherm method described above. The paclitaxel particles lot used in the fonnulas listed in Table 1 had an SSA of 41.24 m ² /g. The paclitaxel particles lot used in the formulas listed in Table 7 had an SSA of 26.72 m ² /g.

[00230] The bulk density (not-tapped) of the paclitaxel particles lot used m the formulas listed in Table 1 was 0.05 g/crn ³ . The bulk density (not-tapped) of the paclitaxel particles lot used in the fonnulas listed in Table 7 was 0.09 g/cnr.

Example 2 - Anhydrous hydrophobic topical compositions of paclitaxel particles with hydrophobic carriers

[00231] Anhydrous hydrophobic topical compositions of paclitaxel particles with hydrophobic carriers are listed in Table 1.

Table 1

[QQ232] Procedure for preparing F4 - FI 3: Prepared a slurry of the paclitaxel particles with a portion of the cyclomethicone (or mineral oil (F4) or FOMBLIN (F7)). Heated the petrolatum to 52 ± 3°C and added the remaining ingredients and mixed until melted and homogeneous. Added the paclitaxel slurr and mixed until homogenous. Mixed and allowed the batch to cool to 35° C or below. An ointment was formed.

Particle Size Analysis of Particles in Anhydrous Hydrophobic Topical Compositi ons

[00233] Instrument: ACCUSIZER Model 770/770A:

[00234] Instrument parameters: Sensor: LE 0.5 pm - 400 pm, Sensor Range: Summation, Lower Detection Limit: 0.5 pm, Collection time: 60 sec, Number Channels: 128, Vessel Fluid Vol: 100 mL, Flow Rate: 60 mL/min, Max Coincidence: 8000 particles/mL, Sample Vessel: Accusizer Vessel, Sample Calculation: None, Voltage Detector: greater than 10 V, Particle Concentration Calculation: No, Concentration Range: 5000 to 8000 particles/mL, Automatic Data Saving: Selected, Subtract Background: Yes, Number of Autocycles: I

[00235] Sample Preparation: Added an aliquot of the sample formulation into a scintillation vial. Ustng a spatula, smeared the sample along the inner walls of the vial. Added about 20 mL of 2% Lecithin in ISOPAR-G™ (C IO - 11 isoparaffin) solution to the vial. Sonicated the vial for 1 minute. Insured that the sample had adequately dispersed in the solution.

[00236] Method: _. Filled the sample vessel with a filtered (0.22 pm) 2% Lecithin in ISOPAR-G solution and analyzed the background. Using a pipette, transferred a portion of the prepared sample to the vessel while stirring. Diluted or added sample to the vessel as necessary to provide a coincidence level between 5000 to 8000 particles/mL. Initiated the analysis through the instrument and verified that the coincidence level was 5000 to 8000 particles/mL for the analysis.

[00237] Hie results of the particle size analysis are shown in Table 2 and Table 3 below.

Table 2 - Particle size stability at 25°C

* * repeat batch

Table 3 - Particle size stability at 30°C

* * repeat hatch

In vitro skin penetration diffusion study

[00238] A study to determine the rate and extent of in vitro skin permeation of the formulas FI through F13 into and through intact human cadaver skin using a Franz diffusion cell system was conducted. Concentrations of paclitaxel were measured in the receptor chamber of the diffusion cell at varying time points. Upon conclusion of the diffusion study, the skin was tape stripped and split into epidermal and dermal layers. The paclitaxel in the epidermal and dermal tissue was extracted using an extraction solvent and also analyzed.

[00239] Analytical Method: A Mass spectrometry (MS) method was developed for analyzing the paclitaxel. The MS conditions were as follows in Table 4 below.

Table 4

Franz Diffusion Cell (FDC) Study - Methodology

[QQ24Q] Skin Preparation: Intact human cadaver skin was purchased from New York Firefighters Tissue Bank (NFFTB). The skin was collected from the upper back and dermatomed by the tissue bank to a thickness of ~ 500 mhi. Upon receipt of the skin from the tissue bank, the skin was stored frozen at -20°C until the morning of the experiment. Prior to use, the skin w¾s removed from the freezer and allowed to fully thaw at room temperature. The skin was then briefly soaked in a PBS bath to remove any residual cryoprotectants and preservatives. Only areas of the skin that were visually intact were used during the experiment. For each study, two separate donors were used, each donor having a corresponding three replicates.

[00241 ] Receptor Fluid Preparation: Based on the results of preliminary solubility data, a receptor fluid of 96 wt% phosphate buffered saline (“PBS”) at pH 7.4 and 4 wt% hydroxyl propyl beta cyclodextrin (HPBCD) was chosen. The solubility of the active in the receptor fluid (~0.4 ti.g/m 1.) was shown to be adequate to maintain sink conditions during the studies. The receptor fluid was degassed by filtering the receptor fluid through a ZapCap CR 0.2 pm membrane while pulling vacuum. The filtered receptor fluid was stirred for an additional 20 minutes while maintaining vacuum to ensure complete degassing.

[00242] Diffusion Cell Assembly: The cadaver skin was removed from the freezer and alkwved to defrost in a bio-safety hood for 30 minutes. The skin was thoroughly defrosted prior to opening the package. The cadaver skin was removed from the package and placed on the bio-safety hood countertop with the stratum comeum side up. The skin was patted dry with a Kim Wipe, then sprayed with fresh PBS and patted dry again. This process was repeated 3 more times to remove tmy residues present on die skin. The receptor wells were then filled with the degassed receptor fluid. A Teflon coated stir bar was added to each receptor well. The defrosted cadaver skin was examined and only areas with even thickness and no visible damage to the surface were used. The skin was cut into - 2 cm x 2 cm squares. The skin piece was centered on the donor wells, stratum comeum (SC) side up. The skm was centered and the edges flattened out. The donor and receptor wells were then aligned and clamped together with a clamp. Additional receptor fluid was added where necessary. Any air bubbles present were removed by tilting the cell, allowing air to escape along the sample port. Diffusion cells were then placed in to the stirring dry block heaters and allowed to rehydrate for 20 minutes from the receptor fluid. The block heaters were maintained at 32°C throughout the experiment with continuous stirring. The skin was allowed to hydrate for 20 minutes and the barrier integrity of each skin section was tested. Once the membrane integrity check study was complete, the entire receptor chamber volume was replaced with the receptor fluid.

[00243] Formulation Application Procedure: Tire formulations were applied to the stratum comeum of the skin. A one-time dosing regimen was used for this study. The test articles were applied as 10 mΐ doses to the skin using a positive displacement Nichiryo pipetter. The formulations were then spread across the surface of the skin using a glass rod. Cells were left uncapped during the experiment. The theoretical dose of paclitaxel per cell is shown in Table 5 below.

Table 5

* repeat analysis

[00244] Sampling of Receptor Fluid: At 3, 6, 12 and 24 hours, 300 pL sample aliquots were drawn from the receptor wells using a graduated Hamilton type in _j ector syringe. Fresh receptor medium was added to replace the 300 pL sample aliquot.

[00245] Tape Stripping and Heat Splitting: At 24 hours, the skin was wiped clean using PBS/ethanol soaked KimWipes. After the residual formulation was wiped off and the skin dried with KimWipes, the stratum comeum was tape stripped three times - each tape stripping consisting of applying cellophane tape to the skin with uniform pressure and peeling the tape off The tape strips were collected and frozen for future analysis. The first three tape strips remo ve the uppermost layer of the stratum comeum and act as an extra skin cleaning step. The active is typically not considered folly absorbed in this area. These tape strips are usually only analyzed for a mass balance assay. After the skin was tape stripped, the epidermis of each piece was then separated from the underlying demral tissue using tweezers or a spatula. The epidennis and dermal tissue were collected and placed in 4 ml, borosilicate glass vials. After all the skin pieces were separated, an aliquot of the extraction solvent was added to the glass vial. This process consisted of adding 2 mL of DMSO to the vial and mcubating for 24 hours at 32°C. After the extraction time was over, 300 pL sample aliquots of the extraction fluid were collected and fi ltered.

[00246] Analysis of Samples: Sample aliquots were analyzed for paclitaxel using the analytical method as described above.

Results:

[QQ247] Tire results in Table 6 below show the delivered dose of paclitaxel (pg/cnr ² ) in the receptor fluid at various time points (transdermaJ flux) and the concentration of paclitaxel (pg/cm ² ) delivered into the epidermis and demiis (penetration) after 24 hours elapsed time for formulations Fi through FI 3. FIG. 1 graphically shows the concentration of paclitaxel (pg/cm ² ) delivered into the epidennis for formulas FI through F7. FIG. 2 graphically shows the concentration of paclitaxel (pg/'crn ² ) delivered into the epidermis for formulas F6* (repeat analysis) and F8 through F13. FIG. 3 graphically shows the concentration of paclitaxel (pg/em2) delivered into the dermis for formulas FI through F7. FIG. 4 graphically shows the concentration of paclitaxel (pg/cm2) delivered into the dermis for formulas F6* (repeat analysis) and F8 through FI 3.

[00248] Note: Formulas FI through F6 were tested in one in vitro study, and formulas F6* and F8 through F13 were tested in a second separate in vitro study, with different cadaver skin lots. Analysis of formula F6 was repeated in the second study (and notated as F6*) so that it could be evaluated and compared with the other formulas in the second study.

* repeat analysis

[00249] As can be seen by the results in Table 6, the transdermal flux of the paditaxel through the skin (epidermis and dermis) was none or only a negligible amount, i.e., less than 0.01 pg/cm ² . As can be seen by the results in Table 6 and FIG.s 1, 2, 3 & 4, the penetration of paclitaxel into the skin (epidermis and dermis) was far greater with the anhydrous hydrophobic formulations (F4 through F13) than with the aqueous formulations (FI through F3), even though the aqueous formulations contained the skin penetration enhancer DOME (TRANSCUTGL P). The results also show that the anhydrous hydrophobic formulations with cyclomethicone exhibited greater skin penetration (epidermis and dermis) over the anhydrous hydrophobic formulations without cyclomethicone. Additionally, the results show that the addition of other skin penetration enhancers to the anhydrous hydrophobic formulations containing cyclomethicone had little or no effect on the skin penetration (epidermis and dermis) of these compositions.

Example 3 - Phase 1/2 Dose-Rising, Safety, Tolerability and Efficacy Study for Cutaneous Metastases

[00250] The following ointment formulations shown in Table 7 were prepared for use in cutaneous metastasis studies.

Table 7

[002S1] The formulas listed Table 7 containing paclitaxel nanoparticles were manufactured each in a 6 kg batch size. The fonnulas were then packaged in 15 gm laminate tubes.

[00252] The manufacturing processes for lots F14, F15, and F16 were as follows: The petrolatum, mineral oil, paraffin wax, and a portion of the cyclomethicone were added to a vessel and heated to 52+3 °C while mixing with a propeller mixer until melted and homogeneous. The paclitaxel nanoparticles were added to a vessel containing another portion of cyclomethicone and first mixed with a spatula to wet the nanoparticles, then mixed with an IKA Ultra Turrax Homogenizer with a S25-25G dispersing tool until a homogeneous slurry is obtained while keeping the container in an ice/water bath. The slurry was then added to the petrolatum/paraffin wax container while mixing with the propeller mixer followed by rinsing with the remaining portion of cyclomethicone and mixed until the batch was visually homogeneous while at 52±3°C. The batch was then homogenized using a Silverson homogenizer. Afterward, the batch was mixed with a propeller mixer until a homogeneous ointment was formed and the batch cooled to 35°C or below.

[00253] The manufacturing process for lot FI 7 was as follows: The petrolatum and paraffin wax were added to a vessel and heated to 52±3°C while mixing with a propeller mixer until melted and homogeneous. The paclitaxel nanoparticles were added to a vessel containing the cyclomethicone and a portion of mineral oil, and first mixed with a spatula to wet the nanoparticles, then mixed with an IKA Ultra Turrax Homogenizer with a S25-25G dispersing tool until a homogeneous slurry is obtained while keeping the container in an ice/water batch. The slurry was then added to the petrolatum/paraffin wax container while mixing with the propel ler mixer followed by rinsing with the remaining portion of mineral oil and mixed until the batch was visually homogeneous while at 52±3°C. The batch was then homogenized using a Silverson homogenizer. Afterward, the batch was mixed with a propeller mixer until a homogeneous ointment was formed and the batch cooled to 35°C or below.

[00254] The chemical and physical analytical results for each formula in Table 7 are shown in Tables 8— 11 for T=0. 1 month, and 3 months at 25°C.

Note 1 ; Off-white to yellow ointment

Note 2; Brookfield RV viscometer on a helipath stand with the helipath on, with a T-E spindle at 10 RPM at room temperature for 45 seconds.

Note 1: Off-white to yellow ointment

Note 2: Brookfield RV viscometer on a helipath stand with the helipath on, with a T-E spindle at 10 RPM at room temperature for 45 seconds.

Note 1 : Off-white to yellow ointment

Note 2 ; Brookfield RV viscometer on a helipath stand ith the helipath o n, with a T-E spindle at 10 RPM at room temperature for 45 seconds.

Table 11

Note 1 : Off-white to yellow ointment

Note 2: Brookfield RV viscometer on a helipath stand with the helipath on, with a T-E spindle at 10 RPM at room temperature for 45 seconds.

Three of the formulations in Table 7, F14 (0.15%), F16 (1.0%), and F17 (2.0%), above were used in an FDA approved Phase 1/2 dose-rising, safety, tolerability and efficacy study for cutaneous metastases in humans. The study is currently on-going. This was a Phase 1/2, open-label, dose-rising study evaluating the safety tolerability, and preliminary efficacy of three of the formulations from Table 7: F14 (0.15%), F16 (1.0%), and F17 (2.0%) applied topically twice daily for 28 days to non-melanoma cutaneous metastases.

[00255] A treatment area of 50 cm" on the trunk or extremities containing at least one eligible lesion was determined at baseline by the RECIST (version 1.1) definition of measurable tumors (greater than or equal to 10mm in its longest diameter). All lesions within the treatment area were measured by caliper to confirm eligibility. Using a gloved hand, subjects applied one fingertip unit (FTU) of the formulation to the 50 cm" treatment area twice daily at approximately the same time each day for 28 days. A FTU is defined as the amount of ointment formulation expressed from a tube with a 5-mm diameter nozzle, applied from the distal skin-crease to the tip of the index finger of an adult. Subjects attended the clinic on Day 1 for dose application training and observation of the first treatment application. Additional visits were on Days 8, 15, 29, and 43. The final visit was completed 30 days after the last study drug dose to review adverse events. Study participation is separated into a dose-escalation phase and a dose expansion phase.

[00256] Dose Escalation Phase: During the dose-escalation phase the study followed a standard 3+3 dose-ascending design, with the first cohort of three subjects commencing treatment with formulation F14 (0.15%). A safety monitoring committee reviewed all available data after the last subject in each cohort of three subjects completed 15 days of treatment to determine whether dose escalation may continue.

[00257] Dose Expansion Phase: In the dose-expansion phase, additional subjects were enrolled to reach a maximum of 12 total subjects at the dose level determined in the dose escalation phase. Subjects in the dose expansion phase attended the clinic on the same visit days and received the same evaluations as the dose escalation phase above.

[00258] Objectives: The primary objective of the study was to determine the preliminary safety and tolerability of the formulations. The secondary objectives were to determine the preliminary efficacy of the formulations, to study potential reduction in pain in the treatment area, and to describe the pharmacokinetics of the formulations applied to metastatic lesions.

[0Q259] Population: A minimum of two up to a maximum of 24 male and female human subjects, greater than or equal to 18 years of age, with non-melanoma cutaneous metastases.

[00260] Primary' Endpoint: Safety and tolerability, as demonstrated by adverse events, changes in laboratory assessments, physical examination findings, and vital signs. [00261] Secondary Endpoints: For the purposes of the following secondary endpoint for efficacy, eligible lesions were determined at baseline by the RECIST (Version 1.1) definition of measurable tumors (greater than or equal to 10mm in its longest diameter (EISENHAUER et al. New response evaluation criteria in solid tumors: revised RECIST guideline (version 1.1 ). European Journal of Cancer. 2009; 45; 228-247).

Objective Tumor Response, defined as the difference the sum of eligible tumor diameter(s) within the treatment area between baseline and Day 43 (i.e., 14 days after the last dose in the dose escalation and expansion phases depending on dose regimen). Tumor surface area and response were assessed at all visits. Change in surface area was assessed using a calibrated grid measurement system (Image J freeware) provided by the National Institutes of Health (NTH). Lesions were measured and analyzed using ImageJ.

Objective Clinical Response is defined as subjects with Complete Clinical Response (CR) + Partial Response (PR), further defined as the percentage of patients who achieve complete clinical response or partial response 14 days after the last treatment with the formulation, measured as change in the sum of die longest diameter(s) of eligible target lesion(s) within the treatment area 14 days after last treatment. The response to treatment was evaluated as a function of post-treatment total diameter divided by pre-treatment total diameter.

Best Overall Response is defined as the best response recorded from the start of the study- treatment until die end of treatment, i.e., Day 43.

Complete Clinical Response (CR) is defined as absence of any detectable residual disease in eligible lesion(s) within the treatment area; Partial Response (PR) is at least a 30% decrease in the sum of the diameters of die eligible lesions(s) within the treatment area compared to bassline; and Progressive Disease (PD) is at least a 20% increase in the sum of diameters of eligible lesion(s) within the treatment area, taking as a reference the smallest sum on study. In addition, the sum must also demonstrate an absolute increase of at least 5mm Stable Disease (SD) is defined as the sum of eligible lesion diameter(s) between that defined as PR or PD.

The appearance of new non-target lesions during participation in this study does not constitute progressive disease.

Pain at the treatment area will be measures by the Numeric Rating Scale (NRS-1 1 ). Change in pain will be analyzed from baseline to Day 43.

Systemic exposure as determined by: T _^ . C _max , AUC.

[00262] Preliminary' Results: Preliminary' results for the on-going study include photos of skin metastatic lesions on die chest of a woman with Stage 4 breast cancer. The subject was enrolled in the study after completing IV therapy with nab-Paditaxel for breast cancer. One month later, the treatment began by topical application of formulation F14 (0.15%). FIG, 5 is a photo taken at baseline (Day 1) and shows the index lesion (arrow) covered with congealed exudate from an ulcerated lesion FIG. 6 is a photo taken at Day 8 after topical treatment of the formulation F14 (0.15%) applied over the same treatment site twice per day. The surface of the lesion contains an area of epidermal loss and presumptive ulceration limited to the dermis. FIG. 7 is a photo at Day 15 after topical treatment of the formulation F14 (0.15%) applied over the same treatment site twice per day. A small amount of old exudate can be seen on the medial portion of the lesion as well as no apparent epidermal ulceration. FIG. 8a is a photo at Day 29 after topical treatment of the formulation FI 4 (0.15%) applied over the same treatment site twice per day. During the 28 days of treatment, the subject’s cutaneous lesions were surrounded by erythema and expanded without ulceration, indicative of a local immune response (FIG. 8a). Eleven days after treatment ended, the subject was again treated with systemic paclitaxel. Three days after treatment with systemic paclitaxel, two weeks after the study treatment ended, the subject’s lesions significantly decreased in size and volume as shown in FIG. 8b. Tire local treatment with topical formulation F14 (0.15%) sensitized the cutaneous lesion to subsequent response to IV paclitaxel. The lesion appears to be eprthelialized with no evidence of ulceration. In contrast, the natural history of an ulcerative cutaneous breast cancer metastasis is rapid expansion and further penetration through the dermis once the epidermal surface is breached by the tumor typically resulting in ulceration. Thus, the topical application of the treatment formulations to cutaneous metastatic disease provides a benefit to the patients.

Example 4 - nPac (i.e.: paclitaxel particles as disclosed herein, approximately 98% paclitaxel with a mean particle size (number) of 0.83 microns, a SSA of 27.9 m ² /g, and a bulk density (not tapped) of 0.0805 g/cm ³ used in Examples, 4, 5, and 6) Inhalation

EXECUTIVE SUMMARY

[00263] The overall objective of this work was to conduct nose-only inhalation exposure to male rats with nPac suspension formulations of 6 0 mg/mL and 20.0 mg/mL. Rat inhalation exposures were conducted for 65 minutes each.

[QQ264] nPac suspension formulation of 6.0 mg/mL and 20.0 mg/mL were prepared as per instructions provided by the sponsor. Two Hospitak compressed air jet nebulizers were used simultaneously at 20 psi for aerosolization of nPac formulation into the rodent inhalation exposure chamber. During each exposure, aerosol concentration was measured from animal breathing zone by sampling onto 47-mm GF/A filters at a flow rate of 1.0 ± 0.5 L/rninute. Particle size was determined by sampling aerosols from animal breathing zone using Mercer style cascade impact» r at a flow rate of 2.0 ± 0.1 L/minute. Filters were analyzed gravimetrically to determine total nPac aerosol concentration and via high performance liquid chromatography (HPLC) to determine Paclitaxel aerosol concentration for each exposure. Oxygen and temperature were monitored and recorded throughout the inhalation exposures.

[00265] The average total nPac aerosol concentration and Paclitaxel aerosol concentration were determined to be 0.25 mg/L with a RSD of 7.43% and 85.64 pg/L with a RSD of 10.23%, respectively for inhalation exposures conducted with 6.0 mg/mL nPac formulation. The measured average mass median aerodynamic diameter (geometric standard deviation) using cascade impactor was 1.8 (2 0) pm for 6.0 mg/mL nPac formulation aerosols. The average total nPac aerosol concentration and Paclitaxel aerosol concentration were determined to be 0.46 mg/L with a RSD of 10.95% and 262.27 pg/L with a RSD of 11.99%, respectively for inhalation exposures conducted with 20.0 mg/mL nPac formulation. The measured average mass median aerodynamic diameter (geometric standard deviation) using cascade impactor w¾s 2.3 (1.9) pm for 20.0 mg/mL nPac formulation aerosols.

[00266] The average Paclitaxel deposited dose of 0.38 mg/kg and 1.18 mg/kg were calculated using equation 1 for a 65 minute exposure for 6.0 mg/mL and 20.0 mg/mL nPac formulation, respectively.

FORMULATION AND INHALATION EXPOSURE

Formulation Preparation

MATERIALS

Test Article: The test article used for inhalation exposure is shown below:

nPac:

Identity: nPac (sterile nanoparticulate Paclitaxel)

Description: Novel dry powder formulation of Paclitaxel delivered as 306 mg/vial

Vehicle

The vehicles used for preparation of nPac formulations are shown below:

1% Po!ysorbate 80 Solution

Identity: Sterile 1% Polysorbate 80 in 0.9% sodium chloride for injection

Description: Clear liquid

Normal Saline Diluent

Identity: Sterile 0.9% sodium chloride for injection, USP

Description: Clear liquid FORMULATION AND INHALATION EXPOSURE

Formulation Preparation

[00267] nPac formulation of 6.0 mg/mL was prepared as follows: Briefly, 5.0 ml, of 1% Polysorbate 80 was added to the vial containing nPac (306 mg, particles. nPac vial was shaken vigorously and inverted to ensure wetting of all particles present in the nPac vial. Immediately after shaking, 46 mL of 0.9% Sodium Chloride solution was added to the nPac vial and vial was shaken for at least 1 minute to make sure sufficient mixing and proper dispersion of suspension.

