TECHNICAL FIELD The present invention relates to information carrying articles and more particularly to information carrying discs which carry light readable or stylus read¬ able information. These discs may be useful in carrying coded information which is convertible (i.e., electronically decoded) to electrical signals for such varied uses as sound recordings, audio/visual recordings, or computer information retrieval systems. A process for forming these information carrying articles and blanks from which the articles may be made is also disclosed.

BACKGROUND ART Information retrieval in the form of discs hav- ing coded data distributed in a circular or spiral pattern has been available in various forms for many years. Early- forms of musical reproduction equipment, for example, used discs with either holes or protuberances to pluck an array of strings or vibrating posts to produce music. Early displays of moving pictures operated by a rotation of a disc bearing consecutive images on a periphery. The most common form of storing reproductions of music performances which has been in use for about 100 years, is the phono¬ graph record which uses a spiral pattern of grooves having vertical and horizontal modulations to generate signals ^' which can be converted to sound.

With the introduction of the laser to industry, a new information storage system has been developed which comprises a disc having circular or spiral patterns of depressions or protuberances which would disturb, reflect or refract incident or transmitted light patterns. These information storing discs, often used for storage of audio/visual information and generally referred to as video discs, are well known in the art. Such U.S. Patents as 3,658,954; 3,795,534; 3,798,134; 3,855,426; 3,901,994;

OMPI

4,124,672; 4,126,716; and 4,130,620 show various constructions, compositions, and processes for forming video discs.

U.S. Patent No. 4,126,726 also shows the use of photocurable laquers to form an image carrying surface and to provide a protective cover over the information carry¬ ing surface when a reflective metal film is used. No information whatsoever with regard to the nature and properties of the radiation curable layer is provided. In all instances the reflective metal coatings are provided to the element after the information is applied to its surface.

DISCLOSURE OF THE INVENTION It has been found according to the present inven- tion that information storage devices, which may comprise discs having a circular or spiral pattern of grooves with modulations in a conductive or reflective metal layer, can be prepared front a blank element comprising a substrate which is or carries on at least one surface thereof a polymeric composition having a reflective or conductive coating on the surface of the coating before embossing. Reflective or capacitive video discs may be formed from blanks such as these by an embossing process described herein.

BRIEF DESCRIPTION OF THE DRAWINGS

FIGURE 1 shows a side view of a video disc blank.

FIGURE 2 shows a side view of an embossed video disc blank with information carrying protuberances and depressions thereon.

FIGURE 3 shows a side view of two embossed video disc blanks which have been joined to provide a disc which carries two different retrievable patterns of infor¬ mation. The embossed surfaces are joined face to face.

FIGURE 4 shows a side view of two embossed video disc blanks whoch have been joined back to back to provide a disc which carries two different retrievable patterns of information. FIGURE 5 shows a microscopic side view of an embossed video disc wherein a radiation reflecting or conductive metal film has been severed during embossing. FIGURE 6 shows a microscopic side view of an embossed video disc wherein a conductive or radiation reflective metal film has stretched or necked during embossing.

DETAILED DESCRIPTION OF THE DRAWINGS Figure 1 shows a side view of an embossable video disc blank 2 comprising a base 4, a radiation reflec- tive or conductive metal layer or conductive non-metallic layer 6, and an optional organic or inorganic (e.g., silica) polymeric protective coating layer 8. The base 4 ^' may be unitary in construction or may be a composite layer such as a film layer having a further polymerizable or heat softenable coating layer on at least the surface adjacent to metal or non-metallic layer 6. The base 4 may be transparent or opaque and may comprise any material which can provide structural properties to the blank. If the base 4 itself is to be embossed to provide the information carrying surface structure, the composition of the base must be embossable and would be a thermoplastic or ther osoftenable material. If the base 4 carries an embossable layer on at least one surface thereof, the base 4 carrying the layer may be of metal, ceramic, fibrous, thermoplastic, thermoset, or filled polymeric materials, depending upon the manner in which the disc is read. If read by light reflection through the base, transparency would be required in the material selected.

Figure 2 shows a section of an embossed video disc 10 having a base 11 comprising a substrate 12 carrying a coating 14 which was given surface structure by

the embossing step. A metal layer 16 which was on the coating 14 before the embossing also carries the surface structure which consists of depressions such as 18.

Figure 3 shows a section of a two sided video disc 20 comprising two separately prepared one sided video discs 21 and 21' which have been joined face to face by an adhesive layer 28. The one sided video disc 21 is shown as having been prepared from a blank having a base 23 comprising a substrate 22 and a coating 24 which carries the surface structure. A metal layer 26 on said coating 24 also displays the surface structure. The one sided video disc 21' is shown as comprising a single component base 32 on which the surface structure was embossed. A metal layer 30 on base 32 also displays the surface structure. The adhesive 28 joins the metal layers 26 and 30. These metal layers may have polymeric coatings or layers between the adhesive 28 and the metal layers 26 and 30, but this is optional. As shown in this figure, the adhesive- 28 does not have to penetrate into the air cavities 36 to form a. bond between the two one sided discs, although ^' by using thicker adhesive layers, this may be accomplished. The presence of air is inconsequential between the two discs because the radiation used to read the patterns would pass through the base layers 21 and 21' and be reflected off the metal layers 26 and 28 and would not pass through the area between the indentations 34 in the surface structures. The two one sided discs may be formed in the same or different manners. That is, the figure shows a two component base 21 and a one component base 21* merely as a representation of one possible construction. Both bases may be of the same or different types of construction, with both, of course, being transparent to the radiation used to retrieve information from the discs. Figure 4 shows a section of a two sided video disc 40 comprising a base 47 bearing information and a • metal layer 48 on one surface and an embossed coating

layer 46 with a metal layer 44 on the other surface. The embossed surface structures 52 and 54 face outward in this configuration. The information carrying surface struc¬ tures 52 and 54 are coated with transparent protective layers 50 and 42 to prevent damage to the metal layers and penetration of foreign materials into the pattern of the infprmation carrying surface structure. Two separately embossed discs may be adhesively bonded or fused back to back, or the disc blank may have two metal coatings, one each on opposite surfaces, to produce corresponding structures with the surface structure facing outward.

