Technical Field

The present disclosure relates generally to the field of pharmaceutical compositions comprising particles, in particular lipid nanoparticles (LNPs), and mRNA, methods for preparing and storing such pharmaceutical compositions, and the use of pharmaceutical compositions in therapy.

Background

The use of a recombinant nucleic acid (such as DNA or RNA) for delivery of foreign genetic information into target cells is well known. The advantages of using RNA include transient expression and a nontransforming character. RNA does not need to enter the nucleus in order to be expressed and moreover cannot integrate into the host genome, thereby eliminating diverse risks such as oncogenesis.

A recombinant nucleic acid may be administered in naked form to a subject in need thereof; however, usually a recombinant nucleic acid is administered using a pharmaceutical composition. For example, RNA may be delivered by so-called nanoparticle formulations containing RNA and a nanoparticle forming vehicle, e.g., a cationic lipid (such as a permanently charged cationic lipid), a mixture of a cationic lipid and one or more additional lipids, or a cationic polymer. The fate of such nanoparticle formulations is controlled by diverse key-factors (e.g., size and size distribution of the nanoparticles; etc.). These factors are, e.g., referred to in the FDA "Liposome Drug Products Guidance" from 2018 as specific attributes which should be analyzed and specified. The limitations to the clinical application of current nanoparticle formulations may lie in the lack of homogeneous, pure and well-characterized nanoparticle formulations.

LNPs comprising ionizable lipids may display advantages in terms of targeting and efficacy in comparison to other RNA nanoparticle products. However, it is challenging to obtain sufficient shelf life as required for regular pharmaceutical use. For example, LNPs comprising ionizable lipids cannot be stabilized by freezing at -20°C under conditions as applicable for similar lipid based nanoparticle formulations comprising permanently charged cationic lipids. Also other techniques used to improve shelf life stability, such as dehydration, are not possible with standard protocols. Instead, it is said that for stabilization, LNPs comprising ionizable lipids need to be frozen at much lower temperatures, such as -80°C, which poses substantial challenges on the cold chain, or they can only be stored above the freezing temperature, e.g. 5°C, where only limited stability can be obtained.

Thus, there remains a need in the art for (i) pharmaceutical compositions which comprise LNPs comprising ionizable lipids and mRN A and which are stable and can be stored in a temperature range compliant to regular technologies in pharmaceutical practice, in particular at a temperature of about - 25°C or even higher, and (ii) for methods for preparing and storing such compositions. The present disclosure addresses these and other needs.

The inventors surprisingly found that the methods and pharmaceutical compositions described herein fulfill the above-mentioned requirements. In particular, it is demonstrated that by adhering to certain parameters (e.g., lowering the pH of the formulation used to prepare the pharmaceutical composition below the pKa of the cationically ionizable lipid used; excluding the addition of NaCl and/or KC1; excluding citric anions in the formulation; and/or excluding phosphate anions in the formulation), it is possible to prepare pharmaceutical compositions in a frozen or freeze dried form which are stable and which can be stored at about -25 °C or even higher.

Summary

In a first aspect, the present disclosure provides a method for preparing a pharmaceutical composition comprising the steps:

(I) preparing a formulation comprising lipid nanoparticles (LNPs), wherein the LNPs comprise a cationically ionizable lipid and mRNA, and wherein one or more of the following applies:

(i) step (I) does not comprise adding NaCl and/or KC1;

(ii) the pH of the formulation is lower than the pKa of the cationically ionizable lipid;

(iii) the formulation is substantially free of citric anions;

(iv) the formulation is substantially free of inorganic phosphate anions; and

(II) freezing the formulation to about -10°C or below thereby obtaining the pharmaceutical composition in frozen form.

In one embodiment, in particular if it is desired to prepare the pharmaceutical composition in a freeze- dried form, the method of the first aspect further comprises the step (III) of freeze-drying the frozen formulation, thereby obtaining the pharmaceutical composition in freeze-dried form.

In a first subgroup of the first aspect, at least one of the criteria (i) to (iv) applies. For example, in one embodiment of this first subgroup, at least step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KC1. In a further embodiment of this first subgroup, at least the pH of the formulation is lower than the pKa of the cationically ionizable lipid. In a further embodiment of this first subgroup, at least the formulation is substantially free of citric anions. In a further embodiment of this first subgroup, at least the formulation is substantially free of inorganic phosphate anions. In a second subgroup of the first aspect, at least two of the criteria (i) to (iv) apply. For example, in one embodiment of this second subgroup, at least the pH of the formulation is lower than the pKa of the cationically ionizable lipid and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KCL In a further embodiment of this second subgroup, at least the formulation is substantially free of citric anions and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KCL In a further embodiment of this second subgroup, at least the formulation is substantially free of inorganic phosphate anions and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KCL In a further embodiment of this second subgroup, at least the pH of the formulation is lower than the pKa of the cationically ionizable lipid and the formulation is substantially free of citric anions. In a further embodiment of this second subgroup, at least the pH of the formulation is lower than the pKa of the cationically ionizable lipid and the formulation is substantially free of inorganic phosphate anions. In a further embodiment of this second subgroup, at least the formulation is substantially free of citric anions and substantially free of inorganic phosphate anions.

In a third subgroup of the first aspect, at least three of the criteria (i) to (iv) apply. For example, in one embodiment of this third subgroup, at least the pH of the formulation is lower than the pKa of the cationically ionizable lipid, the formulation is substantially free of citric anions, and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KCL In a further embodiment of third subgroup, at least the pH of the formulation is lower than the pKa of the cationically ionizable lipid, the formulation is substantially free of inorganic phosphate anions, and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KCL In a further embodiment of third subgroup, at least the formulation is substantially free of citric anions and substantially free of inorganic phosphate anions and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KCL In a further embodiment of third subgroup, at least the pH of the formulation is lower than the pKa of the cationically ionizable lipid and the formulation is substantially free of citric anions and substantially free of inorganic phosphate anions.

In a fourth subgroup of the first aspect, at least all of the criteria (i) to (iv) apply. I.e., in this fourth subgroup at least the pH of the formulation is lower than the pKa of the cationically ionizable lipid, the formulation is substantially free of citric anions and substantially free of inorganic phosphate anions, and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KCL

In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect), the formulation comprises a buffer system and/or a cryoprotectant. For example, in one embodiment (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect), the formulation comprises a buffer system. In a further embodiment (in particular in a further embodiment of the above first, second, third or fourth subgroup of the first aspect), the formulation comprises a cryoprotectant. In a further embodiment (in particular in a further embodiment of the above first, second, third or fourth subgroup of the first aspect), the formulation comprises a buffer system and a cryoprotectant. Thus, particular examples of these embodiments are the following:

(1) the formulation comprises a buffer system and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KC1;

(2) the formulation comprises a cryoprotectant and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KC1;

(3) the formulation comprises a buffer system and a cryoprotectant and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KC1;

(4) the pH of the formulation is lower than the pKa of the cationically ionizable lipid and the formulation comprises a buffer system;

(5) the pH of the formulation is lower than the pKa of the cationically ionizable lipid and the formulation comprises a cryoprotectant;

(6) the pH of the formulation is lower than the pKa of the cationically ionizable lipid and the formulation comprises a buffer system and a cryoprotectant;

(7) the formulation is substantially free of citric anions and comprises a buffer system;

(8) the formulation is substantially free of citric anions and comprises a cryoprotectant;

(9) the formulation is substantially free of citric anions and comprises a buffer system and a cryoprotectant;

(10) the formulation is substantially free of inorganic phosphate anions and comprises a buffer system;

(11) the formulation is substantially free of inorganic phosphate anions and comprises a cryoprotectant;

(12) the formulation is substantially free of inorganic phosphate anions and comprises a buffer system and a cryoprotectant;

(13) the formulation comprises a buffer system, the pH of the formulation is lower than the pKa of the cationically ionizable lipid, and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KC1;

(14) the formulation comprises a cryoprotectant system, the pH of the formulation is lower than the pKa of the cationically ionizable lipid, and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KC1;

(15) the formulation comprises a buffer system and a cryoprotectant, the pH of the formulation is lower than the pKa of the cationically ionizable lipid, and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KC1; (16) the formulation comprises a buffer system and is substantially free of citric anions, and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KC1;

(17) the formulation comprises a cryoprotectant and is substantially free of citric anions, and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KC1;

(18) the formulation comprises a buffer system and a cryoprotectant and is substantially free of citric anions, and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KC1;

(19) the formulation comprises a buffer system and is substantially free of inorganic phosphate anions, and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KC1;

(20) the formulation comprises a cryoprotectant and is substantially free of inorganic phosphate anions, and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KC1;

(21) the formulation comprises a buffer system and a cryoprotectant and is substantially free of inorganic phosphate anions, and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KC1;

(22) the pH of the formulation is lower than the pKa of the cationically ionizable lipid, and the formulation is substantially free of citric anions and comprises a buffer system;

(23) the pH of the formulation is lower than the pKa of the cationically ionizable lipid and the formulation is substantially free of citric anions and comprises a cryoprotectant;

(24) the pH of the formulation is lower than the pKa of the cationically ionizable lipid, and the formulation is substantially free of citric anions and comprises a buffer system and a cryoprotectant;