[QQ268] The nPac formulation procedure described above for 6.0 mg/mL formulation was used to prepare 20.0 mg/mL nPac formulation with an exception of 10.3 mL of 0.9% sodium chloride solution was added to the nPac vial instead of 46 mL used for 6 0 mg/mL formulation.

[00269] Resultant formulations were left undisturbed for at least 5 minutes to reduce any air/foam in the vial before placing it in nebulizer for aerosolization work. The final formulation of 6.0 mg/mL was kept at room temperature and nebulized within 2 hours after reconstitution. The final formulation of 20.0 mg/mL was kept at room temperature and nebulized within 30 minutes after reconstitution.

Experimental Design

[0027Q] Thirty (30) Sprague Dawley rats were exposed to a single“clinical reference” dose of intravenous Abraxane® (paclitaxel: target dose 5.0 mg/kg), thirty (30) Sprague Dawley rats were exposed to nPac (paclitaxel; target dose of 0.37 mg/ kg) and thirty (30) Sprague Dawley rats were expose to nPac (paclitaxel: target dose of 1.0 mg/kg) by nose only inhalation on a single occasion. Three animals (n=3) were euthanatized at 0.5 (±10 minutes), 6 (±10 minutes), 12 (±10 minutes), 24 (±30 minutes), 48 (±30 minutes), 72 (±30 minutes), 120 (±30 minutes), 168 (±30 minutes), 240 (±30 minutes), and 336 (±30 minutes) hours post exposure for blood (plasma) and lung tissue collections. Non-compartmental analyses were performed on plasma and lung tissue to identify duration of detectable amounts of paclitaxel post exposure for each dose group.

Exposure System

[00271] Die inhalation exposure system consisted of two compressed air jet nebulizer (Hospitak) and a rodent nose -only inhalation exposure chamber. Exposure oxygen levels (%) were monitored throughout the exposure. nPac suspension aerosol was generated with a set of two compressed air jet nebulizers (used for up to 40 (±1) minutes, then replaced with a second set of two compressed air jet nebulizers for remaining exposure duration) with an inlet pressure of 20 psi. The aerosol was directed through a 24-inch stainless steel aerosol delivery line (with a 1.53 cm diameter) into a nose-only exposure chamber.

Concentration Monitoring

[00272] Aerosol concentration monitoring was conducted by collecting aerosols onto pre weighed GF/A 47-mm filters. The filters were sampled from rodent breathing zones of the nose-only exposure chamber throughout the rodent exposure. The aerosol sampling flow rate through GF/A filters were maintained at 1.0 ± 0.5 L/minute. A total of six GF/A filters were collected, one every 10 minutes throughout the exposure duration with an exception of the last filter which was collected after 13 minutes. After sample collection, filters were weighed to determine the total aerosol concentration in the exposure system. The filters were extracted and analyzed by high performance liquid chromatography (HPLC) to quantify the amount of Paclitaxel collected on each filter. The total aerosol concentration and Paclitaxel aerosol concentrations were calculated for each filter by dividing the total amount of aerosols and Paclitaxel aerosols collected with total air flow through the filter. The average Paelitaxei aerosol concentration was used to calculate the achieved average deposited dose of Paclitaxel to the rodent lungs using equation 1 as shown below.

Aerosol Particle (Droplet) Size Determination

[00273] Particle size distribution of aerosols was measured from rodent breathing zone of the nose-only exposure chamber by a Mercer-style, seven-stage cascade impactor (Intox Products, Inc., Albuquerque, NM). The particle size distribution was determined m terms of mass median aerodynamic diameter (MMAD) and geometric standard deviation (GSD). Cascade impactor sample was collected at a flow rate of 2.0 ± 0.1 L/min.

Determination of Dose

[00274] Deposited dose was calculated using Equation 1. In this calculation, the average aerosol concentration measured from the exposures along with average group body weights for rats were used. In this manner the estimated amount of Paclitaxel that was deposited in tire rat lungs was calculated using the measured Paclitaxel aerosol concentration.

AC( ig/L)x RMV (L/min. )x DF x T (min.)

DD(pg/kg)

BWikg) Equation 1 where:

Deposited Dose = (DD) pg/kg

² Respiratory minute volume (RMV) = 0.608 x BW ^{0 85'} "

Aerosol exposure concentration (AC) ^:=: Paclitaxel aerosol concentration (pg/L) Deposition Fraction (DF) = assumed deposition fraction of 10%

BW = average body weight (at randomization; Day -I) of animals on study (kg)

RESULTS

Exposure Results

Aerosol Concentration and Particle Size

[00275] Aerosol concentration was monitored throughout each nPac fomiulation aerosol exposure using 47-mm GF/A filters from breathing zone of the animals on nose-only exposure chamber. Seven 47-mm GF/A filters wore sampled during each exposure. Filters FS-1 through FS-6 were sampled for 10 minutes each and filter FS-7 was sampled for 5 minutes during each low and high dose groups. Particle size was measured using Mercer style cascade impactor from animal breathing zone on the exposure chamber. Table 12 and Table 13 show total and Paclitaxei aerosol concentrations measured by sampling GF/A filters during low dose and high dose exposures, respectively.

Table 12. Aerosol concentrations during FY17-008B low dose inhalation exposure.

Paclitaxei Aerosol Cone.

Filter ID Total Aerosol Cone. (mg/L)

FS-5-H 0 456 254.67

FS-6-H 0.501 289.50

0.431 251.88

Average 0 46 262 27

SD 0.05 31.45

% RSI) 10.95 11.99

[00276] The particle size (aerosol droplet size) distribution was determined in terms of MMAD (Median of the distribution of airborne particle mass with respect to the aerodynamic diameter) (GSD; accompanies the MMAD measurement to characterize the variability of tire particle size distribution) for each nPae formulation aerosols using cascade impactor. For 6.0 mg/mL and 20.0 mg/mL nPac aerosols the MMAD (GSD) were determined to be 1 .8 (2.0) pm and 2.3 (1.9) pm, respectively. FIG. 9 and FIG. 10 show particle size distribution for 6.0 mg/mL and 20.0 mg/mL nPac formulations aerosols, respectively.

Deposited Dose

[00277] Paclitaxel deposited dose was calculated based on Paclitaxel average aerosol concentration, average rat body weight, assumed deposition fraction of 10% and exposure duration of 65 minutes for each low' dose and high dose nPac formulation exposures by using equation 1. Table 14 shows average Paclitaxel aerosol concentration, average rat body weight, exposure time and deposited dose for each exposure. The average achieved rodent deposited dose was determined to be 0.38 mg/kg and 1.18 mg/kg for 6.0 mg/kg and 20.0 mg/kg nPac formulation exposures, respectively.

Table 14. Paclitaxel deposited dose for low and high dose nPac inhalation exposures nPac Paclitaxel

Dose Avg Rat Exposure Deposited Dose

Formulation Avg. Aerosol

Level ^” Weight (s) Time (min.) (mg/kg)

Cone. (mg/mL) Cone. (pg/L)

Low 6.0 85.64 420.4 65 0.38

High 20.0 262.27 420.5 65 G.Ϊ8

[00278] Oxygen and temperature were monitored throughout the nPac fonnulation aerosols exposures. The recorded oxygen and temperature ranges were 19.8%-20.9% and 20.7°C- 20.8°C, respectively for 6.0 mg/mL nPac exposure. For 20.0 mg/mL nPae formulation exposure, the recorded oxygen value was 19.8% throughout the exposure and temperature range was 20.7°C- 20.8°C.

Preliminary Data: See FIG. 11 and FIG. 12.

Example 5 - nPac Pharmacokinetic Study

EXECUTIVE SUMMARY

[00279] Ninety (90) male Sprague Dawley rats were exposed to "clinical reference" dose of paclitaxel, Abraxane® (paclitaxel protein bound particles for injectable suspension, aka nah-paditaxel), by intravenous (IV) bolus injection or nPac (paclitaxel; target dose of 0.37 or 1.0 mg/ kg) by nose only inhalation on a single occasion. Three animals (n=3) were euthanatized at ten (10) timepoints from 0.5 to 336 hours post exposure for blood (plasma) and lung tissue collections. Non-compartmental analysis (NCA) was performed on plasma and lung tissue to identify the duration of detectable amounts of paclitaxel post exposure for each dose group. Animals designated to the 336 hour time point from all groups had right lungs collected for liquid chromatography-mass spectrometry' (LCMS) analysis while the left lungs wore perfused with 10% neutral buffered formalin (NBF) and retained for potential histopathology. In order to enable comparative histopathoiogy, three spare animals (Naive Controls) were euthanized at the 336 hour timepoint and lung collections were performed in the same manner. Animals designated to all other timepoints had all lungs individually frozen for LCMS analysis.

[00280] The inhalation exposure average Paclitaxel aerosol concentration for Low' Dose and High Dose nPac groups was of 85.64 pg/L and 262.27 pg/L, respectively. The average exposure aerosol concentration wns within ± 15% of target aerosol concentration which was expected for nebulized inhalation exposures. The particle size distribution w ^r as determined in terms of MMAD (GSD) for each nPac formulation aerosols using a cascade impactor. For 6.0 mg/mL and 20.0 mg/mL nPac aerosols the MMAD (GSD) were determined to be 1.8 (2.0) pm and 2.3 (1.9) pm, respectively.

[00281] Paclitaxel deposited low-dose was calculated based on Paclitaxel average aerosol concentration of 85.64 pg/L, average Day 0 group bodyweight of 420.4 g, assumed deposition fraction of 10% and exposure duration of 65 minutes; the average achieved rodent deposited dose was determined to be 0.38 mg/kg for the Low Dose nPac group. For the High Dose nPac group, paclitaxel average aerosol concentration of 262.27 pg/L, average Day 0 group bodyweight of 420.5 g, assumed deposition fraction of 10% and exposure duration of 65 minutes; the average achieved rodent deposited dose wns determined to be 1.18 mg/kg. The recorded oxygen and temperature ranges were 19.8%-20.9% and 20.7°C- 20.8°C, respectively for 6.0 mg/rnL nPac exposure. For 20.0 mg/rnL nPac formulation exposure, the recorded oxygen value was 19.8% throughout the exposure and temperature range was 20.7°C- 20.8°C.

[00282] For the group receiving TV injections of Abraxane ®, Day 1 bodyweights ranged from 386. 1 to 472.8 g, this resulted in Abraxane ® doses of 2.6-3.2 mg/kg, with the average group dose being 2.9 mg/kg.

[00283] All groups gained weight through the course of the study. No abnormal clinical observations were noted through the duration of the study. All animals survived to their designated necropsy timepoint. AH animals were euthanized within the window intended for each time point.

[00284] At necropsy, approximately half of the animals from each group had minimal to mild, tan discolorations on the lungs. Such observations are often associated with inhalation exposures. Other transient observations included an enlarged heart (animal «2016) and enlarged tracheobronchial lymph nodes. No other abnormal gross observations were noted at necropsy. Histopathology showed lung and trachea from test and reference article treated rats were within normal limits and indistinguishable from those of naive rats under the conditions of this study. At the 336 hour post-dosing sacrifice, macrophage accumulation which is common in inhalation studies as a physiologically normal response to exogenous material deposited in the lung was not apparent within the lung sections of treatment animals examined for this study.

[00285] The NCA was designed to quantify the exposure (area under the concentration versus time curve [AUC]), time to maximum concentration (Tmax), maximum concentration (Cmax) and wiien possible apparent terminal half-life (Tl/2).

[00286] The hypothesis for the novel nPac formulation was that the formulation would result in increased retention of paclitaxel within the lung tissue and reduce the systemic exposure. The half-life within systemic plasma was unchanged for the formulation/doses tested and the half-life within tire lung tissue was increased with the nPac formulation delivered by inhalation.

[00287] Tire exposure to the lung tissue (dose nonnalized AUC) was increased wiren delivered as the nPac formulation by inhalation.

[00288] Collectively the data indicate a significant retention of nPac within the lung tissue when delivered via inhalation compared to the IV "clinical reference".

OBJECTIVES [00289] The objective of this study was to determine the pharmacokinetics of the nPac formulation compared to a clinical reference dose of paclitaxel. The pilot pharmacokinetic (PK) data from Lovelace Biomedical study FY G7-008A (Example 1 above) with nPac dosed by inhalation indicated a retention time beyond 168 hours in lung tissue. In this study, animals dosed with either a single low or high dose nose-only inhalation nPac formulation or single clinical reference dose of paclitaxel via intravenous (IV) tail injection had plasma and lung tissue evaluated attimepoints from 0.5 to 336 hours.

[00290] MATERIALS AND METHODS

Test System

Species/ Strain: Sprague Daviey Rats

Age of Animals at Study Start: 8 - 10 weeks of age

Body Weight Range at Study Start: 345-447 g

Number on Study/Sex: 95 Males (90 study animals and 5 spares)

Source: Charles River Laboratories (Kingston, NY)

Identification: Permanent maker tail marking

Abraxane ® Formulation

[00291] The clinical reference material used IV formulation was the drug product Abraxane® (Manufacturer: Celgene Corporation, Summit, NJ; Lot: 61 1 1880). The drug product was reconstituted to 5.0 mg/mL with saline (Manufacturer: Baxter Healthcare, Deerfield, 11..; Lot: P357889) on the day of dosing and was stored per manufacturer' s instructions.

nPac Formulation

[00292] The 6.0 mg/ml nPac formulation for Low Dose group exposures and 20.0 mg/ml nPac formulation for High Dose group exposures were prepared per the sponsor recommendations. Specifically, the nPac was be reconstituted with 1% polysorbate 80. The vial was shaken by hand until all particles were wetted. Additional 0.9% sodium chloride for injection was added (to the desired concentration target) and the vial was shaken by hand for another minute. Shaking continued until no large clumps were visible and the suspension was properly dispersed. Resultant formulations were left undisturbed for at least 5 minutes to reduce any air/foam in the vial before placing it in a nebulizer for aero soli zation work. The final formulation of 6.0 mg/mL was kept at room temperature and nebulized within 2 hours after reconstitution. The final formulation of 20.0 mg/mL was kept at room temperature and nebulized within 30 minutes after reconstitution.

Experimental Design [00293] Animals in Group 1 shown in Table 15 received a single "clinical reference" dose (formulation concentration: 5 mg/mL, target dose: 5.0 mg/kg based on bodyweight; target dose volume: not to exceed 250 pL) of Abraxane® (paclitaxel protein bound particles for injectable suspension) by IV tail vein injection. Animals in Group 2 and 3 in Table 15 were exposed to nPac aerosols (target dose of 0.37 or 1.0 mg/ kg) by nose only inhalation (INH) on a single occasion per the study design below. Three animals (n=3) were euthanized at 0.5 (±10 minutes), 6 (±10 minutes), 12 (±10 minutes), 24 (±30 minutes), 48 (±30 minutes), 72 (±30 minutes), 120 (±30 minutes), 168 (±30 minutes) 240 (±30 minutes) and 336 (±30 minutes) hours post exposure for blood (plasma) and lung tissue collections. Non- compartmental analyses were performed on plasma and lung tissue to identify duration of detectable amounts of paclitaxel post exposure for each dose group. Animals designated to the 336 hour time point from all groups had right lungs individually frozen for LCMS analysts while the left lungs were perfused with 10% neutral buffered formalin (NBF) and retained for potential histopathology. In order to enable comparative histopathology, three spare animals (Naive Controls) were also be euthanized alongside the 336 hour timepoint and had have lung collections performed in the same manner.

Table IS - Experimental Design

analysis as well as potential histopathology at 336 hours post exposure.

^B Abraxane® (concentration: 5 mg/ml, target dose: up to 5.0 mg/kg based on bodyweight with dose volume not to exceed 250 pL) was administered to animals in Group I by IV tail vein injection

Husbandry, Quarantine and Assignment to Study

[QQ294] Male Sprague Dawley rats (6-8 weeks old) were obtained from Charles River Laboratories (Kingston, NY) and quarantined for 14 days. At the end of quarantine, animals were weighed and then randomized by weight for assignment to study. Animals were identified by tail marking and cage card. Water, lighting, humidity , and temperature control were maintained and monitored according to appropriate SOPs. Rats were fed a standard rodent diet ad libitum during non-exposure hours.

Body Weights and Daily Observations

[00295] Body weights were collected at randomization, daily throughout the study and at euthanasia. Each animal on study was observed twice daily by Comparative Medicine Animal Resources (CMAR) personnel for any clinical signs of abnormality, moribundity or death.

Abraxane ® Administration IV - Tail Vein Injections

[00296] Abraxane® (concentration: 5 mg/niL, target dose: 5.0 mg/kg based on bodyweight; dose volume: not to exceed 250 pL) was administered to animals in Group 1 by IV tail vein injection on a single occasion per SOP ACS 1278 Procedures for Injections, Dermal Dosing and Blood Withdrawal in Rodents and Guinea Pigs.

nPac Administration- Nose-Only Aerosol Exposures

Conditioning

[00297] Animals were conditioned to nose-only exposure tubes for up to 70 minutes per SOP TXP 1210 Handling Small Animals for Nose-Only Inhalation Exposures. Three conditioning sessions occurred over three days prior to exposure, with the first session lasting 30 minutes, the second 60 minutes and the third 70 minutes. They were monitored closely throughout the conditioning periods and during exposures to assure that they did not experience more than momentary distress.

Exposure System

[00298] Aerosols were generated with two compressed air jet Hospitak nebulizers at a nebulizer pressure of 20 psi. nPac suspension fonnulations of 6.0 mg/mL and 20.0 mg/mL were used for low ⁷ dose and high dose exposures, respectively. Both formulations were aerosolized separately and aerosols were directed through delivery tine into a 32-port nose- only exposure chamber. The rodent inhalation exposures were conducted each for 65 minutes. nPac suspension aerosol was generated with a set of two Hospitak compressed airjet nebulizers (used for up to 40 (± 1) minutes), then replaced with a second set of two Hospitak nebulizers for remaining exposure duration. Oxygen and temperature were monitored and recorded throughout each inhalation exposure.

Concentration Monitoring

[00299] Same as in Example 4 Particle Size Determination

[00300] Same as in Example 4

[003Q1 ] Same as in Example 4

Euthanasia and Necropsy

100302] Animals were euthanized at the time points in the study designs above by an intraperitoneal (IP) injection of euthanasia solution (per SOP ACS-0334 Euthanasia of Small Animals).

[QQ303] For 336 hour timepomt (and spare animals, n=3): During necropsy, blood (for plasma) was collected by cardiac puncture into a K2EDTA tube. A whole lung weight was collected, the left lung was tied off and filled with neutral buffered formalin and saved for potential histopathology. Right lung lobes were individually weighed and snap frozen in liquid nitrogen and stored at -70 to -90°C for bioana!ytical analyses. Additionally, a full gross examination was performed by qualified necropsy personnel . External surfaces of the body, orifices, and the contents of the cranial, thoracic, and abdominal cavities were examined. Lesions were described and recorded using a set of glossary terms for morphology, quantity, shape, color, consistency, and severity.

[00304] For all other timepoints: During necropsy, blood (for plasma) was collected by- cardiac puncture into a K2EDTA tube. A whole lung weight w'as collected, lung lobes were individually weighed and snap frozen in liquid nitrogen and stored at -70 to -90°C for hioanaiytieal analyses. Additionally, a full gross examination was performed by qualified necropsy personnel. External surfaces of the body, orifices, and the contents of the cranial, thoracic, and abdominal cavities were examined. Lesions were described and recorded using a set of glossary terms for morphology, quantity, shape, color, consistency, and severity. Histopathology

[00305] Available fixed tissues were trimmed. Fixed left lung lobes were trimmed to yield a typical toxicologic pathology style section with airways. Tissues were processed routinely, paraffin embedded, sectioned at ~4 pm, mounted, and stained with hematoxylin and eosin (H&E) for microscopic examination . Findings were graded subjectively, semi-quantitatively by a single pathologist experienced in toxicologic pathology on a scale of 1-5 (l=minimal, 2=mild, 3=moderate, 4=marked, 5~severe). The Provantis™ (Instem LSS Ltd., Staffordshire, England) computer software/ database was used for histopathology data acquisition, reporting and analysis.

Blood collection and processing [0Q306] Blood collected at necropsy was processed to plasma by centrifugation at a minimum of 1 300g at 4°C for 10 minutes. Plasma samples were stored at -70 to -90°C until analysis.

[00307] Systemic blood (in the form of plasma from K2EDTA) and lung tissue was assayed via the liquid chromatography- mass spectrometry (LCMS) assay to quantify the amount of paclitaxel as a function of time. In brief the assay utilizes an ultra-performance liquid chromatography tandem mass spectrometry (UPLC -MS/MS) assay to quantify paclitaxel.

[00308] Samples are extracted via a protein precipitation method and separation is achieved via reversed phase chromatography. Quantification was conducted with a matrix based calibration curve.

[00309] Non-compartmental analyses were conducted on data from the plasma and lung tissue concentrations. At a minimum the Cmax, Tmax, AUC and apparent terminal half-life were determined. Other parameters may be determined based on the data.

RESULTS

Clinical Observations, Survival, and Bodyweights

[00310] All animals survived to their designated necropsy timepoint. All animals were euthanized within the window intended for each time point. No abnormal clinical observations were noted through the duration of the study.

[00311] FIG. 13 and FIG. 14 show the average body weights through the duration of the study and as a percent change from Day 1. All groups gained weight at about the same rate through the course of the study.

Abraxane ® IV Tail Vein Injections

[00312] For the group receiving IV injections of Abraxane ®, Day I bodyweights ranged from 386.1 to 472.8 g, this resulted in Abraxane ® doses of 2.6-3.2 mg/kg. The average dose (standard deviation) was 2.9 (0.16) mg/kg. Individual Abraxane® doses are shown in Table

16.

Table 16 Individual Abraxane® Doses

'Animals received a maximum IV dose volume of 250uL Abraxane® formulation (125 mg). nPac Exposures

Aerosol Concentration and Particle Size

[00313] See: Results - Aerosol Concentration and Particle Size in Example 4.

Oxygen and Temperature

[00314] See: Results - Oxygen and Temperature in Example 4.

Deposited Dose

[00315] See: Results - Deposited Dose in Example 4.