Figure 5 shows a microscopic sectioned view of an embossed vide disc 60. The base 62 carries a metal layer 64 which has been ruptured where the embossing has formed a depression 67 and displaced a piece of metal 68 into the base. The rupture 66 on the edge of metal layer 64 overlooking the metal free side wall 70 of the depression 67 is shown.

Figure 6 shows a microscopic sectioned view of an embossed video disc 80. The base 82 carries a metal layer 84 which has been stretched and necks at 86. This necking 86 has been caused by the formation of depression 87 in which a piece of metal 88 has been displaced into base 82 but has not separated from the original metal layer 84 and the necking is contiguous to the sidewall 90 of the depression.

DETAILED DESCRIPTION OF THE INVENTION There are at least three aspects to the present invention, the multilayered article used to form the coded information bearing articles, the coded information bear¬ ing articles which may be electronically decoded, and the process of making the coded information bearing articles.

It would be helpful towards an appreciation of the nature of the present invention if certain concepts and parameters were understood. For example, the term coded information means information that can be read only

by instrumentation, as opposed to visual images, lettering, and visually readable symbols of any sort. Surface modification of layers which produces variations in depth and consequent variations in conductivity and reflectivity is a conventional manner of providing coded information, as is the rearrangement of magnetic particles in other types of coded information bearing technologies. This information is defined as coded because it is not understandable or translatable by a human reader except by mechanical intervention. Just as a photograph record requires the use of a phonograph to decode the modulations in the grooves, the coded information in the articles of the present invention require mechanical intervention, defined herein as electronic decoding, to convert the coded information into a form more readily useful to a human audience. The terms electronic decoding or electronically decoded are defined" as meaning that the coded information may be mechanically read, e.g., by reflected light, by capacitive voltage readout, and the like, and converted into electrical signals which may be translated into information which may be directly perceived by a human being such as printing, sound, television display, etc. The more preferred formats for electronically decoding the coded information bearing articles are capacitive readout and light reflective readout (especially from a laser) systems, such as those presently available for video discs, which produce an electrical signal which can be directly converted to another signal which can be projected and displayed on a television screen.

As all materials are conductive to some degree, the terms conductivity or conductive when used in reference to the coded information bearing layers define layers having a conductivity of less than 10,000 ohms per square, preferably less than 5000 ohms per square, and most preferably less than 2000 ohms per square.

Reflectivity must also be similarly considered, as most materials are reflective to some measurable degree. According to the practice of the present invention, a layer or an article is defined as reflective when it reflects at least 50% of incident electromagnetic radiation within a 50 nm range. Preferably the layer will reflect at least 70 or 75% of such incident radiation, and most preferably will reflect at least 85% of incident electromagnetic radiation within a 50 nm range. Preferably the radiation which is used for measuring reflectivity is in the visible region of the electro¬ magnetic spectrum, but ultraviolet radiation, infrared radiation, and radio waves might be useful for reading certain coded information. Coded information is embossed into the conductive or reflective layer by vertical displacement of portions of that layer. This may be done by embossing a continuous pattern in the layer or preferably by embossing a pattern of discrete areas in which the displaced areas are connected to each other by non-displaced areas which are generally flat and which generally correspond to the plane of the original unembossed layer and the unembossed areas generally- have the thickness of the original unembossed layer. The conductive or reflective layer must ^' be embossable. Because the invention generally tends to use as little material in that layer as possible, e bossability can be effected for many different materials. When a layer, such as one of aluminum, titanium, vapor deposited carbon, conductive resin or particulate-filled resin is coated as a thin layer on a substrate, that thin layer, for most macromolecular operations, including embossing, tends to adopt the physical properties (particularly with regard to elasticity and conformability) of the surface onto which it has been coated. This is particularly true for metal layers between 0.2 and 75 nm in thickness. Metal layers are defined as embossable when embossment with a pressure

of no more than 150 kg/cm ² at a temperature of no more than 200 ^β C will cause a replication of the embossing stamper to form on both sides of the metal layer. Replicability on the reverse side of filled polymeric materials used as the conductive or reflective layer is not essential. When a metal layer is recited as the embossable reflective or conductive layer, the limitation of'two sided replicability (although, of course, not with identical resolution) is included within the definition of the term embossable.

The disc blanks useful in the practice of the present invention comprise a base of an embossable mono¬ lithic layer or a substrate having on at least one surface thereof an embossable polymeric material and a reflective or electromegnetic radiation reflective metal or non- metallic layer over said base. The embossable polymeric material may be present on a substrate as a coating or layer of any reasonable size, preferably of from 2 to 400 microns in thickness. The composition preferably has a maximum loss modulus (G _j - _j a _j -) which appears between the temperatures of 30 and 180 ^β C. This will enable the composition to be readily embossed at temperatures between 50 and 200°C (each temperature is 20C° higher than G^ _ax ) without being too soft at room temperature. Preferably G a will appear between 40 and 100°C. Embossing is generally performed at a temperature at least 20°C higher than G", preferably betwen 25 and 100 ^β C higher than G" to save energy, G" (loss modulus) is the out-of-phase component of the applied strain. This value represents the energy not stored elastically through the following relationship: where W is. the work per cycle under a given strain at a predetermined frequency (in radians/sec), ^ is the initial strain, and G" is the loss modulus.

