INCREASED MUT COUPLING EFFICIENCY AND BANDWIDTH VIA EDGE GROOVE, VIRTUAL PIVOTS, AND FREE BOUNDARIES

CROSS-REFERENCE

[001] This patent application claims the benefit of U.S. Provisional Application No. 62/899,602, filed September 12, 2019, which is incorporated herein by reference in its entirety.

BACKGROUND

[002] Micromachined ultrasonic transducers (MUTs) are devices that convert energy between the electrical domain and acoustic domain. They typically come in two varieties: capacitive MUTs (cMUTs) and piezoelectric MUTs (pMUTs). cMUTs utilize the capacitance between two plates for electromechanical transduction, while pMUTs utilize the piezoelectric property of a piezoelectric film to accomplish the electromechanical transduction.

SUMMARY

[003] Examples of a conventional circular diaphragm pMUT and cMUT are illustrated in Figs, la-lb and Figs. 2a-2d, respectively. A diaphragm 101 is formed from substrate 100. In the case of the pMUT, a piezoelectric stack composed of a bottom electrode 200, a piezoelectric layer 201, and a top electrode 202, is placed on or near the diaphragm 101 on top of a dielectric layer 102. In the case of the cMUT, the substrate is attached to a dielectric layer 102 on top of a handle substrate 103. The diaphragm 101 is assumed to be conductive, and a second bottom electrode 200 is placed under the diaphragm to form a capacitor between 101 and 200.

[004] While many metrics describe MUTs, two of the most important are the MUT’s effective electromechanical coupling, keff ² , and its electrical and mechanical quality factors, Q _e and Q _m , respectively. The k _eff ² of a device determines how efficiently it converts electrical into acoustic energy. As a result, k _eff ² is a key driver of the power specifications of a product using that MUT. k _eff ² typically varies between 0 and 1, with 1 being better. The mechanical and electrical quality factors drive the bandwidth of the transducer, which are the frequencies over which the transducer is most effective. For most applications, particularly imaging, larger bandwidth is better, which means lower quality factors are better.

[005] Advantageously, the electromechanical coupling and quality factors are related:

[1]

This means that maximizing k _eff ² will both maximize the transduction efficiency as well as minimize the system’s quality factor.

[006] While there are multiple ways to influence keff ² , the present disclosure will focus on the clamping conditions of the MUT diaphragm. From [2], for a circular pMUT oscillating in its n ^th axisymmetric mode, we have: where k3i ² is the coupling coefficient of the material (a material constant), lo _h is the natural frequency parameter of the n ^th mode (highly dependent on edge clamping conditions), Jo is the Bessel function of the first kind of order 0, and C _n is a constant dependent on the particular pMUT design (electrode coupling constant, flexural rigidity, and electrode area to diaphragm area ratio; see [2] for full equations). For a given k3i ² coupling coefficient and design constant Cn, k _e ff,n ² can be maximized by driving lo _h towards 0.

[007] The natural frequency parameter is highly dependent on the boundary conditions under consideration, as illustrated in the comparison bar chart Fig. 3. Conventional MUT designs utilize clamped edges. The “free edge” in Fig. 3 is equivalent to ideal piston motion and represents optimal coupling. Between these two extremes, multiple edge conditions are of interest to improve electromechanical coupling and bandwidth.

[008] While multiple factors influence kea ² , intuitively the increased coupling factor can be related back to the normalized volume displacement. For example, the comparison graph of Fig. 4 illustrates the normalized displacement curves of three standard circular diaphragm MUTs: clamped edge (similar to Figs, la-lb and Figs. 2a-2d), simply supported edge (i.e., an edge that allows rotation but not displacement), and free edge clamped center. Integrating the displacement by surface area, one can calculate the displaced volume of each MUT relative to an ideal piston:

[009] Clamped Edge = 31% of piston displaced volume.

[010] Simply Support Edge MUT = 45% of piston displaced volume.

[011] Free Edge, Clamped Center MUT = 54% of piston displaced volume.

[012] A higher displaced volume indicates better coupling.

[013] In one aspect, disclosed herein are micromachined ultrasonic transducers (MUTs) comprising: a diaphragm with substantially free edges; one or more electrodes; and one or more anchors clamping the diaphragm at locations within the diaphragm periphery, along the diaphragm periphery, or both within and along the diaphragm periphery, to a substrate. The diaphragm, the one or more electrodes, and the one or more anchors, can have any shape. In some embodiments, the edges are free and the anchors reside completely within the diaphragm. In some embodiments, the MUT is a pMUT comprising a piezoelectric film. In further embodiments, the one or more electrodes are electrically coupled to the piezoelectric film. In further embodiments, the piezoelectric film is situated opposite the one or more anchors. In other embodiments, the piezoelectric film is situated on the same side as the one or more anchors. In some embodiments, the piezoelectric film is between the one or more anchors and the diaphragm. In some embodiments, the diaphragm comprises a groove. In some embodiments, the MUT comprises a plurality of anchors, wherein a subset of the plurality of anchors are attached to one or more vertical cantilever shells. In some embodiments, the MUT comprises a plurality of anchors, wherein a subset of the plurality of anchors are attached to one or more vertical cantilever shells, and wherein the diaphragm comprises a groove. In some embodiments, the MUT is a cMUT. In further embodiments, the one or more electrodes are electrically coupled to the diaphragm between a gap. In further embodiments, the diaphragm comprises a groove. In still further embodiments, the MUT comprises a plurality of anchors, wherein a subset of the plurality of anchors are attached to one or more vertical cantilever shells. In still further embodiments, the MUT comprises a plurality of anchors, wherein a subset of the plurality of anchors are attached to one or more vertical cantilever shells, and wherein the diaphragm comprises a groove.

[014] In another aspect, disclosed herein are micromachined ultrasonic transducers (MUTs) comprising a clamped diaphragm comprising a vertical cantilever shell, the vertical cantilever shell attached to an edge of the diaphragm. The diaphragm can have any shape. In some embodiments, the vertical cantilever shell forms a virtual pivot substantially preventing out of plane motion, but allowing for rotation of the diaphragm edge while imparting a counter-torque. In various embodiments, the vertical cantilever shell has a thickness between 0.1 pm and 50 pm, and wherein the vertical cantilever shell has a height between 1 and 100 times greater than its thickness. In still further embodiments, the vertical cantilever shell is not continuous about the diaphragm edge, but has areas with no virtual pivot. In still further embodiments, the MUT is multimodal.