[00316] Ail animals survived to their designated necropsy timepoint. At necropsy animals from each group had minimal to mild, tan discolorations on the lungs (Table 17). Such observations are often associated with inhalation exposures. Other sporadic observations included an enlarged heart (animal #2016) and enlarged tracheobronchial lymph nodes. No oilier abnormal gross observations were noted at necropsy.

Table 17 - Summary of Gross Necropsy Observations

Abraxane Low 3 Dose High Dose Naive

IV nPac IH nPac IH Control

Number on study 30 30 ' 30 3

No visible lesions 15 14 I 1 3

Lungs - Discoloration; Tan; .413 ; Patchy

Mi mal (1 ) 0 4 2 0

Mild (2) 14 12 15 0

Moderate (3) 1 0 2 0

Histopathology

[00317] There were no significant abnormalities noted within the trachea and left lungs of the 336 hour (-14 day) post-dosing sacrifice animals examined for this study. Tissues were microscopically indistinguishable from "Spare" animals serving as controls.

[QQ318] Macrophage accumulation was not apparent within the lung sections of treatment animals examined for this study. Some level of increase in alveolar macrophages is very common in inhalation studies as a physiologically normal response to exogenous material deposited in the lung (minor levels can also be a relatively common observation in untreated animals). The apparent absence in inhalation dosed animals in this study may be partly- related to the relatively late (336 hour or -14 day) post-dose timepoint examined histologically. Bioanalytkai and PK Modeling

[QQ319] Results are summarized below Tables 18, 19, and 20, and in FIG. 15 and FIG. 16. The average paclitaxel plasma concentration vs. time and average paclitaxel lung tissue concentration vs. time data was modeled as shown above and the results are shown in Table 21 and 22, respectively.

Table 18. Lung and Plasma Bioanalytical Results - Abraxane© IV (IV nab-paclitaxel)

Table 19. Lung and Plasma Bioanalytical Results --- nPac Low Dose (0.38 mg/kg) IH Table 2Q. Lung and Plasma Bioanalytical Results - nPac High Dose (1.18 mg/kg) IH

Table 22. Paclitaxel lung tissue PK modeling results

[00320] The modeling was conducted with WinNoniin based on average plasma or lung tissue concentrations at each time point. Tire NCA was designed to quantify the exposure (area under the concentration versus time curve [AUC]), time to maximum concentration (Tmax), maximum concentration (Cmax) and when possible apparent terminal half-life (Tl/2).

[QQ321] The half-life within systemic plasma was unchanged for the formulation/doses tested and the half-life within the lung tissue was increased with the nPac formulation delivered by inhalation . The exposure to the lung tissue (dose normalized AUC) was increased when delivered as the nPac formulation by inhalation.

[00322] Collectively the data indicate a significant retention of nPac within the lung tissue when delivered via inhalation.

CONCLUSIONS

[0Q323] Ninety (90) male Sprague Dawley rats were exposed to "clinical reference" dose of paclitaxel, Abraxane® (paclitaxel protein bound particles for injectable suspension), by intravenous (IV) bolus injection or nPac (paclitaxel; target dose of 0.37 or 1.0 mg/kg) by nose only inhalation on a single occasion. Three animals (n=3) were euthanatized at ten (10) timepoints from 0.5 to 336 hours post exposure for blood (plasma) and lung tissue collections. Non-coinpartmentai analysis was performed on plasma and lung tissue to identify the duration of detectable amounts of paclitaxel post exposure for each dose group. Animals designated to tire 336 hour time point from all groups had right lungs collected for liquid chromatography-mass spectrometry (LCMS) analysis while the left lungs were perfused with 10% neutral buffered formalin (NBF) and retained for potential histopathology. In order to enable comparative histopathology, three spare animals (Native Controls) were also euthanized at the 336 hour timepoint and had lung collections performed in the same manner. Animals designated to all other timepoints had all lungs individually frozen for LCMS analysis.

[00324] The inhalation exposure average Pachtaxel aerosol concentration for Lo Dose and High Dose nPac groups was of 85.64 pg/L and 262.27 pg/L, respectively. The average exposure aerosol concentration was within ± 15% of target aerosol concentration which was expected for nebulized inhalation exposures. The particle size distribution was determined in terms of MMAD (GSD) for each nPae formulation aerosols using cascade impactor. For 6.0 mg/mL and 20.0 mg/mL nPac aerosols the MMAD (GSD) were determined to be 1.8 (2.0) prn and 2.3 (1.9) pm, respectively.

[00325] Pachtaxel deposited dose was calculated based on Pachtaxel average aerosol concentration of 85.64 pg/L, average Day 0 group bodyweight of 420.4 g, assumed deposition fraction of 10% and exposure duration of 65 minutes; the average achieved rodent deposited dose was determined to be 0.38 mg/kg for the Low Dose nPac group. For the High Dose nPac group, pachtaxel average aerosol concentration of 262.27 pg/L, average Day 0 group bodyweight of 420.5 g, assumed deposition fraction of 10% and exposure duration of 65 minutes; the average achieved rodent deposited dose was determined to be 1.18 mg/kg. The recorded oxygen and temperature ranges were 19.8%-20.9% and 20.7°C- 20.8°C, respectively for 6.0 mg/mL nPac exposure. For 20.0 mg/mL nPac formulation exposure, the recorded oxygen value was 19.8% throughout the exposure and temperature range was 20.7°C- 20.8°C. For the group receiving IV injections of Abraxane ®, Day 1 bodyweights ranged from 386.1 to 472.8 g, this resulted in Abraxane ® doses of 2.6-3.2 mg/kg, with the average group dose being 2.9 mg/kg.

[00326] Ail groups gained weight through the course of the study. No abnormal clinical observations were noted through the duration of the study. All animals survived to their designated necropsy timepoint. All animals were euthanized within the window intended for each time point.

[00327] At necropsy, approximately half of the animals from each group had minimal to mild, tan discolorations on the lungs. Such observations are often associated with inhalation exposures. Other transient observations included an enlarged heart (animal #2016) and enlarged tracheobronchial lymph nodes. No other abnormal gross observations were noted at necropsy. Histopathology showed lung and trachea from test and reference article treated rats were within normal limits and indistinguishable from those of naive rats under the conditions of this study.

[00328] The NCA was designed to quantify the exposure (area under the concentration versus time curve [AUC]), time to maximum concentration (Tmax), maximum concentration (Cmax) and when possible apparent terminal half-life (Tl/2).

[00329] The hypothesis for the novel nPac formulation was that the formulation would result in increased retention of paelitaxei within the lung tissue and reduce the systemic exposure. The half-life within systemic plasma was unchanged for the formulation/doses tested and the half-life within the lung tissue w¾s increased with the nPac formulation delivered by inhalation. The exposure to the lung tissue (dose normalized AUC) was increased when delivered as the nPac formulation by inhalation. Collectively the data indicate a significant retention of nPac within the lung tissue when delivered via inhalation compared to the IV "clinical reference".

[00330] Example 6 - Evaluating Efficacy of Inhaled nanoparticulate paelitaxei (nPac) in the Nude Rat Orthotopic Lung Cancer Model - Study FY17-095

EXECUTIVE SUMMARY

[00331] One hundred twenty-seven (127) NIH-mu Nude Rats were x-irradiated to induce immunosuppression on Day -1. On Day 0 animals were dosed with Ca!u3 tumor cells by intratracheal (IT) instillation. Animals underwent a growth period of three weeks. During the third week, animals were randomized by body weight stratification into 5 study groups. Starting Week 4, animals in Group 2 received a once weekly dose of Abraxane® by intravenous (IV) dosing (5 mg/kg) on Days 22, 29 and 36. Animals in Groups 3 and 4 received once weekly (Monday) inhalation (INH) dose of nPac at low' (G.5mg/kg) and high (1 0 mg/kg) target doses, respectively. Animals in Groups 5 and 6 received a twice weekly (Monday and Thursday) target inhalation dose of nPac at low (0.50 mg/kg) and high (up to 1.0 mg/kg) doses respectively. Animals in Group 1 were left untreated as a control of normal tumor cell growth. All animals w'ere necropsied during Week 8.

[00332] All animals survived to their designated necropsy timepoint. Clinical observations related to the model included skin rash and labored breathing. All groups gained weight at about the same rate throughout the course of the study.

[QQ333] The inhalation exposure average Paelitaxei aerosol concentration for once weekly Low Dose and twice weekly Low' Dose nPac groups was 270.51 pg/L and 263.56 pg/L, respectively. The inhalation exposure average Paelitaxei aerosol concentration for once weekly High Dose and twice weekly High Dose nPac groups was 244.82 pg/L and 245.76 pg/L, respectively.

[00334] Doses were based on average aerosol paelitaxel concentration, most recent average group hodyweight, the assumed deposition fraction of 10%, and an exposure duration of 33 (Low -Dose) or 65 (High-Dose) minutes. During four weeks of treatment, the average achieved rodent deposited dose for the once weekly Low Dose nPac group and twice weekly Low Dose nPac group were 0.655 mg/kg and 0.640 mg/kg (1.28 mg/kg/week), respectively. The average achieved rodent deposited dose for the once weekly High Dose nPac group and twice weekly High Dose nPac group were 1.166 mg/kg and 1.176 mg/kg (2.352 mg/kg/week), respectively. For the group receiving IV injections of Abraxane ®, the average dose on Day 22, 29 and 36 was 4.94, 4 64 and 4 46 mg/kg respectively.

[00335] At scheduled necropsy, the majority of animals from each group had tan nodules on the lungs and/or red or tan patchy discolorations of tire lung. Other sporadic observations included an abdominal hernia in one animal and a nodule on the pericardium in another animal. No other abnormal gross observations were noted at necropsy.

[QQ336] In the Abraxane® treated animal’s lung weights, the lung to BW ratios and lung to brain weight ratios were significantly lower compared to Untreated Controls. The once weekly nPac High Dose group had similar weights to the Abraxane® group and significantly lower lung weights and lung to brain ratios compared to Untreated Controls.

[00337] Histologically, lungs of the majority of animals in all groups contained some evidence of tumor formation. Tumor formation was characterized by the presence of expansile variably sized small masses randomly scattered within the lung parenchyma and larger expanded and coalescing masses that effaced up to 75% of the lung parenchyma, smaller airways and blood vessels. The larger masses were distributed primarily in the hilar regions or juxtaposed at the axial airway and the smaller masses were generally located peripherally.

[00338] The primary morphologic cellular characteristics of the lung tumor masses varied from the presence of undifferentiated to a fairly well differentiated pattern of adenocarcinom a of the lung. The predominant tumor cell type showed an undifferentiated adenocarcinoma morphology; the cells were pleomorphic, large, anaplastic, pale amphophilic-staining with fine intracytoplasmic vacuoles resembling mucoid vesicles, exhibited moderate to marked anisokaryosis, and were observed to be individualized or growing in sheets and lacking clear- cut features towards differentiation to adenocarcinoma. However, the cellular morphologic characteristics that were observed within other masses or growing within the previously described undifferentiated masses were more organized and consistent with well differentiated lung adenocarcinoma demonstrating clear acinar gland differentiation. These amphophilic staining tumor cells were primarily arranged in nests or glandular patterns which were observed to he bound by alveolar septae. Mitotic figures were rarely observed in this tumor cell population. Less frequently observed within these masses were focal areas of primitive-appearing relatively small Primitive Tumor Cells with small to moderate amounts of pale basophilic staining cytoplasm, ovoid and variably vesicular nuclei, and moderate anisokaryosis. These Primitive Tumor Ceils were observed to be growing randomly and in sheets. Increased numbers of mitotic figures and apoptotic bodies were noted most often in this basophilic Primitive Tumor Cell population inflammation, characterized by mixed inflammatory cell (predominately eosinophils, lymphocytes, foamy macrophages and the occasional giant ceil) infiltration accompanied by interstitial fibrosis was commonly observed. Significant parenchymal necrosis was uncommon to absent.

[00339] The pathologist considered the presence of scalloping of the edges of the individual tumor masses characterized by gradual loss of tumor cells, to complete loss of tumor cells with residual fibrosis connective tissue scaffolding of the lung parenchyma and accompanied by invasion of foamy macrophages to be evidence of Tumor Regression.

[00340] Compared to the positive control Grp 1 and the Abraxane© treated comparative Grp. 2, there was a decreased overall lung tumor burden in the nPac treated groups (Grp. 3-6) characterized by a decrease in the severity of adenocarcinoma tumor masses and Primitive Tumor Cell population as well as evidence of Tumor Regression. No other treatment-related lesions or findings were observed. Extensive mononuclear cell infiltration was observed in the lungs of animals recei ving nPac through inhalation. As the model used is T cell deficient, it is likely that the cells are B cells or NK cells.lt is hypothesized that the localized, likely higher concentration exposure of the tumor to nPac affected the tumors leading to an alteration in the environment to draw the mononuclear cellular infiltrate into the lung.

OBJECTIVES

[00341] The objective of this study was to evaluate the efficacy of inhaled nPac formulation compared to a clinical reference dose of intravenous administered Abraxane® m reducing tumor burden in an orthotopic model of lung cancer.

MATERIALS AMD METHODS

Test System

Species/ Strain: NIH-mu Nude Rats Age of Animals at Study Start: 3-5 weeks old

Body Weight Range at Study Start: Approximately 150- 200 g

Number on Study/Sex: 127 Males (120 study animals and 7 spares)

Source: Envigo

Permanent maker tail marking

Abraxane® Formulation

[00342] The clinical reference material used for IV formulation was the drug product Abraxane®. The drug product was reconstituted to 5.0 mg/niL with saline on tire day of dosing and was stored per manufacturer’s instructions.

nPac Fomulation

[00343] The 20.0 mg/ml nPac formulations for exposures were prepared per the sponsor recommendations. Specifically, the nPac was reconstituted with 1% polysorbate 80. The vial was shaken by hand until all particles were wetted. Additional 0.9% sodium chloride for injection was added (to the desired concentration target) and the vial was shaken by hand for another minute. Shaking continued until no large clumps were visible and the suspension was properly dispersed.

[00344] Resultant fonnulations were left undisturbed for at least 5 minutes to reduce any air/foam in the vial before placing it in a nebulizer for aerosolization work. The final formulation was kept at room temperature and nebulized within 2 hours after reconstitution. The final 20.0 mg/mL was kept at room temperature and nebulized within 30 (+5) minutes after reconstitution .

Experimental Design

[0Q345] One hundred twenty-seven (127) animals were used for study. Prior to x- irradiation and dosing of tumor cells, 7 animals were designated as spares (spare animals did not have irradiations or cell line instillations). On Day -1 all study animals were x-irradiated to induce immunosuppression. On Day 0 animals were dosed with Calu3 tumor ceils by intratracheal (IT) instillation. Animals underwent a growth period of three weeks. During the third week, animals were randomized by body weight stratification into the groups outlined in Table 23 below . Starting Week 4, animals in Group 2 received a once weekly target dose of Abraxane® by intravenous (IV) dosing (5 mg/kg). Animals in Groups 3 and 4 received once weekly (Monday) inhalation (TNH) target dose of nPac at low (O.Smg/kg) and high (1.0 mg/kg) doses, respectively. Animals in Groups 5 and 6 received a twice weekly (Monday and Thursday) inhalation target dose of nPac at low (0.50 mg/kg) and high (1.0 mg/kg) respectively. Animals in Group 1 were left untreated as a control of normal tumor cell growth. All animals were necropsied during Week 8.

^¨ Treatment occurred during Week 4-8. Necropsy occurred during Week 8.

** Abraxane® target dose: 5.0 mg/kg based on bodyweighi; target dose volume: not to exceed 250 gL, frequency: Day 1, 8, and 15 of each 1 day cycle beginning durin Week 4.

Husbandry, Quarantine and Assignment to Study

[QQ346] After quarantine all animals were weighed and randomized to remove the 7 spares based on body weights. From Week 1 to Week 3 animals were identified by cage cards (LC numbers) and tail markings. [00347] During Week 3, prior to beginning treatment, animals were weighed and randomized into the groups listed above by body weight stratification and assigned a Study ID. From this point forward, animals were identified by cage cards and sharpie tail marking Immunosuppression and Irradiation

[00348] On Day -1, animals underwent whole body x-ray exposure with -500 rads (Phillips RT 250 X-ray Therapy Unit, Phillips Medical Systems, Shelton, CT) set at 250 kVp, 15mA, and a source-to-object distance of 100cm. The animals were placed in a pie chamber unit, 2-3 animals per slice of pie. The irradiation process took -10-15 minutes.

Tumor Cell Implantation

[00349] On Day 0, animals received tumor cells (CaJu3) administered by IT. Briefly, after being anesthetized by 3-5% isoflurane in an induction chamber, the animal was placed with upper incisors hooked on an inclined hanging instillation platform. The animals tongue was gently secured while the stylet is inserted just past the larynx and into the trachea. A volume of cells in EDTA suspension (target dose volume: 500 pL; concentration: approximately 20x106 per 0.5 inL) was delivered to the lungs via intratracheal instillation. After the instillation, the animals breathing and movement w¾s monitored carefully. Following tumor cell implantation, animals underwent a tumor growth period of approximately 3 weeks prior to treatment to allow for tumor cell engraftment and the development of lung cancer.

Calu3 Growth and Preparation

[00350] Calu3 cells were grown at 37°C with 5% C02 in cell culture flasks. They were grown in Roswell Park Memorial Institute (RPMI) 1640 media with 10% fetal bovine serum (FBS) until 80% confluence. Cells were maintained until the day of instillation. Prior to instillation they were harvested by washing with PBS, then trypsin was added to remove cells from the flask. The cells were neutralized with RPMI 1640 media containing 10% FBS. They were then centrifuged at lOOxg for 5 minutes; the media was removed and the cells were resuspended to a concentration of 20 million cells in 450 pL of serum free RPMI. Prior to instillation, 50 pL of 70 mM EDTA was added to the cell suspension for a total IT dose volume of 500 pL per rat.

Body Weights and Daily Observations

[QQ351] Body weights were collected for randomization, weekly through Week 3, twice weekly beginning at Week 4 through the end of the study, and at necropsy.

[00352] Each animal on study w¾s observed twice daily for any clinical signs of abnormality, morbidity or death. Technicians observed animals during dosing and bodyweight sessions. Ahraxane® Administration IV-Tail Vein Injections

[QQ353] Ahraxane® (5 mg/mL, maximum dose volume of 250 pL) was administered to animals in Group 2. by IV tail vein injection on Days 22, 29 and 36.

nPae Administration - Nose-only Aerosol Exposures

Conditioning

[00354] Animals were conditioned to nose-only exposure tubes for up to 70 minutes. Three conditioning sessions occurred over three days prior to exposure, with the first session lasting 30 minutes, the second 60 minutes and the third 70 minutes. They were monitored closely throughout the conditioning periods and during exposures to assure that they did not experience more than momentary distress.

Exposure System

[00355] Aerosols were generated with two compressed air jet Hospitak at a nebulizer pressure of 20 psi. nPac suspension formulation of 20.0 mg/mL was used for low dose and high dose exposures. Aerosols were directed through a delivery line into a 32-port nose-only exposure chamber. The rodent inhalation exposures were conducted for 33 or 65 minutes. nPac suspension aerosol was generated with a set of two Hospitak compressed air jet nebulizers (used for up to 40 (± 1) minutes), then replaced with a second set of two Hospitak nebulizers for remaining exposure duration . Oxygen and temperature were monitored and recorded throughout each inhalation exposure

Concentration Monitoring

[00356] Aerosol concentration monitoring was conducted by collecting aerosols onto pre- weighed GF/A 47-mm filters. The filters were sampled from animals breathing zones of the nose-only exposure chamber throughout each inhalation exposure. Hie aerosol sampling flow' rate through GF/A filters was maintained at 1.0 ± 0.5 L/minute. Filters were collected throughout each exposure duration every' 10-minutes except for the last filter. With the low- dose exposures (groups 3 and 5) lasting 33 minutes, the final filter was collected after 13 minutes and with tire high-dose exposures (groups 4 and 6) lasting 65 minutes, tire final filter was collected after 15 minutes. After sample collection filters were weighed to determine the total aerosol concentration in the exposure system .

[00357] Post weighing, each filter was placed in a 7 uiL glass vial. Hie filters in glass vials were extracted and analyzed by High Performance Liquid Chromatography (HPLC) to quantify the amount of Paclitaxel collected onto the filters. Hie total aerosol concentration and Paclitaxel aerosol concentrations were calculated for each filter by dividing the total amount of aerosols and Paclitaxel aerosols collected with total air flow through the filter. Hie average Paclitaxel aerosol concentration was used to calculate the achieved average deposited dose of Paclitaxel to the rodent lungs using Equation 1 as shown in tire Determination of Dose section below.

Determination of Dose

[00358] Deposited dose was calculated using Equation 1 same as in Example 4

Euthanasia and Necropsy

[00359] At scheduled necropsy, animals were euthanized by intraperitonea! injection of an overdose of a barbiturate-based sedative.

Blood and Tissue Collection

[00360] For all necropsies a terminal body weight and brain weight was collected. For scheduled euthanasia blood (for plasma) was collected by cardiac puncture into a K2EDTA tube. The lungs were removed and weighed. A section of lung tissue containing a tumor, a tracheobronchial lymph node, was frozen in liquid nitrogen for potential future analysis lire remaining lung was fixed for potential histopathology.

Histopatho!ogy

[00361] Fixed left lung lobes were trimmed in a “bread loaf’ manner and alternate sections were placed in 2 cassettes to yield 2 slides each with 3 representative sections of the left lung. Tissues were processed routinely, paraffin embedded, sectioned at ~4 pm, mounted, and stained with hematoxylin and eosin (H&E) for microscopic examination. Findings w'ere graded subjectively, semi-quantitatively.

[00362] Sections of lung (1 -4/animal) obtained from 60 out of the 120 treated nude rats on study, trimmed longitudinally, were processed to H & E stained glass slides for light microscopic evaluation.

[00363] During this review , the microscopic findings were recorded and then transferred to an electronic pathology reporting system (PDS-Ascentos-l .2.0, V.1 .2), which summarized the incidence and severities of the lung burden characteristics data and tabulated the results and generated the individual animal data. The lungs from the 60 nude rats were examined histologically: Group 1 [1001-1010], Group 2 [2001-2010], Group 3 [3001-3010], Group 4 [4001-4010], Group 5 [5001-5010] and Group 6 [6001-601 ]) In order to assess the level of tumor burden in these lungs, the lungs were evaluated and scored during histopathologic examination. For each cumulative lung burden characteristic diagnosis: 1) Adenocarcinoma (undifferentiated and differentiated), 2) Primitive Tumor Cells (poorly differentiated pleomorphic cells) and 3) Tumor Regression, the lungs were graded semi-quantitatively using a 4-point grading scale indicating the percent invol vement of the overall lung tissue pro vided as follows: 0 = no evidence, 1 = minimal (~ 1 - 25% total area of lung sections involved), 2 ~ mild (~ 25 - 50% total area of king sections involved), 3 = moderate (~ 50 - 75% total area of lung sections involved), and 4 = marked (~ 75 - 100% total area of lung sections involved).