The polymeric layer may be thermoplastic or a heat-softenable radiation curable layer and has on its

exterior surface a reflective or conductive coating, preferably of metal between 0.2 and 200 nanometers in thickness and more preferably up to 75 nanometers in thick¬ ness. Preferably the coating is between 0.2 and 10..0 nm for a capacitive disc and 0.2 to 60 nm for a reflective disc. Most preferably the coating is between 0.5 and 5 nm, The > base may be of any reasonable thickness, but is generally between 10 x 10~ ² and 2 millimeter. The thermo¬ plastic or radiation curable layer should be at least 5 or 10.0 urn thick and preferably at least 25 um thick. This is most important when this layer is a coating on a sub¬ strate. The reflective metal layer may comprise substan¬ tially any reflective metal such as chromium, alumium, silver, gold, nickel, iron, titanium, rhodium, tantalum, tin, indium, alloys thereof, etc. The conductive metal layer may be of any conductive metal which includes all of the above and essentially every metal. The conductive layer may also be of carbon, conductive polymers, and conductive particulate filled polymers. There are at least two different formats for video discs which may benefit from practice of the present invention. One is the capacitive readout mode and the other is the laser readout mode. The laser readout mode requires a reflective surface on the information bearing layer and the capacitive readout mode requires a conductive surface on the information bearing layer and an insulating layer over the conductive surface. The capacitive system, as -is known in the art, requires a stylus to provide the ability to read the information and requires an insulating layer between the stylus and the information bearing metal layer. The insulating material may be any insulating material, but is preferably an organic polymeric material. Some lubricating properties, in the layer itself or in a coating, are particularly desirable in the capacitive system. In the capacitive mode, the polymeric material obviously need not be transparent. The insulating surface of the capacitive

disc may be grooved to provide tracking for the stylus or may be flat with a separate tracking means. The insulating layer may be applied before or after embossing. The layer may be of from 1 to 100 nm thick and may be any insulating material including polymeric materials and insulating oxides such as Siθ2» Preferably the insulating layer is between 1 and 50 nm and may be applied by any ^" conventional method including spin coating, sputtering, chemical evaporation, plasma polymerization, atoraization, etc. The insulating layer need not be perfectly flat. When applied after embossing, for example, a definite variation in height of the layer over the surface structure can be seen and this modest variation does not adversely affect the information providing characteristics of the disc. As a matter of fact, the covering layer, being in some ways also a protective layer, is not of uniform thickness with respect to the surface of the layer and the coded information bearing layer and the vertically displaced areas. The only way in which uniformity could be readily effected would be by applying very thin layers of the protective material or by embossing a blank having the protective layer already thereon. That is, the thickness of the protective layer is different over the displaced areas from its thickness over non-displaced areas. Any variation from planarity which might exist in the surface of the layer (but which need not exist) , does not exactly duplicate the variation in height or depth of the conductive or reflective layer, although with thin protective and/or insulating layers, the variations will bear some relationship to each other.

Amongst the useful radiation curable polymeric materials for use on at least one surface of a video disc blank may comprise a radiation curable thermoplastic polymer layer containing any addition polymerizable groups (e.g., ethylenically unsaturated materials such as acryloyl, ethyacryloyl, allyl, acrylamido, etc., epoxy, e.g., glycidyl, epoxycycloalkyl or epoxyalkylhydantoin) .

Such curable thermoplastic materials are disclosed for example in U. S . Patent Application Serial No . 148 , 776 , filed May 12, 1980 and U. S. Patent Application Serial No . 109 , 192, f iled January 2 , 1980. Other such compos itions are also known in the art . The thermoplastic materials described in the above two appl ications are preferred materials accord ing to the practice of the present invention .

The curable polymers of said U. S . Serial No . 148 , 776 have repeating units of the general formula;

wherein

R is a single bond or*- an alkylene group having 1 to 6 carbon atoms and optionally one catenary oxygen ;

0 O

R ¹ ι is hydrogen but can be -C ^!l -R- ι* or -C ^;l NH-R ⁴ Λ, wherein ³ is preferably alkenyl but can be alkyl having 2 to 5 carbon atoms and can be substituted by phenyl or carboxyl and R ⁴ is aliphatic or aromatic hydrocarbyl having up to 8 carbon atoms and is prefer¬ ably acryloyloxyalkyl or a methacryloyloxyalkyl group, in which the alkyl group has 2 to 4 carbon atoms;

R ² is hydrogen or methyl; W is a divalent group that is required to complete a 5- or 6-membered heterocyclic ring, prefer- ably, W is

R ⁵ 0 0 R5 5 R7 o

' i! il l l i it

-C-, but W can be -C-, -C-C-, -C—C-, or -C-NH-

R ^δ R6 R6 _R 8 wherein R ⁵ , R^, ? and R ⁸ are independently hydrogen or lower alkyl of 1 to 4 carbon atoms;

Q is the divalent or trivalent residue of hydro¬ carbyl di- or tri-carboxylic acids , said residue formed by the removal of active hydrogens from the carboxylic acid groups and containing up to 40 carbon atoms , preferably containing 4 to 12 carbon atoms , and optionally containing catenary oxygen atoms , of . wh ich carboxylic acids at least 10 mole percent have alpha- ethylene groups ; a is zero or one , but can be one for no more than 20 mole percent of the carboxylic acids ; and

0 it

Z is C-OH .

These curable compounds generally can be prepared by the base catalyzed , preferably the tertiary amine catalyzed , reaction of one mole equivalent of a bis-( epoxy) heterocyclic compound and from about 0.8 to 1. 2 mole equivalents of polycarboxylic acid (one or more dicarboxylic acids can be used ) in accordance with the equation ϊ

wherein R, R ² , Q, a, 2, and W are as defined before and b is a number having a value between about 5 and 60 suffi¬ cient to provide the polyester with a number average molecular weight between about 3 , 000 and about 30 , 000 .

The catalyzed reaction , wherein a catalytically active amount of a base polymerization catalyst is utilized , can be performed in the presence or absence of solvent. Generally, the epoxide , polycarboxylic acid ,

-.

catalyst, inhibitor for thermal polymerization, and solvent, if used, are heated from 50 to 120°C, preferably about 80 to 100°C, .until the disappearance of the epoxy ' group as may be shown by chemical titration anaylsis, is observed. Heating for from 2 to 40 hours usually suffices to complete the reaction.