[015] In another aspect, disclosed herein are micromachined ultrasonic transducers (MUTs) comprising a clamped diaphragm comprising a groove. The clamped diaphragm can have any shape. In some embodiments, the MUT is a pMUT. In various embodiments, the groove is within 20 diaphragm thicknesses of a diaphragm boundary, and wherein the groove has a width no larger than 10 diaphragm thicknesses, and wherein the groove has a depth of between 1% to 100% of the diaphragm thickness. In some embodiments, the groove has a constant width. In other embodiments, the groove has a variable width. In some embodiments, the groove is disrupted at one or more locations to allow for electrical routing. In some embodiments, the MUT is multimodal. In some embodiments, the MUT is a cMUT. In various embodiments, the groove is within 20 diaphragm thicknesses of a diaphragm boundary, and wherein the groove has a width no larger than 10 diaphragm thicknesses, and wherein the groove has a depth of between 1% to 100% of the diaphragm thickness. In some embodiments, the groove has a constant width. In other embodiments, the groove has a variable width. In some embodiments, the groove is disrupted at one or more locations to allow for electrical routing. In some embodiments, the MUT is multimodal.

[016] In yet another aspect, disclosed herein are MUT arrays configured for ultrasound imaging, wherein the array comprises a plurality of the MUTs described herein. In some embodiments, each MUT of the plurality of the MUTs is a pMUT. In other embodiments, each MUT of the plurality of the MUTs is a cMUT. In some embodiments, each MUT of the plurality of the MUTs comprises a vertical cantilever shell formed from multiple etches.

[017] In yet another aspect, disclosed herein are methods of manufacturing the MUTs and MUT arrays described herein.

[018] In one aspect, disclosed herein are micromachined ultrasound transducers (MUTs) comprising: a piezoelectric stack comprising a substrate, an insulating layer, a top electrode, a piezoelectric layer, and a bottom electrode, wherein the piezoelectric stack has edge portions and a central portion, wherein the piezoelectric stack has one or more grooves extending through at least the top electrode, piezoelectric layer, bottom electrode, and insulating layer and into at least a portion of the substrate, and wherein the one or more grooves are disposed between the edge portions and the central portion of the piezoelectric stack; a base; one or more anchors coupling the central portion of the piezoelectric stack to the base, leaving the edge portions of the piezoelectric stack free and the central portion of the piezoelectric stack is clamped to the base, the one or more anchors providing an electrical coupling between the base to the piezoelectric stack; and a plurality of conductors, the plurality of conductors comprising (i) a first conductor electrically coupling the top electrode of the piezoelectric stack to the base through a first via through the thickness of the piezoelectric stack and (ii) a second conductor electrically coupling the bottom electrode of the piezoelectric stack to the base through a second via through the thickness of the piezoelectric stack, wherein the first and second vias are disposed between the edge portions and the central portion of the piezoelectric stack.

BRIEF DESCRIPTION OF THE DRAWINGS [019] A better understanding of the features and advantages of the present subject matter will be obtained by reference to the following detailed description that sets forth illustrative embodiments and the accompanying drawings of which:

[020] Figs. 1A and IB show a conventional circular diaphragm pMUT: (a) in layout form, and (b) in cross-section, respectively.

[021] Figs. 2A and 2B show a conventional circular diaphragm cMUT: (a) in layout form, and (b) in cross-section, respectively.

[022] Figs. 2C and 2D show a conventional circular diaphragm cMUT with a conductive portion at the top of the handle substrate in lieu of a bottom electrode as in the cMUT of Figs. 2A and 2B: (c) in layout form, and (d) in cross-section, respectively.

[023] Fig. 3 is a bar chart showing a natural frequency parameter of the fundamental mode, lqΐ, as a function of boundary conditions. Interpreted by [2] from [1] Blue indicates the most common MUT edge condition: clamped. Red indicates boundary conditions that [2] assumes to be “physically realizable.”

[024] Fig. 4 shows a graph of normalized displacement curves for different edge conditions for a circular diaphragm of radius a.

[025] Figs. 5A and 5B show an exemplary circular diaphragm pMUT with a topside groove:

(a) in layout form, and (b) in cross-section, respectively.

[026] Figs. 5C and 5D show an exemplary circular diaphragm pMUT with a topside groove and using a silicon on insulator (SOI) wafer, including a buried oxide layer between the device and handle layers: (c) in layout form, and (d) in cross-section, respectively.

[027] Figs. 6A and 6B show an exemplary circular diaphragm cMUT with a topside groove:

(a) in layout form, and (b) in cross-section, respectively.

[028] Figs. 6C and 6D show an exemplary circular diaphragm cMUT with a topside groove and with a conductive portion at the top of the handle substrate in lieu of a bottom electrode as in the cMUT of Figs. 6A and 6B: (c) in layout form, and (d) in cross-section, respectively.

[029] Figs. 7A and 7B show an exemplary circular diaphragm pMUT with a topside virtual pivot etch: (a) in layout form, and (b) in cross-section, respectively.

[030] Figs. 7C and 7D show an exemplary circular diaphragm pMUT with a topside virtual pivot etch and using a silicon on insulator (SOI) wafer, including a buried oxide layer between the device and handle layers: (c) in layout form, and (d) in cross-section, respectively.

[031] Figs. 8A and 8B show an exemplary circular diaphragm cMUT with a topside virtual pivot etch: (a) in layout form, and (b) in cross-section, respectively.

[032] Figs. 8C and 8D show an exemplary circular diaphragm cMUT with a topside virtual pivot etch and with a conductive portion at the top of the handle substrate in lieu of a bottom electrode as in the cMUT of Figs. 8A and 8B: (c) in layout form and (d) in cross-section, respectively.