(25) the pH of the formulation is lower than the pKa of the cationically ionizable lipid, and the formulation is substantially free of inorganic phosphate anions and comprises a buffer system;

(26) the pH of the formulation is lower than the pKa of the cationically ionizable lipid and the formulation is substantially free of inorganic phosphate anions and comprises a cryoprotectant;

(27) the pH of the formulation is lower than the pKa of the cationically ionizable lipid, and the formulation is substantially free of inorganic phosphate anions and comprises a buffer system and a cryoprotectant;

(28) the formulation is substantially free of citric anions and substantially free of inorganic phosphate anions and comprises a buffer system;

(29) the formulation is substantially free of citric anions and substantially free of inorganic phosphate anions and comprises a cryoprotectant;

(30) the formulation is substantially free of citric anions and substantially free of inorganic phosphate anions and comprises a buffer system and a cryoprotectant; (31) the formulation comprises a buffer system, the pH of the formulation is lower than the pKa of the cationically ionizable lipid, the formulation is substantially free of citric anions, and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KC1;

(32) the formulation comprises a cryoprotectant, the pH of the formulation is lower than the pKa of the cationically ionizable lipid, the formulation is substantially free of citric anions, and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KC1;

(33) the formulation comprises a buffer system and a cryoprotectant, the pH of the formulation is lower than the pKa of the cationically ionizable lipid, the formulation is substantially free of citric anions, and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KC1;

(34) the formulation comprises a buffer system, the pH of the formulation is lower than the pKa of the cationically ionizable lipid, the formulation is substantially free of inorganic phosphate anions, and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KC1;

(35) the formulation comprises a cryoprotectant, the pH of the formulation is lower than the pKa of the cationically ionizable lipid, the formulation is substantially free of inorganic phosphate anions, and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KC1;

(36) the formulation comprises a buffer system and a cryoprotectant, the pH of the formulation is lower than the pKa of the cationically ionizable lipid, the formulation is substantially free of inorganic phosphate anions, and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KC1;

(37) the formulation comprises a buffer system, the formulation is substantially free of citric anions and substantially free of inorganic phosphate anions, and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KC1;

(38) the formulation comprises a cryoprotectant, the formulation is substantially free of citric anions and substantially free of inorganic phosphate anions, and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KC1;

(39) the formulation comprises a buffer system and a cryoprotectant, the formulation is substantially free of citric anions and substantially free of inorganic phosphate anions, and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KC1;

(40) the pH of the formulation is lower than the pKa of the cationically ionizable lipid, the formulation is substantially free of citric anions and substantially free of inorganic phosphate anions, and the formulation comprises a buffer system;

(41) the pH of the formulation is lower than the pKa of the cationically ionizable lipid, the formulation is substantially free of citric anions and substantially free of inorganic phosphate anions, and the formulation comprises a cryoprotectant; (42) the pH of the formulation is lower than the pKa of the cationically ionizable lipid, the formulation is substantially free of citric anions and substantially free of inorganic phosphate anions, and the formulation comprises a buffer system and a cryoprotectant;

(43) the formulation comprises a buffer system, the pH of the formulation is lower than the pKa of the cationically ionizable lipid, the formulation is substantially free of citric anions and substantially free of inorganic phosphate anions, and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KC1;

(44) the formulation comprises a cryoprotectant, the pH of the formulation is lower than the pKa of the cationically ionizable lipid, the formulation is substantially free of citric anions and substantially free of inorganic phosphate anions, and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KC1;

(45) the formulation comprises a buffer system and a cryoprotectant, the pH of the formulation is lower than the pKa of the cationically ionizable lipid, the formulation is substantially free of citric anions and substantially free of inorganic phosphate anions, and step (I) does not comprise adding NaCl or does not comprise adding KC1 or does not comprise adding NaCl and KC1.

In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), the pH of the formulation is at most 6.5, preferably at most 6.4, at most 6.3, at most 6.2, at most 6.1, or at most 6.0. In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), the pH of the formulation is in the range of from 5.5 to 6.5, such as from 5.6 to 6.4, from 5.7 to 6.6, from 5.8 to 6.2, or from 5.9 to 6.1. In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), the pH of the formulation is about 6.0.

In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), wherein the formulation comprises a buffer system, said buffer system comprises water (in particular, deionized water such as water for injection) and a buffering substance. In one embodiment, the buffer system comprises any one of HEPES, histidine, Tris, and acetic acid as buffering substance, such as any one of HEPES, histidine, and Tris as buffering substance. In one preferred embodiment, the buffer system comprises HEPES as buffering substance. In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), the formulation comprises a buffer system comprising water (in particular, deionized water such as water for injection) and HEPES as buffering substance. In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), wherein the formulation comprises a buffer system, the concentration of the buffer in the formulation is at most 50 mM, preferably at most 45 mM, more preferably at most 40 mM, more preferably at most 35 mM, more preferably at most 30 mM, more preferably at most 25 mM, more preferably at most 20 mM. In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), the concentration of the buffer in the formulation is in the range of from 5 mM to 50 mM, e,g., from 5 mM to 40 mM, from 10 mM to 30 mM, or from 15 mM to 25 mM.

In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), wherein the formulation comprises a cryoprotectant, said cryoprotectant comprises one or more carbohydrates. For example, the cryoprotectant may comprise any one of sucrose, trehalose, glucose, or a combination thereof. In a preferred embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), the formulation comprises sucrose and/or trehalose as cryoprotectant.

In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), wherein the formulation comprises a cryoprotectant, the concentration of the cryoprotectant in the formulation is at least 1% w/v, such as at least 2% w/v, at least 3% w/v, at least 4% w/v, at least 5% w/v, at least 6% w/v, at least 7% w/v, or at least 8% w/v. In one embodiment, the concentration of the cryoprotectant in the formulation is up to 25% w/v, such as up to 20% w/c, up to 19% w/v, up to 18% w/v, up to 17% w/v, up to 16% w/v, up to 15% w/v, up to 14% w/v, up to 13% w/v, up to 12% w/v, or up to 11% w/v. In one embodiment, the concentration of the cryoprotectant in the formulation is 1% w/v to 20% w/v, such as 2% w/v to 19% w/v, 3% w/v to 18% w/v, 4% w/v to 17% w/v, 5% w/v to 16% w/v, 5% w/v to 15% w/v, 6% w/v to 14% w/v, 7% w/v to 13% w/v, 8% w/v to 12% w/v, 9% w/v to 11% w/v, or about 10% w/v. In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), the formulation comprises a cryoprotectant (in particular, sucrose and/or trehalose) in a concentration of from 5% w/v to 15% w/v, such as from 6% w/v to 14% w/v, from 7% w/v to 13% w/v, from 8% w/v to 12% w/v, or from 9% w/v to 11% w/v, or in a concentration of about 10% w/v.

In one preferred embodiment of the first aspect (in particular in one preferred embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), wherein the formulation comprises a buffer system and a cryoprotectant, the buffer system comprises HEPES as buffering substance and the cryoprotectant comprises sucrose and/or trehalose, preferably in the concentrations defined above.

In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), the formulation further comprises a poloxamer.

In an alternative embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), in particular wherein the formulation comprises HEPES as buffering substance, the formulation does not comprise a poloxamer.

In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), the cationically ionizable lipid comprises a head group which includes at least one nitrogen atom which is capable of being protonated under physiological conditions. For example, the cationically ionizable lipid may have the structure of Formula (I): or a pharmaceutically acceptable salt, tautomer, prodrug or stereoisomer thereof, wherein L' , L ² , G ¹ , G ² , G\ R ¹ , R ² , and R ³ are as defined herein. Preferably, the cationically ionizable lipid is selected from the following: structures 1-1 to 1-36 (shown herein); and/or structures A to F (shown herein); and/or N,N- dimethyl-2,3-dioleyloxypropylamine (DODMA), l,2-dioleoyl-3-dimethylammonium-propane (DODAP), heptatriaconta-6,9,28,31 -tetraen-19-yl-4-(dimethylamino)butanoate (DLin-MC3-DMA), and 4-((di((9Z, 12Z)-octadeca-9, 12-dien- 1 -yl)amino)oxy)-N,N-dimethyl-4-oxobutan- 1 -amine (DPL- 14).

In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), the LNPs further comprise one or more additional lipids. Preferably, the one or more additional lipids are selected from the group consisting of polymer conjugated lipids, neutral lipids, steroids, and combinations thereof. In a preferred embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), the LNPs comprise the cationically ionizable lipid as described herein, a polymer conjugated lipid (e.g., a pegylated lipid or a polysarcosine-lipid conjugate or a conjugate of polysarcosine and a lipid-like material), a neutral lipid (e.g., DSPC), and a steroid (e.g., cholesterol).

In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), wherein the LNPs further comprise a polymer conjugated lipid as one of the one or more additional lipids, the polymer conjugated lipid is a pegylated lipid. For example, the pegylated lipid may have the following structure: or a pharmaceutically acceptable salt, tautomer or stereoisomer thereof, wherein R ¹² , R ¹³ , and w are as defined herein.

In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), wherein the LNPs further comprise a polymer conjugated lipid as one of the one or more additional lipids, the polymer conjugated lipid is a polysarcosine-lipid conjugate or a conjugate of polysarcosine and a lipid-like material. For example, the polysarcosine-lipid conjugate or conjugate of polysarcosine and a lipid-like material may be a member selected from the group consisting of a polysarcosinediacylglycerol conjugate, a polysarcosine-dialkyloxypropyl conjugate, a polysarcosine-phospholipid conjugate, a polysarcosine-ceramide conjugate, and a mixture thereof.