The hydroxyl groups present in compounds of formula I (i.e., where R*** is hydrogen) can be acylated by treatment with an acylating agent, preferably by an acyl halide, an acyl anhydride, or an isocyanate that may contain polymerizable ethylenically unsaturated groups.

By adjustment of the ratio of bis-(epoxy)- heterocyclic compound to dicarboxylic acid, the terminal groups in the polyester can be controlled as is known in the addition polymer art. Thus, an excess (about 1 to 10%) of the bis-epoxide over the dicarboxylic acid gives polyesters having terminal epoxy groups and as excess (about 1 to 10%) of the dicarboxylic acid over the bis-epoxide gives polyesters having terminal carboxylic groups. Essentially equivalent amounts of bis-epoxide and dicarboxylic acid give polyesters having, on average, both carboxyl and epoxy terminal groups. When the terminal groups of the polyester are epoxy, these terminal groups are readily converted to acryloyl,- ethacryloyl or mixtures thereof by reaction with acrylic or methacrylic acid as is known in the art.

Suitable bis-epoxyheterocyclic compounds for use in the practice of the present invention have the formula:

wherein R, R ² and W are as def ined for Formula I . Examples of suitable bis- ( epoxy) heterocyclic compounds include :

^ ^"

1 , 3-d ig lye idylhydanto in

1, 3-diglycidyl-5-amylhydantoin

1, 3- iglycidyl-5-octylhydantoin l,3-diglycidyl-5-methylhydantoin l,3-diglycidyl-5,5-dimethylhydantoin l,3-diglycidyl-5-ethyl-5-methylhydantoin l,3-diglycidyl-5-ethyl-5-hexylhydantoin

1,3-di(2-glycidyloxyethyl)-5,5-di ethylhydantoin

1, 3-d i ( 3-glyci yloxypropyl ) -5 , 5 - ime thy lhyd an to in 1 , 3-diepoxy thy 1-5 , 5-d ime thylhydanto in

1,3-diglycidyluracil

1 , 3-d iglyc idyl-6-me thy lu-rac il

1, 3-diglycidyl-5, 5- imethyl-5, 6-dihydrouracil

1, 3-di (α-me thy lglyc idyl ) -5 , 5-d ime thyl-5, 6-dihydrouracil 1,3-diglycidylisocyanurate

1, 3-dieρoxyethylisocyanurate

Other suitable bis- (epoxy) heterocyclic compounds are listed in U.S. Patents 3,808,226 and 4,137,139 which are incorporated into this application by reference. The preferred bis- (epoxy) heterocyclic compounds are the 1,3-diglyc idylhydanto ins such as

1, 3-diglycidyl-5 , 5- ime thylhydantoin, 1.3-diglycidyl-5-ethyl-5-me thyl-hydantoin ,

1 , 3- iglycidyl-5-hexyl-5α -me thylhydantoin , and 1 , 3-di ( 3-glycidyloxypropyl ) -5 , 5-dime thylhydanto in .

Suitable polycarboxylic acids for use in the practice of this invention have the formula:

where Q and a and Z are as defined for formula I. The polycarboxylic acids may be saturated or unsaturated, aliphatic, cycloaliphatic, aromatic, or heterocyclic and may be substituted optionally by non-interfering groups such as alkyls, unsaturated alkyls, heterocyclics,

sulfonates, esters, ethers, halohydrocarbons, amides and carbamates. Examples of suitable dicarboxylic acids include: oxalic, succinic, glutaric, adipic, suberic, sebacic, undecanedicarboxylic, hexadecanedicarboxylic, 1, 2,3-proρanetricarboxylic, tricarballylic, dimerized fatty acids (such as obtained by the polymerization of olefinically unsaturated raonocarboxylic acids containing 16 to 20 carbon atoms such as oleic acid, linoleic acid and the like. The di er acid of linoleic acid is described in U.S. Patent 3,753,463). Other useful dicarboxylic acids are diglycolic, dilactic, 3,3' (ethyl ^' enedioxy)dipropionic, phthalic, isophthalic, terephthalic, 5-sulfonatoisophthalic, trimellitic, trimesic, diphenic, phenylenediacetic, benzylsuccinic, 1,4-naphthalenedicarboxylic, 5-chloro-l, 3-benzene- dicarboxylic, tetrachlorophthalic, 1,2-cyclohexanedi- carboxylic, 2, 4-pyridinedicarboxylic, 2,5-tetrahydro- furandicarboxylic , aleic, but-2-enedioic, l,5-pent-2- enedioic, itaconic, α-methyleneglutaric, α-methylene- adipic, α -methyl itaconic, and α ,α -dimethyl itaconic acid.

The polyesters of the invention having 100 mole percent down to about 50 mole percent of alpha-methylene dicarboxylic acid and 0 to about 50 mole percent of dicarboxylic acid not having an alpha-methylene group are highly responsive to polymerization by actinic radiation even in the presence of oxygen. With a decrease of dicar¬ boxylic acids having alpha-methylene content below about 50 mole percent, the rate of polymerization of the poly¬ ester decreases, so that below about 10-20 mole percent alpha-methylene-containing dicarboxyclic acids, curing on exposure to actinic radiation proceeds very slowly.