HistoMorphometry

[00364] Histomorphometric analyses was performed using fixed left lung lobes of the first 10 animals from each group. Tissue was trimmed using a morphometry (“bread slice”) style trim. Briefly, trimming started at a random point between 2 and 4 mm from the cranial end of the lung. Each lung section was cut approximately 4 mm thick. Odd numbered sections were placed caudal side down cassette 1 while even numbered sections were placed in cassette 2. Tissue sections were then processed, paraffin embedded, and sectioned at 4mhi and stained with hematoxylin and eosin (HE) for examination. Both slides (odd and even slices) were used to determine an average tumor fraction per animal.

[00365] Morphometric analysis was performed on the hematoxylin and eosin (HE) stained lung tissue from the designated animals by Lovelace Biomedical. Whole slides (2 per animal containing transverse sections of the entire left lung) were scanned using a Hamamatsu Nanozoomer. Scans were analyzed with Visiopharm Integrator System software (VIS, version 2017.2.5.3857). Statistical analysis of tumor area fraction was performed in GraphPad Prism 5 (version 5.04).

[00366] Computerized image quantification designed to quantify the amount of tumor area present on each slide was performed on ail left lung tissue using the whole slide scans. The Visiopharm Application for quantifying the area of lung metastases was used to differentiate tumor cells from normal lung tissue based on cell density, staining intensity, and size and staining intensity. It is noted that this quantitation based upon simple H&E staining will not be perfect (i.e. it is not capable of fully di scriminating between types of tumor tissue, necrotic and viable tumor tissue, and some normal structures may be included as tumor). The value in application of this process to H&E sections is that it is an unbiased approach to tumor quantification. The area of the whole piece of lung is determined, and the area occupied by structures identified as metastases is then expressed as a percentage of the total area. Minor adjustment of the area to be analyzed to ensure extrapulmonary structures are excluded and the entire lung is included may be performed manually. Other manual manipulations are avoided in order to ensure consistency across all groups and remove potential for introduction of bias. If possible, development of specific immunohistochemical stains to identify only tumor tissue would increase specificity of this analysis.

Blood Collection and Processing [QQ367] Blood collected at necropsy was processed to plasma by centrifugation at a minimum of 1300g at 4°C for 10 minutes. Plasma samples were stored at -70 to -90°C until analysis or shipment to sponsor.

ADDITIONAL MORPHOLOGIC AND IMMUNOHISTOCHEMICAL (IHC) STUDIES

[00368] A subset of 17 animals was chosen to review morphologic and immunohistochemical (IHC) features using slides prepared with Hematoxylin & Eosin, Masson’s Trichrome, AE1/AE3 (pan-keratin), and CD 1 1b (dendritic cells, natural killer cells and macrophages). This subset included Control animals (n=2) and Treated animals from each treatment group (n=3 per group). Rat lung blocks were sectioned at 4pm thickness and collected on positively charged slides.

Methods

[00369] H&E and Masson’s trichrome staining were performed according to standard protocols. For Anti-Pan Cytokeratin antibody [AE1/AE3], rat uterus was sectioned from a tissue bank as controls. Optimization was performed on formalin-fixed paraffin-embedded (FFPE) rat uterus tissue from the tissue bank using a Leica Bond automated immunostamer and a mouse Anti-Pan Cytokeratin [AE1/AE3] (Abeam, #ab27988, Lot #GR32Q9978~1) antibody at four different dilutions plus a negative control: no primary antibody, 1 :50, 1: 100, 1 :200, and 1:400. Heat induced antigen retrieval was performed using Leica Bond Epitope Retrieval Buffer 1 (Citrate Buffer solution, rHό.0) for 20 minutes (ERl(20)) and Leica Bond Epitope Retrieval Buffer 2 (EDTA solution, pH9.0) for 20 minutes (ER2(20)). Non-specific background was blocked with Rodent Block M (Biocare, #RBM961H, Lot #062117).

[QQ370] Anti-pan Cytokeratin antibody [AE1/AE3] antibody was detected using Mouse- on-Mouse HRPPolymer (Biocare, #MM620H, Lot #062016) and visualized with 3’3- diaminobenzidine (DAB; brown). A Hematoxylin nuclear counterstain (blue) was applied. Optimization slides were examined, and optimal staining conditions for sample slides were determined with Anti-Pan Cytokeratin antibody [AE1/AE3] at 1 :50 dilution with ER2(20).

[00371] For Anti-CD- l i b antibody, optimization was performed on formalin-fixed paraffin-embedded (FFPE) rat lymph nodes tissue from a tissue bank using a Leica Bond automated immunostainer and a rabbit anti-CD l ib antibody at four different dilutions plus a negative control: no primary antibody, 1 :250, 1 : 500, 1 : 1000 and 1 :2000.

[00372] Heat induced antigen retrieval was performed using Leica Bond Epitope Retrieval Buffer 1 (Citrate Buffer, pH6.0) for 20 minutes (ER1(20)) or Leica Bond Epitope Retrieval Buffer 2 (EDTA solution, pH9.0) for 20 minutes (ER2(20)). [QQ373] Anti-CD l ib antibody was detected using Novocastra Bond Refine Polymer Detection and visualized with 3 ^‘ 3-diammobenzidine (DAB; brown). A Hematoxylin nuclear counterstain (blue) was applied. Optimization slides were examined, and optimal staining conditions for FFPE tissue were determined with anti-CD 1 1b at 1 :2000 dilution with ER2(20). Rat lymph nodes controls were used alongside rat lung samples.

STUDY RESULTS

Clinical Observation, Survival, and Bodyweights

[00374] All animals survived to their designated necropsy timepoint. Clinical observations related to the model included skin rash and labored breathing. One animal was observed to have an upper abdominal hernia. Per vet recommendation the animal was switched with a Group 1 (Untreated Control) that would not undergo inhalation exposures therefore no exposure tube restraint would be necessary.

[00375] FIG, 17 shows the average body weights through the duration of the study. FIG. 18 shows the percent change in average body weights from Day 0. All groups gained weight at about the same rate through the course of the study.

Ahraxane® IV Tail Vein Injections

[00376] For the group receiving IV injections of Ahraxane©, the average dose on Day 22, 29 and 36 was 4.94, 4.64 and 4.46 mg/ kg respectively.

nPae Exposures

Aerosol Concentrations and Deposited Dose

[00377] Total aerosol and Paelitaxei aerosol concentrations were measured by sampling of GF/A filters during each exposure. Hie inhalation exposure average Paelitaxei aerosol concentration for once weekly Low Dose and twice weekly Low Dose nPac groups was of 270.51 pg/L and 263.56 pg/L, respectively. The inhalation exposure average Paelitaxei aerosol concentration for once weekly High Dose and twice weekly High Dose nPac groups was of 244.82 pg/L and 245.76 pg/L, respectively. Hie oxygen and temperature levels were monitored throughout each exposure.

[00378] Doses were based on average aerosol paelitaxei concentration, most recent average group bodyweight, the assumed deposition fraction of 10% and an exposure duration of 33 or 65 minutes. During four weeks of treatment, the average achieved rodent deposited dose for the once weekly Low' Dose nPac group and twice weekly Low Dose nPac group were 0.655 mg/kg and 0.640 mg/kg (1 28 mg/kg/week), respectively. [00379] Hie average achieved rodent deposited dose for the once weekly High Dose nPac group and twice woekly High Dose nPac group were 1.166 mg/kg and 1.176 mg/kg (2.352 mg/kg/week), respectively.

Particle Size (MMAD & GSD)

[00380] The particle size distribution was determined in terms of Mass Median Aerodynamic Diameter (MMAD) and Geometric Standard Deviation (GSD) for each nPac formulation aerosols using cascade impactor. For the 20.0 mg/m i . nPac aerosols the average MMAD was determined to be 2.01 pm and a GSD of 1.87.

Necropsy Observations and Organ Weights

[00381] Ail animals survived to their designated necropsy timepoint. At necropsy animals from each group had tan nodules on the lungs and/or red or tan patchy discolorations of the lung. Other sporadic observations included an abdominal hernia in one animal and a nodule on the pericardiumin another animal. No other abnormal gross observations were noted at necropsy. One animal did not have any visible tumors (nodules) at the time of necropsy.

[00382] Individual animal organ weight data is shown graphically in FIG. 19, FIG. 20 and FIG. 21. In Abraxane® treated animal’s lung weights, lung to BW ratios and lung to brain weight ratios were significantly lower compared to Untreated Controls. The once weekly nPac High Dose group had similar weights to the Abraxane'® group and significantly lower lung weights and lung to brain ratios compared to Untreated Controls. The once weekly Low Dose, nPac twice weekly Low Dose and twice weekly High Dose nPac groups generally had similar average lung weights and ratios.

[QQ383] Ail treatment groups showed a decrease in average lung tumor fraction when compared to the control group; however, there was no statistically significant difference between groups. There was also no statistically significant difference between IV Abraxane® treatment and any of the nPac treatment regimens in regards to the tumor area fraction examined on cross sectional lung slides. As is typical of this model, there is wide variability between animals within all groups in the tumor fraction. These data should be considered in combination with other indicators of lung tumor burden in this model including lung to brain weight ratios and standard histopathology for final interpretation. It is important to note that morphometric analysis and histopathologic examination was performed on fixed lung tissue from the left lobe while other analyses on lung tissue may be performed on frozen tissue from the right lung lobes. Average tumor area is shown in FIG. 22 and FIG. 23.

PATHOLOGY RESULTS [00384] As a result of tire slide examination of the identified populations of neoplastic ceils the pathologist determined: (1) There was a slight decrease in severity of an overall lung tumor burden of Adenocarcinoma (undifferentiated and differentiated cells) in all treated groups (Grp. 2 (1.7), Grp, 3 (1.8), Grp. 4 (1.7), Grp 5 (1.6) and Grp. 6 (1.6) compared to the untreated Control Grp. 1 (2.1 ). (2) There was reduction in the Primitive Tumor Cell population evident by a decrease in the severity in Grp. 3 (0.3), Grp. 4 (0.3), Grp 5 (0.2) and Grp 6 (0.2) compared to the corresponding control Grp 1 (0.9) and Grp 2 (1.0), and 3). There was Tumor Regression present in Grp 3 (0.6), Gip 4 (1.0), Grp 5 (0.8) and Grp 6 (1.0) compared to the corresponding control Grp 1 (0.0) and Grp 2 (0.1). The incidence and seventi es of the lung burden characteristics data are summarized in Table 24, and in FIG. 24. Photomicrographs of the slides are shown in FIGs. 25 to 59.

Table 24. Incidences and Severities of Cumulative Lung Burden Table

a. Severity Grade is based on a 4-point grading scale of 1 to 4: 1-minimal, 2=mild, 3=moderate, 4-tnatked

b. The presence of a (0) indicates that there in no evidence histopathologicaily of the lesion in question

HISTOLOGICAL OVERVIEW OF H&E STAINED LUNG CANCER TISSUE SLIDE

General Observations:

[00385] Control: Extensive levels of viable tumor with proliferating ceils and little to no immune cell infiltration

[QQ386] Abraxane® TV: Many viable appearing tumor masses with some lymphocytic response along with some tumor regression.

[QQ387] nPac lx per week, High: Clearance of tumor from the lung with few viable tumor cells remaining. Masses remaining appear to be immune cell infiltrate and fibrosis.

[00388] nPac 2x per week, Low: Some remaining tumor nodules surrounded by immune cell infiltrate including macrophages and mononuclear cells.

[00389] nPac 2x per week, High: Few tumor nodules with immune infiltrate and stromal fibrosis replacing tumor.

[QQ390] Extensive mononuclear tumoricidal cell infiltration was observed in the lungs of animals receiving nPac through inhalation. As tire model used is T ceil deficient, it is likely that the cells are B cells or NK cells, or both. B cells are responsible for the production of antibodies and can be involved in tumor cell killing through antibody-dependent cell mediated cytotoxicity (the antibodies bind to ceils expressing Fc Receptors and enhance the killing ability of these cells). NK cells are innate lymphoid ceils that are crucial in the killing of tumor cells. In patients with tumors, NK cell activity is reduced allowing for the growth of the tumor. Along with T cells, NK cells are the target of some check point inhibitors to increase their activity.

[00391] By the use of a wide array of surface receptors capable of delivering either triggering or inhibitory signals, NK cells can monitor cells within their environment to ascertain if the cell is abnormal (tumor or virally infected) and should be eliminated through cytotoxicity. [00392] The cytotoxicity and chemotaxis of NK cells can be modified by many pathological processes including tumor cells and their byproducts. In response to certain signals their functions are enhanced or potentiated. In response to several Pathogen Associated Molecular Patterns (PAMPs) by using different Toll Like Receptors (TLR); NK cells can increase cytokine production and/or cytolytic activity. Cytokines, including IL-2, 1L-15, IL-12, IL-18, and IFNs a/b can also modify the activity of NK cells. NK cells are not simple cells that are only cytolytic effectors capable of killing different tumor cell targets; rather, they represent a heterogeneous population which can finely tune their activity in variable environmental contexts.

[00393] The tumor burden seems to be significantly reduced in the lungs of the animals treated with nPac and is lower than that for Abraxane® TV. Therefore, the localized administration of paciitaxel in the form of nPac provides additional potency. This is likely- due to both the longer exposure to tire chemotherapy over time and the vigorous cellular infiltration to the site of the tumor. This latter response appeared to be dependent on the dose density (actual dose and dose frequency).

Observations of Specific Photomicrographs:

[00394] FIG. 25: Subject 1006 (Control) Adenocarcinoma-3, Primitive- 1 , Regression-0. Low-power magnification (2x) showing the general distribution of undifferentiated, pleomorphic, large, anaplastic tumor cells within alveolar spaces or lining the alveolar septae. The majority of cells do not have features of adenocarcinoma and appear in sheets of contiguous tumor. Many cells have basophilic staining cytoplasm, while others are large, anaplastic and contain pale amphophilic-staining. Note the presence of a pre-existing resident population of alveolar macrophages and the absence of tumor regression.

[00395] FIG. 39: Subject 2003 (IV Abraxane®) Adenocarcinoma- 1, Primitive-1, Regression-1 . Low -power magnification (4x) showing the general distribution of tumor masses predominantly at the periphery as well as multiple smaller expansive tumor masses filling alveolar spaces. The tumor cells are pleomorphic, large, anaplastic and have pale amphophilic-staining, varying from undifferentiated to differentiated patterns of adenocarcinoma. Evidence of tumor regression is present around the periphery of the mass and primarily characterized by the infiltration of macrophages.

[QQ396] FIG. 45: Subject 2010 (IV Abraxane®) Adenocarcinoma-3, Primitive- 1, Regression-0. Low-power magnification (2x) showing the general distribution of large expansive tumor mass filling most alveolar spaces as well as neoplastic cells in the periphery. Most tumor cells are predominantly undifferentiated, pleomorphic, large, anaplastic with pale amphophilic-staining. The primitive cells are smaller, ovoid, and have more basophilic staining cytoplasm with variable, vesicular nuclei and moderate to marked anisokaryosis. Inflammatory cell infiltration are predominantly neutrophils and macrophages. This image demonstrates an absence of tumor regression

[00397] FIG. 48: Subject 4009 (IH nPac lx/wk High) Adenocarcinoma-0, Primitive-0, Regression-4. Low-power magnification (2x) showing tire general distribution of previously populated tumor masses, the presence of multiple small areas of fibrous connective tissue, central collagenous stroma and fibrocytes are seen at the peripheral alveolar spaces as well as thickened alveolar septae supports evidence of tumor regression. In addition, the alveolar spaces are commonly filled with infiltrate of macrophages and lymphocytes together with additional evidence of tumor regression .

[00398] FIG. 51 : Subject 5010 (IH nPac 2x/wk Low) Adenocarcinoma- 1, Primitive-0, Regression-3. Low-power magnification (2x) showing the general distribution of previously populated tumor masses. Regressing masses are variably small and randomly distributed. Fibrous connective tissue is seen filling/replacing alveolar spaces and suggests foci of regressing adenocarcinoma. Acute necrosis, fibrous connective scaffolding, mixed cell infiltration of macrophages, giant cells and lymphocytes in the epithelium as well as around the s troma are signs of tumor regression .

[00399] FIG. 55: Subject 6005 (IH nPac 2x/wk High) Adenocarcinoma- 1, Primitive-0, Regression-4. Low'-power magnification (2x) showing tire general distribution of previously populated tumor masses in multiple small areas of fibrous connective tissue filling/replacing the alveolar spaces suggesting foci of previous infiltrates of adenocarcinoma cells. Tumor regression is evidenced by fibrosis of previously populated tumor masses, central collagenous stromal core and fibrous connective tissue at the periphery filling/replacing the alveolar spaces, thickening of the septae as well as the presence of fibrocy tes filling the alveolar space infiltrated by lymphocytes and macrophages.

RESULTS OF THE ADDITIONAL MORPHOLOGIC AND (IHC) STUDIES

[00400] After a review of H&E slides of ail 120 animals in the study, it was noted that a possible immune response was seen in treatment groups. To further investigate this finding, a subset of animals was chosen from each group for further immunohistochemical evaluation.

[00401] Firstly, the trend of tumor regression as evaluated by a pathologist reviewing all 120 animals was compared to a different pathologist reviewing a subset of 17 animals to show a similar trend between the sample sizes. [00402] Initial evaluation of the degree of tumor regression on all 120 animals was done via a pathologist grading semi-quantitively using a 5 -point scale indicating the percent of involvement of the overall lung tissue. The grading system is based on a grading scale of: 0=no evidence, 1= 1-25% total area of lung sections, 2= 25-50% total area of lung sections, 3= 50-75% total area of lung sections, 4=75-100% total area of lung sections. This evaluation showed the incidence of animals presenting with tumor regression scored as follows, 0% of non-treated controls, 10% of IV Abraxane®, 55% of IH nPac low-dose once weekly, 55% of IH nPac low-dose twice weekly, 55% of IH nPac high-dose once weekly and 65% of IH nPac high-dose twice weekly.

[00403] A review of the subset of 17 animals performed by a separate pathologist evaluating tumor regression using as similar semi-quantitative grading scale (0=no evidence, 1=1-19% total area of lung sections, 2=11-50% total area of lung section, 3=greater than 50% total area of lung sections, 4=complete regression). This evaluation showed tire incidence of animals presenting with tumor regression scored as follows: 0% of non-treated controls, between 65-69% of IV Abraxane®, 100% of IH nPac low-dose once weekly, 100% of IH nPac low-dose twice weekly, 100% of IH nPac high-dose once weekly and 100% of IH nPac high-dose twice weekly. This review (17 animals) presented a similar pattern to the previous review (120 animals) with the inhaled groups showing the greatest percent of animals with tumor regression.

[00404] Upon histological review' of the subset of 17 animals from the study, interesting patterns with respect to tumor regression and immune response were seen. TWO main features differed amongst the various groups, notably the presence and degree of tumor regression and the presence and intensity of an accompanying immune response. Below are the observations and remarks of the histological review'.

No Treatment Group

[00405] Observations: FIG. 60: Control cases. Top row ⁷ : H/E stained sections. Bottom row: lmmunohistochemical staining.

Column 1 : (A) Poorly differentiated area of adenocarcinoma composed of sheets of large cells with pleomorphic nuclei, increased mitoses and lack of glandular differentiation. Note dense compact arrangement of tumor cells, sharp demarcation from surrounding normal lung m lower right comer and the lack of a fibrotic capsule surrounding the tumor. (D) Corresponding keratin immunostain from same area shown in A. This demonstrates sensitive and specific labeling of carcinoma cells with pancytokeratin (solid arrow). Column 2: (B) Adenocarcinoma with focal rudimentary duct formation (dashed arrow' at top right). Note the focal, limited immune cell component in the center, consisting of small lymphocytes and focal macrophages (solid arrows in center). (E) CD l ib stain showing minimal numbers of NK cells and macrophages at the peripher ' of a tumor cell nodule (solid arrow ¹ ).

Column 3: (C) Adenocarcinoma growing adjacent to a focus of bronchial associated lymphoid tissue (BALT) that consists of densely packed small mature lymphocytes (marked with solid arrow'). Note the close association of the BALT with the adjacent normal bronchial lining (dashed arrow' top left comer). (F) Corresponding focus to that seen in C, stained with keratin, showing positive staining in carcinoma cells and lack of staining in the lymphoid cells.

[00406] Remarks: Both animals presented uniform growth of solid, densely packed collections of adenocarcinoma. The tumors had relatively well demarcated margins borderi ng the surrounding normal lung parenchyma with no evidence of tumor regression and unabated tumor cell growth. The lymphoid infiltrate in these animals was mild and tertiary lymphoid structures were sparse.

Intravenous (IV) Abraxane® Positive Treatment Control Group

[00407] Observations: FIG. 61: IV Abraxane® case (2003) showing a nodule of adenocarcinoma with tumor regression consisting of separation of the tumor towards the periphery of the nodule into progressively smaller tumor cell clusters and single tumor cells, with an associated increased immune cell infiltrate.

Column 1 : (A) Low power view of a nodule of invasive adenocarcinoma (highlighted by dashed arrows). Note the irregular peripheral border of the nodule due to progressive separation of tumor cells at the periphery and increased immune cell response (solid arrows). (D) Corresponding keratin immunostain from same area shown in A . This clearly demonstrates the progressively smaller size of tumor cell nodules toward the periphery (dashed arrow's) and the increased intervening stroma between them (solid arrow).

Column 2: (B) High power view _' of the area in image A, showing the progressively smaller clusters of tumor cells (dashed arrows). (E) Higher power view of the keratin stained area shown in D, highlighting the separated smaller tumor cell nodules. Note the progressive decrease in tumor cell cluster size moving from the top right comer toward the bottom left comer where the tumor is present as individual single tumor cells (dashed arrows). The solid arrow' highlights the increased intervening stroma with immune cells. Column 3: (C) Immune cells (highlighted with solid arrow) seen within the center of a tumor nodule (dashed arrows highlight the tumor cells). (F) Low power view ⁷ of a CD l ib-stained section highlighting the same area seen in image A. This show's the increased density of immune cells (solid arrows) at the peripher of the nodule and within the tumor nodule. Dashed arrow's highlight residual carcinoma cells that are not labeled with the CD l ib antibody.