In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), wherein the LNPs further comprise a neutral lipid as one of the one or more additional lipids, the neutral lipid is a phospholipid. Such phospholipid is preferably selected from the group consisting of phosphatidylcholines, phosphatidylethanolamines, phosphatidylglycerols, phosphatidic acids, phosphatidylserines and sphingomyelins. Particular examples of phospholipids include distearoylphosphatidylcholine (DSPC), dioleoylphosphatidylcholine (DOPC), dimyristoylphosphatidylcholine (DMPC), dipentadecanoylphosphatidylcholine, dilauroylphosphatidylcholine, dipalmitoylphosphatidylcholine (DPPC), diarachidoylphosphatidylcholine (DAPC), dibehenoylphosphatidylcholine (DBPC), ditricosanoylphosphatidylcholine (DTPC), dilignoceroylphatidylcholine (DLPC), palmitoyloleoylphosphatidylcholine (POPC), l,2-di-O-octadecenyl-sn-glycero-3 -phosphocholine (18:0 Diether PC), 1- oleoyl-2-cholesterylhemisuccinoyl-sn-glycero-3 -phosphocholine (OChemsPC), 1 -hexadecyl-sn- glycero-3 -phosphocholine (Cl 6 Lyso PC), dioleoylphosphatidylethanolamine (DOPE), distearoylphosphatidy lethanolamine (DSPE), dipalmitoyl-phosphatidy lethanolamine (DPPE), dimyristoylphosphatidylethanolamine (DMPE), dilauroyl-phosphatidylethanolamine (DLPE), and diphytanoyl- phosphatidylethanolamine (DPyPE) .

In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), wherein the LNPs further comprise a steroid as one of the one or more additional lipids, the steroid is a sterol such as cholesterol.

In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), the formulation further comprises a chelating agent such as EDTA. In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), wherein the formulation comprises a chelating agent, the concentration of the chelating agent in the formulation is at most 20 mM, preferably at most 15 mM, more preferably at most 10 mM, more preferably at most 5 mM.

In an alternative embodiment of the first aspect (in particular in an alternative embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), the formulation does not comprise a chelating agent.

In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), the ratio of cationically ionizable lipid to mRNA is between 2:1 and 12:1, such as between 2:1 and 10:1, or 4:1 and 8:1.

In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), the mRNA is encapsulated within or associated with the LNPs.

In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), the mRNA comprises a modified nucleoside in place of uridine. For example, the modified nucleoside may be selected from pseudouridine (y), Nl-methyl-pseudouridine (inly), and 5-methyl-uridine (m5U). In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), the mRNA comprises one or more of the following (a) a 5’ cap; (b) a 5’ UTR; (c) a 3’ UTR; and (d) a poly- A sequence, such as a poly- A sequence comprising at least 100 nucleotides.

In one preferred embodiment of the first aspect (in particular in one preferred embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), the mRNA encodes one or more polypeptides. For example, the one or more polypeptides may comprise an epitope for inducing an immune response against an antigen in a subject. In a preferred embodiment, the mRNA encodes an amino acid sequence comprising a SARS-CoV-2 S protein, an immunogenic variant thereof, or an immunogenic fragment of the SARS-CoV-2 S protein or the immunogenic variant thereof.

In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), the formulation is frozen to a temperature ranging from about -30°C to about -10°C, such as from about -25°C to about -15°C or about -25°C to about -20°C, or to a temperature of about -20°C.

In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), wherein the method comprises the step (III) of freeze-drying the frozen formulation, the frozen formulation is freeze-dried until the pharmaceutical composition is substantially free of water contained in the frozen formulation. For example, the frozen formulation may be freeze-dried until the pharmaceutical composition comprises less than 1.0% by weight water, such as less than 0.8% by weight, less than 0.7% by weight, less than 0.6% by weight, less than 0.5% by weight, less than 0.4% by weight, less than 0.3% by weight, less than 0.2% by weight, or less than 0.1% by weight water.

In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), step (I) comprises (a) preparing an mRNA solution containing water (in particular, deionized water such as water for injection) and a buffering system; (b) preparing an ethanolic solution comprising the cationically ionizable lipid and, if present, one or more additional lipids; and (c) mixing the mRNA solution prepared under (a) with the ethanolic solution prepared under (b), thereby preparing the formulation comprising LNPs. In order to remove unwanted components (e.g., ethanol), in a preferred embodiment step (I) further comprises one or more steps selected from diluting and filtrating, such as tangential flow filtrating and/or diafiltrating, after step (c). In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), the mRNA solution prepared in step (I) (a) contains NaCl and KC1 in a combined concentration of less than 0.2% w/v, such as less than 0.15% w/v, less than 0.10% w/v, less than 0.05% w/v, or less than 0.01 w/v.

In an alternative embodiment of the first aspect (in particular in an alternative embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), step (I) comprises (a’) preparing liposomes or a colloidal preparation of the cationically ionizable lipid and, if present, one or more additional lipids in an aqueous phase; and (b’) preparing an mRNA solution containing water and a buffering system; and (c’) mixing the liposomes or colloidal preparation prepared under (a’) with the mRNA solution prepared under (b’). In a preferred embodiment, step (I) further comprises one or more diluting steps after step (c’). In one embodiment of the first aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the first aspect, such as in any of the embodiments (1) to (45) listed above), the mRNA solution prepared in step (I) (b’) contains NaCl and KC1 in a combined concentration of less than 0.2% w/v, such as less than 0.15% w/v, less than 0.10% w/v, less than 0.05% w/v, or less than 0.01 w/v.

In a second aspect, the present disclosure provides a method of storing a pharmaceutical composition, comprising preparing a pharmaceutical composition according to the method of the first aspect and storing the pharmaceutical composition at a temperature of about -30°C or higher, such as about -25°C or higher. For example, the frozen pharmaceutical composition can be stored at a temperature ranging from about -30°C to about -10°C, such as from about -25°C to about -15°C or from about -25°C to about -20°C, or a temperature of about -20°C. The freeze-dried pharmaceutical composition can be stored at a temperature ranging from about -25° to about room temperature, such as from about -15°C to about 8°C, from about -10°C to about 2°C or from about -5°C to about 0°C. In one embodiment of the second aspect, storing the pharmaceutical composition is for at least 3 months, preferably at least 6 months, more preferably at least 12 months, more preferably at least 18 months, more preferably at least 24 months, more preferably at least 30 months, more preferably at least 36 months.

It is understood that any embodiment described herein in the context of the first aspect (in particular, any embodiment of the above first, second, third or fourth subgroup of the first aspect, such as any of the embodiments (1) to (45) listed above) may also apply to any embodiment of the second aspect.

In a third aspect, the present disclosure provides a frozen pharmaceutical composition preparable by the method of the first aspect. In one embodiment of the third aspect, the pharmaceutical composition can be stored at a temperature of about -30°C or higher, such as about -25°C or higher. For example, the frozen pharmaceutical composition of the third aspect can be stored at a temperature ranging from about -30°C to about -10°C, such as from about -25°C to about -15°C or from about -25°C to about -20°C, or a temperature to about -20°. In one embodiment of the third aspect, the pharmaceutical composition can be stored for at least 3 months, preferably at least 6 months, more preferably at least 12 months, more preferably at least 18 months, more preferably at least 24 months, more preferably at least 30 months, more preferably at least 36 months. In one embodiment of the third aspect, the size of the LNPs after thawing the frozen pharmaceutical composition is between about 50 nm and about 500 nm. In one embodiment of the third aspect, the size (Z _average ) (and/or size distribution and/or polydispersity index (PDI)) of the LNPs after thawing the frozen pharmaceutical composition is equal to the size (and/or size distribution and/or PDI) of the LNPs before freezing. In one embodiment of the third aspect, the PDI) of the LNPs after thawing the frozen pharmaceutical composition is less than 0.3, preferably less than 0.2, more preferably less than 0.1 , such as less than 0.05. In one embodiment of the third aspect, the size of the LNPs after thawing the frozen pharmaceutical composition is between about 50 nm and about 500 nm and the size (and/or size distribution and/or PDI) of the LNPs after thawing the frozen pharmaceutical composition is equal to the size (Z _average ) (and/or size distribution and/or PDI) the LNPs before freezing. In one embodiment of the third aspect, the size of the LNPs after thawing the frozen pharmaceutical composition is between about 50 nm and about 500 nm and the PDI of the LNPs after thawing the frozen pharmaceutical composition is less than 0.3 (preferably less than 0.2, more preferably less than 0.1 , such as less than 0.05).

It is understood that any embodiment described herein in the context of the first or second aspect (in particular, any embodiment of the above first, second, third or fourth subgroup of the first aspect, such as any of the embodiments (1) to (45) listed above) may also apply to any embodiment of the third aspect.