[033] Figs. 9A-9D show exemplary variations on edge grooves: (a) arbitrary diaphragm shape,

(b) multiple grooves, (c) grooves of variable width, and (d) select areas without grooves, respectively. For simplicity, only the diaphragm edges (dashed lines) and grooves (solid lines) are shown. [034] Figs. 10A-10D show exemplary variations on virtual pivots: (a) arbitrary diaphragm shape, (b) multiple virtual pivot trenches, (c) virtual pivot trenches of variable width, and (d) select areas without virtual pivot trenches, respectively. For simplicity, only the diaphragm edges (dashed lines) and first and second virtual pivot etches (solid lines, black and gray, respectively) are shown.

[035] Figs. 11A and 11B show an exemplary pMUT with free edges and a clamped center, and the piezoelectric stack opposite the anchor: (a) in layout form, and (b) in cross-section, respectively.

[036] Figs. 12A and 12B show an exemplary pMUT with free edges and a clamped center, and the piezoelectric stack on the same side as the anchor: (a) in layout form, and (b) in cross- section, respectively.

[037] Figs. 13A and 13B show an exemplary cMUT with free edges and a clamped center, and the opposing electrode situated between the substrate and diaphragm (which is assumed to be conductive in this example embodiment): (a) in layout form, and (b) in cross-section, respectively.

[038] Figs. 14A-14D show exemplary variations on free edges with fixed interior areas and/or fixed edge areas: (a) arbitrary diaphragm shape, (b) multiple anchor areas, (c) multiple anchor areas with arbitrary shapes, and (d) select areas with fixed edges where anchor overlaps edges, respectively. For simplicity, only the diaphragms 101 are and anchors (dashed lines are dark grey interior) are shown.

[039] Figs. 15A and 15B show an exemplary circular diaphragm pMUT with both edge groove and virtual pivot etches: (a) in layout form, and (b) in cross-section, respectively.

[040] Figs. 15C and 15D show an exemplary circular diaphragm pMUT with both edge groove and virtual pivot etches and using a silicon on insulator (SOI) wafer, including a buried oxide layer between the device and handle layers: (c) in layout form, and (d) in cross-section, respectively.

[041] Figs. 16A and 16B show an exemplary circular diaphragm cMUT with both edge groove and virtual pivot etches: (a) in layout form, and (b) in cross-section (the edge groove 300 is beige while the virtual pivot etch 301b is grey), respectively.

[042] Figs. 16C and 16D show an exemplary circular diaphragm cMUT with both edge groove and virtual pivot etches and with a conductive portion at the top of the handle substrate in lieu of a bottom electrode as in the cMUT of Figs. 16A and 16B: (c) in layout form, and (d) in cross- section (the edge groove 300 is beige while the virtual pivot etch 301b is grey), respectively. [043] Figs. 16E and 16F show an exemplary circular diaphragm cMUT with both edge groove and virtual pivot etches, and with the gap defining the diaphragm is formed in the handle: (e) in layout form, and (f) in cross-section (the edge groove 300 is beige while the virtual pivot etch 301b is grey), respectively.

[044] Figs. 16G and 16H show an exemplary circular diaphragm cMUT with both edge groove and virtual pivot etches, and with the gap defining the diaphragm is formed in the handle: (g) in layout form, and (h) in cross-section (the edge groove 300 is beige while the virtual pivot etch 301b is grey), respectively.

[045] Figs. 17A and 17B show an exemplary pMUT with free edges and a clamped center, and the piezoelectric stack opposite the anchor: (a) in layout form, and (b) in cross-section (the virtual pivot etch 301b is not shown in layout form for clarity purposes), respectively.

[046] Figs. 18A and 18B show an exemplary pMUT with free edges and a clamped center, and the piezoelectric stack on the same side as the anchor: (a) in layout form, and (b) in cross-section (the virtual pivot etch 301b is not shown in layout form for clarity purposes), respectively.

[047] Figs. 19A and 19B show an exemplary cMUT with free edges and a clamped center, and the opposing electrode situated between the substrate and diaphragm (which is assumed to be conductive in this example embodiment): (a) in layout form, and (b) in cross-section (the virtual pivot etch 301b is not shown in layout form for clarity purposes), respectively.

[048] Figs. 20A and 20B show an exemplary pMUT with free edges and a clamped center with two independent electrodes side-by-side and a redistribution layer to make contact to the top and bottom electrodes of the piezoelectric stack: (a) in layout form, and (b) in cross-section.

DETAILED DESCRIPTION

[049] In some embodiments, disclosed herein are micromachined ultrasonic transducers (MUTs) comprising: a diaphragm with substantially free edges; one or more electrodes; and one or more anchors clamping the diaphragm at locations within the diaphragm periphery, along the diaphragm periphery, or both within and along the diaphragm periphery, to a substrate. The diaphragm, the one or more electrodes, and the one or more anchors, can have any shape. In some embodiments, the edges are free and the anchors reside completely within the diaphragm. In some embodiments, the MUT is a pMUT comprising a piezoelectric film. In further embodiments, the one or more electrodes are electrically coupled to the piezoelectric film. In further embodiments, the piezoelectric film is situated opposite the one or more anchors. In other embodiments, the piezoelectric film is situated on the same side as the one or more anchors. In some embodiments, the piezoelectric film is between the one or more anchors and the diaphragm. In some embodiments, the diaphragm comprises a groove. In some embodiments, the MUT comprises a plurality of anchors, wherein a subset of the plurality of anchors are attached to one or more vertical cantilever shells. In some embodiments, the MUT comprises a plurality of anchors, wherein a subset of the plurality of anchors are attached to one or more vertical cantilever shells, and wherein the diaphragm comprises a groove. In some embodiments, the MUT is a cMUT. In further embodiments, the one or more electrodes are electrically coupled to the diaphragm between a gap. In further embodiments, the diaphragm comprises a groove. In still further embodiments, the MUT comprises a plurality of anchors, wherein a subset of the plurality of anchors are attached to one or more vertical cantilever shells. In still further embodiments, the MUT comprises a plurality of anchors, wherein a subset of the plurality of anchors are attached to one or more vertical cantilever shells, and wherein the diaphragm comprises a groove.