[00408] Remarks: All three animals presented tumor growth in densely packed collections of adenocarcinoma, however, two of the animals showed some features compatible with tumor regression. This regression was characterized by the presence of progressive separation and loss of tumor cell clusters at the periphery of the tumor nodules with ill-defined demarcated margins bordering the surrounding normal lung parenchyma. The lymphoid infiltrate in the areas showing tumor loss showed an increase in lymphoid infiltrate in the stroma.

Inhaled nPac treatment groups

[00409] Observations: FIG 62: Inhaled nPac cases.

Top row: Low ⁷ dose, Ix week (LD1X) (case 3006). (A) H/E staining showing tumor regression w ith in a nodule with prominent separation and loss of tumor cells at the periphery (dashed arrows show residual tumor and solid arrows show intervening stroma with inflammation). (B) Keratin stain highlights the residual carcinoma (dashed arrow's) with a large intervening area of tumor loss (solid arrows) composed of background stroma with lymphocytes and macrophages. (C) CD l ib immunostain highlights a marked lymphohistiocytic immune cell infiltrate in the areas where there is tumor cell dropout (solid arrow's). Residual unstained carcinoma is highlighted with dashed arrow .

Second row ⁷ : Low dose, 2x/week (LD2X) (case 4009). (D) H/E staining showed no residual viable adenocarcinoma. This case contained scattered foci such as this that were composed of collections of small lymphocytes and macrophages within background stroma. No diagnostic viable tumor cells w'ere seen in these nodules, or elsewhere in the lung sections. (E) Keratin stain in the same area as D, showing lack of staining, thus adding immunohistochemical support for the interpretation of no residual viable carcinoma and complete regression. (F) CD! lb stain shows that this focus has a mild-moderate immune cell infiltrate.

Third row: High dose, lx/week (HD IX) (case 5008). (G) H/E staining showing tumor regression in a nodule with prominent separation and loss of tumor cells at the periphery (dashed arrows show' residual tumor and solid arrows show' intervening stroma with inflammation). (H) Keratin stain highlights the residual carcinoma (dashed arrows) and a large unstained area of tumor loss (solid arrows) composed of background stroma with lymphocytes and macrophages. (1) CD l ib immunostain highlights a marked immune cell infiltrate in the areas where there is tumor cell dropout (solid arrow). Residual pockets of unstamed carcinoma are highlighted with dashed arrow.

Fourth row': High dose, 2x/week (HD2X) (case 6005). (J) H/E staining showed numerous collections such as this one that contains cells with eosinophilic and foamy cytoplasm (low power). (K) Higher power of same area shows cells with spindled nuclei (solid arrow) and rare possible duct-like structures or regenerating small blood vessels (dashed arrow ⁷ ). (L) Masson trichrome stain show's blue staining of stroma consistent with early collagen fibrosis and organization.

Fifth row: High dose, 2x/week (HD2X) (case 6005 continued). (M) Keratin stain show-s labeling of focal single cells and duct-like structures (dashed arrow). Intervening cells are negative for keratin (solid arrow). (N) CD l ib immunostain highlights an immune cell infiltrate in the area where there is tumor cell dropout (solid arrow ⁷ ). The magnification in this image matches that in J.

[QQ410] Remarks: Of the 12 animals one animal presented no residual adenocarcinoma and was interpreted as a complete responder (versus non-engraftment). One animal presented as difficult to classify as it contained rare instances of tumor positive staining that were difficult to differentiate as tumor or as regenerative small blood vessels and/or regenerative/atrophic non-neoplastic lung parenchyma. As such, this second case also w ⁷ as interpreted as extensive and near-complete responder. In these two cases, there were scattered foci of immune cells in areas presumed to previously contain solid clusters of adenocarcinoma. One case presented evidence of organization with deposition of fibrous collagen noted by Masson’s Trichrome staining. All remaining 10 animals presented tumor nodules with varying degrees of apparent tumor regression with 8 of the 10 animals presenting tumor regression in >50% of the tumor nodules. The inhaled nPac group presented with lymphoid infiltrate that varied from well-defined organized collections of densely packed mature lymphoid cells with well-defined lymphoid follicles and germinal centers and interfol!icular areas and paracortical zones. As well as smaller dense collections of lymphoid tissue at the periphery and focally within the center of the tumor nodules.

Observation of Tertiary Lymphoid Structures (TLSs)

[00411 ] Secondary lymphoid organs develop as part of a genetically preprogrammed process during embryogenesis and primarily serve to initiate adaptive immune response providing a location for interactions between rare antigen-specific naive lymphocytes and antigen-presenting cells draining from local tissue. Organogenesis of secondary lymphoid tissues can also be recapitulated in adulthood during de novo lymphoid neogenesis of tertiary lymphoid structures (TLS) and form in the inflamed tissue afflicted by various pathological conditions, including cancer. Organogenesis of mucosal-associated lymphoid tissue such as bronchial-associated lymphoid tissue is one such example. The term TLS can refer to structures of varying organization, from simple clusters of lymphocytes, to sophisticated, segregated structures highly reminiscent of secondary lymphoid organs. A notable difference between lymph nodes and TLS’s is the that where lymph nodes are encapsulated, TLS’s represent a congregation of immune and stromal cells confined within an organ or tissue.

[00412] Observations: FIG. 63: Lymphoid structures in treated and untreated cases.

Top row: Inhaled nPac case demonstrating tertiary lymphoid structures (TLSs) with follicular hyperplasia. High dose, 2x/week (HD2X) (case 6007). (A) H/E stain showing two adjacent TLSs (highlighted with solid arrows). In the lung these are referred to as bronchial associated lymphoid tissue (BALT). Note the organoid appearance of these TLSs in that they are composed of well-circumscribed collections of dense lymphoid tissue with distinct topology that includes lymphoid follicles with prominent germinal centers, interfollicular areas and paracortical zones. Dashed arrows highlight adjacent foci of tutnor with irregular peripheral borders consistent with tumor regression. (B) Higher power image from area in A. The smaller TLS contains a lymphoid follicle with a prominent germinal center (paler area at tip of arrow). This process of germinal center formation in lymphoid follicles is referred to as follicular lymphoid hyperplasia and is indicative of lymphoid tissue that is activated and is in the process of mounting an immune response to various antigens including foreign material and tumor debris. Germinal centers characteristically show polarization with light and dark zones of lymphoid cells. In this image, the pale zone of the germinal center is pointing toward the adjacent tumor nodule. (C) Keratin stain showing the adjacent carcinoma nodules that have irregular peripheral borders. Solid arrow' show's the TLS. This TLS appears smaller in this section as this tissue section was from a deeper portion of the paraffin embedded tissue compared to that in the H/E stained section shown in A and B.

Second row: Comparison between control (D), IV Abraxane® (E) and nPac (F) cases to illustrate the differences in the number and density of smaller lymphoid collections associated with tumor nodules in the different groups. These three images are ail at the same lower power magnification (4x objective). (D) Control case (1003) shows densely packed adenocarcinoma (dashed arrow') without any discrete lymphoid collections. (E) IV Abraxane® case (2009) showing nodules of adenocarcinoma (dashed arrow) and only a single rare small lymphoid collection at the lower right (solid arrow). (F) nPac case, high dose 2x/week (HD2X) showing adenocarcinoma nodules (dashed arrow) with numerous associated small and medium sized collections of small lymphoid cells. These are arranged at the peripher ^ of the tumor and also focal! y within the tumor (solid arrows).

[00413] Remarks: The inhaled nPac groups showed increased numbers and density of TLSs (2 per low power field) compared to controls and the IV Abraxane® group (1 per low power field), and more of these TLSs showed increased size and activation with follicular lymphoid hyperplasia containing prominent germinal centers.

[QQ414] In summary, the sub-review of 17 animals presented some interesting patterns with respect to tumor regression and immune response in particular, all of the animals treated with nPac showed at least some features compatible with tumor regression winch includes two animals showing complete and/or near complete regression, while 8 of the remaining 10 animals in this group showed some features compatible with tumor regression in >50% of the tumor nodules. This was an increased response compared to the control groups where there was no animal showed a response, and the IV Abraxane® group where 2 of 3 animals showed tumor regression in 1-10% of the tumor nodules.

[00415] Evaluating the nPac groups with each other, a higher dose and increased frequency in dosage (2x/week versus Ix/week) were both associated with a greater effect on tumor response. The data supports an immune based association with tumor regression, the nPac groups also showed increased numbers, and density of TLSs (2 per low power field) compared to controls and the IV Abraxane® group (1 per low power field), and more of these TLSs showed increased size and activation with follicular lymphoid hyperplasia containing prominent germinal centers. There was also a greater density of immune cells at the periphery of tumor nodules and within tumor nodules in the nPac groups.

CONCLUSIONS

[00416] One hundred twenty-seven (127) NIH-mu Nude Rats were x-irradiated to induce immunosuppression on Day -1. On Day 0 animals were dosed with Calu3 tumor cells by intratracheal (IT) instillation. Animals underwent a growth period of three weeks. During the third week, animals were randomized by body weight stratification into the groups. Starting Week 4, animals in Group 2 received a once weekly dose of Abraxane® by intravenous (IV) dosing (5 mg/kg) on Days 22, 29 and 36. Animals m Groups 3 and 4 received once weekly (Monday) inhalation (INH) dose of nPac at low (0.5mg/kg) and high (1.0 mg/kg) target doses, respectively. Animals in Groups 5 and 6 received a twice weekly (Monday and Thursday) target inhalation dose of nPac at low (0.50 mg/kg) and high (1.0 mg/kg) doses respectively. Animals in Group 1 were left untreated as a control of normal tumor cell growth. All animals were necropsied during Week 8.

[00417] Ail animals survived to their designated necropsy timepoint. Clinical observations related to the model included skin rash, labored breathing. All groups gained weight at about the same rate through the course of the study.

[00418] The inhalation exposure average Paclitaxel aerosol concentration for once weekly Low Dose and twice weekly Low Dose nPac groups was 2.70.51 pg/L and 263.56 pg/L, respectively. The inhalation exposure average Paclitaxel aerosol concentration for once weekly High Dose and twice weekly High Dose nPac groups was 244.82 pg/L and 245.76 pg/L, respectively.

[00419] Doses were based on average aerosol paclitaxel concentration, most recent average group body weight, assumed deposition fraction of 10% and exposure duration of 33 or 65 minutes. During four weeks of treatment, tire average achieved rodent deposited dose for the once weekly Low Dose nPac group and twice weekly Low Dose nPac group were 0.655 mg/kg and 0.640 mg/kg (1.28 mg/kg/week), respectively. The average achieved rodent deposited dose for the once weekly High Dose nPac group and twice weekly High Dose nPac group were 1.166 mg/kg and 1.176 mg/kg (2.352 mg/kg/week), respectively. For the group receiving IV injections of Abraxane ®, the average dose on Day 22, 29 and 36 was 4.94, 4.64 and 4.46 mg/ kg respectively.

[00420] At scheduled necropsy, the majority of animals from each group had tan nodules on the lungs and/ or red or tan patchy discolorations of the lung. Other sporadic observations included an abdominal hernia in one animal and nodule on the pericardium of another animal. No other abnormal gross observations were noted at necropsy.

[00421] In Abraxane® treated animals, lung weights, lung to BW ratios and lung to brain weight ratios were significantly lower compared to Untreated Controls. Tire once weekly nPac High Dose group had similar weights to the Abraxane® group and significantly lower lung weights and lung to brain ratios compared to Untreated Controls.

[00422] Compared to the positive control Grp. 1 and the Abraxane® treated comparative Grp. 2, there was a therapeutic effect as measured by lower lung/brain weight ratio and lower overall lung tumor burden without apparent adverse events. Histological analysis of lung tumor burden treated with inhaled nPac showed a decrease in tumor mass, a decrease in primitive tumor cell population, and an increase in tumor regression. Extensive mononuclear cell infiltration was observed in die lungs of animals receiving nPac through inhalation. As the model used is T cell deficient, it is likely that the cells are B cells or NK cells. It is hypothesized that the localized, likely higher concentration exposure of the tumor to nPac affected the tumors leading to an alteration in the environment to draw the mononuclear cellular infiltrate into the lung.

Example 7, Human Bladder Cancer (UM-UC-3) Mouse Xenograft Study

[00423] A study was conducted to evaluate the effect of 1, 2, and 3 weekly intratumoral injection (IT) administrations (administration cycles) of nDoce (nanoparticle docetaxel as disclosed herein, approximately 99% docetaxel with a mean particle size (number) of 1.078 microns, a SSA of 37.2 rn ² /g, and a bulk density (not tapped) of 0.0723 g/cm ³ used in this example) suspension on growth of subcutaneous (SC) UM-UC-3 bladder cancer cell line (ATCC-CRL-1749) tumors in immunocompromised (Hsd:Athymic Nude-Foxnlnu nude) mice. Intratumoral injection administration of a vehicle and intravenous (IV) administration of docetaxel solution were also incorporated into the study as control groups.

[00424] Tumors were implanted with 1x10 ^' cells (IOOmί, volume) into right flank (PBS 1: 1 with matrigel : BD356234). Tumor volume was determined with calipers. Formula: V= (r length* r width * r height) *p* 4/3. Animals were weighed 2x/week. Tumor volumes were determined every 3 to 4 days following tumor implant (total of -20 measurements) and on day of euthanasia. Photo images of tumors were obtained at 2, 3 and 4 weeks post implantation and on day of euthanasia. Animals were euthanized once the tumor reached a size of 3,000mm ^J or up to the point of significant tumor ulceration. At the time of euthanasia, tumors were isolated and halved. One half of the tumor was flash frozen in LN2 stored at ~80°C and will subsequently be analyzed. The second half of the tumor was fixed in formalin. TWO H&E stained slides/tumor were prepared (up to 4 tumor/group were processed).

[QQ425] At day 18 after tumor implant, when average tumor size was between 50-325 nun ³ , animals were sorted into five groups with equal average tumor sizes and were treated as shown in Table 25 below.

Table 25, Main Study Design

[00426] For IT administration (Vehicle/nDoce), injections (using 27G, ½” needle) were administered at three sites within the tumor (total calculated injection volume based on 40 mg/mL nDoee stock and 25 g mouse = 63mIί ; split evenly across the three injection sites) to maximize distribution of the test fonnulation throughout the tumor Tire second treatments (2“ ^d cycle) occurred 7 days following first treatment (1 ^st cycle) and third treatments (3 ^rd cycle) occurred 14 days following the first treatment. The docetaxel solution IV was administered via the tail vein.

[00427] The test formulations were prepared as follows:

Vehicle (Control): Diluted 1 ml of the 1% Poiysorbate 80/8% Ethanol in normal saline (0.9% Sodium Chloride for Injection) reconstitution solution with 1.5 mL of normal saline (0.9% Sodium Chloride for Injection, USP). Hie final concentration of polysorbate 80 was 0.4% and the final concentration of ethanol -was 3.2% in the Vehicle.

nDoce Suspension : Added 1 ml of the 1 % Polysorbate 80/8% Ethanol in normal saline (0.9% Sodium Chloride for Injection) reconstitution solution into the vial of nDoce particles powder ( 100 mg/60 cc vial). Hie mean particle size (number) of die nDoce particles powder was 1.0 micron. Vigorously hand shook tire vial with inversions for 1 minute. Immediately after shaking, added 1.5 ml of normal saline solution (0.9% Sodium Chloride for In _j ection USP) to the vial and hand shook the vial for another 1 minute to make a 40 mg/mL suspension. Allowed die suspension to sit undisturbed for at least 5 minutes to reduce entrapped air and foam.

Docetaxel Solution: Prepared a 20 mg/mL docetaxel stock solution in 50% Ethanol/50% Polysorbate 80. Added normal saline solution (0.9% Sodium Chloride for Injection) to stock solution to make a final, 3 mg/mL docetaxel solution. Vortexed to mix.

[QQ428] Tumor volumes were determined 2x/week for the duration of the study (61 days). The results of the study are shown in FIG. 64, FIG. 65, FIG. 66, FIG. 67, FIG. 68, FIG. 69, FIG. 70, FIG. 71, FIG. 72 & FIG. 73. As seen in FIG. 64, tumor volumes decreased and tumors were effectively eliminated for dosages of nDoce IT 2 cycles and nDoce IT 3 cycles. Tumor volumes decreased initially for dosages of nDoce IT 1 cycle and Docetaxel IV 3 cycles, but subsequently increased. These observations are also reflected in FIG. 65, FIG. 66, FIG. 67, FIG. 68, FIG. 69, FIG. 72 & FIG. 73.

[QQ429] The scatter plot in FIG. 70 shows tumor volumes per animal on Day 1 of treatment vs. end of study (day of sacrifice). As can be seen in FIG. 70, the volume of the tumor in a given animal at the end of study was not dependent upon the initial size of the tumor of the same animal for the animals treated with nDoce IT 2 cycles and nDoce IT 3 cycles, as essentially all the tumors were effectively eliminated. However, for animals treated with Docetaxel IV 3 cycles, the volume of the tumor at the end of the study was generally dependent upon the initial tumor volume for a given animal, i.e., the larger the initial tumor volume, the larger the tumor volume at the end of the study. Hie treatment with Docetaxel IV 3 cycles was somewhat effective at treating small tumors, but not very effective in treating large tumors. Administering nDoce IT (intratumorally) for 2 cycles or 3 cycles effectively treated the tumors regardless of the initial tumor size.

[00430] As can be seen in FIG. 71, the initial animal weight loss for animals treated with Docetaxel IV 3 cycles was generally greater than that of animals treated with nDoce IT 1 cycle, nDoce IT 2 cycles, and nDoce IT 3 cycles. Weights eventually recovered to some degree in all treatments. This may suggest that the side effect of initial appetite loss is greater with Docetaxel IV administration than with nDoce IT administrations. It was also observed that animals treated with Docetaxel IV 3 cycles had greater signs of peripheral neuropathy than did those treated with nDoce IT 3 cycles, and no signs of peripheral neuropathy were observed in those treated with nDoce IT 1 cycle or 2 cycles.

[00431] On the day of death or euthanasia, tumor tissues samples were collected and frozen in LN2 for docetaxel analysis, histology, and immunohistochemistry (IHC) observations. In the IV docetaxel control group, only 1 tumor (of 7 measured) had docetaxel levels above the limit of quantitation of the assay (1 ng/g). Measurable levels of docetaxel were found in all tumors from the IT nDoce groups with the nDoce 3 cycle group tending to have the highest concentrations of docetaxel remaining in die tumors (see FIG. 74). Photomicrographs of histology slides, H&E stain, are shown in FIG.s 75 to 85. Photomicrographs of IHC slides stained with F4/80 antibody stain are shown in FIG. 86, FIG. 87, and FIG. 88.

[QQ432] Additional H&E and Immunohistochemica! (IHC) evaluations were conducted on formalin-fixed tissue and are shown in FIG. 89 and FIG. 90.

Histological Overview of Photomicrographs in FIG.s 75 to 85

General Observations:

[00433] Control: Extensive levels of viable tumor with proliferating cells and little to no mononuclear immune cell infiltration, occasional macrophages noted.

[0Q434] Docetaxel Solution: many viable appearing tumor masses with some macrophage and occasional lymphocytic response along with some tumor necrosis.

[00435] nDoce 2 cycles: Some remaining isolated tumor cells, small area of skin injury, scar/fibrosis seen, immune cell infiltrate including macrophages and mononuclear cells.

[00436] nDoce 3 cycles: Some remaining isolated tumor cells, small area of skin injury, scar/fibrosis seen, immune ceil infiltrate including macrophages and mononuclear cells

[00437] Extensive mononuclear cell infiltration was observed at the site of tumor implantation the subcutaneous space in animals receiving intratumoral injection of nDoce. With increased numbers of cycles, there is increased tumor response, but there is some skin injury, perhaps due to the small space and shallow' area for injection on the flank of a nude mouse (e.g., tumor right up against skin that is tightly drawn over the tumor). As the model used is T cell deficient, it is likely that the lymphocytic cells are B cells or NK cells. B cells are responsible for the production of cytotoxicity (tire antibodies bind to cells expressing Fc Receptors and enhance the killing ability of these ceils. NK cells are innate lymphoid cells that are crucial in the killing of tumor cells. In patients with tumors, NK cell activity is reduced allowing for the growth of the tumor. Along with T cells, NK cells are the target of some check point inhibitors to increase their activity. In all histological samples provided, macrophages were present in the tumor, but the number did not appear to significantly increase.

[00438] By the use of a wide array of surface receptors capable of delivering either triggering or inhibitory signals, NK cells can monitor cells within their environment to ascertain if the cell is abnormal (tumor or viral!y infected) and should be eliminated through cytotoxicity". The cytotoxicity and chemotaxis of NK cells can be modified by many" pathological processes including tumor cells and their byproducts. In response to certain signals their functions are enhanced or potentiated. In response to several Pathogen Associated Molecular Patterns (PAMPs) by using different Toll Like Receptors (TLR); NK cells can increase cytokine production and/or cytolytic activity. Cytokines, including IL-2, IL-15, IL-12, IL-18, and IFNs a/b can also modify the activity of NK cells. NK cells are not simple cells that are only cytolytic effectors capable of killing different tumor cell targets; rather, they represent a heterogeneous population which can finely tune their activity" in variable environmental contexts.

[00439] The tumor burden is significantly reduced in the site of xenograft injection in the animals treated with nDoce and the intratumoral injection is more effective than intravenous docetaxel. Therefore, the localized administration of docetaxel in the form of nDoce provides additional potency. This is likely due to both the longer exposure to the chemotherapy over time and the vigorous cellular infiltration to the site of tire tumor. This latter response appeared to be dependent on the dose density" (actual dose and dose frequency). Anatomically", macrophages are present at high numbers at the margins of tumors with decreasing frequency throughout the stroma moving deeper within the tumor.

Immunohistochemistry Overview of FIG. 86, FIG. 87, and FIG. 88

[00440] FIG. 86: Vast sheet of viable tumor cells and no mononuclear immune cells (no brown staining).

[00441] FIG. 87: Very" little tumor cell destruction and few ⁷ scattered mononuclear immune cells among vast number of viable tumor cells.

[00442] FIG 88: Virtually no tumor cells left and vast numbers of mononuclear immune cells organized into distinct patterns (likely mostly macrophages).

Additional H&E and lmmunohistochemical (IHC) Evaluation (see FIG. 89 and FIG. 90) [00443] Tumor tissue was fixed before H&E and IHC staining. Bladder tissue sections were deparaffmized and processed by standard H&E and IHC staining. At least four tumors per treatment group were processed.

[00444] Observations: FIG. 89 Control Cases:

Top rowz H&E Stained Sections (A-C): (A) Bladder carcinoma composed of sheets of closely- packed large pleomorphic tumor cells. (B) Higher power view showing large tumor cells with prominent nucleoli (solid arrows) and a marked increase in mitotic figures (dashed arrows). (C) Low' power view' showing a focus of geographic tumor cell necrosis with admixed degenerating tumor cells (dashed arrow') and adjacent viable carcinoma at bottom and top of image (solid arrow).