In a fourth aspect, the present disclosure provides a freeze-dried pharmaceutical composition preparable by the method of the second aspect. In one embodiment of the fourth aspect, the pharmaceutical composition can be stored at a temperature of about -30°C or higher, such as about -25°C or higher. For example, the freeze-dried pharmaceutical composition of the fourth aspect can be stored at a temperature ranging from about -25° to about room temperature, such as from about -15°C to about 8°C, from about -10°C to about 2°C or from about -5°C to about 0°C. In one embodiment of the fourth aspect, the pharmaceutical composition can be stored for at least 3 months, preferably at least 6 months, more preferably at least 12 months, more preferably at least 18 months, more preferably at least 24 months, more preferably at least 30 months, more preferably at least 36 months. In one embodiment of the fourth aspect, the size (Z _average ) of the LNPs after reconstituting the freeze-dried pharmaceutical composition is between about 50 nm and about 500 nm. In one embodiment of the fourth aspect, the size (Z _average ) and/or size distribution and/or PDI of the LNPs after reconstituting the freeze-dried pharmaceutical composition is equal to the size (Z _average ) and/or size distribution and/or PDI of the LNPs before freeze- drying. In one embodiment of the fourth aspect, the PDI of the LNPs after reconstituting the freeze- dried pharmaceutical composition is less than 0.3, preferably less than 0.2, more preferably less than 0.1, such as less than 0.05. In one embodiment of the fourth aspect, the size (Z _average ) of the LNPs after reconstituting the freeze-dried pharmaceutical composition is between about 50 nm and about 500 nm and the size (Z _average ) and/or size distribution and/or PDI of the LNPs after reconstituting the freeze-dried pharmaceutical composition is equal to the size (Z _average ) and/or size distribution and/or PDI of the LNPs before freeze-drying. In one embodiment of the fourth aspect, the size (Z _average ) of the LNPs after reconstituting the freeze-dried pharmaceutical composition is between about 50 nm and about 500 nm and the PDI of the LNPs after reconstituting the freeze-dried pharmaceutical composition is less than 0.3 (preferably less than 0.2, more preferably less than 0.1, such as less than 0.05).

It is understood that any embodiment described herein in the context of the first, second or third aspect (in particular, any embodiment of the above first, second, third or fourth subgroup of the first aspect, such as any of the embodiments (1) to (45) listed above) may also apply to any embodiment of the fourth aspect.

In a fifth aspect, the present disclosure provides a method for preparing a ready-to-use pharmaceutical composition, the method comprising the steps of providing a frozen pharmaceutical composition prepared by the method of the first aspect and thawing the frozen pharmaceutical composition thereby obtaining the ready-to-use pharmaceutical composition.

It is understood that any embodiment described herein in the context of the first, second, third or fourth aspect (in particular, any embodiment of the above first, second, third or fourth subgroup of the first aspect, such as any of the embodiments (1) to (45) listed above) may also apply to any embodiment of the fifth aspect.

In a sixth aspect, the present disclosure provides a method for preparing a ready-to-use pharmaceutical composition, the method comprising the steps of providing a freeze-dried pharmaceutical composition prepared by the method of the second aspect and reconstituting the frozen pharmaceutical composition thereby obtaining the ready-to-use pharmaceutical composition.

It is understood that any embodiment described herein in the context of the first, second, third, fourth, or fifth aspect (in particular, any embodiment of the above first, second, third or fourth subgroup of the first aspect, such as any of the embodiments ( 1 ) to (45) listed above) may also apply to any embodiment of the sixth aspect.

In a seventh aspect, the present disclosure provides a ready-to-use pharmaceutical composition preparable by the method of the fifth or sixth aspect. It is understood that any embodiment described herein in the context of the first, second, third, fourth, fifth, or sixth aspect (in particular, any embodiment of the above first, second, third or fourth subgroup of the first aspect, such as any of the embodiments (1) to (45) listed above) may also apply to any embodiment of the seventh aspect.

In an eighth aspect, the present disclosure provides a pharmaceutical composition comprising LNPs, wherein the LNPs comprise a cationically ionizable lipid and mRNA, and wherein one or more of the following applies:

(i) the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 0.20% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition;

(ii) the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid;

(iii) the pharmaceutical composition is substantially free of citric anions;

(iv) the pharmaceutical composition is substantially free of inorganic phosphate anions, wherein the pharmaceutical composition is frozen form or freeze-dried form.

In one embodiment of the eighth aspect, the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, preferably less than 9 by weight, preferably less than 8 by weight, preferably less than 7 by weight, preferably less than 6 by weight, preferably less than 5 by weight, preferably less than 4 by weight, preferably less than 3 by weight, preferably less than 2 by weight, preferably less than 1 by weight, preferably less than 0.9 by weight, preferably less than 0.8 by weight, preferably less than 0.7 by weight, preferably less than 0.6 by weight, preferably less than 0.5 by weight, preferably less than 0.4 by weight, preferably less than 0.3 by weight, preferably less than 0.2 by weight, preferably less than 0.1 by weight, based on the total weight of lipids and mRNA in the pharmaceutical composition.

In a first subgroup of the eighth aspect, at least one of the criteria (i) to (iv) applies. For example, in one embodiment of this first subgroup, at least the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition. In a further embodiment of this first subgroup, at least the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid. In a further embodiment of this first subgroup, at least the pharmaceutical composition is substantially free of citric anions. In a further embodiment of this first subgroup, at least the pharmaceutical composition is substantially free of inorganic phosphate anions. In a second subgroup of the eighth aspect, at least two of the criteria (i) to (iv) apply. For example, in one embodiment of this second subgroup, at least the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, and the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid and. In a further embodiment of this second subgroup, at least the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, and is substantially free of citric anions. In a farther embodiment of this second subgroup, the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition and is substantially free of inorganic phosphate anions. In a farther embodiment of this second subgroup, at least the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid and the pharmaceutical composition is substantially free of citric anions. In a farther embodiment of this second subgroup, at least the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid and the pharmaceutical composition is substantially free of inorganic phosphate anions. In a further embodiment of this second subgroup, at least the pharmaceutical composition is substantially free of citric anions and substantially free of inorganic phosphate anions.

In a third subgroup of the eighth aspect, at least three of the criteria (i) to (iv) apply. For example, in one embodiment of this third subgroup, at least the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid, and the pharmaceutical composition is substantially free of citric anions. In a farther embodiment of third subgroup, at least the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid, and the pharmaceutical composition is substantially free of inorganic phosphate anions. In a further embodiment of third subgroup, at least the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, and the pharmaceutical composition is substantially free of citric anions and substantially free of inorganic phosphate anions. In a further embodiment of third subgroup, at least the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid and the pharmaceutical composition is substantially free of citric anions and substantially free of inorganic phosphate anions. In a fourth subgroup of the eighth aspect, at least all of the criteria (i) to (iv) apply. I.e., in this fourth subgroup at least the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid, and the pharmaceutical composition is substantially free of citric anions and substantially free of inorganic phosphate anions.

In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect), the pharmaceutical composition comprises a buffer system and/or a cryoprotectant. For example, in one embodiment (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect), the pharmaceutical composition comprises a buffer system. In a further embodiment (in particular in a further embodiment of the above first, second, third or fourth subgroup of the eighth aspect), the pharmaceutical composition comprises a cryoprotectant. In a further embodiment (in particular in a further embodiment of the above first, second, third or fourth subgroup of the eighth aspect), the pharmaceutical composition comprises a buffer system and a cryoprotectant. Thus, particular examples of these embodiments are the following:

(1) the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, and comprises a buffer system;

(2) the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, and comprises a cryoprotectant;

(3) the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, and comprises a buffer system and a cryoprotectant;

(4) the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid and the pharmaceutical composition comprises a buffer system;

(5) the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid and the pharmaceutical composition comprises a cryoprotectant;

(6) the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid and the pharmaceutical composition comprises a buffer system and a cryoprotectant;

(7) the pharmaceutical composition is substantially free of citric anions and comprises a buffer system;

(8) the pharmaceutical composition is substantially free of citric anions and comprises a cryoprotectant;

(9) the pharmaceutical composition is substantially free of citric anions and comprises a buffer system and a cryoprotectant; (10) the pharmaceutical composition is substantially free of inorganic phosphate anions and comprises a buffer system;

(11) the pharmaceutical composition is substantially free of inorganic phosphate anions and comprises a cryoprotectant;

(12) the pharmaceutical composition is substantially free of inorganic phosphate anions and comprises a buffer system and a cryoprotectant;

(13) the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, and comprises a buffer system, and the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid;

(14) the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, and comprises a cryoprotectant system, and the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid;

(15) the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, and comprises a buffer system and a cryoprotectant, and the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid;

(16) the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, comprises a buffer system and is substantially free of citric anions;

(17) the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, comprises a cryoprotectant and is substantially free of citric anions;

(18) the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, comprises a buffer system and a cryoprotectant and is substantially free of citric anions;

(19) the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, and comprises a buffer system and is substantially free of inorganic phosphate anions;

(20) the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, and comprises a cryoprotectant and is substantially free of inorganic phosphate anions;

(21) the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, and comprises a buffer system and a cryoprotectant and is substantially free of inorganic phosphate anions; (22) the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid, and the pharmaceutical composition is substantially free of citric anions and comprises a buffer system;

(23) the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid and the pharmaceutical composition is substantially free of citric anions and comprises a cryoprotectant;

(24) the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid, and the pharmaceutical composition is substantially free of citric anions and comprises a buffer system and a cryoprotectant;