[050] In some embodiments, disclosed herein are micromachined ultrasonic transducers (MUTs) comprising a clamped diaphragm comprising a vertical cantilever shell, the vertical cantilever shell attached to an edge of the diaphragm. The diaphragm can have any shape. In some embodiments, the vertical cantilever shell forms a virtual pivot substantially preventing out of plane motion, but allowing for rotation of the diaphragm edge while imparting a counter torque. In various embodiments, the vertical cantilever shell has a thickness between 0.1 pm and 50 pm, and wherein the vertical cantilever shell has a height between 1 and 100 times greater than its thickness. In still further embodiments, the vertical cantilever shell is not continuous about the diaphragm edge, but has areas with no virtual pivot. In still further embodiments, the MUT is multimodal.

[051] In some embodiments, disclosed herein are micromachined ultrasonic transducers (MUTs) comprising a clamped diaphragm comprising a groove. The clamped diaphragm can have any shape. In some embodiments, the MUT is a pMUT. In various embodiments, the groove is within 20 diaphragm thicknesses of a diaphragm boundary, and wherein the groove has a width no larger than 10 diaphragm thicknesses, and wherein the groove has a depth of between 1% to 100% of the diaphragm thickness. In some embodiments, the groove has a constant width. In other embodiments, the groove has a variable width. In some embodiments, groove is disrupted at one or more locations to allow for electrical routing. In some embodiments, the MUT is multimodal. In some embodiments, the MUT is a cMUT. In various embodiments, the groove is within 20 diaphragm thicknesses of a diaphragm boundary, and wherein the groove has a width no larger than 10 diaphragm thicknesses, and wherein the groove has a depth of between 1% to 100% of the diaphragm thickness. In some embodiments, the groove has a constant width. In other embodiments, the groove has a variable width. In some embodiments, the groove is disrupted at one or more locations to allow for electrical routing. In some embodiments, the MUT is multimodal. [052] In various embodiments, disclosed herein are MUT arrays configured for ultrasound imaging, wherein the array comprises a plurality of the MUTs described herein. In some embodiments, each MUT of the plurality of the MUTs is a pMUT. In other embodiments, each MUT of the plurality of the MUTs is a cMUT. In some embodiments, each MUT of the plurality of the MUTs comprises a vertical cantilever shell formed from multiple etches.

[053] In various embodiments, disclosed herein are methods of manufacturing the MUTs and MUT arrays described herein.

[054] In particular embodiments, disclosed herein are micromachined ultrasound transducers (MUTs) comprising: a piezoelectric stack comprising a substrate, an insulating layer, a top electrode, a piezoelectric layer, and a bottom electrode, wherein the piezoelectric stack has edge portions and a central portion, wherein the piezoelectric stack has one or more grooves extending through at least the top electrode, piezoelectric layer, bottom electrode, and insulating layer and into at least a portion of the substrate, and wherein the one or more grooves are disposed between the edge portions and the central portion of the piezoelectric stack; a base; one or more anchors coupling the central portion of the piezoelectric stack to the base, leaving the edge portions of the piezoelectric stack free and the central portion of the piezoelectric stack is clamped to the base, the one or more anchors providing an electrical coupling between the base to the piezoelectric stack; and a plurality of conductors, the plurality of conductors comprising (i) a first conductor electrically coupling the top electrode of the piezoelectric stack to the base through a first via through the thickness of the piezoelectric stack and (ii) a second conductor electrically coupling the bottom electrode of the piezoelectric stack to the base through a second via through the thickness of the piezoelectric stack, wherein the first and second vias are disposed between the edge portions and the central portion of the piezoelectric stack.

Certain definitions

[055] Unless otherwise defined, all technical terms used herein have the same meaning as commonly understood by one of ordinary skill in the art to which this invention belongs. As used in this specification and the appended claims, the singular forms “a,” “an,” and “the” include plural references unless the context clearly dictates otherwise. Any reference to “or” herein is intended to encompass “and/or” unless otherwise stated.

Overview of methodology

[056] Three methods for improving the electromechanical coupling coefficient and bandwidth of micromachined ultrasonic transducers, or MUTs, are presented:

[057] 1) Forming grooves along the edge of clamped diaphragms to increase the compliance of the diaphragm locally at its edge; [058] 2) Forming a virtual pivot via a vertical cantilever shell that restricts out of plane motion but allows for rotation which is opposed by a counter-torque, thus forming a boundary condition similar to a simply supported edge restrained by torsion springs; and

[059] 3) Forming diaphragms with largely free edges, and clamped at one or more locations within the diaphragm or at its periphery.

Diaphragm with edge groove

[060] Herein we disclose a methodology to reduce the rigidity of the diaphragm near the diaphragm edge by etching a groove near the diaphragm edge. This results in a diaphragm with boundaries that behave in between a clamped edge and a simply supported edge with torsional springs. This “edge groove” promotes piston like motion, better coupling, and wider bandwidth. [061] As illustrated in Figs. 5a-5b and 6a-6b, this edge groove 300 can be applied to both pMUT and cMUT embodiments. To be effective, it should be within approximately five diaphragm thicknesses of the diaphragm edge 101a. The width of the groove influences the rigidity, with wider grooves promoting simply supported behavior, while at the same time reducing the flexural rigidity of the plate, and thus shifting its frequency more.

Diaphragm with virtual pivot

[062] We further disclose a methodology to form a “virtual pivot” that behaves similarly to a simply supported edge restrained by torsional springs. This is accomplished by forming a vertical cantilever shell at the diaphragm edge. This cantilever shell is very stiff to vertical displacements, effectively preventing displacement in the z-direction. The cantilever shell is relatively compliant with respect to torsion at the diaphragm edge, allowing rotation, but imparting a counter-moment based on the shell’s dimensions. The cantilever shell is also susceptible to lateral displacement in x and y via outside lateral forces. In the absence of such lateral forces, thus, the cantilever shell prevents displacement of the diaphragm edge while allowing rotation and imparting a counter-moment.

[063] The formation of the cantilever shell can be accomplished in many manners. One example for a pMUT is depicted in Figs. 7a and 7b, in which a virtual pivot trench 301a is etched outside the diaphragm edge 101a, and deeper than the diaphragm thickness. The cantilever shell is formed by the remaining material between the virtual pivot etch 301a and the cavity in 100 that forms the diaphragm 101. The properties of the virtual pivot (e.g., the stiffness of the torsional springs, its resistance to lateral forces, etc.) are dictated by the dimensions of the cantilever shell. The longer and thinner the shell, the more compliant the virtual pivot.