Bottom row': IT vehicle (D) and IV Docetaxel (E and F): (D) IT vehicle case (case .43). H&E stained section showing extensive necrosis in bottom half of image (dashed arrow) and viable carcinoma in top left (solid arrow). (E) IV docetaxel (case B l). H&E stained section showing viable carcinoma in top right portion of image that appeared similar to that in the control and IT vehicle cases (solid arrow). Note sharp demarcation from non -neoplastic fatty- tissue in lower left without a capsule surrounding the tumor (dashed arrow). The fat contained a sparse immune cell infiltrate. (F) IV docetaxel (case B l). CD68 stain highlighting mild macrophage infil trate in surrounding stroma in bottom half of image (dashed arrows). Viable carcinoma is at top of image (solid arrow-).

[00445] Observations: FIG. 9Q Intratumoral nDoce cases (representative images from all groups included: 1 cycle, 2 cycles and 3 cycles).

Top row-: One cycle nDoce (lx) (case C4). (A) Low- power H/E staining showing extensive geographic tumor cell necrosis consisting of homogeneous eosinophilic staining of non- viable necrotic material (dashed arrows). The necrosis spans from the overlying mouse skin surface in top right of image (two solid arrows) to the focal viable carcinoma in the bottom left comer (single solid arrow-). (B) High power view of viable carcinoma at left (solid arrow) and necrosis at right (dashed arrow). (C) CD68 immunohistochemical stain showing mild macrophage infiltrate (solid arrow-) in the surrounding non-neoplastic fatty tissue.

Second row: Two cycles of nDoce treatment (2x) (case D2). (D) Low power view- showing a tertiary lymphoid structure (TLS) that measured 2 mm in maximum dimension (solid arrow-). Note well -circumscribed border of TLS and demarcation from surrounding tissue with immune cell infiltrate. Note overlying ulcerated skin (dashed arrow). (E) CD45R immunostain (B-cell marker) showing extensive staining throughout the TLS, confirming that the majority of the lymphocytes in the TLS are B-cells. Note the organization into B-cell lymphoid follicles (solid arrows) and focal unstained areas that represent interfollicular“T- ceir zones (dashed arrows). (F) Higher power view of same TLS. Note the organization of the TLS with a hilar region that contains medullar} sinuses (dashed arrow) and a germinal center forming in one of the lymphoid follicles (solid arrow).

Third row: Two cycles of nDoce treatment (2x) (case D2), continued. (G) Higher power view of germinal center. Note the polymorphous lymphoid population in the germinal center that consists of a mixed population of small mature lymphocytes, intermediate sized centrocytes and occasional larger centroblasts (solid arrow). Compare this with the adjacent homogenous population of small mature lymphocytes (dashed arrow ⁷ ). (G) Same case, showing separate area with ulcerated skin at left (dashed arrow) and necrotic tissue at right (solid arrow ⁷ ). No viable carcinoma is present. (H) Higher power view of the necrotic area showing homogenous eosinophilic amorphous necrotic material with no diagnostic viable carcinoma. Fourth row: Three cycles of nDoce treatment (3x) (case D2). (J) Low ⁷ power view showing ulcerated skin surface at top w ith underlying necrosis (dashed arrow). Note adjacent TLS in lower right portion of image (solid arrow). (I) Low power view of CD45R-immunostained section showing dense population of B-cells in the TLS (solid arrow). (L) High power view of the necrotic area beneath the skin ulceration showing amorphous necrotic materi al with no diagnostic viable carcinoma cells.

Histopathology :

[00446] Non-treated Control: On day of necropsy, the tumor volume in the non-treated control animal was measured and then tumor site tissues were dissected and approximately half the tumor was processed for docetaxel content and half was preserved for histological analysis. The non-treated control tumor contained an extensive diffuse proliferation of invasive carcinoma that measured up to 15 mm on the slides and consisted of sheets of tumor cells that were closely packed together (FIG. 89 - Slide A). The tumor cells were large with pleomorphic nuclei that had vesicular chromatin and prominent eosinophilic nucleoli. The tumor cells had a moderate amount of lightly eosinophilic cytoplasm and they showed markedly ⁷ increased mitotic activity (122 mitoses per 10 high power fields [400x hpf])( FIG. 89 - Slide B). Individually necrotic and apoptotic tumor cells were present within the tumor and there were also scattered areas of coagulative tumor cell necrosis that overall occupied 5- 10% of the tumor area. The foci of necrosis consisted of homogenous eosinophilic necrotic debris and this contained areas of admixed degenerating tumor cells (FIG. 89 - Slide C). There was no significant lymphoid infiltrate within the tumor and in particular, there were no discrete small lymphoid collections or tertiary lymphoid structures (TLS) in the tumor tissue or in the surrounding non -neoplastic stromal tissue. The surrounding stroma contained a patchy mild immune ceil infiltrate. Immunohistochemical staining for CD68 (marker of macrophages) highlighted a mild macrophage infiltrate within and around the tumor with increased density of staining within the foci of tumor necrosis, consistent with increased concentration of macrophages in areas containing increased cellular debris.

[00447] Non-treated Intratumoral vehicle group: On day of necropsy, tumor volumes in these IT vehicle animals were measured and then tumor site tissues were dissected and approximately half the tumor was processed for docetaxel content and half was preserved for histological analysis. The two intratumoral vehicle cases demonstrated similar findings at the morphologic and immunohistochemical level and both had a similar morphologic and immunohistochemical appearance to that seen in the above-mentioned control case. In particular, both cases contained extensive sheets of large carcinoma cells with an identical appearance to that seen in the control cases. The viable tumor measured up to 12 and 24 mm in maximum dimension on the slide in these two cases, respectively. Both cases also contained geographic areas of necrosis and this was fairly extensive in one ease where it occupied > 50% of the tumor area (case A3) (FIG. 89 Slide D). There was very limited non neoplastic tissue for assessment in both cases although where present, this contained a mild immune cell infiltrate. There were no TLSs present.

[00448] Intravenous Docetaxel: On day of necropsy, tumor volumes in the IV docetaxel animals were measured and then tumor site tissues were dissected and approximately half the tumor veas processed for docetaxel content and half was preserved for histological analysis. The two IV docetaxel eases demonstrated similar findings at the morphologic and immunohistochemical level and both had a similar morphologic and immunohistochemical appearance to that seen in the above-mentioned control case and the two IT vehicle cases. Specifically, both cases contained sheets of large viable carcinoma cells and interspersed areas of geographic tumor cell necrosis drat occupied 1 1-50% (case B l) and 50-90% (case B3) of the tumor area in the two cases, respectively (see Table 29 below; FIG. 89 - Slide E and FIG. 89 - Slide F). Both cases had tumor masses that measured > 10 mm in maximum dimension on the slide (1 1 mm and 15 mm) (see Table 26 below). The surrounding stromal tissue contained a mild immune cell infiltrate. There were no TLSs present.

[QQ449] Intratumoral nDoce 1 cycle: All three animals in this group contained residual carcinoma that was composed of similar pleomorphic cells as seen in the control, IT vehicle and IV docetaxel groups. However, the amount of residual carcinoma varied dramatically within this group. Specifically, two of the three cases (cases Cl and C6) contained extensive residual viable carcinoma that measured 16 mm and 19 mm in maximum dimension on the slide. These two cases also had geographic necrosis that occupied 11-50% of the tumor area. One of these two cases (case C l) contained a small amount of non-neoplastic tissue with a mild immune cell infiltrate. The other case did not have any non-neoplastic tissue present to assess for a surrounding immune cell infiltrate (Case C6). By contrast, the third case (case C4) showed necrosis of 50-90% of the tumor and in this case there was only a small focus of residual viable carcinoma present that measured 2.5 mm in maximum cross-sectional dimension on the slide (FIG. 90 - Slide A and FIG. 90 Slide B). In this same case the surrounding non-neoplastic stroma contained a mild immune ceil infiltrate (FIG. 90 - Slide C). In addition, in the deeper immunohistocliemieal-stained sections a TLS was noted in the adjacent non-neoplastic fatty tissue. The TLS measured approximately 1 mm in maximum dimension and consisted of a dense, well-circumscribed collection of small mature lymphocytes showing organization into lymphoid follicles and a hilar region. Staining for CD45R confirmed that the majority of the lymphocytes in the TLS were B-cells and that these were organized into B-cell follicles within the TLS. As in the non-treated and vehicle controls, on day of necropsy, tumor volumes in these animals were measured and then tumor site tissues were dissected and approximately half the tumor was processed for docetaxel content and half was preserved for histological analysis.

[00450] Intratumoral nDoce 2 cycles: Four of the five animals in this group had the entirety of their tumor site tissue preserved for histological analysis. Two of the five animals (cases D2 and D8) in this group contained no residual viable carcinoma and these animals also demonstrated extensive geographic tumor necrosis (100% of tumor necrotic; FIG. 90 - Slide H and FIG. 90 - Slide I). In two of the remaining three animals (cases D4 and D6) there was also extensive necrosis (> 90% of tumor) and in both cases there wore only rare, tiny collections of detached tumor cells present, the largest of which measured up to 0.1 mm in each case. Hie significance of these rare tiny detached tumor cell clusters w'as not certain and given their appearance and detached localization adjacent to the edge of the tissue and edge of necrosis, an artifact of sectioning could not be excluded in each of these four cases there was a single TLS. Three of the TLSs measured 1 mm, 1mm and 2 mm, while the fourth measured 0.1 mm (case D8). Hie TLSs were discretely located within non-neoplastic tissue and wore generally in the vicinity of, or directly adjacent to the necrotic material (FIG. 90 - Slide D). The TLSs were well-circumscribed, but they lacked a fibrous capsule. Hie internal topology of the TLSs showed varying degrees of maturation but in the more mature- appearing TLSs there was a distinct resemblance to secondary lymphoid organs, with some of these having hilar regions with medullar sinuses that extended towards peripherally placed lymphoid follicles that were composed of homogenous small mature lymphocytes without visible nucleoli (FIG. 90 - Slide F and FIG. 90 - Slide G). The interfollicular areas also contained similar appearing small mature lymphocytes with occasional larger lymphoid cells consistent with irnmunoblasts. Focally, some of tire lymphoid follicles contained germinal centers that were composed of a polymorphous lymphoid population that included small mature lymphocytes, intermediate-sized centrocytes and larger cells consistent with centroblasts (FIG. 90 - Slide G). Occasional tangible-body macrophages were also noted in germinal centers. Immunohistochemica! staining for CD45R showed strong staining of B- cells in the TLSs Specifically, this result highlighted the B-cells in the lymphoid follicles, including germinal centers and showed absence of staining in the interfollicular lymphoid cells (T-cell areas)(FIG. 90 - Slide E). The fifth case in this group (case D9) contained a residual focus of viable carcinoma that measured 8 mm maximum dimension and also showed necrosis of 5-10% of the tumor area. This animal had approximately 50% of tumor site tissue preserved for histological analysis and 50% analyzed for docetaxel content. Staining for CD68 showed a moderate macrophage infiltrate in 1 of tire 5 cases in tins group (case D2) and a mild macrophage infiltrate in the remaining four cases (cases D4, D6, D8 and D9).

[00451] Intratumoral nDoce 3 cycles: None of the three animals (El, E7, E9) in this group contained residual diagnostic viable invasive carcinoma nodules and all three cases also demonstrated extensive necrosis (FIG. 90 - Slide L). All three animals in this group had the entirety of their tumor site tissues preserved for histological analysis. In two of these animals (El and E7) there was a large area of skin ulceration, subjacent to which was an area of necrosis that extended into surrounding non-neoplastic fibrofatty and muscular tissue. This was associated with regenerative changes in the surrounding epidermal lining that included areas of pseudoepitheliomatous hyperplasia, as well as degenerative changes in muscular ceils. Similarly, within and adjacent to the necrosis there were regenerative larger stromal cells including fibroblasts and endothelial ceils. There were also rare admixed single larger cells in the necrosis that had degenerating nuclei. These rare cells appeared to be in the process of necrosis or completely necrotic and while it was difficult to definitively exclude that these may have represented rare dying tumor cells, these could also have represented reach ve/regenerative stromal cells or degenerating muscle cells as definitive muscle cells elsewhere in the section showed similar degenerative nuclear features. As such, the exact significance of these rare cells was not certain, but they did not form cohesive nodules and they appeared to be either dying or necrotic. A pancytokeratin (AE1/AE3) immunostain was performed to further assess these cells: however, while this showed lack of labeling of some of these larger cells, there was excessive background staining that made definitive assessment difficult in some areas. In addition, the pancytokeratin performed in this study overall was not reliable with lack of sensitivity in tire control cases. As such, definitive assessment of these sections with the current keratin stain was not reliable and this will be deferred to review of slides stained with another keratin immunostain (keratin 7) which is currently pending. All three cases also contained a single, well-formed TLS and these measured 0.8 mm, 1.5 mm and 2 mm in maximum dimension in the three animals. The TLSs in this group (FIG. 90 -- Slide J and FIG. 90 - Slide K) had a similar range of maturation and CD45R pattern of staining to that described in the nDoce 2 cycle group above. In particular, the TLS were well circumscribed and located in the vicinity of die necrosis and ulceration. The TLSs in this group showed internal organization with lymphoid follicles that were composed of B-cells that strongly expressed CD45R and some of these lymphoid follicles contained germinal centers. CD68 staining highlighted a moderate macrophage infiltrate in all three animals. [QQ452] Tables 26 and 27 below reflect the maximum cross-sectional dimension of the viable carcinoma, as measured in millimeters on the slide.

Table 26: Maximum size of viable invasive carcinoma on the slide in each group

Table 27. Compari son of the non -nDoce treatment groups with the IT nDoce groups

[00453] Table 26 shows the range of sizes of residual tumor in the six groups. Table 27 condenses this data to directly compare the size of the residual carcinoma nodules in the three non-nDoce groups (5 animals in total) with the three nDoce groups ( 11 animals in total). All five non-nDoce animals had residual viable carcinoma nodules that measured greater than 10 mm. By contrast, just under half (5/1 1 ) of the animals treated with IT nDoce had no diagnostic residual viable carcinoma on the slide to measure (complete regression). In two of the remaining 5 animals in die IT nDoce group drat had residual viable carcinoma, this consisted of rare tiny tumor cell collections where tumor measured up to 0.1 mm in maximum dimension. The significance of the tiny amount of tumor in these cases was not certain as the detached localization and small size also raised the possibility of sectioning artifact. In a third case the residual tumor measured 2.5 mm and in the remaining three cases the tumors measured 8 mm, 16 mm and 19 mm in maximum dimension on the slide.

[QQ454] Comparison of the three IT nDoce groups with respect to percentage of cases with no residual invasive carcinoma and the size of residual viable carcinoma nodules on the slide is shown in Table 28.

Table 28: Comparison of tumor size in the three IT nDoce groups

[QQ455] With progressive increase in the number of cycles of IT nDoce from 1 cycle to 3 cycles, the percentage of cases with no residual carcinoma increased. Specifically, the IT nDoce I cycle group had 0% (0/3) of cases with compete regression, al though one of these cases measured only 2.5 mm, while the other two measured 16 and 19 mm on the slide. By contrast, the group given 2 cycles of nDoce had complete regression in 40% of cases (2/5). However, of the remaining three cases in this group that had residual viable carcinoma, this was extremely minimal, with clusters measuring up to 0.1 mm that could possibly have represented an artifact. Finally, the group given 3 cycles had complete regression in 100% (3/3) of the animals, with no residual viable carcinoma to measure in the any of the three cases in the IT nDoce 3 cycle group.

[00456] The percentage of tissue showing necrosis is shown in Table 29.

Table 29: Percentage of tumor showing necrosis

[00457] All 16 animals in this study contained geographic tumor cell necrosis and in the non-nDoce-treated cases this included two cases with 50-90% tumor necrosis. However, overall the extent of tumor cell necrosis was significantly greater in the nDoce-treated group than in the non-nDoce-treated group. Specifically, 5 of the 11 nDoce-treated animals showed 100% tumor cell necrosis (complete regression) and 2 of the remaining 6 animals showed >90% tumor cell regression. By contrast, none of the 5 non-nDoce-treated animals showed >90% tumor cell necrosis.

[00458] The macrophage infiltrate density in surrounding non-neoplastic tissue based on assessment of H&E and immunohistochemical staining with CD68, graded semi quantitatively is shown in Table 30.

Table 30: Macrophage infiltrate density per treatment group

[00459] The intensity of tire macrophage infiltrate in tire surrounding non-neoplastic tissue in all animals was not striking; however, when the non-nDoce-treated group was compared to the nDoce-treated group, it was noted that the latter contained cases with a moderate degree of macrophage infiltrate while this was not seen in the non-nDoce-treated group. * One case in the IT nDoce-treated 1 cycle group did not contain surrounding non- neoplastic tissue for assessment.

[00460] The number of cases in each group that contained at least one TLS is shown in Table 31.

Table 31 : Number of cases with TLSs in each group

[00461] None of the 5 cases in the non-nDoce-treated group contained TLSs. However, 8 of the 11 animals in the nDoce-treated group contained a TLS and in all hut one of these 8 cases, the TLS measured at least 1 mm in maximum dimension. Of particular importance, the presence or absence of a TLS was closely linked with the presence or absence of residual carcinoma. Specifically, all cases that had either no diagnostic residual carcinoma (5 cases) or residual carcinoma that measured 2.5 mm or less (3 cases) also contained a TLS and these were the only cases that contained a TLS. By contrast, none of the remaining cases, all of which had residual carcinoma measuring at least 8 mm on the slide, contained a TLS.

[00462] The comparison of necropsy volume to maximum tumor size as measured on the slide is shown in Table 32.

Table 32: Comparison of Necropsy volume to maximum tumor size as measured on the slide

[00463] Wien the tumor-site volume at necropsy was compared to the maximum carcinoma length on the slide, the trend seen in the tumor length on the slide amongst the different treatment groups was also seen in the necropsy tumor volume, supporting that the tumor measurement on the slide was a representative assessment of the different responses to treatment in the different animals (see Table 32). In animals where a tiny volume of tumor site was recorded at necropsy and no carcinoma, or very minimal carcinoma, was seen on microscopic examination, the small volume noted at necropsy may have been predominantly or entirely due to necrotic or fibrotic tissue. Alternatively, a 1-2 mm TLS could also have been detected in the tumor site at the time of necropsy and its measurement may have contributed to some of the recorded tumor-site volumes.

Discussion:

[00464] The morphologic and immunohistochemical features of a subset of 16 mice from the bladder carcinoma study aimed to assess the general safety and efficacy of intratumoral nDoce. The current subset of 16 animals included 1 non-treated control animal, 2 animals given intratumoral vehicle, 2 animals treated with intravenous docetaxel (3 cycles) and I I animals treated with intratumoral nDoce. The nDoce group was separated into 3 groups based on the number of administered cycles: group 1 (1 cycle. 3 animals); group 2 (2 cycles. 5 animals); and group 3 (3 cycles. 3 animals).

[00465] The two main features that differed amongst the various groups were the presence and degree of tumor regression and the presence of tertiary' lymphoid aggregates. In particular, there was prominent tumor regression in the majority of tire animals in the intratumoral nDoce groups while there was no overt tumor regression in any of the animals in the other groups. Mirroring this finding, all the animals in the nDoce group with significant regression contained a TLS, whereas none of animals that had persistent tumors wi thout overt regression contained a TLS.

[QQ466] In tins microscopic review, the residual viable carcinoma maximum dimension on the slide was used to compare the degree of response in the different groups. The corresponding maximum tumor length at necropsy w'as not available for comparison; however, the tumor volume at necropsy was available. When the tumor volume at necropsy was compared to the tumor length on the slide, the trend seen in the tumor length on the slide amongst the different treatment groups was also seen in the necropsy tumor volume, supporting that the tumor measurement on the slide was a representative metric to use in order to compare the different responses to treatment in the different animals (Table 32). In the non-nDoce group, all five animals contained extensive residual viable carcinoma that measured at least 11 mm in maximum dimension on the slide (range: 11 mm - 24 nun). By contrast, just under half (5/11) of the animals treated with IT nDoee had no diagnostic residual viable carcinoma on the slide to measure (complete regression). In two of the remaining 5 animals in the IT nDoee group that had residual viable carcinoma, this consisted of rare tiny tumor cell collections where tumor measured up to 0.1 mm in maximum dimension. Tire significance of the tiny amount of tumor in both of these eases was not certain as the detached localization and small size also raised tire possibility of sectioning artifact resulting in a false positive finding in these cases. In a third case the residual tumor measured 2.5 mm and in the remaining three cases the tumors measured 8 mm, 16 mm and 19 mm in maximum dimension on the slide (Tables 26 and 27).

[00467] All 16 animals in this study contained areas of geographic tumor cell necrosis that represented at least 5% of the tumor area. However, when all cases were taken together in both groups, the extent of tumor cell necrosis was significantly greater in the nDoee group than in the non-nDoce group. Specifically, 5 of the I I nDoee animals showed 100% tumor cell necrosis (complete regression) and 2 of the remaining 6 animals in this group showed >90% tumor cell regression. By contrast, none of the 5 non-nDoce animals showed >90% tumor cell necrosis. Specifically, in non-nDoce group, 3 of the 5 cases had less than 50% necrosis while 2 of the 5 cases in the non-nDoce cases showed 50-90% tumor necrosis (Table 29)

[00468] When the three nDoee groups ( 1 cycle, 2 cycles, 3 cycles) were compared together, it was noted that a progressi ve increase in the number of cycles of IT nDoee from I cycle to 3 cycles, was associated with an increase in the percentage of cases that had no residual carcinoma. Specifically, the IT nDoee 1 cycle group had 0% (0/3) of cases with compete regression, although in one of these cases tire residual viable carcinoma nodule measured only 2.5 mm on the slide, while the other two cases had residual viable carcinoma that measured 16 and 19 mm on the slide. By contrast, the group given 2 cycles had complete regression in 2 of 5 cases (40%). In addition, in two of the remaining three cases in this group that had residual viable carcinoma, the size of the residual carcinoma was extremely minimal, with clusters measuring up to 0.1 mm in maximum dimension. Given the peripheral and detached localization of the tiny clusters in these two animals, these could possibly have represented an artifact of sectioning resulting in a false positive in these two animals, in which case the actual complete regression rate would have been 4/5 (80%) in the group given 2 cycles. The last animal in the 2 cycle group had residual carcinoma measuring 8 mm. Finally, the group given 3 cycles of nDoce had complete regression in 100% (3/3) of the animals, with no residual viable carcinoma available to measure in the any of the three cases in the IT nDoce 3 cycle group (Table 28).