(25) the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid, and the pharmaceutical composition is substantially free of inorganic phosphate anions and comprises a buffer system;

(26) the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid and the pharmaceutical composition is substantially free of inorganic phosphate anions and comprises a cryoprotectant;

(27) the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid, and the pharmaceutical composition is substantially free of inorganic phosphate anions and comprises a buffer system and a cryoprotectant;

(28) the pharmaceutical composition is substantially free of citric a ; nions and substantially free of inorganic phosphate anions and comprises a buffer system;

(29) the pharmaceutical composition is substantially free of citric a ; nions and substantially free of inorganic phosphate anions and comprises a cryoprotectant;

(30) the pharmaceutical composition is substantially free of citric a ; nions and substantially free of inorganic phosphate anions and comprises a buffer system and a cryoprotectant;

(31) the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, and comprises a buffer system, the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid, and the pharmaceutical composition is substantially free of citric anions;

(32) the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, and comprises a cryoprotectant, the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid, and the pharmaceutical composition is substantially free of citric anions;

(33) the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, and comprises a buffer system and a cryoprotectant, the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid, and the pharmaceutical composition is substantially free of citric anions;

(34) the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, and comprises a buffer system, the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid, and the pharmaceutical composition is substantially free of inorganic phosphate anions;

(35) the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, and comprises a cryoprotectant, the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid, and the pharmaceutical composition is substantially free of inorganic phosphate anions;

(36) the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, and comprises a buffer system and a cryoprotectant, the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid, and the pharmaceutical composition is substantially free of inorganic phosphate anions;

(37) the pharmaceutical composition comprises NaCl and KCl at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, comprises a buffer system, and is substantially free of citric anions and substantially free of inorganic phosphate anions;

(38) the pharmaceutical composition comprises NaCl and KCl at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, comprises a cryoprotectant, and is substantially free of citric anions and substantially free of inorganic phosphate anions;

(39) the pharmaceutical composition comprises NaCl and KCl at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, comprises a buffer system and a cryoprotectant, and is substantially free of citric anions and substantially free of inorganic phosphate anions;

(40) the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid, the pharmaceutical composition is substantially free of citric anions and substantially free of inorganic phosphate anions, and the pharmaceutical composition comprises a buffer system;

(41) the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid, the pharmaceutical composition is substantially free of citric anions and substantially free of inorganic phosphate anions, and the pharmaceutical composition comprises a cryoprotectant; (42) the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid, the pharmaceutical composition is substantially free of citric anions and substantially free of inorganic phosphate anions, and the pharmaceutical composition comprises a buffer system and a cryoprotectant;

(43) the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, and comprises a buffer system, the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid, and the pharmaceutical composition is substantially free of citric anions and substantially free of inorganic phosphate anions;

(44) the pharmaceutical composition comprises NaCl and KC1 at a combined amount ofless than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, and comprises a cryoprotectant, the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid, and the pharmaceutical composition is substantially free of citric anions and substantially free of inorganic phosphate anions;

(45) the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition, and comprises a buffer system and a cryoprotectant, the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid, and the pharmaceutical composition is substantially free of citric anions and substantially free of inorganic phosphate anions.

In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), the pH of the pharmaceutical composition, when in an aqueous liquid form, is at most 6.5, preferably at most 6.4, at most 6.3, at most 6.2, at most 6.1, or at most 6.0. In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), the pH of the formulation is in the range of from 5.5 to 6.5, such as from 5.6 to 6.4, from 5.7 to 6.6, from 5.8 to 6.2, or from 5.9 to 6.1. In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), the pH of the formulation is about 6.0.

In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), wherein the pharmaceutical composition comprises a buffer system, said buffer system comprises water (in particular, deionized water such as water for injection) and a buffering substance. In one embodiment, the buffer system comprises any one of HEPES, histidine, Tris, and acetic acid as buffering substance, such as any one of HEPES, histidine, and Tris as buffering substance. In one preferred embodiment, the buffer system comprises HEPES as buffering substance. In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), the formulation comprises a buffer system comprising water (in particular, deionized water such as water for injection) and HEPES as buffering substance.

In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), wherein the pharmaceutical composition comprises a buffer system, the amount of the buffering substance in the pharmaceutical composition is at most 4 mmol, preferably at most 3.6 mmol, more preferably at most 3.2 mmol, more preferably at most 2.8 mmol, more preferably at most 2.4 mmol, more preferably at most 2.0 mmol, at most 1 .8 mmol, per g of the total weight of lipids and mRNA in the pharmaceutical composition. In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), the amount of the buffering substance in the pharmaceutical composition is in the range of from 0.4 mmol to 4 mmol, e.g., from 0.4 mmol to 3.2 mmol, from 0.8 mmol to 2.8 mmol, from 0.8 mmol to 2.4 mmol, from 1.2 mmol to 2.0 mmol, or from 1.4 mmol to 1.6 mmol, per g of the total weight of lipids and mRNA in the pharmaceutical composition.

In one embodiment of the eighth aspect (in particular, in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), wherein the pharmaceutical composition comprises a cryoprotectant, said cryoprotectant comprises one or more carbohydrates. For example, the cryoprotectant may comprise any one of sucrose, trehalose, glucose, or a combination thereof. In one preferred embodiment of the eighth aspect (in particular, in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), the pharmaceutical composition comprises sucrose and/or trehalose as cryoprotectant.

In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), wherein the pharmaceutical composition comprises a cryoprotectant, the concentration of the cryoprotectant in the pharmaceutical composition is at least 80% by weight, such as at least 81% by weight, at least 82% by weight, at least 83% by weight, at least 84% by weight, at least 85% by weight, or at least 86% by weight (preferably based on (i) the total amount of the pharmaceutical composition without any solvent contained in the pharmaceutical composition if the pharmaceutical composition is in frozen form, or (ii) the total amount of the pharmaceutical composition if the pharmaceutical composition is in freeze-dried form). In one embodiment, the concentration of the cryoprotectant in the pharmaceutical composition is up to 95% by weight, such as up to 94% by weight, up to 93% by weight, up to 92% by weight, up to 91 % by weight, or up to 90% by weight, or up to 89% by weight (preferably based on (i) the total amount of the pharmaceutical composition without any solvent contained in the pharmaceutical composition if the pharmaceutical composition is in frozen form, or (ii) the total amount of the pharmaceutical composition if the pharmaceutical composition is in freeze-dried form). In one embodiment, the concentration of the cryoprotectant in the pharmaceutical composition is 80% by weight to 95% by weight, such as 81% by weight to 94% by weight, 82% by weight to 93% by weight, 83% by weight to 92% by weight, 84% by weight to 91% by weight, 84% by weight to 91% by weight, 85% by weight to 91% by weight, 86% by weight to 91% by weight, 87% by weight to 91% by weight, 88% by weight to 89% by weight, or about 89% by weight (preferably based on (i) the total amount of the pharmaceutical composition without any solvent contained in the pharmaceutical composition if the pharmaceutical composition is in frozen form, or (ii) the total amount of the pharmaceutical composition if the pharmaceutical composition is in freeze-dried form). In one preferred embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), the pharmaceutical composition comprises a cryoprotectant (in particular sucrose and/or trehalose) in a concentration of from 85% by weight to 95% by weight, e.g., from 85% by weight to 94% by weight, from 86% by weight to 93% by weight, from 87% by weight to 92% by weight, or from 88% by weight to 91% by weight (preferably based on (i) the total amount of the pharmaceutical composition without any solvent contained in the pharmaceutical composition if the pharmaceutical composition is in frozen form, or (ii) the total amount of the pharmaceutical composition if the pharmaceutical composition is in freeze-dried form).

In one preferred embodiment of the eighth aspect (in particular in one preferred embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), wherein the pharmaceutical composition comprises a buffer system and a cryoprotectant, the buffer system comprises HEPES as buffering substance and the cryoprotectant comprises sucrose and/or trehalose, preferably in the amount/concentration defined above.

In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), the pharmaceutical composition further comprises a poloxamer.

In an alternative embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), in particular wherein the pharmaceutical composition comprises HEPES as buffering substance, the pharmaceutical composition does not comprise a poloxamer.

In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), the cationically ionizable lipid comprises a head group which includes at least one nitrogen atom which is capable of being protonated under physiological conditions. For example, the cationically ionizable lipid may have the structure of Formula (I): or a pharmaceutically acceptable salt, tautomer, prodrug or stereoisomer thereof, wherein L ¹ , L ² , G ¹ , G ² , G ³ , R ¹ , R ² , and R ³ are as defined herein. Preferably, the cationically ionizable lipid is selected from the following: structures 1-1 to 1-36 (shown herein); and/or structures A to F (shown herein); and/or N,N- dimethyl-2,3-dioleyloxypropylamine (DODMA), 1 ,2-dioleoyl-3-dimethylammonium-propane

(DODAP), heptatriaconta-6,9,28,31 -tetraen-19-yl-4-(dimethylamino)butanoate (DLin-MC3-DMA), and 4-((di((9Z, 12Z)-octadeca-9, 12-dien-l -yl)amino)oxy)-N,N-dimethyl-4-oxobutan-l -amine (DPL- 14).