[064] A similar approach can be used for cMUTs, as illustrated in Figs. 8a and 8b. A virtual pivot trench 301a is etched around the periphery of the diaphragm. For most common cMUT constructions, the cavity formed between the diaphragm 101 and the bottom electrode is very narrow. With a single virtual pivot trench 301a, the resulting cantilever shell 10b will be short and wide resulting in very stiff torsional springs. To create a more compliant cantilever shell 101b, a second virtual pivot trench 301b can be etched inside the first trench 301a, with both trenches extending through the dielectric layer 102 and into the handle substrate 103. This will provide a more compliant virtual pivot.

Diaphragms of arbitrary shape with edge grooves

[065] In light of the disclosure herein, it will be clear to one skilled in the art that the basic design feature of edge grooves can be applied to arbitrary diaphragm shapes, as depicted in Fig. 9A. It is also possible to vary the number and location of grooves (Fig. 9B), as well as the width of the grooves (Fig. 9C). Indeed, the edge grooves do not have to be a uniform width to provide a beneficial effect. For the practical purpose of routing electrical signals, it may be necessary to break grooves up in select areas without losing the overall benefit of the grooves (Fig. 9D).

Diaphragms of arbitrary shape with virtual pivots

[066] Similarly, in light of the disclosure herein, it will be apparent to one skilled in the art that the basic design feature of the virtual pivot can be applied to arbitrary diaphragm shapes, as depicted in Fig. 10A. It is also possible to vary the number and location of virtual pivot etches (Fig. 10B), as well as the width of the etches (Fig. IOC). Even more so than the grooves, virtual pivot etches do not require a uniform width to accomplish their intended function. As with the grooves, the virtual pivot trenches can be broken up in select areas to allow for such tasks as electrical routing (Fig. 10D).

Diaphragm with free edges and a clamped central area

[067] To further increase the electromechanical coupling coefficient and broaden the bandwidth, we disclose a design methodology wherein the diaphragm largely has free edges, and is clamped arbitrarily in the center by one or more anchors. This design has benefits similar to the free edges clamped center design mentioned in Fig. 3.

[068] Figs. 11a and lib depict a representative embodiment in the form of a pMUT with a circular diaphragm 101 and central anchor 105, atop a handle substrate 103. In this case, the piezoelectric stack (bottom electrode 200, piezoelectric film 201, and top electrode 202) sits atop the dielectric film 102 on the diaphragm 101. Figs. 12a and 12b depict another pMUT configuration in which the piezoelectric stack sits between the diaphragm 101 and anchor 105. [069] Figs. 13a and 13b depict a similar configuration cMUT, in which electrode 200 and 202 sit atop a dielectric film 102 on a handle substrate 103. An anchor 105 attaches the electrode 202 to the diaphragm 101. Many configurations are possible to create a diaphragm with free edges, fixed at one or more anchors, that forms a capacitor of two electrodes spaced from one another.

Arbitrary shaped diaphragm with free edges clamped at one or more arbitrary areas interior or attached to free edges with arbitrarily shaped electrodes

[070] In light of the disclosure herein, it will be apparent to one skilled in the art that the concept of a free edged MUT can be applied to arbitrarily shaped diaphragms, with one or more arbitrarily shaped clamped areas, with arbitrarily shaped top and bottom electrodes. Figs. 14a- 14c provide a few examples of such variations. Importantly, it is possible to overlap the anchor with the edge of the diaphragm to produce a diaphragm with varying free and clamped boundaries, as exemplified in Fig. 14d.

Combining edge grooves and virtual pivots

[071] In light of the disclosure herein, it will be apparent to one skilled in the art that the concept of edge grooves and virtual pivots can be combined to create an edge condition even more compliant than either one of the concepts applied alone. Examples of a pMUT and cMUT configured with both inventions are illustrated in Figs. 15a-15d and Figs. 16a-16d, respectively.

Combining free edges edge grooves and virtual pivots

[072] In light of the disclosure herein, it will similarly be apparent to one skilled in the art that the concept edge grooves and virtual pivots, together or separately, can be applied to the free edge MUT invention. Figs. 17a-17b, 18a-18b, and 19a-19b illustrate this concept, respectively, for a pMUT with the piezoelectric stack atop the diaphragm 101, a pMUT where the piezoelectric stack sits between the diaphragm 101 and anchor 105, and a cMUT.

Method of manufacture for pMUT with grooves and virtual pivot

[073] An exemplary method of manufacture for a pMUT with grooves and virtual pivot(s), such as the pMUT show by Figs. 15a-b and 15c-d is now described.

[074] (a) First, a substrate, typically single crystal silicon, is provided.

[075] (b) The insulating layer 102 can then be deposited over the substrate. The insulating layer 102 is typically some form of S1O2, about 0.1 pm to 3 pm thick. It is commonly deposited via thermal oxidation, PECVD deposition, or other technique.

[076] (c) A first metal layer 200 (also referred to as Ml or metal 1) can then be deposited. Typically, this is a combination of films that adhere to the substrate, prevent diffusion of the piezoelectric, aid the piezoelectric in structured deposition/growth, and which is conductive. SRO (SrRuCE) may be used for structured film growth, on top of Pt for a diffusion barrier and conduction, on top of Ti as an adhesive layer (for Pt to SiCh). Usually, these layers are thin, less than 200 nm, with some films 10 to 40 nm. Stress, manufacturing, and cost issues will usually limit this stack to less than 1 pm. The conductor (Pt) is typically thicker than the structuring layer (SRO) and adhesion layer (Ti). Other common structuring layers, rather than SRO, include (Lao _.5 Sro _.5 )Co03, (Lao _.5 Sro _.5 )Mn03, LaNi0 ₃ , Ru02, Ir02, BaPb03, to name a few. Pt can be replaced with other conductive materials such as Cu, Cr, Ni, Ag, Al, Mo, W, and NiCr. These other materials usually have disadvantages such as poor diffusion barrier, brittleness, or adverse adhesion, and Pt is the most common conductor used. The adhesion layer, Ti, can be replaced with any common adhesion layers such as TiW, TiN, Cr, Ni, Cr, etc.