The polyesters of the invention contain secondary hydroxyl groups which are formed on reaction of heterocyclic diepoxide with polycarboxylic acid as is shown in Equation II. These hydroxyls can be function- alized by reaction with an acylation group and thereby the polyester can be tailored to desirable properties such as

increased solubility in a particular solvent, improved tensile strength and reduced flammability. In this manner,

O 0

R ¹ of formula I is replaced by -C-R ³ or -CNHR ⁴ . Exemplary acylation agents from which R ¹ is derived include acid chlorides such as acetyl chloride, propionyl chloride, valeryl chloride, dodecanoyl chloride, acryloyl chloride, ethacryloyl chloride, alpha-chloroacryloyl chloride, crotonoyl chloride, benzoyl chloride, phenyl- acetyl chloride, cinnamoyl chloride and 2,4-dichlorophenyl- acetyl chloride; the corresponding carboxylic acids and anhydrides; other anhydrides include the anhydrides of dicarboxylic acids such as maleic anhydride, succinic anhydride, methylenesuccinic anhydride, phthalic anhydride, and 3-chlorophthalic anhydride; and organic isocyanates such as methyl isocyanate, ethyl isocyanate, n-butyl isocyanate, phenyl isocyanate, 4-t-butyl isocyanate, acryloyloxyethyl isocyanate, methacryloyloxy- ethyl isocyanate, 4-methacryloyloxybutyl isocyanate, 4-acryloylphenyl isocyanate and 4-vinylphenyl isocyanate. Preferred acylating agents are the acryloyloxyalkyl isocyanates in which the alkyl group has 2 to 4 carbon atoms such as ethacryloyloxyethyl isocyanate. Other preferred acylating agents are maleic anhydride and succinic anhydride. ^■ The acryloyloxyalkyl isocyanates are preferred for acylation because of the relative ease of reaction with the secondary hydroxyls of the polyester and because they provide an efficient procedure for increasing the ethylenic unsaturation of the polyester. The anhydrides of dicarboxylic acids are preferred acylating agents. When these agents are used to acylate the secondary hydroxyls of the polyester, carboxyl groups are introduced, thereby increasing the solubility of the polyester in aqueous solvents. By reaction of the secondary hydroxyls of the polyester with ethylenically unsaturated acylation agents, the ethylenic unsaturation of polyesters having a low con-

OMP

tent of backbone alphamethylene groups can be increased. This increase, of course, increases the rate of curing of the polyester on exposure to a given amount of energy.

Where the polyesters have been prepared using an excess of diepoxyheterocyclic compound, they contain terminal epoxy groups. These groups can be reacted with nucleophiles to open the epoxide ring and provide terminal ester groups. Where these nucleophiles are ethylenically substituted such as acrylic acid and methacrylic acid, the polyester becomes terminated with these groups.

The polymers of U.S. Serial No. 109,119 filed January 25, 1980 (which is incorporated herein by reference in its entirety for disclosure of the polymers and the method of making them) can be described by the formula:

R-5 0 Formula V

0-»C-NH- ⁱ R ⁴ C-R ⁷ -C- ₇ ' XA

^• '_: ⁿ R ⁶

wherein

M is a copolymer unit derived from one or more monomers (e.g., any free radically polymerizable, ethylenically unsaturated monomer; R ¹ is hydrogen or methyl;

R ² is selected from a single bond, -R ³ -, and 0 -C-W-R ³ - in which R ³ is alkylene having 1 to 12 carbon atoms, preferably 1 to 6 carbon atoms, and W is -0-, -S- or -NH-;

R ⁴ and R ⁷ are independently selected from a single bond and methylene, or substituted methylene having 1 to 12 carbon atoms;

R ⁵ and R ⁶ are independently alkyl or cycloalkyl having 1 to 12 carbon atoms, aryl or aralkyl having 6

CMPI

to 12 carbon atoms or R ⁵ and R ⁶ taken together with the carbon to which they are joined form a 5- or 6-membered carbocyclic ring, or may be H when at least one of R ⁴ and R ⁷ is methylene; n is 1, 2 or 3;

X is -0-, -NH- or -S-;

A is a poly erizable, ethylenically unsaturated group selected from

(a) -R8- Ϋ»CHR ° in which R ⁸ is an alkylene group having 1 to 12 carbon atoms, an arylene group having

6 to 10 carbon atoms, or an oxyalkyleπe group, fOR* in which R is a lower alkylene group having 2 to 4 carbon atoms and p is 1 to 4; R ⁹ and R ¹⁰ are independently hydrogen, and alkyl group having 1 to

12 carbon atoms, or an aryl group having 6 to 10 ring positioned carbon atoms wherein aryl is defined as a phenyl or naphthyl moiety optionally having substitution thereon or (b) -R ⁸ -WY in which R ⁸ is as defined under the* definition for A, W as defined under the definition for R ² , and Y is an ethylenically unsaturated group selected from the group including acryloyl, methacryl oyl, cinnamoyl, maleoyl, furaaroyl, itaconoyl and crotonoyl and is preferably acryloyl or methacryloyl; a and b are independent whole integer numbers, and b is at least 1, sufficient to provide the polymer with a weight percent of M units in the azlactone-containing interpolyraer between about 0 and 90, preferably 0 and 75.

The polymeric material on at least one face of the substrate which bears the reflective metal coating may also be a thermoplastic material which is not further curable. Thermoplastic materials of this type are well known in the art and include vinyl resins, polyesters, polyamides, polyolefins, polycarbonates, polyacrylates, polyvinyl acetate, styrene/acrylonitrile copolymers, etc.

Preferably these polymers will have the same maximum loss modulus temperature range described above.

The thermoplastic compositions of the present invention are used in reflective or capacitive information carrying discs, and there is essentially no limitation on the types of additives which may be provided to the system where the polymer does not optically interact with the readout system as long as embossing is not prevented as by the inclusions of large dimensions reinforcing materials. For example, dyes, pigments, sensitizers, coating aids, plasticizers, surface active agents, reinforcing fillers such as diato aceous earth, metal oxides, glass bubbles, talc, silica, and other materials may be readily included. As previously noted, the curable thermoplastic composi- tions of the present invention preferably have a maximum loss modulus at temperatures between 30 and 180°C. These properties are essential to practice of the present invention to enable flow of the material into the recess of the embossing master and for preventing an undue amount of stress from building up during shaping of the informa¬ tion carrying- layer. These properties enable the low temperature manipulation of. the information carrying layer to provide a high quality, imperfection free information carrying disc. Where the curable polymer is not itself readily curable by radiation, polymerizable initiators or photo- initiators should be included within the composition. Initiators for free radical systems include such materials as peroxy, azo, and redox systems all of which are well known and are described frequently in the polymerization art. Included among free radical catalysts are the acyloins and their derivatives such as benzoin, benzoin methyl ether, benzoin ethyl ether, benzoin isopropyl ether, benzoin isobutyl ether, and α-methylbenzoin. Other useful systems include diketones such as benzil and diacetyl, organic sulfides such as diphenyl onosulfide, diphenyl disulfide, decyl phenyl sulfide, and tetramethyl-