In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), the LNPs further comprise one or more additional lipids. Preferably, the one or more additional lipids are selected from the group consisting of polymer conjugated lipids, neutral lipids, steroids, and combinations thereof. In a preferred embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), the LNPs comprise the cationically ionizable lipid as described herein, a polymer conjugated lipid (e.g., a pegylated lipid or a polysarcosinelipid conjugate or a conjugate of polysarcosine and a lipid-like material), a neutral lipid (e.g., DSPC), and a steroid (e.g., cholesterol).

In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), wherein the LNPs further comprise a polymer conjugated lipid as one of the one or more additional lipids, the polymer conjugated lipid is a pegylated lipid. For example, the pegylated lipid may have the following structure: or a pharmaceutically acceptable salt, tautomer or stereoisomer thereof, wherein R ¹² , R ¹³ , and w are as defined herein.

In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), wherein the LNPs further comprise a polymer conjugated lipid as one of the one or more additional lipids, the polymer conjugated lipid is a polysarcosine-lipid conjugate or a conjugate of polysarcosine and a lipid-like material. For example, the polysarcosine-lipid conjugate or conjugate of polysarcosine and a lipid-like material may be a member selected from the group consisting of a polysarcosine-diacylglycerol conjugate, a polysarcosine-dialkyloxypropyl conjugate, a polysarcosinephospholipid conjugate, a polysarcosine-ceramide conjugate, and a mixture thereof.

In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), wherein the LNPs further comprise a neutral lipid as one of the one or more additional lipids, the neutral lipid is a phospholipid. Such phospholipid is preferably selected from the group consisting of phosphatidylcholines, phosphatidylethanolamines, phosphatidylglycerols, phosphatidic acids, phosphatidylserines and sphingomyelins. Particular examples of phospholipids include distearoylphosphatidylcholine (DSPC), dioleoylphosphatidylcholine (DOPC), dimyristoylphosphatidylcholine (DMPC), dipentadecanoylphosphatidylcholine, dilauroylphosphatidylcholine, dipalmitoylphosphatidylcholine (DPPC), diarachidoylphosphatidylcholine (DAPC), dibehenoylphosphatidylcholine (DBPC), ditricosanoylphosphatidylcholine (DTPC), dilignoceroylphatidylcholine (DLPC), palmitoyloleoylphosphatidylcholine (POPC), l,2-di-O-octadecenyl-sn-glycero-3 -phosphocholine (18:0 Diether PC), 1- oleoyl-2-cholesterylhemisuccinoyl-sn-glycero-3 -phosphocholine (OChemsPC), 1 -hexadecyl-sn- glycero-3 -phosphocholine (Cl 6 Lyso PC), dioleoylphosphatidylethanolamine (DOPE), distearoylphosphatidylethanolamine (DSPE), dipalmitoyl-phosphatidylethanolamine (DPPE), dimyristoylphosphatidylethanolamine (DMPE), dilauroyl-phosphatidylethanolamine (DLPE), and diphytanoyl- phosphatidylethanolamine (DPyPE).

In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), wherein the LNPs further comprise a steroid as one of the one or more additional lipids, the steroid is a sterol such as cholesterol.

In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), the pharmaceutical composition further comprises a chelating agent such as EDTA. In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), wherein the pharmaceutical composition comprises a chelating agent, the amount of the chelating agent in the pharmaceutical composition is at most 0.8 mmol, preferably at most 0.6 mmol, more preferably 0.4 mmol, more preferably at most 0.2 mmol, per g of the total weight of lipids and mRNA in the pharmaceutical composition.

In an alternative embodiment of the eighth aspect (in particular in an alternative embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments ( 1 ) to (45) listed above for the eighth aspect), the pharmaceutical composition does not comprise a chelating agent.

In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), the ratio of cationically ionizable lipid to mRNA is between 2:1 and 12:1, such as between 2:l and 10:1, or 4:1 and 8:1.

In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), the mRNA is encapsulated within or associated with the LNPs.

In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), the mRNA comprises a modified nucleoside in place of uridine. For example, the modified nucleoside may be selected from pseudouridine (\|/), N l -methyl -pseudouridine (mlty), and 5- methyl-uridine (m5U).

In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), the mRNA comprises one or more of the following (a) a 5’ cap; (b) a 5’ UTR; (c) a 3’ UTR; and (d) a poly-A sequence, such as a poly-A sequence comprising at least 100 nucleotides. In one preferred embodiment of the eighth aspect (in particular in one preferred embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), the mRNA encodes one or more polypeptides. For example, the one or more polypeptides may comprise an epitope for inducing an immune response against an antigen in a subject. In a preferred embodiment, the mRNA encodes an amino acid sequence comprising a SARS-CoV-2 S protein, an immunogenic variant thereof, or an immunogenic fragment of the SARS- CoV-2 S protein or the immunogenic variant thereof.

In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), the formulation is frozen to a temperature ranging from about -30°C to about -10°C, such as from about -25°C to about -15°C or from about -25°C to about -20°C, or to a temperature of about -20°C.

In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), the pharmaceutical composition can be stored at a temperature of about -30°C or higher, such as about -25°C or higher. For example, the frozen pharmaceutical composition of the eighth aspect can be stored at a temperature ranging from about -30°C to about -10°C, such as from about -25°C to about -15°C or from about -25°C to about -20°C, or a temperature of about -20°C. The freeze- dried pharmaceutical composition of the eighth aspect can be stored at a temperature ranging from about -25° to about room temperature, such as from about -15°C to about 8°C, from about -10°C to about 2°C or from about -5°C to about 0°C.

In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), the pharmaceutical composition can be stored for at least 3 months, preferably at least 6 months, more preferably at least 12 months, more preferably at least 18 months, more preferably at least 24 months, more preferably at least 30 months, more preferably at least 36 months.

In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), the size (Z _average ) of the LNPs after thawing the frozen pharmaceutical composition or after reconstituting the freeze-dried pharmaceutical composition is between about 50 nm and about 500 nm. In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), the size (Z _average ) and/or size distribution and/or PDI of the LNPs after thawing the frozen pharmaceutical composition is equal to the size (Z _aV era _g e) and/or size distribution and/or PDI of the LNPs before freezing or the size (Z _average ) and/or size distribution and/or PDI of the LNPs after reconstituting the freeze-dried pharmaceutical composition is equal to the size (Z _average ) and/or size distribution and/or PDI of the LNPs before freeze-drying. In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), the PDI of the LNPs after thawing the frozen pharmaceutical composition or after reconstituting the freeze-dried pharmaceutical composition is less than 0.3, preferably less than 0.2, more preferably less than 0.1, such as less than 0.05.

In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), the size (Z _average ) of the LNPs after thawing the frozen pharmaceutical composition or after reconstituting the freeze-dried pharmaceutical composition is between about 50 nm and about 500 nm and (i) the size (Z _average ) and/or size distribution and/or PDI of the LNPs after thawing the frozen pharmaceutical composition is equal to the size (Z _average ) and/or size distribution and/or PDI of the LNPs before freezing or (ii) the size (Z _average ) and/or size distribution and/or PDI of the LNPs after reconstituting the freeze-dried pharmaceutical composition is equal to the size (Z _averag e) and/or size distribution and/or PDI of the LNPs before freeze-drying. In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1 ) to (45) listed above for the eighth aspect), the size (Z _average ) of the LNPs after thawing the frozen pharmaceutical composition or after reconstituting the freeze-dried pharmaceutical composition is between about 50 nm and about 500 nm and the PDI of the LNPs after thawing the frozen pharmaceutical composition or after reconstituting the freeze-dried pharmaceutical composition is less than 0.3 (preferably less than 0.2, more preferably less than 0.1, such as less than 0.05).

In one embodiment of the eighth aspect (in particular in one embodiment of the above first, second, third or fourth subgroup of the eighth aspect, such as in any of the embodiments (1) to (45) listed above for the eighth aspect), wherein the pharmaceutical composition is in freeze-dried form, the pharmaceutical composition is substantially free of water. For example, the pharmaceutical composition may comprise less than 1 .0% by weight water, such as less than 0.8% by weight, less than 0.7% by weight, less than 0.6% by weight, less than 0.5% by weight, less than 0.4% by weight, less than 0.3% by weight, less than 0.2% by weight, or less than 0.1% by weight water, based on the total weight of the pharmaceutical composition.

It is understood that any embodiment described herein in the context of the first, second, third, fourth, fifth, sixth, or seventh aspect may also apply to any embodiment of the eighth aspect.

In a ninth aspect, the present disclosure provides a pharmaceutical composition of any one of the third, fourth, seventh, and eighth aspect for use in therapy.

It is understood that any embodiment described herein in the context of the first, second, third, fourth, fifth, sixth, seventh, or eighth aspect may also apply to any embodiment of the ninth aspect.

In a tenth aspect, the present disclosure provides a pharmaceutical composition of any one of the third, fourth, seventh, and eighth aspect for use in inducing an immune response.

It is understood that any embodiment described herein in the context of the first, second, third, fourth, fifth, sixth, seventh, eighth, or ninth aspect may also apply to any embodiment of the tenth aspect.

The methods claimed in the present invention allow to stabilize LNP compositions comprising mRNA and a cationically ionizable lipid, where the product activity and quality are maintained. In particular, product characteristics such as particle size, integrity of components, activity and safety of the product should be maintained for a storage time of at least 12 months, better 24 months, even better 36 months.