[077] (d) A piezoelectric material 201 can then be deposited. Some common examples of suitable piezoelectric materials include: PZT, KNN, PZT-N, PMN-Pt, AIN, Sc- AIN, ZnO, PVDF, and LiNiCb. The thicknesses of the piezoelectric layer may vary between 100 nm and 5 pm or possibly more.

[078] (e) A second metal layer 202 (also referred to as M2 or metal 2) can then be deposited. This second metal layer 202 may be similar to the first metal layer 200 and may serve similar purposes. For M2, the same stack as Ml may be used, but in reverse: Ti for adhesion on top of Pt to prevent diffusion on top of SRO for structure.

[079] (f) The second metal layer or M2202 may then be patterned and etched, stopping on the piezoelectric layer. Etches can be made in many ways herein, for example, via RIE (reactive ion etching), ion mill, wet chemical etching, isotropic gas etching, etc. After patterning and etching, the photoresistor used to pattern M2 may be stripped, via wet and/or dry etching. In many embodiments for manufacturing cMUTs and pMUTs described herein, any number of ways of etching may be used, and the photoresist is typically stripped after most pattern and etch steps. [080] (g) The piezoelectric layer may then be similarly patterned and etched, stopping at the first metal layer or Ml 200. Typically, wet, RIE, and/or ion mill etches are used.

[081] (h) The first metal layer or Ml 100 may then be similarly patterned and etched, stopping on the dielectric 102.

[082] (i) If desired, one or both of the following may be added:

(1) An Eh barrier. Fh diffusion into the piezoelectric layer can limit its lifetime. To prevent this, an Fh barrier can be used. 40 nm of ALD (atomic layer deposition) aluminum oxide (A1203) may be used to accomplish this. Other suitable materials may include SiC, diamond-like carbon, etc.

(2) A redistribution layer (RDL). This layer can provide connectivity between Ml and M2 and other connections (e.g., wirebonds, bump bonds, etc.). An RDL can be formed by first adding a dielectric such as oxide, etching vias in the dielectric, depositing a conductor (typically Al), and finally patterning the conductor. Additionally, one might add a passivation layer (typically oxide + nitride) to prevent physical scratches, accidental shorting, and/or moisture ingress.

[083] (j) The grooves 300 may then be pattenered. The dielectric layer 102 may be etched via

RIE or wet etching. The substrate 100 may be etched, and as the substrate 100 is typically silicon, the etch is typically DRIE (deep reactive ion etching). These grooves 300 can have lateral dimensions between 100 nm and 1000 pm but are typically between 2 pm and 10 pm.

The grooves 300 can have any depth from 0.1% to 100% of the device 100 thickness, but typically ranges from 25% to 75% of the device 100 thickness.

[084] (k) The virtual pivot 301a may be patterned and etched. The dielectric layer 102 may be etched via RIE or wet etching. The substrate 100 is typically silicon, and may be etched typically via DRIE (deep reactive ion etching). These virtual pivots 301a can have lateral dimensions between 100 nm and 1000 pm, but are typically between 2 pm and 10 pm. The virtual pivots can have any depth from 0.1% to 99.9% of the handle 103 thickness, but typically ranges from 10% to 50% of the handle 103 thickness (approximately 10 pm to 100 pm).

[085] (1) Frequently, an SOI substrate is used, as shown in Figs. 15c-15d. In this case, there is a buried insulator layer or BOX layer 104 just below the diaphragm 101. The diaphragm is then composed of the “device” layer 100 (layer above the BOX), and the “handle” layer 103 under the BOX layer. The cavity in 100 may stop on the BOX and may be etched out of the Handle layer 103. In this case, the 301a etch may include two extra steps: (1) etching the BOX (typically via dry RIE etching, or in some cases, via wet etching) after the device layer is etched via DRIE, and (2) etching the handle layer via DRIE to the desired depth. Most SOI wafers are silicon, meaning that the device and handle layers will typically be single crystal silicon. The insulator BOX, in this case, is typically a silicon dioxide thermally grown, which is called a “buried oxide”, which is where the term “BOX” comes from. A silicon SOI wafer with single crystal silicon handle and device layers with an oxide BOX may typically be used. The device layer may be 5 pm, but typically varies between 100 nm and 100 pm, while the handle layer thickness typically varies between 100 pm and 1000 pm. The BOX is typically between 100 nm and 5 pm, but 1 pm may be used, in many cases.

[086] (m) If desired, the backside of the wafer or handle can be thinned via grinding and optionally polished at this point. In many embodiments, the handle layer is thinned from 500 pm to 300 pm thick. Common thicknesses typically vary between 50 pm and 1000 pm.

[087] (n) The cavity may be patterned on the backside of the wafer or Handle, and the cavity may be etched. Typically, the wafer/handle is composed of silicon, and the etch is accomplished with DRIE. The etch can be timed in the case of Figs. 15a-15b. The etch may stop selectively on the BOX in Figs. 15c-15d. The cavity can be etched via other techniques such as KOH, TMAH, HNA, and RIE. The wafer can be considered complete after photoresist strip.

Method of manufacture for pMUT with grooves

[088] An exemplary method of manufacture for a pMUT with grooves, such as the pMUT shown by Figs. 5a-5d, is also provided. This method may be similar to the above method of manufacture for a pMUT with grooves and virtual pivot(s) (Figs. 15a-15b and 15c-15d), except that step (k), the patterning and etching of the virtual pivots, is typically skipped.

Method of manufacture for pMUT with virtual pivot

[089] An exemplary method of manufacture for a pMUT with cantilever shells, such as the pMUT shown by Figs. 7a-7d, is also provided. This method may be similar to the above method of manufacture for a pMUT with grooves and virtual pivot(s) (Figs. 15a-15b and 15c-15d), except that step (j), the patterning and etching of the grooves, is typically skipped.

Method of manufacture for cMUT with grooves and virtual pivot

[090] An exemplary method of manufacture for a cMUT with grooves and virtual pivot(s), such as the cMUT shown by Figs. 16e and 16f, is now described.

[091] (a) The method typically starts with a substrate which will become the handle 103. Typically, this substrate is single crystal silicon.