thiuram monosulfide, S-acyl dithiocarbamates, such as S-benzoyl-N,N-dimethyldithiocarbamate, phenones such as ace tophenone , α ,α ,α-tribromoacetophenone, α,α-diethoxy- acetophenone, benzophenone, and amino benzophenones, sulfonyl halides such as p-toluene sulfonyl chloride, 1-naphthalenesulfonyl chloride, 1,3-benzenedisulfonyl chloride, 2,4- initrobenzenesulfonyl bromide disulfonyl chloride and p-acetamidobenzenesulfonyl chloride. .formally such free radical photo initiators are used in amounts ranging from about 0.01 to 5 percent by weight of the total polymerizable composition. When the initiator is used in excess of 5 percent by weight, little _^ correspondingly improved effect can be expecte . Thus addition of such greater quantities are economically unjus tified. Preferably about 0.25 to 2 percent by weight of photo initiator is used in the polymerizable composition. Where the polymerizable groups on the thermo¬ plastic radiation curable polymer are epoxy groups, photo initiators such as the complex halogenide salts of aromatic diazonium, iodonium, and sulfonium cations are preferred. The salts are disclosed in the art, -for example, U.S. Patents Nos. 4,058,401, 4,069,054, and 4,161,478.

The polymerizable materials of the present inven- tion may also contain amounts of noπ-polymerizable poly¬ meric additives and polymerizable monomeric materials. These may be used to readily control the viscosity of the uncured composition as well as the degree of crosslinking in the cured product. Ethylenically unsaturated monomers suitable for saturation with the free radical polymers used in the present invention include methyl methacrylate , ethyl acrylate, 2-ethylhexyl acrylate, chlorohexyl acryl¬ ate, styrene, 2-chlorostyrene, 2,4-dichlorostyrene, acrylic acid, acrylaraide, acrylonitrile , t-butyl acrylate, methyl acrylate, butyl acrylate, 2-(N-butylcarbamyl)ethyl methacrylate and 2-(N-ethylcarbamyl) ethyl methacrylate. Other diluting monomers that can be incorporated into the

-

composition of the invention include 1,4-butylene dimethylacrylate or acrylate, ethylene dimethacrylate, hexanediol diacrylate or methacrylate, glyceryl diacrylate or methacrylate, glyceryl triacrylate or trimethyl- acrylate, pentaerythritol triacrylate or trimethacrylate, pentaerythritol tetraacrylate or tetramethacrylate, diallyl phthalate, dipentaerythritol pentaacrylate, neopeπtylglycol triacrylate, l,3,5-tri(2-methacryoyloxy- ethyl)- -triazine, and polyacryloyl-hydantoins such as those described in U.S. Patents 3,808,226, 3,852,302, and U.S. Patent No. 4,249,011.

In copolyraerizations with thermoplastic polymers for epoxy functionalities therein, any comonomer known to be copolymerizable with epoxy groups may be added to the system, preferably with functionality of those groups.

The compositions of the invention as they are coated onto the substrate by such various means as handcoating, knife edge coating, gravure coating, roll coating, etc. are prepared by simply mixing (under "safe" conditions if the composition is to be sensitive to ^'"' visible light) the radiation curable thermoplastic polymer and sensitizer (when used) the photointiator, and the other desired addenda including solvents. The coated composition is next coated (e.g., by vapor deposition or sputter coating) with a conductive or reflective metal film. The article is then embossed with a stamper so as to replicate the desired information carrying pattern on the surface of the disc. After the information carrying surface has been replicated on the disc, a protective and/or insulating layer of material may be coated thereon as is known in the art. This replication may be performed on one or both sides of the disc.

The information is encoded onto the element by deformation or disruption of the metal or non-metallic conductive coating layer. The essentially smooth planar metal layer in the blank is converted into a layer containing a circular or spiral pattern of depressions in

CMPI

which the approximately vertical walls surrounding the depressions have metal film which has necked to form a thin connection between the original layer and the flat central area of the depression. The walls may also be free of metal where the embossing has actually caused the metal in the depression to separate from the metal of the original layer. These two physical characteristics are distinctive indications that the metal coating layer was embossed. The dimensions of the depressions are also critical. The depth of the depression, from the surface metal layer to the bottom of the depression, is between 0.03 to 10 μ , generally between 0.03 to 5.0 μm, and preferably between 0.03 and 2.0 μm. Some readout systems can use depressions having depths in the range of 0.05 to 0.8 μm or even 0.07 to 0.5 μm.

The disc blanks are used in a process according to the present invention in which the blanks are converted to information carrying discs. This process is effected by taking one of the discs of the present invention and embossing it at a temperature which is usually between 15 and 150 C° above the Gm ^™ ax„ (Maximum loss modules) of the thermoplastic layer and a pressure which may, for example, be between 5 and 100 kg/cm ² . The embossing is performed with a negative stamper if the embossing is to face out- wardly as in Figure IV or with a positive stamper if the embossing is to face the interior as in Figure III. This forms a spiral array or grooves in the thermoplastic base of radiation curable layer, which array bear depressions which vary in depth or height from the average level of the surface of the radiation curable layer by between 0.03 and 10.0 μm. When using a metal coated radiation curable layer, the composition would be irradiated to cure it and to retain the shape desired after or before release from the stamper. The pressing may be done with a platen or with a roll embosser. If a further curable polymeric resin is used, irradiation is performed through the stamper if it

is transparent and through the base if the stamper is opaque. Preferably the embossing is usually carried out at temperatures which are at least 15C ^β above G" and between 15 and 100 C ^β above the maximum loss modulus. More preferably it is carried out at temperatures between

20 and 70 C ^β above the maximum loss modulus. The pressure

2 during embossing is preferably between 5 and 75 kg/cm and

2 more preferably between 10 and 50 kg/cm .