Further itemised embodiments are as follows:

1. A method for preparing a pharmaceutical composition comprising the steps:

(I) preparing a formulation comprising lipid nanoparticles (LNPs), wherein the LNPs comprise a cationically ionizable lipid and mRNA, and wherein one or more of the following applies:

(i) step (I) does not comprise adding NaCl and/or KC1;

(ii) the pH of the formulation is lower than the pKa of the cationically ionizable lipid;

(iii) the formulation is substantially free of citric anions;

(iv) the formulation is substantially free of inorganic phosphate anions; and

(II) freezing the formulation to about -10°C or below thereby obtaining the pharmaceutical composition in frozen form.

2. The method of item 1, further comprising the step (III) freeze-drying the frozen formulation, thereby obtaining the pharmaceutical composition in freeze-dried form. 3. The method of item 1 or 2, wherein the pH of the formulation is lower than the pK _a of the cationically ionizable lipid.

4. The method of item 1 or 2, wherein the formulation is substantially free of citric anions.

5. The method of item 1 or 2, wherein the formulation is substantially free of inorganic phosphate anions.

6. The method of item 1 or 2, wherein the pH of the formulation is lower than the pK _a of the cationically ionizable lipid and the formulation is substantially free of citric anions.

7. The method of item 1 or 2, wherein the pH of the formulation is lower than the pKa of the cationically ionizable lipid and the formulation is substantially free of inorganic phosphate anions.

8. The method of item 1 or 2, wherein the formulation is substantially free of citric anions and substantially free of inorganic phosphate anions.

9. The method of item 1 or 2, wherein the pH of the formulation is lower than the pK _a of the cationically ionizable lipid, and the formulation is substantially free of citric anions and substantially free of inorganic phosphate anions.

10. The method of any one of items 1 to 9, wherein step (I) does not comprise adding NaCL

11. The method of any one of items 1 to 9, wherein step (I) does not comprise adding K.C1.

12. The method of any one of items 1 to 9, wherein step (I) does not comprise adding NaCl and KC1.

13. The method of any one of items 1 to 12, wherein the formulation comprises a buffer system and/or a cryoprotectant.

14. The method of any one of items 1 to 12, wherein the formulation comprises a buffer system and the pH of the formulation is lower than the pKa of the cationically ionizable lipid. The method of any one of items 1 to 12, wherein the formulation comprises a cryoprotectant and the pH of the formulation is lower than the pKa of the cationically ionizable lipid. The method any one of items 1 to 12, wherein the pH of the formulation is lower than the pKa of the cationically ionizable lipid and the formulation comprises a buffer system and a cryoprotectant. The method any one of items 1 to 12, wherein the formulation comprises a buffer system and is substantially free of citric anions. The method any one of items 1 to 12, wherein the formulation comprises a cryoprotectant and is substantially free of citric anions. The method any one of items 1 to 12, wherein the formulation is substantially free of citric anions and comprises a buffer system and a cryoprotectant. The method any one of items 1 to 12, wherein the formulation comprises a buffer system and is substantially free of inorganic phosphate anions. The method any one of items 1 to 12, wherein the formulation comprises a cryoprotectant and is substantially free of inorganic phosphate anions. The method any one of items 1 to 12, wherein the formulation is substantially free of inorganic phosphate anions and comprises a buffer system and a cryoprotectant. The method any one of items 1 to 12, wherein the formulation comprises a buffer system and is substantially free of citric anions and substantially free of inorganic phosphate anions. The method any one of items 1 to 12, wherein the formulation comprises a cryoprotectant and is substantially free of citric anions and substantially free of inorganic phosphate anions. The method any one of items 1 to 12, wherein the formulation is substantially free of citric anions and substantially free of inorganic phosphate anions and comprises a buffer system and a cryoprotectant. The method any one of items 1 to 12, wherein the formulation comprises a buffer system, the pH of the formulation is lower than the pKa of the cationically ionizable lipid, and the formulation is substantially free of citric anions and/or substantially free of inorganic phosphate anions.

27. The method any one of items 1 to 12, wherein the formulation comprises a cryoprotectant, the pH of the formulation is lower than the pK _a of the cationically ionizable lipid, and the formulation is substantially free of citric anions and/or substantially free of inorganic phosphate anions.

28. The method any one of items 1 to 12, wherein the formulation comprises a buffer system and a cryoprotectant, the pH of the formulation is lower than the pK _a of the cationically ionizable lipid, and the formulation is substantially free of citric anions and/or substantially free of inorganic phosphate anions.

29. The method of any one of items 1 to 28 wherein the pH of the formulation is at most 6.5, preferably at most 6.0.

30. The method of any one of items 13 to 29, wherein the buffer system comprises water and a buffering substance.

31. The method of any one of items 13 to 30, wherein the buffer system comprises any one of HEPES, histidine, Tris, and acetic acid as buffering substance.

32. The method of any one of items 13 to 31, wherein the buffer system comprises any one of HEPES, histidine, and Tris as buffering substance.

33. The method of any one of items 13 to 32, wherein the buffer system comprises HEPES as buffering substance.

34. The method of any one of items 13 to 33, wherein the concentration of the buffer in the formulation is at most 50 mM, preferably at most 40 mM, more preferably at most 20 mM.

35. The method of any one of items 13 to 34, wherein the cryoprotectant comprises one or more carbohydrates.

36. The method of any one of items 13 to 35, wherein the cryoprotectant comprises sucrose, trehalose, glucose, or a combination thereof. The method of any one of items 13 to 36, wherein the cryoprotectant comprises sucrose and/or trehalose. The method of any one of items 13 to 37, wherein the concentration of the cryoprotectant in the formulation is at least 1% w/v. The method of any one of items 13 to 38, wherein the buffer system comprises HEPES as buffering substance and the cryoprotectant comprises sucrose and/or trehalose. The method of any one of items 1 to 39, wherein the formulation further comprises a poloxamer. The method of item 33 or 39, wherein the formulation does not comprise a poloxamer. The method of any one of items 1 to 41, wherein the cationically ionizable lipid comprises a head group which includes at least one nitrogen atom which is capable of being protonated under physiological conditions. The method of any one of items 1 to 42, wherein the cationically ionizable lipid has the structure of Formula (I): or a pharmaceutically acceptable salt, tautomer, prodrug or stereoisomer thereof, wherein: one of L ¹ or I? is O(C=O)-, -(C=O)O-, -C(=O)-, -O-, -S(O) _X -, -S-S-, -C(=O)S-, SC(=O)-, -NR ^a C(=O)-, -C(=O)NR ^a -, NR ^a C(=O)NR ^a -, -OC(=O)NR ^a - or -NR ^a C(=O)O-, and the other of L ¹ or L ² is -O(C=O)-, -(C=O)O-, -C(=O)-, -O-, -S(O) _X -, -S-S-, -C(=O)S-, SC(=O)-, -NR ^a C(=O)-, -C(=O)NR ^a -, NR ^a C(=O)NR ^a -, -OC(=O)NR ^a - or -NR ^a C(=O)O- or a direct bond; G ¹ and G ² are each independently unsubstituted C ₁ -C ₁₂ alkylene or C ₂ -C ₁₂ alkenylene;

G ³ is C ₁ -C ₂₄ alkylene, C ₂ -C ₂₄ alkenylene, C ₃ -C ₈ cycloalkylene, C ₃ -C ₈ cycloalkenylene;

R ^a is H or C ₁ -C ₁₂ alkyl;

R ¹ and R ² are each independently C ₆ -C ₂₄ alkyl or C ₆ -C ₂₄ alkenyl;

R ³ is H, OR ⁵ , CN, -C(=O)OR ⁴ , -OC(=O)R ⁴ or -~NR ⁵ C(=O)R ⁴ ;

R ⁴ is C ₁ -C ₁₂ alkyl;

R ⁵ is H or C ₁ -C ₆ alkyl; and x is 0, 1 or 2. 44. The method of any one of items 1 to 43, wherein the cationically ionizable lipid is selected from the structures 1-1 to 1-36 shown herein.

45. The method of any one of items 1 to 42, wherein the cationically ionizable lipid is selected from the structures A to F shown herein.

46. The method of any one of items 1 to 42, wherein the cationically ionizable lipid is selected from the group consisting of N,N-dimethyl-2,3-dioleyloxypropylamine (DODMA), l,2-dioleoyl-3- dimethylammonium-propane (DODAP), heptatriaconta-6,9,28,31 -tetraen-19-yl-4-

(dimethylamino)butanoate (DLin-MC3-DMA), and 4-((di((9Z,12Z)-octadeca-9,12-dien-l- yl)amino)oxy)-N,N-dimethyl-4-oxobutan-l-amine (DPL-14).

47. The method of any one of items 1 to 46, wherein the LNPs further comprise one or more additional lipids, preferably selected from the group consisting of polymer conjugated lipids, neutral lipids, steroids, and combinations thereof.

48. The method of any one of items 1 to 47, wherein the LNPs comprise the cationically ionizable lipid, a polymer conjugated lipid, a neutral lipid, and a steroid.