[QQ469] Another striking finding in tins study was the presence of tertiary lymphoid structures (TLSs) in all of the nDoce animals that demonstrated a significant response to treatment. Specifically, a TLS was found in 8 animals and all of these were in the nDoce group. These 8 animals that contained a TLS included the 5 animals with no residual viable carcinoma; the two animals with rare detached clusters of carcinoma measuring up to 0.1 mm; and the animal with a residual carcinoma focus measuring 2.5 mm. None of the remaining animals, all of which had residual carcinoma nodules measuring at least 8 mm, had any TLSs. This finding demonstrated a very strong correlation between tire presence of a TLS and a significant tumor response to therapy. In addition, a TLS was only seen in animals that received IT nDoce and wi thin that group, a TLS was present in 8 of the 1 1 animals, including ail three animals given 3 cycles of nDoce.

[00470] The TLSs in this study ranged in size from 0.1 up to 2 mm; however, 7 of the 8 TLSs were at least 1 mm in maximum dimension and two measured up to 2 ram. Given these sizes, the TLSs in most of these animals were easily appreciated by naked eye examination of the stained slides as a discrete nodule and in turn these may have been palpable in the in vivo state. All of the TLSs were well circumscribed, and they lacked a well -formed capsule. They showed varying stages of maturation with the most mature TLSs having well-fonned peripheral lymphoid follicles composed of mature B-cells that labeled strongly with CD45R and intervening interfollicuiar“T-cell areas” as well as medullary areas with sinuses. Some of the TLSs showed evidence of activation with lymphoid follicles containing germinal centers. [QQ471] Finally, there was an associated macrophage infiltrate in the non-neoplastic tissue that generally correlated with the degree of tumor response to therapy. In particular, ail of the animals m the non-nDoce group had a mild macrophage infiltrate while the nDoce group included cases with a mild and a moderate immune cell infiltrate. All four cases with a moderate immune cell infiltrate had complete tumor regression and this included all three animals in the group given 3 cycles of IT nDoce. Conculsions:

[QQ472] In conclusion, this study performed on a subset of 16 mice from the bladder carcinoma cohort clearly showed a strong association between IT nDoce therapy and tumor regression with 5 of 11 animals treated with IT nDoce showing complete tumor regression while a further 3 animals in this group had minimal residual tumor that measured 0.1 mm, 0.1 mm and 2.5 mm in maximum extent. Moreover, increasing cycles of IT nDoce (moving from 1 cycle to 3 cycles) resulted in a greater degree of tumor regression with all three animals in the 3-cycle group showing complete tumor regression. Furthermore, a tertiar lymphoid structure (TLS) w¾s seen in all 8 animals that demonstrated a significant tumor response while a TLS was not seen in any of the animals that did not show a significant tumor response. These findings suggest that in animals given IT nDoce there is significant interplay between the local drug effect on the tumor and the host animal’s immune system that results in formation of a robust local TLS adjacent to tire tumor that in turn sets up a rapid feedback loop of adaptive and humoral immunity which further contributes to the significant tumor regression.

[00473] Example 8 Drug Efficacy Study in Rat Xenograft Mode! of Human Renal Cel! Adenocarcinoma

[00474] A non-GLP study was conducted to determine the drug efficacy of nPac (nanoparticle paclitaxel) suspension and nDoce (nanoparticle docetaxel) suspension administered by intratumoral injections in a rat xenograft model of human renal cell adenocarcinoma.

Objectives

[00475] The objective of this study was to investigate the potential efficacy of nPac (nanoparticle paclitaxel) and nDoce (nanoparticle docetaxel), administered by intratumoral (IT) injections over a period of time in the Sprague -Dawley Rag2; Il2rg null (SRG®) rat xenograft model of human renal cell adenocarcinoma (786-0 cell line) (ATCODCRL- 1932™). Five to seven weeks old SRG rats were inoculated with 5 million 786-0 cells in Cultrex® subcutaneously to develop tumor xenograft. Once the tumor volume reached 150- 300 mm ^J , the rats were enrolled on a rolling basis into treatment groups consisting of the test articles (administered IT); positive controls (paclitaxel and docetaxel; administered intravenous (IV)) and a vehicle control (administered IT), then monitored for the tumor growth or regression.

Cel! Culture [00476] Cell lines: 786-0 cell line (ATCC®CRL-1932™). Cells were stored in liquid nitrogen. Upon thawing, cells were cultured at 37°C, 5% C02. After cells were prepared for transplant, they were maintained on ice until injection.

[00477] Cell culture conditions: Cells were cultured in RPMT 1640 (Gibco #410491-01 ) + 10% FBS on tissue-culture treated flasks at 37°C, 5% C02. Cells were expanded for 2-3 weeks prior to inoculation. Cell thawing, culturing and passaging was carried by ATCC (www.atcc . org/Products/All/C RL- 1932. aspx)

[00478] Cell Inoculation: 5xl0 ⁶ cells per rat; subcutaneous left hind flank, dorsal side.

[00479] Inoculation vehicle: 50% Cultrex BME type 3 (Trevigen #3632-001-02; a type of basement membrane matrix like Matrigel® formulated for in vivo tumor growth) 50% Media in a total volume of 0.5ml. Cell suspension mixed 1 : 1 with lOmg/mL, Cultrex for a final concentration of 5mg/mL Cultrex. Final inoculation volume is 500ul.

Preparation of Test Articles (nPac and nDoce Suspension)

[00480] Drag: nPac (nanoparticle paclitaxel powder, approximately 98% paclitaxel with a mean particle size (number) of 0.878 microns, a SSA of 26 7 m ² /g, and a bulk density (not tapped) of 0.0763 g/cm ³ used in this example) 306mg in a 60 rnL vial; and nDoce (nanoparticle docetaxel powder, approximately 99% docetaxel with a mean particle size (number) of 1.078 microns, a SSA of 37.2 m ² /g, and a bulk density (not tapped) of 0.0723 g/cm ^J used in this example) lOOmg in a 60 rnL vial.

For nPac Suspension (Final concentration: 20 mg/mU nPac and 0.32% Poiysorbate 80 in normal saline solution - Final volume: 15.3 mL per vial):

[QQ481] Using a sterile syringe with a sterile 18-gauge needle or larger, added 5 0 ml, of a sterile 1% poiysorbate 80 reconstitution solution into the 60 ml nPac pow'der vial (containing 306 mg nPac powxier).

[00482] Vigorously hand shook the vial with inversions to make sure all the particles adhering to the interior of the vial and stopper are wetted.

[00483] Continued shaking for 1 minute and examined the suspension for any large clumps of particles.

[QQ484] Immediately after shaking, used a sterile syringe with a sterile 18- gauge needle or larger to add 10.3 mL of a normal saline solution (0.9% sodium chloride solution for injection) to tire vial and hand shook the vial for another 1 minute. Periodically examined the suspension for any large visible clumps. If present, continued hand mixing until the suspension was properly dispersed. [00485] After mixing, allowed the suspension to sit undisturbed for at least 5 minutes to reduce entrapped air and foam.

For nDoce Suspension (Final concentration: 20 mg/m 5. nDoce, 0.20% Polysorbate 80, and 1.6% ethanol in normal saline solution - Final volume: 5 mL per vial):

[00486] Using a sterile syringe with a sterile 18-gaugc needle or larger, added 1 mL of a sterile 1% polysorbate 80/8% ethanol reconstitution solution into tire 60ml nDoce powder vial (containing lOOmg nDoce powder).

[00487] Vigorously hand shook the vial with inversions to make sure all the particles adhering to the interior of the vial and stopper are wetted.

[00488] Continued shaking for 1 minute and examined the suspension for any large chimps of particles.

[00489] Immediately after shaking, used a sterile syringe with a sterile 18- gauge needle or larger to add 4 mL of normal saline solution (0.9% sodium chloride for injection) to the vial and hand shook the vial for another 1 minute. Periodically examined the suspension for any large visible clumps. If present, continued hand mixing until the suspension was properly dispersed.

[00490] After mixing, allowed the suspension to sit undisturbed for at least 5 minutes to reduce entrapped air and foam.

[00491] Intratumoral (IT) Vehicle (Final concentration: 0.2% Polysorbate 80 and 1.6% ethanol in normal saline solution): Each 1 mL of a 1% Polysorbate/8% ethanol reconstitution solution was diluted with 4 mL of normal saline solution (0.9% sodium chloride solution for injection).

Preparation of Positive Controls Formulation

[00492] Drug: Docetaxel: CAS 114977-28-5, and Paelitaxel: CAS 33069-62-4. Purity >97%

[00493] For Docetaxel Solution: Made a 20 mg/mL solution of docetaxel in 50% ethanol: 50% Polysorbate 80. Vortexed to mix. Added normal saline solution to dilute to a 3 mg/mL solution of docetaxel.

[QQ494] For Paelitaxel Solution: Used bulk paelitaxel to make 6 mg/mL formulation in 50%

[QQ495] ethanol: 50% Cremophor EL. Vortexed as needed to mix. Added normal saline solution to dilute to a 3 mg/mL solution of paelitaxel . Vortex to mix.

Test System [00496] Species/Strain: Rat (Rattus norvegicus)/ Rag2 ^* ; 112rg ^~* on Sprague Dawiey background (SRG®).

[00497] Number of Animals/ Approximate Age and Weight: Sixty healthy rats (30 males and 30 females) were assigned for this study and used for xenograft development. At least 54 tumor-bearing animals in total were enrolled for treatment (27 males and 27 females) as they reached the required tumor volume. These animals were inoculated with 786-0 cells in staggered batches on the same day, pending animal availability. Animals were approximately 5-7 weeks of age at the onset of the study. Approximate weight was 15Q-275g. Animals were enrolled in the treatment groups on a rolling basis when the tumor size reached 150-300 mini Organization of Treatment Groups, Dosage Levels and Treatment Regimen

[00498] Table 33 below presents the study group arrangement.

Table 33

*3 males and 3 females were allocated per group.

** IT doses were administered as a maximum of 6 equal volume injections placed evenly across the tumor site.

Treatment Regimen:

[00499] All rats that developed tumors that reached 150~300mm ³ in volume were enrolled in treatment. All treatment will commence after 7 days post inoculation when tumors are >150 mnT.

[00500] Groups 3, 4 and 5 rats received nPac and groups 7, 8 and 9 rats received nDoce. Groups 3 and 7 received IT injections only on staging day (first day of treatment), groups 4 and 8 received IT injections on staging day and 7 days post initiation of treatment, and groups 5 and 9 received IT injections on staging day, 7 and 14 days post initiation of treatment. Positive control test articles (paclitaxel and docetaxel) were administered intravenously by tail vein injection on staging day, 7 and 14 days post-initiation of treatment to Groups 2 (paclitaxel) and 6 (docetaxel) rats. The vehicle control was administered by IT injection on staging day, 7 and 14 days post- initiation of treatment to group 1 animals.

Methods of Administration:

[00501] The test articles and the vehicle were administered by IT injections or IV injections depending on the dosing group, with sterile needles and syringes. All IV injections were administered using a 27G needle.

[00502] IT injections were distributed across the tumor in 6 injections when the tumor was intact and 3 injections in case of an ulcerating tumor. The number of IT injections per tumor during all dosing days were recorded in the raw data.

[00503] The dose volume was 1 mL/kg for the vehicle, nPac and nDoce and 1.67 niL/kg for paclitaxel and docetaxel. For group 6, the dosage of Docetaxel was changed to 2.5 mL/kg and the dose volume was decreased to 0.835 mL/kg. At the time of dose administration, nPac and nDoce vials were inverted gently 5 - 10 times immediately prior to dose removal to ensure uniformity of the suspension.

[QQ504] Using a sterile syringe with a sterile 18-gauge* needle or larger bore, inverted the vial and inserted the needle into the septum of the inverted vial. Withdrew just over the amount of suspension needed, removed the needle from the vial and adjusted to the desired volume. Recapped the needle. *Note: for IT injections, a 27G needle was used for administration.

[00505] IT injections were administered across the tumor in a Z patern (across top, diagonal through, then across bottom) and reversed each following dosing occasion(s). The injections were administered with the needle bevel facing down to minimize leakage of the TA post injection. The skin was also pulled slightly back prior to needle entry and during the injection to also minimize TA leakage post injection . Efforts were made to ensure IT injection administration patterns are consistent across all animals and dosing days.

[00506] nPac w¾s used within 1 hour and nDoce within 24 hours of reconstitution. Hie positive controls and docetaxel were maintained at room temperature and used within 8 hours of formulation while paclitaxel was kept warm water after reconstitution and used within 20 minutes.

Observations:

[00507] Individual Body Weights: Three times weekly (M, W, F) starting at the time of inoculation. [00508] Individual Tumor Volumes: Animals were palpated daily starting the day after tumor inoculation. Tumor length and width were measured with digital calipers and recorded starting when tumor volume reached 50mm ³ , at which point tumors were measured three times weekly (M, W, F) and at the time of necropsy. Tumor volume (mm ³ ) was calculated as ^::: (L x WA/2 where 'L' is the largest diameter.

[00509] Tumor Imaging: Photographs of all tumors were taken on staging day prior to commencement of treatment and 7, 14, 21 , 28, 35, and 42 days post initiation of treatment. Additional tumor photographs were also taken at the time of necropsy of all rats including animals reaching end-point before study termination. All photographs will be taken with the animal in an anterior- posterior orientation with a photo-tag that states the animal I.D., study day and date.

[00510] Blood Sample Collection for Analysis: 20G-250ul of blood was collected from the tail or jugular vein of all treated animals at study termination, i.e. 50 days post initiation of treatment.

[00511] Scheduled Necropsy: All animals were scheduled for necropsy 50 days post the initiation of the treatment. Day 0 w¾s day of tumor inoculation.

Anatomic Pathology:

[00512] Macroscopic Examination: A necropsy was conducted on all animals dying spontaneously, euthanized in extremis or at the scheduled necropsy after 50 days post initiation of treatment. Animals euthanized m extremis or at study termination were euthanized by C02 inhalation. Necropsy included examination of the external surface, all orifices and the thoracic, abdominal and pelvic cavities, including viscera. At the time of necropsy, a final body weight and body condition score was collected.

[00513] Tissue Collection: Primary Tumor (Inoculation site) - A final tumor

measurement was taken prior to excision. Tumors were weighed after excision.

Approximately 1/ 2 of each tumor (based on visual assessment) was flash frozen in 2- methylbutane on dry ice, the tumor piece was weighed when possible before it is flash frozen. The remaining was fixed in 10% neutral buffered formalin. Tumors were also collected from animals not reaching enrollment volume. Secondary Tumors - Any organ with visible tumors were collected and fixed in 10% neutral buffered formalin. Formalin fixed tissues were stored at room temperature. Frozen tissues were stored at -80°C. All tissue was stored for up to 3 months. Pictures of all tumors; primary and secondary _' if present, were taken.

[00514] Microscopic Examination: Tissues fixed with 10% NBF were embedded in paraffin. Each tumor was cut into 2-3 pieces and embedded and sectioned together. For each tumor, 3 slides were prepared and stained with H&E. Photomicrographs of preliminary histology slides from female rats for N on-Treated, Vehicle Control (IT) 3 cycles, Docetaxel (IV) 3 cycles, and nDoce (IT) 3 cycles are shown in FIG. 91, FIG. 92, FIG. 93, and FIG 94, respectively

[00515] Additional H&E and Immunohistochemical (IHC) evaluations were conducted on formalin-fixed tissue from animals from the Docetaxel group and are shown in FIGs. 95 and 96.

[00516]

Histology Overview of Photomicrographs in FIG. 92, FIG. 93, and FIG. 94.

[00517] Vehicle Control (IT) 3 cycles, FIG. 92: The photomicrograph shows“packets” of multi-/bi-nucleate tumor cells surrounded by extracellular matrix.

[00518] Docetaxel (IV) 3 cycles, FIG. 93: Hie photomicrograph shows morphologically similar“packets” of viable renal cell carcinoma seen in the vehicle control: no difference.

[00519] nDoce (IT) 3 cycles, FIG. 94: The photomicrograph shows a band of mononuclear cells representing a robust immune response to the tumor cells. Some dead tumor or dying tumor is present characterized as cellular“ghosts” (shown left of the mononuclear immune cell band). To the right of the mononuclear cell band are“ghosts” covered by a“sprinkling” of mononuclear immune cells.

Additional H&E and Immunohistochemical (IHC) Evaluation of the Docetaxel Groups [00520] Observations: FIG. 95 Control Cases. Top row: H&E stained sections. Bottom row: Immunohistochemical staining.

Column 1: (A) Renal cell carcinoma composed of closely apposed cohesive clusters and cords of large tumor cells with pleomorphic nuclei and visible nucleoli. Note the minimal intervening stroma that contains scattered small blood vessels (dashed arrow bottom left). Note muitinudeated carcinoma cell at top of image (solid arrow). (D) Keratin (AE1/AE3) immunostain performed on the same tumor shown in A. This demonstrates sensitive and specific labeling of carcinoma cells with pancytokeratin (solid arrow).

Column 2: (B) Focal area of tumor cell necrosis composed of uniformly homogenous amorphous eosinophilic material (dashed arrow). Note the discrete nature of this focus with sharp demarcation from tire surrounding viable carcinoma cells (solid amws). This was the typical appearance of necrosis in the control groups. This was present in central areas of the tumor and occupied less than 5% of the tumor area. (E) CD68 stain (macrophage marker) highlighting the same area shown in image B. This show's limited numbers of macrophages in tire viable carcinoma (solid arrow) and markedly increased macrophages in the focus of necrosis (dashed arrow). The latter finding illustrates the characteristic macrophage function of necrotic debris phagocytosis.

Column 3: (C) Limited numbers of small lymphocytes in the peritumoral surrounding non- neoplastic stroma (dashed arrow). Note carcinoma in top right comer (solid arrow). In the control groups, there were typically very few lymphocytes within the tumor itself and the peritumoral soft tissue generally contained a mild lymphoid infiltrate. (F) Corresponding focus to that seen in C, stained with CD l ib, showing positive staining in lymphoid cells (dashed arrow). Note carcinoma in top right corner (solid arrow).

[00521] Remarks: The two control cases demonstrated similar findings at the morphologic and immunohistochemical level. Both contained a dense nodule of invasive carcinoma that was sharply demarcated from the surrounding normal stromal tissue without a discrete well-formed fibrous capsule. Within the tumor nodule, die carcinoma cells were arranged into small organized clusters and cords of tumor cells and these were closely packed together with a minimal amount of intervening stoma that contained compressed small blood vessels (FIG. 95 - Slide A). The tumor cells were large with pleomorphic nuclei that had vesicular chromatin and prominent eosinophilic nucleoli that were clearly visible at lOOx magnification (lOx eyepiece and lOx objective lens). The nuclei included rounded and spindled forms and scattered muitinucleated giant tumor cells were present (FIG. 95 - Slide A). The tumor cells had an abundant amount of lightly eosinophilic and clear cytoplasm and they showed increased mitotic activity (13 mitoses per 10 high power fields [400x hpf]). Scattered discrete foci of coagulative tumor cell necrosis were present and these were more frequent within central portions of the tumor nodule (FIG. 95 - Slide B). The foci of necrosis consisted of homogenous eosinophilic necrotic debris that was relatively well demarcated from surrounding viable tumor cells. The foci of necrosis occupied less than 5% of the tumor cell area. Immunohistochemical staining for pancytokeratin (AE1 /AE3) highlighted the tumor cells and displayed cytoplasmic and membranous localization (FIG. 95 - Slide D). The keratin labeling was strong, sensitive and specific, with sharp demarcation between positively stained tumor cells and negatively stained surrounding non-carcinomatous tissue. There was no overt tumor regression noted in either of the two control group animals. There was no significant lymphoid infiltrate within the tumor and in particular, there were no discrete small lymphoid collections or tertiary lymphoid structures (TLS) in the tumor tissue or in the surrounding non-neoplastic stromal tissue. The surrounding stroma contained a patchy mild lymphoid infiltrate composed of scattered small lymphocytes that were mainly arranged as single cells (FIG. 95 - Slide C). Immunohistochemical staining for CD l ib (marker of NK cells and histiocytes) highlighted the mild immune cell infiltrate in the surrounding non- neoplastic stroma (FIG. 95 - Slide F); however, there was no significant lymphoid component within the tumor immunohistoehemieal staining for CD68 (marker of macrophages) highlighted a mild macrophage infiltrate within and around the tumor with increased density of staining within the foci of tumor necrosis, consistent with increased macrophages in areas containing increased cellular debris (FIG. 95. - Slide E).

[00522] Observations: FIG. 96. Intratumoral nDoce cases (representative images from all groups included: 1 cycle, 2 cycles and 3 cycles).

Top row: One cycle nDoce (lx) (case 750-258). (A) Low' power H&E staining showing extensive geographic tumor cell necrosis consisting of homogeneous eosinophilic staining of non -viable necrotic material (solid arrows). Note the central vertical line of demarcation consisting of a dense band of necrotic debris and admixed immunecells (dashed arrow's) (B) High power view of line of demarcation. Note the dense collection of immune cells and admixed debris (dashed arrows at right). On the left of the image there is extensive necrotic material with no viable tumor cells (solid arrows) (C) High power view of the central portion of necrosis corresponding to the left half of image A. Solid arrows point to ghost outlines of necrotic tumor cells. The dashed arrow _' highlights a degenerating small blood vessel.

Second row : One cycle nDoce (lx) (case 750-258). Each image corresponds to the H&E image above it. (D) GDI lb immunostain of area seen in image A. This highlights the dense collection of immune cells m the central band of necrotic debris and immune cell infiltrate This stain also highlights immune cell response in the surrounding tissue at right but there is a lesser degree of inflammation in the central area of tumor necrosis at left. (E) Keratin stain showing die same area as seen in B. This shows complete absence of staining, thus adding strong immunohistoehemieal support for the interpretation of no residual viable carcinoma in this area. (F) Keratin stain from central area of necrosis shown in image C. This shows keratin labeling of degenerating keratin filaments in the necrotic ghost cell outlines (solid arrows) which supports the hypothesis that viable carcinoma subsequently underwent complete regression and necrosis; however, there are no residual viable tumor cells present in this area (lack of viable nuclei best appreciated in H&E image above).

Third row Two cycles nDoce (2x) (case 748-827). (G) H&E staining showing a 0.9 mm residual focus of viable carcinoma (solid arrow') surrounded by extensive necrotic material (dashed arrow's) . (H) Same focus of carcinoma at higher power showing viable tumor cells with retained nuclei (solid arrow'). Note the progressive loss of viable tumor cells toward the lower left comer (dashed arrow) (I) Higher power of same focus illustrating the leading edge of the viable tumor (solid arrow) and the adjacent zone of tumor cell death. Here, remnants of tumor cells in progressi ve stages of cell death are evidenced by progressive loss of nuclei and loss of discrete cytoplasmic membrane outlines (dashed arrows).