The information storage discs of the invention are provided with a reflective or conductive layer before the introduction of the information into the discs in accordance with well known techniques. Suitable materials for providing the reflective layer are elements which on chemical vapor deposition, electroless plating, electroplating, vapor deposition or sputtering (although the last is not preferred with radiation curable polymers) onto the storage disc which provide a layer having reflection greater than about 10 percent, often greater than 50 percent, preferably greater than 85 percent, at wavelengths of 500nra or greater. Elements which remain nascent or form oxides (e.g., calcium and magnesium) can be used as long as the nascent metal or metal oxide coating is reflective and not significantly changed by air

(i.e., become volatile or moisture sensitive). It is of course most preferred to use metals or alloys which are not readily oxidized or corroded in any fashion. The reflective or conductive layer can be about 0.2 to 75 nm preferably 0.2 to 60nm in thickness depending on the particular thermoplastic material coated onto the disc substrate and the particular reflective material used.

Suitable elements or oxides for use in the reflective layer are carbon, magnesium and magnesium oxide, aluminum, silicon, calcium and calcium oxide, titanium, vanadium, chromium, cobalt, nickel, copper, germanium, molyldenum, rhodium, silver indium, tin, tungsten, iridium, platinum, iron, gold and alloys thereof. Preferable metals are aluminum, chromium, iron, tin, indium, silver, gold', and

OMPI

alloys thereof. The combinations of metals, organic polymers, and additives would of course generally be. selected so as to avoid chemical interaction and poor bonding between layers as is known in the art. Conductive layers may be produced by dispersing particles, e.g., carbon or metal, in binders such as organic polymers, and then coating thin films of these materials on the base. High particulate bonding is generally required to achieve good conductivity in such systems. The metal layer may be coated with an additional thermoplastic or thermoset resin after embossing to pro¬ tect the metal layer. The coating may also be applied to the metal layer before embossing if it is thin enough and it is also embossable. For example, a 0.5 to 50 nm polymeric embossable film over the metal layer is believed to be quite suitable during embossing. This film may also be a thermal or radiation curable material such as those described with regard to the polymeric layer on the substrate. If a radiation curable layer is used between a substrate an a metal layer, the metal layer can be of dimensions that will transmit a portion of the curing radiation (e.g., ultraviolet or e-beam radiation) and reflect a portion of the reading radiation (e.g., laser light) . This can be achieved by the ordinarily skilled artisan. This is important mainly when a double sided blank is used or where the substrate is opaque.

Preparation The polymer of Example 6 of U.S. Patent Applica¬ tion Serial No. 148,776, which is used in some of the following examples, was prepared in the following manner:

There were dissolved 110.4 g of DGDMH (0.8 mole epoxide equivalency), 52.0 g itaconic acid (0.8 m acid equivalency), 0.05 g 4-methoxyphenol, 0.76 g triethyl- amine, and 40 ml p-dioxane in a 250 ml three-necked round bottom flask equipped with mechanical stirrer, reflux condenser and CASO4 drying tube. The reaction flask

temperature was maintained at 100°C for 19.25 hours. At this time, chemical titration analysis showed that 99% of the epoxide and carboxylic acid groups had been consumed. The solvent was removed at reduced pressure to yield a hard, glassy polyester which is soluble in tetrahydro- furan, p-dioxane, cyclohexanone and alcohol/water solutions.

19.28 g of this copolymer were dissolved in 40 ml cyclohexanone in a 250 ml three-necked round bottom flask, equipped with a pressure equalizing dropping funnel, reflux condenser, mechanical stirrer and CaSθ4 drying tube. The reaction flask was heated to 55 ^β C and 7.78 g (0.5 m equivalent isocyanate) 2-(methacryloyloxy)ethyl- isocyanate was added dropwise over the course of ten minutes. The reaction was stirred for 3 hours at 55 ^β C, cooled to room temperature and the resulting polyme-r was precipitated from diethyl ether.

Example 1 A solution containing by weight 24.5 parts of the polymer described in Example 6 of U.S. Patent

Application SN 148,776 filed on May 12, 1980, 0.5 parts of a free radical photoinitiator, 39 parts cyclohexanone, and 36 parts 2-methoxyethanol way filtered through a 5 μm filter. The resulting solution was coated on 1.75 x 10~ ⁴ m polyvinylidene chloride primed polyethylene- terephthalate film using a wire wound bar. The coated sheets were air dried for 16 hours at 60 °C.

One of these sheets was vapor coated with 2.7 nm of chromium. Coating was done by thermal evaporation in a background pressure of 3.5 10~ ^€ mm Hg.

The resulting metallized embossable sheet was embossed with video information with a metal stamper. A hydraulic press with a pressure of 37 Kg/ cm ² was used. The press platens were heated to 77 ^β C. After embossing, the sheet separated easily from the stamper. The sheet was cured by passing it five times

?I

■ at 5 cm/sec under a medium pressure mercury vapor lamps operating at 80 watts/cm. Exposure was through the uncoated side of the sheet . The sheet was then passed under the lamp f ive more times at the same speed . This time , the exposure was through the metal coated side of the sheet.