[092] (b) A shallow cavity may then be patterned and etched. This cavity is typically 10 nm to 5 pm, most commonly between 100 nm and 1 pm. For the common single crystal silicon substrate, this cavity is a timed etch using DRIE, RIE, HNA, or oxidation.

[093] (c) The insulating layer 102 may then be deposited. Typically, this insulating layer is some form of S1O2, about 0.1 pm to 3 pm thick. It is commonly deposited via thermal oxidation, and in some cases via PECVD or LPCVD deposition, or some other technique.

[094] (d) A metal layer or conductor 200 may then be deposited, examples of such a conductor include as Al, Au, Cr, Cu, Pt etc. This conductor may be on an adhesion layer and/or diffusion barrier layer such as Ti, TiW, TiN, Cr, etc.

[095] (e) The conductor (and adhesion and/or diffusion barrier layers) may be patterned and etch, stopping on the insulator.

[096] (f) The virtual pivots 301b and bottom portion of the virtual pivots 301a may be patterned and etched. First, the insulator 102 may be etched via RIE, wet etch or another technique. Next, the handle 103 may be etched. Typically, the handle 103 is silicon, and this etching is made via DRIE, and is timed. As with the process described above with reference to Figs. 15a-15b and 15c-15d, the virtual pivots can range in depth from 1 pm to 1000 pm, but typically are between 10 pm and 100 pm, or about 10% to 50% of the handle 103. [097] (g) The device 100 layer may be bonded to the insulator 102 on the handle 103. This can be accomplished via many techniques, including but not limited to fusion, Al-Ge, Au-Si, anodic, SLID (solid liquid interdiffusion), adhesive, Au-Au, Au-Sn, Cu-Cu, Cu-Sn, etc. The choice of bond may depend on the allowable thermal budget and available processes and integration requirements. The bond shown in Figs. 16e and 16f is a fusion bond of oxide 102 to silicon 100. [098] (h) The edge grooves 300 may be patterned and etched into the device 100. This is typically accomplished with a timed DRIE. As with the process for Figs. 15a-15b and 15c-15d, these grooves can have lateral dimensions between 100 nm and 1000 pm, but are typically between 2 pm and 10 pm. The grooves can have any depth from 0.1% to 100% of the device 100 thickness, but typically ranges from 25% to 75% of the device 100 thickness.

[099] (i) The top portion of the virtual pivots 301a may be patterned and etched. This is typically accomplished with a timed DRIE. The lateral dimension of the top portion of 301a is typically smaller or larger laterally than the bottom portion of 301a to overcome alignment issues.

[0100] This method may be varied in many ways. In some embodiments, the steps (d) and (e) may be skipped to manufacture the cMUT shown in Figs. 16g and 16h. In some embodiments, the step (b) may be performed on the bottom of the device instead to manufacture the cMUT shown in Figs. 16a and 16b. In some embodiments, the steps (d) and (e) may be skipped and the step (b) may be performed on the bottom of the device instead to manufacture the cMUT shown in Figs. 16c and 16d.

Nominal free edge design and method of manufacture

[0101] The nominal free edge design for pMUTs will typically require two independent contacts to the substrate. This is because a pMUT typically requires a voltage difference across its piezoelectric material, thus requiring at least two voltages. There are many ways to apply at least two voltages. Figs. 20a and 20b show one exemplary pMUT free edge design and its process or method for manufacture is described as follows.

[0102] (a) The method may start with an SOI wafer. Typically, this is a device layer of single crystal silicon on top of a BOX (oxide) on top of a handle layer. This device layer of this wafer is shown upside down in Figs. 20a and 20b.

[0103] (b) The insulating layer 102 may then be deposited. Typically, this deposition is some form of S1O2, about 0.1 pm to 3 pm thick. It is commonly deposited via thermal oxidation, PECVD deposition, or other technique.

[0104] (c) A first metal layer or Ml (metal 1) 200 may be deposited. Typically, this deposition is a combination of films that adhere to the substrate, prevent diffusion of the piezoelectric, aid the piezoelectric in structured deposition/growth, and which is conductive. SRO (SrRuCb) may be used for structured film growth on top of Pt for a diffusion barrier and conduction, on top of Ti as an adhesive layer (for Pt to S1O2). Usually, these layers are thin, less than 200 nm, with some films 10 to 40 nm. Stress, manufacturing, and cost issues will usually limit this stack to less than 1 pm. The conductor (Pt) is typically thicker than the structuring layer (SRO) and adhesion layer (Ti). Other common structuring layers, rather than SRO, include (Lao _.5 Sro _.5 )Co0 ₃ , (Lao _.5 Sro _.5 )Mn03, LaNi03, Ru02, hEh, BaPb03, to name a few. Pt can be replaced with other conductive materials such as Cu, Cr, Ni, Ag, Al, Mo, W, and NiCr. These other materials usually have disadvantages such as poor diffusion barrier, brittleness, or adverse adhesion, and Pt is the most common conductor used. The adhesion layer, Ti, can be replaced with any common adhesion layers such as TiW, TiN, Cr, Ni, Cr, etc.

[0105] (d) Piezoelectric material 201 may then be deposited. Common examples for the piezoelectric material include: PZT, KNN, PZT-N, PMN-Pt, AIN, Sc- AIN, ZnO, PVDF, and LiNiCb. The thicknesses of the piezoelectric material may vary between 100 nm and 5 pm (possibly more).

[0106] (e) A second metal layer or M2 (metal 2) 202 may be deposited. M2 may be similar to Ml 200 and can serve similar purposes. For M2, the same stack as Ml may be used, but in reverse: Ti for adhesion on top of Pt to prevent diffusion on top of SRO for structure.

[0107] (f) M2202 may be patterned and etched, stopping on the piezoelectric. Etches can be made in many ways herein, for example, via RIE (reactive ion etching), ion mill, wet chemical etching, isotropic gas etching, etc. After patterning and etching, the photoresistor used to pattern M2 may be stripped, be wet and/or dry. In many embodiments for manufacturing cMUTs and pMUTs described herein, any number of ways of etching may be used, and the photoresist is typically stripped after most pattern and etch steps.