Fourth row: Two cycles nDoce (2x) (case 748-827). Each image corresponds to the H&E image above it. (J) Low power view' of keratin stain with the focus of residual viable carcinoma in top left of image (solid arrow). Surrounding this focus is a lack of keratin staining (dashed arrows), exhibiting the extent of the necrotic material. (K) Higher power view' of the same keratin-stained tumor showing viable nucleated carcinoma cells that label strongly with keratin antibody (solid arrow) and surrounding necrotic tissue that is negative for keratin staining (dashed arrow). (L) Keratin stain of the same area, illustrating progressive transition from viable nucleated keratin-positive carcinoma cells in top right (solid arrows) to tumor cells in varying stages of necrosis towards bottom left comer (dashed arrow's). The latter include anuclear ghost outlines of tumor cells that show keratin labeling of residual degenerating tumor cell keratin intermediate filaments; however, these cells are non-viable. This supports the impression that the necrotic material surrounding the viable carcinoma previously contained viable carcinoma that subsequently died following therapy.

Fifth row : Three cycles nDoce (3x) (case 748-822). (M) Low power H&E stained section showing dense amorphous necrosis on the right (solid arrow) that is demarcated from surrounding zone of degenerating fibrofatty tissue on the left by a band of necrotic debris and admixed immune cells (dashed arrow). (N) High power view of necrotic area showing no viable nucleated carcinoma cells (solid arrow). (O) Keratin stained section of same area in image N, showing complete absence of staining (solid arrow), thus further supporting an absence of residual carcinoma in this area following therapy.

[00523] Remarks:

Intratumoral nDoce 1 cycle:

TWO of the three animals in this group contained residual viable invasive carcinoma. When measured on the H/E stained slide this was significantly smaller in size (up to 5 mm in maximum cross-sectional dimension on the slide) compared to the control, IT vehicle and IV docetaxel groups (range of 9-15 mm with most of these being closer to 15 mm in maximum cross-sectional dimension on the slide). Where present, the morphology of the tumor cells in these two IT nDoce cases was essentially identical to that seen m the above-mentioned non- IT docetaxel groups. Both IT nDoce cases did not have sufficient a non-viable tumor or non neoplastic stroma for evaluation of surrounding necrosis although one of these did have a focal peripheral rim of necrosis that occupied <5% of the submitted tissue. Similar to the control groups, there was only a mild immune cell infiltrate associated with these tumors in the surrounding non-neop!astic stromal tissue (where evaluable) and this was highlighted by a CD 11b immunostain. No tertiary lymphoid structures (TLS) were noted in the sections examined. The third animal in this group showed no viable residual invasive carcinoma and extensive geographic tumor cell coagulative necrosis. Extensive areas of necrosis blended with surrounding stromal fibrous, fatty and skeletal muscle tissue. In areas there was a line of demarcation between the amorphous necrosis and adjacent degenerating fibrofatty tissue which this consisted of a dense band of necrotic debris and admixed immune cells (FIG. 96 - Slide A and B). No diagnostic viable tumor cells were noted on H/E stained section examination (FIG. 96 - Slide B); however, in the central portion of the amorphous necrotic material there was a small area where ghost outlines of nuclear necrotic tumor cells were noted (FIG. 96 - Slide C). This was also highlighted on the keratin-stained section where the keratin antibody labeled degenerating keratin filaments in the necrotic cell outlines (FIG. 96 - Slide F). In addition, very focally within the degenerating and necrotic fibrofatty tissue, the keratin stained section of this animal showed focal cytoplasmic labeling that appeared consistent with histiocytic engulfrnent of degenerating keratin intermediate filaments. Of importance, the keratin stain did not show discrete cytoplasmic membrane labeling of viable carcinoma cells and it did not show any cohesive collections of keratin-labeled diagnostic viable tumor ceils. In some areas there were abundant granular blue material that coalesced into small homogenous structures focally that were suggestive of dystrophic calcification. This granular material was difficult to definitively identify, and the differential diagnosis included granular necrotic debris and calcium, degenerating skeletal muscle fibers and nanoparticles. Immimohistochemical staining for CD! lb in the animal with complete tumor regression highlighted by a moderate macrophage infiltrate in the non-neoplastic tissue and the CD l ib stain also highlighted the zone of debris and admixed inflammation (FIG. 96 - Slide D). Immimohistochemical staining for CD68 (marker of marcrophages) highlighted a moderate macrohage infiltrate. No TLSs were noted in any of the three animals.

Intratumorai nDoce 2 cycles:

Two of the three animals (750-254 and 748-827) in this group contained residual viable invasive carcinoma. When measured on the H&E stained slide this was significantly smaller in size (3 mm and 0.9 mm in maximum cross-sectional dimension on the slide respectively) compared to the control, IT vehicle and IV docetaxel groups (range of 9-15 mm with most of these being closer to 15 mm in maximum cross-sectional dimension on tire slide). In both IT nDoce cases with residual carcinoma, there was extensive geographic tumor cell necrosis surrounding the small foci of residual viable invasive carcinoma (FIG. 96 - Slides G, H and 1). Higher power examination of H&E stained and keratin stained sections from the smaller of these residual tumors showed a progressive transition from viable carcinoma cells to necrotic carcinoma cells with the latter being identified by labeling of their residual degenerating keratin intermediate filaments with the pancytokeratin immunostain (FIG. 96 - Slides 1 and L). In both animals with residual carcinoma, immunohistochemical staining for CD! lb highlighted a moderate immune cell infiltrate in the necrotic tissue. Immunohistochemical staining for CD68 (marker of macrophages) highlighted a moderate macrophage infiltrate within the necrotic areas in both cases. The third case (748-826) in this group showed extensive geographic tumor cell coagulative necrosis with no residual viable invasive carcinoma noted on H&E or keratin-stained sections. Immunohistochemical staining for CD l ib highlighted a patchy moderate immune cell infiltrate. Immunohistochemical staining for CD68 (marker of macrophages) highlighted a patchy moderate macrophage infiltrate. No TLSs were noted in any of the three animals.

Intratumoral nDoce 3 cycles:

Both cases in this group (748-797 and 748-822) showed extensive geographic tumor cell coagulative necrosis with no residual viable invasive carcinoma noted on H&E or keratin- stained sections (FIG. 96 - Slides M-O). Immunohistochemical staining for CD 11b highlighted a moderate and marked immune cell infiltrate in the necrotic tissue in the two animals respectively. Immunohistochemical staining for CD68 (marker of macrophages) highlighted a mild and marked macrophage infiltrate within the necrotic areas in these two cases, respectively. No TLSs were noted in either of these two animals.

Note: Animals in nDoce treatment groups had tumors with white“calcified” areas, likely resulting from nanoparticle deposits that remained within the tumor.

[00524] Additional Observations: (no figures)

IT nDoce Vehicle Group: Hie two intratumoral vehicle cases demonstrated similar findings at the morphologic and immunohistochemical level and both essentially had an identical morphologic and immunohistochemical appearance to that seen in the control group.

IV Docetaxel: The two intratumoral IV docetaxel cases demonstrated similar findings at the morphologic and immunohistochemical level and both essentially had an identical morphologic and immunohistochemical appearance to that seen in the control and IT vehicle groups.

Tumor volume results for Paclitaxel Group and Docetaxel Group: [00525] Animals were weighed, and tumor length and width were measured with digital calipers three times weekly for 58 days and at the time of necropsy. Tumor volume (V) was calculated as follows: \ (mm ) = ((L* W ² ))/2

where L is the largest diameter and W is the width (in mm) of the tumor. Study Log® was employed for statistical analysis of tumor volume and body weight.

[00526] The mean tumor volume results for the Paciitaxel groups are shown in FIG. 97. Mean tumor volume results for the Docetaxel groups are shown in FIG, 98. As can be seen in the figures, IT nPac and IT nDoce both effectively treated the tumors.

[QQ527] Regarding the tumor volume results for the Docetaxel groups, the first measurable tumors for both males and females wnre observed at 2 days post-inoculation.

[00528] Non-treated and vehicle control-treated tumors continued to grow throughout treatment, with final volumes in female rats ranging from 5656 mm ³ to less than 10,000 mm ^J . IV docetaxel treatment resulted in partial tumor growth inhibition compared to vehicle control.

[QQ529] nDoce delivered IT was the most efficacious treatment compared to vehicle and all other treatments. In most animals, the tumors treated with one, two or three cycles of IT nDoce appeared to have completely regressed with only necrotic tissue remaining at the original tumor site.

[00530] Upon necropsy, animals in nDoce treatment groups had tumors with white “calcified” areas, likely resulting from nanoparticle deposits that remained within the tumor. Docetaxel Group Results:

[QQ531] Docetaxel Concentration in Tissue: Tumor tissue concentrations of docetaxel were determined by LC-MS/MS analysis using its deuterated analogue docetaxel-dg as the internal standard. Using a method previously developed by Frontage, concentrations of docetaxel were obtained from calibration curves constructed by plotting the peak area ratios (analyte to internal standard) versus analyte concentration using linear regression with a weighting of 1/x ² . The nominal concentration range was 1.00-2,000 ng/g for docetaxel in tumor tissue. A calibration curve, prepared in rat control tumor tissue homogenate, was analyzed at the beginning and the end of each analytical run. Two sets of quality control (QC) samples were prepared at four concentration levels (low ⁷ , mid-1, mid-2 and high) and were used to ensure reliability of the assay.

[00532] Thirty-eight days following the last of three weekly cycles of IV docetaxel (5-2.5 mg/kg), one of four animals evaluated had a detectable (LOQ = 1.00 ng/g) docetaxel level of 21.8 ng/g. All three animals in the nDoce QWX1 group had detectable docetaxel levels Kinging from 659 ng/g to 1.4xlG ³ ng/g 51 days post-treatment. Two animals from the nDoce QWX2 group were evaluated and had levels of 2.49 and 5.26 pg/g 44 days post-treatment. As there was no tumor available for analysis in the nDoce QWX3 group, no analysis was performed.

[00533] Animals: Throughout the treatment period, animals across all groups displayed relatively normal weight gain compared to non-treated animals and vehicle control with a few exceptions. One animal that received nDoce QWX1 had weight loss at treatment day 9. Despite supplementation she continued to lose weight and w¾s subsequently euthanized on treatment day 16 due to reaching weight loss endpoints. One animal that received nDoce QWX3 lost a significant amount of weight, reaching endpoints at treatment day 39 despite supplementation .

[00534] Other ohseivations include ulceration and apparent peripheral neuropathy. All animals that received nDoce exhibited ulcerations or lesions on the surface of the tumor. These lesions were described as“scabs”, areas of dry, rigid tissue in most cases the wounds remained intact. A single animal that received nDoce QWX3 showed hindlimb weakness and limited mobility on day 35 post-treatment. With intervention, the weakness stabilized enough for the animal to remain in the study. However, the animal was euthanized on day 49 due to ulcerations that covered >50% of the tumor surface.

[00535] The ranges of sizes (the maximum cross-sectional dimension of the viable carcinoma as measured in millimeters on the slide) of the residual tumors in the six groups are shown in Table 34.

Table 34

[00536] A condensation of the data in Table 34 which directly compares the size of the residual carcinoma nodules in the three non-nDoce groups (6 animals in total) with the three nDoce groups (8 animals in total) is shown in Table 35

Table 35

[00537] Five of the six non-nDoce animals, including both IV docetaxel animals, had residual viable carcinoma nodules that measured greater than 10 mm, and most of these were closer to 15 mm. The remaining non-nDoce animal had viable carcinoma measuring 9 mm in maximum dimension. By contrast, half (4/8) of the animals treated with IT nDoce had no residual viable carcinoma on the slide to measure. All the remaining 4 animals in the IT nDoce group that had residual viable carcinoma had a viable carcinoma nodule that measured 5 mm or less in maximum dimension on the slide ^" fins included one case where the tumor measured 0 9 mm, and this was not evident when the tumor was measured grossly prior to microscopic examination

[00538] A comparison of die three IT nDoce groups with respect to percentage of cases with no residual invasive carcinoma and the size of residual viable carcinoma nodules is shown in Table 36.

Table 36

[QQ539] IT nDoce 1 and 2 cycle groups both had 1 /3 of cases with no residual viable carcinoma while the IT nDoce 3 cycle group had 2/2 of cases with no residual viable invasive carcinoma. Amongst the cases with residual viable carcinoma, progressive increase in the number of cycles of IT nDoce was associated with a decrease in the size of the residual viable carcinoma nodule. Specifically, the residual viable carcinoma nodule measured 4 nun and 5 mm in the IT nDoce 1 cycle group and in the IT nDoce 2 cycle group the nodules measured 0.9 mm and 3 mm. There was no residual viable carcinoma to measure in the two cases in the IT nDoce 3 cycle group.

[0054Q] A percentage of tissue showing necrosis is shown in Table 37.

[00541] All six animals in the non-nDoce group showed <5% necrosis. This consisted of focal small discrete foci of necrosis in the tumor that were small, occupying < 5% of the tumor area, and they were within central portions of the tumor nodule, suggesting that these may be secondar to hypoxemia due to tumor outgrowing its blood supply. Four of the eight nDoce animals showed complete necrosis of tumor. Two of the four nDoce animals with residual carcinoma showed extensive necrosis in the surrounding tissue (>50% of tissue). *The two remaining nDoce animals with residual carcinoma did not have sufficient surrounding tissue for definitive assessment of necrosis although one of these did contain a focal rim of necrosis that represented <5% of the submitted tissue area.

[00542] The lymphohistiocytic infiltrate density based on assessment of H/E and immunohistochemical staining with CD1 lb, graded semi quantitatively is shown in Table 38.

Table 38

[QQ543] All six animals in the non-nDoce groups contained a mild immune cell infiltrate and this was present in the peritumoral non -neoplastic stroma without any significant immune cell infiltrate within the tumor. By contrast, 7 of the 8 animals in the nDoce groups contained a moderate immune cell infiltrate while the remaining animal had a marked immune cell infiltrate. This correlated with the increased amount of necrosis in the IT nDoce-treated animals.

Discussion of Docetaxel Group Results:

[QQ544] A review was conducted on the morphologic and immunohistochemical features of a subset of 14 female rats from the renal cell carcinoma study aimed to assess the efficacy of intratumoral nDoce (the total study contained 30 animals). Tire current subset of 14 animals included two control animals, two animals given intratumoral vehicle, two animals treated with intravenous docetaxel (3 cycles) and eight animals treated with intratumoral nDoce. The nDoce group was separated into three groups based on the number of administered cycles: group 1 (1 cycle; 3 animals), group 2 (2 cycles; 3 animals), and group 3 (3 cycles; 2 animals).

[00545] The main feature that differed amongst the various groups was the presence and degree of tumor regression. In all animals in the intratumoral nDoce groups, tumor regression was prominent, while in all animals in the other groups, tumor regression was absent.

[00546] Ail six animals in the non-nDoce group (i.e. control, IT vehicle and IV docetaxel groups) had residual viable tumor. This consisted of a dense nodule of invasive carcinoma that was sharply demarcated from the surrounding normal stromal tissue. The carcinoma cells were closely packed together and while there were scattered discrete foci of coagulative tumor cell necrosis present, these were small in size, overall occupi ed < 5% of the tumor area in each of the six animals, and were within central portions of the tumor nodule. These observations suggest that these areas of necrosis may be secondary to hypoxemia due to tumor outgrowing its blood supply (Table 37). Keratin staining showed strong, sensitive and specific staining of tumor cells. The maximum dimension of the viable tumor nodule, as measured on the stained slides, ranged from 9 - 15 mm in these six animals and in many this was closer to 15 mm (Tables 27 and 28). This tumor size on the slide corresponded to the tumor measurement taken at the time of gross dissection.

[00547] By contrast, four of the eight animals treated with intratumoral nDoce had no residual viable carcinoma as determined by assessment of H&E and keratin -stained sections (complete response). Of the remaining four animals, the residual viable tumor, as measured on the stained slide, was markedly smaller than that seen in the non-nDoce group (Tables 34 and 35). Specifically, the size of the residual viable tumor nodules in these four animals treated with IT nDoce ranged from 0.9 mm to 5 mm in maximum dimension (Table 36). In three of these animals, the tumor size measured on the slide correlated with the tumor size measurement taken at the time of gross dissection. In the remaining animal with a 0.9 mm focus of invasive carcinoma, tins was present amongst extensive necrosis and was not evident at the time of gross dissection.

[00548] In six of the eight nDoce animals, there was extensive tumor cell coagulative necrosis that extended into adjacent necrotic skeletal muscle and fibrous tissue in some animals in addition, focally within the necrotic areas there was keratin-staining of necrotic, non-viable, ghost tumor cell outlines, consistent with labelling of degenerating keratin intermediate filaments from dead tumor cells. This further supported that these areas previously contained viable carcinoma that had completely responded to therapy. In the slides from the two remaining animals there was very limited surrounding tissue for assessment of necrosis although one of these did contain a focal peripheral rim of necrosis in one area. [QQ549] Within the non-nDoce group there was a uniformly mild immune cell infiltrate, and this was seen primarily in the non-neoplastic tissue surrounding the tumor. There was no significant intratumoral immune cell infiltrate. By contrast, the intratumoral nDoce group included two cases with a mild immune cell infiltrate, five cases with a moderate immune cell infiltrate and a single case with a marked immune cell infiltrate within the necrotic areas (Table 38). Like the non-nDoce group, there was no significant intratumoral lymphoid infiltration. There w'ere no diagnostic tertiary lymphoid structures (TLSs) seen in any of the 14 animals in this study group.

[00550] In summary, this review was limited to 14 female animals out of a study that contained 30 female animals; however, a striking difference in the type and degree of tumor response to therapy was noted when the intratumoral nDoce group was compared to the non- nDoce groups. None of the six non-nDoce group animals showed any overt evidence of tumor regression and all had residual viable carcinoma nodules that ranged in size from 9-15 mm as measured on the slide. However, all eight animals in the intratumoral nDoce group showed evidence of tumor response and extensive necrosis was noted in all six of the animals that had sufficient surrounding tissue for assessment. The tumor response included compete regression in half of this group (4/8), as demonstrated by lack of definitive residual viable carcinoma on examination of H&E and keratin-stained sections, while the remaining four animals contained a focal small residual viable carcinoma nodule, the largest of which measured 5 mm and the smallest of which measured 0.9 mm. In two of these four animals with residual carcinoma, there was sufficient surrounding tissue present on the slides for assessment and this showed extensive necrosis. Similarly, the degree of immune cell infiltrate in the non-nDoce group was mild while it ranged from mild to marked in the nDoce group suggesting an association with the degree of tumor response and resultant necrotic debris.

[00551] Wren the three IT nDoce groups were compared with each other, it was noted that as the animals received increasing cycles of intratumoral nDoce therapy they showed a greater degree of tumor response. In particular, of the 3 animals in the group receiving 1 cycle of IT nDoce, one of three animals showed complete response while tire remaining two animals had residual nodules measuring 4 and 5 mm. Of the three animals in the group receiving 2 cycles of IT nDoce, one showed complete response while the remaining two animals had residual nodules measuring 0.9 and 3 mm. Finally, both animals in the group receiving 3 cycles of IT nDoce showed complete response to therapy (two of two evaluated) (Table 36).

[00552] In conclusion, all eight animals with renal cell carcinoma in this study that were treated with intratumoral nDoce exhibited a notable histological response which included a 50% rate of complete tumor regression as well as a marked decrease in residual tumor size in the remaining four animals. Associated extensive necrosis and increased immune response was noted in the nDoce groups and focal areas of keratin-labelling of anuclear, non-viable, ghost tumor cell outlines in the necrotic areas further supported that these areas previously contained viable carcinoma that had completely responded to therapy. By contrast, there was no such tumor regression in the non-nDoce-treated groups. Furthermore, increasing cycles of intratumoral nDoce from 1 to 3 cycles resulted in a progressively greater degree of tumor regression and a progressively higher rate of complete regression within the IT nDoce cohort. Example 9 - Pharmacokinetic Comparison Studies of nPac, nDoce, and Taxol® in Mice [00553] Pharmacokinetic studies in mice were conducted to evaluate the rate of release of pachtaxel and docetaxel from unique sub-micron particles that were intended to provide for sustained release of pachtaxel or docetaxel following the injection of suspensions of these particles into the peritoneal cavity. The amount of drug released into the peritoneal fluid was compared to the commercially available solution formulation of pachtaxel (generic Taxol®). [QQ554] nPac (pachtaxel particles, approximately 98% pachtaxel with a mean particle size (number) of 0.878 microns, a SSA of 26.7 m ² /g, and a bulk density (not tapped) of 0.0763 g/cm ^J used in this example) and nDoce (docetaxel particles, approximately 99% docetaxel with a mean particle size (number) of 0.921 microns, a SSA of 23.9 m7g, and a bulk density (not tapped) of 0.0991 g/cm ³ used in this example) were prepared by supercritical precipitation from paclitaxel dissolved in acetone or docetaxel dissolved in ethanol when these solutions were injected into supercritical carbon dioxide. Intense mixing using sonic energy resulted in the very rapid removal of the organic solvent causing the flash precipitation of unique sub-micron particles of pure paclitaxel or pure docetaxel that had very- high specific surface areas. The enhanced specific surface area and unique properties of these particles was used to adjust the rate of drug release from these particles when they were injected into peritoneal fluid.

[00555] Dosing suspensions of the paclitaxel particles or the docetaxel particles were prepared at 2mg/m! and administered into female Balb/c mice by intraperitoneal injection at 36mg/Kg. Similarly, a 2mg/ml solution of paclitaxel (generic Taxol®) was administered to female Balb/c mice by intraperitoneal injection at 36mg/Kg. For the mice that were dosed with the paclitaxel or docetaxel particles, peritoneal fluid and blood samples were collected from 3 mice at each of 18 collection points. Blood samples were collected under isoflurane anesthesia by cardiac puncture. Peritoneal fluid samples were collected by opening the abdominal cavity of the mice to expose the peritoneal cavity. The collection time points -were time zero, 3hr, 6hr, 12hr, Iday, 2day, 3day, 4day, 7day, 14day, 21 day, 28day, 35day, 42day, 49day, 56day, 70day and 84day.

[00556] The generic Taxol® dosed female Balb/c mice were treated in exactly the same way except that the sample collections times were reduced. The generic Taxol® treated mice had blood and peritoneal fluid samples collected at time zero, 3hr, 6hr, 12hr, Iday, 2day, 3day, 4day, 7day and 14day.

[QQ557] Ail of the plasma and peritoneal fluid samples were assayed using a validated LCMSMS test method. The results for these studies are included in FIG. 99, FIG. 100, FIG. 101, and FIG. 102. Note: FIG 101. and FIG. 102 also include Abraxane® IP dose of 36 mg/kg.