The resulting conductive video disc was given a thin insulating transparent polymeric coating over the metal layer . A plasma polymerization process was used to apply this insulating layer. This was performed by a diode-type radio frequency ( 13.56 mHz) sputter depos ition unit with a 40 cm diameter cathode at a spacing of 8 cm wh ich was utilized to plasma depos it a 35. 5 nm thick raethylmethacrylate dielectric spacer layer. The monomer feed mixture composed of 0. 985 vapor fraction methyl- methacrylate and 0. 015 vapor fraction acrylic acid was introduced at a mass flow rate of about 4 x 1Q~ ⁴ g/sec whereas the argon mass flow rate was about 3 x 10" ^* 5 g/sec . A plasma polymerizing power of about 55 Watts (W) was used which corresponds to a power density of about 4. 5 kW/m* ³ and a power flux of about 450 W/m ² . ^' The resulting disc displayed an accurate replication of the information on the stamper .

Example 2 A 1.0 x 10~ ⁴ m substrate comprising about 7.5 x

10""5 _m of weight polyethyleneterephthalate adhered to an embossable layer of a copolymer of polyethylene glycol and stoichiometric amount of a mixture of terephthalic acid (80%) and isopthalic acid (20% by weight) of about 2.5 x 10~ ⁵ m was vapor coated with 30 nm of silver. This video disc blank was embossed in a press with a positive stamper for ten minutes at 120°C and 45 Kg/cm ² , then cooled to 35 ^β C and removed from the master. The information of the stamper was accurately replicated on the disc which could then be used on a reflective laser readout video disc player.

Example 3 A 1 x 10" ³ m poly(vinylchloride) substrate was vapor coated with 41 nm of silver. This coating was done by thermal evaporation at a background pressure of 5.0 x 1Q~ ^*6 mm Hg.

The resulting metallized ρoly(vinylchloride) (hereinafter PVC) was embossed with video information using a metal stamper. A hydraulic press with a pressure of 15.5 Kg/cm ² was used. The press platons were heated to 160°C. After cooling and separation from the stamper, scanning electron micrographs showed the information was replicated into the metalized PVC disc. A disc such as this could then be used on a reflective, laser readout video disc player.

Example 4

A 1 x 10~ ³ PVC substrate was vapor caoted with 28 nm of tin. This coating was done by thermal evaporation at a background pressure of 4.0 x 10~ ⁶ mm Hg . The resulting metallized PVC was embossed with video information using a metal stamper. A hydraulic press with a pressure of 15.5 Kg/cm ² was used. The press platens were heated to 160 ^β C. After cooling and separa¬ tion from the stamper, scanning electron micrographs showed the information was replcated into the metalized pvc disc. A disc such as this could then be used on a reflective, laser readout video disc player.

Example 5 A substrate and polymer coating as described in Example 1 was used in this example. One of these sheets was vapor coated with 4.5 nm of chromium. This metal layer was coated with a 40 nm insulating layer as described by the plasma polymerization process in Example 1.

The resulting construction was embossed wit video information using a metal stamper. A hydraulic

press with a pressure of 333 Kg/cm ² was used. The press platens were heated to 75°C.

After embossing the sheet was cured, in contact with the stamper, using an 80 watt/cm medium pressure mercury vapor lamp.

After separation of the resultant conductive video disc from the stamper, scanning electron micrographs showed the information had been replicated accurately into its surface. Such a disc would be suitable for playing on a capacitive video disc player.

Example 6 A 1.0 x IQ"" ³ PVC substrate was vapor coated with 4.0 nm of chromium. This coating was done by thermal evaporation at a background pressure of 8.0 x 10~ ⁶ mm Hg. ^' The resulting metallized PVC was embossed with video information using a metal stamper. A hydraulic press with a pressure of 15.5 Kg/cm~ ² was used. The press platens wereheated to 160 ^β C.

After cooling and separation from the stamper, a 40.0 nm insulating layer was applied to the metal as described in Example 1.

The conductive video disc was suitable for pay on a capacitive video disc player.

Example 7 A 2.5 x 10" ^*4 rα PVC substrate was vapor caoted with 4.7 nm of chromium. This metal layer was coated with a 40.0 nm insulating layer, as described ^' in Example 1.

The above construction was embossed with video information using a metal stamper. A hydraulic press with a pressure of 222 Kg/cm ² was used. The press platens were heated to 100°C and cooled to 50°C for removal of the stamper from the press.

After separation from the stamper, scanning electron micrographs showed the information had been

replicated accurately into the surface of this conductive video disc. Such a disc would be suitable for playing on a capacitive video disc player.

Example 8 A 1.75 x 10" ⁴ m thick sheet of polyvinylidene chloride primed polyethyleneterephthalate was coated with 1.0 x 10" ^* 5 in ₀ f the polymer described in Example 6 of U.S. Patent Application Serial No. 148,776 filed on May 12, 1980. The coating and drying procedures of Example 1 were used. The coated side of this sheet was vapor coated with 5.0 nm of chromium using a thermal evaporation technique.

A metal video disc stamper was used to thermally emboss this premetallized sheet. A hydraulic press operating at 37 kg/cm ² was used. The press platens were heated to 65 ^β C. After embossing, the radiation curable polymer was cured by exposure to UV radiation from an 80 watt medium pressure mercury vapor lamp.

Scanning electron microscopy of this video disc indicated good replication of the video disc stamper. The direct current resistance of the disc surface was found to be 4300 ohms per square.

Example 9 A 1.75 x 10"" ⁴ thick sheet of polyvinylidene chloride primed polyethylene/terephthalate was coated with 1.0 x 10""5 m of the polymer described in Example 6 of U.S. Patent Application Serial No. 148,776 filed on May 12, 1980 using he procedures of Example 1. The coated side of this sheet was vapor coated with 6.0 nm of aluminum using a thermal evaporation process. A metal video disc stamper was used to thermally emboss this premetallized sheet. A hydraulic press operating at 15 kg/cm ² was used. The press platens wee heated to 60 ^β C. After embossing, the radiatin curable polymer was used by exposure to UV radiation.

Scanning electron microscopy of the resulting video disc showed faithful reproduction of the submicron details of the metal stamper. The reflectivity of the surface of the replica, measured at 633 nm was 17%.