[0108] (g) The piezoelectric layer may then be similarly patterned and etched, stopping at the first metal layer or Ml 200. Typically, wet, RIE, and/or ion mill etches are used.

[0109] (h) The first metal layer or Ml 100 may then be similarly patterned and etched, stopping on the dielectric 102.

[0110] (i) If desired, an Eh barrier may be added. Fh diffusion into the piezoelectric layer can limit its lifetime. To prevent this, an Fh barrier can be used. 40 nm of ALD (atomic layer deposition) aluminum oxide (AI2O3) may be used to accomplish this. Other suitable materials may include SiC, diamond-like carbon, etc.

[0111] (j) The dielectric layer 106 may deposit. This layer is typically an oxide and/or nitride layer (commonly PECVD), usually between 100 nm and 2 pm thick.

[0112] (k) Vias (or holes) 108 may be patterned and etched in the dielectric layer 106. This is typically done via RIE etch or some form of wet etch. The etch may stop on Ml or M2.

[0113] (1) A redistribution conductor 107 may be deposited, patterned, and etched. Typical conductors are metals (Al, Cu, Au, Ti, Cr, etc.) and/or semiconductors such as poly-Si, poly-Ge, or poly-SiGe. This layer is typically relatively thick to overcome topography and lower resistance, between 100 nm and 5 pm, though commonly between 0.5 pm and 2 pm. In an example, 1 pm of Au on top of 100 nm Ti on top of 1.6 pm Al is used. The Au is for the integration bond in step s, described further below.

[0114] (m) The grooves 300 may then be pattenered. The dielectric layer 102 may be etched via RIE or wet etching. The substrate 100 may be etched, and as the substrate 100 is typically silicon, the etch is typically DRIE (deep reactive ion etching). These grooves 300 can have lateral dimensions between 100 nm and 1000 pm but are typically between 2 pm and 10 pm.

The grooves 300 can have any depth from 0.1% to 99.9% of the device 100 thickness, but typically ranges from 25% to 75% of the device 100 thickness.

[0115] (n) The device layer 101 may be patterned and etched. The dielectric layer 106 may be etched via RIE or wet etching. The substrate 100 may be etched, which is typically silicon, thus the etch is typically a DRIE (deep reactive ion etch). This etch may go through the entire device layer 100 until it stops on the BOX. These etches can have lateral dimensions between 100 nm and several cm, but are typically between 5 pm and 1000 pm.

[0116] (o) Optionally, a passivation layer may be deposited, patterned, and etched to prevent physical scratches, accidental shorting, and/or moisture ingress. This passivation is typically oxide and/or nitride, and commonly ranges from 300 nm to 2 pm thick.

[0117] (p) If desired, the backside of the wafer or handle can be thinned via grinding and optionally polished at this point. In many embodiments, the handle layer is thinned from 500 pm to 300 pm thick. Common thicknesses typically vary between 50 pm and 1000 pm.

[0118] (q) The MEMS wafer (101-102, 106-9, 200-202, 300, 101a, and a handle layer) is now diced in preparation for bond.

[0119] (r) The conductive bond material 110 may be deposited, patterned, and etched on the base substrate 111. The base substrate 111 can be a planarized ASIC wafer, for example. The conductive bond material may be 1 pm Au to enable the bond in step s.

[0120] (s) The MEMS die (101-102, 106-9, 200-202, 300, 101a, and a handle layer) may be aligned to the base substrate 111 and bonded, forming conductive bond 109 between redistribution conductor 107 and conductive bond material 110. Optionally, only good MEMS dice are chosen. The MEMS die may only be bonded to verified good ASIC dice to preserve yield. Bad ASIC dice are bonded with dummy MEMS dice for etch loading (in step t). The bond can be any conductive bond, including Au-Au thermocompression, SLID, Al-Ge, Au-Sn, Cu- Cu, etc. Au-Au thermocompression may be used, for example.

[0121] (t) The base substrate 111 can be populated with MEMS dice. The backside of the MEMS dice can be etched in a DRIE tool to remove the Handle silicon (not shown), stopping on BOX.

[0122] (u) The backside of the MEMS dice may be etched in an oxide RIE to remove the BOX, stopping on the device layer 101. Once complete, the layout and cross-section of Figs. 20a and 20b can be considered achieved.

[0123] Of note for the pMUT of Figs. 20a and 20b:

[0124] (a) The conductive bond 109 can allow electrical signals from the base substrate 111 to be passed to the MEMS die through conductive bond material 110 to redistribution conductor 107.

[0125] (b) There may be at least two independent signals, one connected to Ml layer 202 through via 108, and the other connected to M2 layer 200 through a similar Via 108. This can allow the designer to apply a known voltage difference across the piezoelectric layer 201, enabling actuation of the pMUT.

[0126] (c) The edge groove 300 can provides an enhanced keff ² .

[0127] (d) It is optionally possible to form a virtual pivot to further increase keft ² . If the conductive bond material 110 has a height much larger than its lateral dimensions, the bond can form a cantilevered shell.

[0128] (e) The above process can create pMUTs with free edges, grooves, and cantilever shells, and may combine only known good dice to enhance yield.

[0129] (f) One skilled in the art may use this method of manufacture, coupled with the design concepts of grooves, free edges, and virtual pivots to create a wide range of novel pMUTs [0130] Although various methods of manufacturing pMUTs and cMUTs are described above in accordance with many embodiments, a person of ordinary skill in the art will recognize many variations based on the teaching described herein. The steps may be completed in a different order. Steps may be added or deleted. Some of the steps may comprise sub-steps. Manufacturing techniques known in the art may be applied for one or more of the steps. Many of the steps may be repeated as often as beneficial.

References

[0131] [1] R.D. Blevins. Formulas for natural frequency and mode shape. Kreiger, 1979.

[0132] [2] K.M. Smyth. Piezoelectric Micro-machined Ultrasonic Transducers for Medical Imaging. Massachusetts Institute of Technology, 2017.

[0133] While preferred embodiments of the present invention have been shown and described herein, it will be obvious to those skilled in the art that such embodiments are provided by way of example only. Numerous variations, changes, and substitutions will now occur to those skilled in the art without departing from the invention. It should be understood that various alternatives to the embodiments of the invention described herein may be employed in practicing the invention.