49. The method of item 47 or 48, wherein the polymer conjugated lipid comprises a pegylated lipid.

50. The method of item 49, wherein the pegylated lipid has the following structure: or a pharmaceutically acceptable salt, tautomer or stereoisomer thereof, wherein:

R ¹² and R ¹³ are each independently a straight or branched, saturated or unsaturated alkyl chain containing from 10 to 30 carbon atoms, wherein the alkyl chain is optionally interrupted by one or more ester bonds; and w has a mean value ranging from 30 to 60.

51. The method of item 47 or 48, wherein the polymer conjugated lipid comprises a polysarcosinelipid conjugate or a conjugate of polysarcosine and a lipid-like material.

52. The method of item 51 , wherein the polysarcosine-lipid conjugate or conjugate of polysarcosine and a lipid-like material is a member selected from the group consisting of a polysarcosinediacylglycerol conjugate, a polysarcosine-dialkyloxypropyl conjugate, a polysarcosinephospholipid conjugate, a polysarcosine-ceramide conjugate, and a mixture thereof. The method of any one of items 47 to 52, wherein the neutral lipid is a phospholipid, preferably selected from the group consisting of phosphatidylcholines, phosphatidylethanolamines, phosphatidylglycerols, phosphatidic acids, phosphatidylserines or sphingomyelins. The method of item 53, wherein the phospholipid is selected from the group consisting of distearoylphosphatidylcholine (DSPC), dioleoylphosphatidylcholine (DOPC), dimyristoylphosphatidylcholine (DMPC), dipentadecanoylphosphatidylcholine, dilauroylphosphatidylcholine, dipalmitoylphosphatidylcholine (DPPC), diarachidoylphosphatidylcholine (DAPC), dibehenoylphosphatidylcholine (DBPC), ditricosanoylphosphatidylcholine (DTPC), dilignoceroylphatidylcholine (DLPC), palmitoyloleoyl-phosphatidylcholine (POPC), 1 ,2-di-O-octadecenyl-sn-glycero-3- phosphocholine (18:0 Diether PC), l-oleoyl-2-cholesterylhemisuccinoyl-sn-glycero-3- phosphocholine (OChemsPC), l-hexadecyl-sn-glycero-3 -phosphocholine (C16 Lyso PC), dioleoylphosphatidylethanolamine (DOPE), distearoyl-phosphatidylethanolamine (DSPE), dipalmitoyl-phosphatidylethanolamine (DPPE), dimyristoyl-phosphatidylethanolamine (DMPE), dilauroyl-phosphatidylethanolamine (DLPE), and diphytanoyl- phosphatidylethanolamine (DPyPE). The method of any one of items 47 to 54, wherein the steroid comprises a sterol such as cholesterol. The method of any one of items 1 to 55, wherein the formulation further comprises a chelating agent. The method of item 56, wherein the concentration of the chelating agent in the formulation is at most 20 mM, preferably at most 10 mM, more preferably at most 5 mM. The method of item 56 or 57, wherein the chelating agent is EDTA. The method of any one of items 1 to 55, wherein the formulation does not comprise a chelating agent. The method of any one of items 1 to 59, wherein the ratio of cationically ionizable lipid to mRNA is between 2: 1 and 12:1. 61. The method of any one of items 1 to 60, wherein the mRNA is encapsulated within or associated with the LNPs.

62. The method of any one of items 1 to 61, wherein the mRNA comprises a modified nucleoside in place of uridine.

63. The method of item 62, wherein the modified nucleoside is selected from pseudouridine (\|/), Nl-methyl-pseudouridine (inly), and 5-methyl-uridine (m5U).

64. The method of any one of items 1 to 63, wherein the mRNA comprises a 5’ cap.

65. The method of any one of items 1 to 64, wherein the mRNA comprises a 5’ UTR.

66. The method of any one of items 1 to 65, wherein the mRNA comprises a 3’ UTR.

67. The method of any one of items 1 to 66, wherein the mRNA comprises a poly-A sequence.

68. The method of item 67, wherein the poly-A sequence comprises at least 100 nucleotides.

69. The method of any one of items 1 to 68, wherein the mRNA encodes one or more polypeptides.

70. The method of item 69, wherein the one or more polypeptides comprise an epitope for inducing an immune response against an antigen in a subject.

71. The method of item 69 or 70, wherein the mRNA encodes an amino acid sequence comprising a SARS-CoV-2 S protein, an immunogenic variant thereof, or an immunogenic fragment of the SARS-CoV-2 S protein or the immunogenic variant thereof.

72. The method of any one of items 1 to 71, wherein the formulation is frozen to a temperature ranging from about -30°C to about -10°C, such as from about -25°C to about -15°C or from about -25°C to about -20°C, or a temperature of about -20°C.

73. The method of any one of items 2 to 72, wherein the frozen formulation is freeze-dried until the pharmaceutical composition is substantially free of water contained in the frozen formulation.

74. The method of item 73, wherein the frozen formulation is freeze-dried until the pharmaceutical composition comprises less than 1.0% by weight water. The method of any one of items 1 to 74, wherein step (I) comprises (a) preparing an mRNA solution containing water and a buffering system; (b) preparing an ethanolic solution comprising the cationically ionizable lipid and, if present, one or more additional lipids; and (c) mixing the mRNA solution prepared under (a) with the ethanolic solution prepared under (b), thereby preparing the formulation comprising LNPs. The method of any one of items 1 to 74, wherein step (I) comprises (a’) preparing liposomes or a colloidal preparation of the cationically ionizable lipid and, if present, one or more additional lipids in an aqueous phase; and (b’) preparing an mRNA solution containing water and a buffering system; and (c’) mixing the liposomes or colloidal preparation prepared under (a’) with the mRNA solution prepared under (b’). The method of item 75 or 76, wherein step (I) further comprises one or more steps selected from diluting and filtrating, such as tangential flow filtrating, after step (c) or (c’). A method of storing a pharmaceutical composition, comprising preparing a pharmaceutical composition according to the method of any one of items 1 to 77 and storing the pharmaceutical composition at a temperature ranging from about -30°C to about -10°C, such as from about - 25°C to about -15°C or from about -25°C to about -20°C, or a temperature of about -20°C. The method of item 78, wherein storing the pharmaceutical composition is for at least 3 months, preferably at least 12 months, more preferably at least 24 months, more preferably at least 36 months. A frozen pharmaceutical composition preparable by the method of any one of items 1 to 79. The pharmaceutical composition of item 80, wherein the size (Z _average ) of the LNPs after thawing the frozen pharmaceutical composition is between about 50 nm and about 500nm. The pharmaceutical composition of item 80 or 81, wherein the size (Z _average ) and/or size distribution and/or polydispersity index (PDI) of the LNPs after thawing the frozen pharmaceutical composition is equal to the size (Z _average ) and/or size distribution and/or PDI of the LNPs before freezing. A freeze-dried pharmaceutical composition preparable by the method of any one of items 2 to 79. The pharmaceutical composition of item 83, wherein the size (Z _av era _g e) of the LNPs after reconstituting the freeze-dried pharmaceutical composition is between about 50 nm and about 500 nm. The pharmaceutical composition of item 83 or 84, wherein the size (Z _avcra ge) and/or size distribution and/or PDI of the LNPs after reconstituting the freeze-dried pharmaceutical composition is equal to the size (Z _average ) and/or size distribution and/or PDI of the LNPs before freeze-drying. A method for preparing a ready-to-use pharmaceutical composition, the method comprising the steps of providing a frozen pharmaceutical composition prepared by the method of any one of items 1 to 79 and thawing the frozen pharmaceutical composition thereby obtaining the ready- to-use pharmaceutical composition. A method for preparing a ready-to-use pharmaceutical composition, the method comprising the steps of providing a freeze-dried pharmaceutical composition prepared by the method of any one of items 2 to 79 and reconstituting the frozen pharmaceutical composition thereby obtaining the ready-to-use pharmaceutical composition. A ready-to-use pharmaceutical composition preparable by the method of item 86 or 87. A pharmaceutical composition comprising LNPs, wherein the LNPs comprise a cationically ionizable lipid and mRNA, and wherein one or more of the following applies:

(i) the pharmaceutical composition comprises NaCl and KC1 at a combined amount of less than 10% by weight, based on the total amount of lipids and mRNA in the pharmaceutical composition;

(ii) the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid;

(iii) the pharmaceutical composition is substantially free of citric anions;

(iv) the pharmaceutical composition is substantially free of inorganic phosphate anions, wherein the pharmaceutical composition is frozen form or freeze-dried form. The pharmaceutical composition of item 89, which comprises NaCl and KC1 at a combined amount of less than 5% by weight, preferably less than 1% by weight, based on the total weight of lipids and mRNA in the pharmaceutical composition. The pharmaceutical composition of item 89 or 90, wherein the pH of the formulation, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid. The pharmaceutical composition of item 89 or 90, wherein the pharmaceutical composition is substantially free of citric anions. The pharmaceutical composition of item 89 or 90, wherein the pharmaceutical composition is substantially free of inorganic phosphate anions. The pharmaceutical composition of item 89 or 90, wherein

(1) the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid and the pharmaceutical composition is substantially free of citric anions;

(2) the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pK _a of the cationically ionizable lipid and the pharmaceutical composition is substantially free of inorganic phosphate anions;

(3) the pharmaceutical composition is substantially free of citric anions and substantially free of inorganic phosphate anions; or

(4) the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid, and the pharmaceutical composition is substantially free of citric anions and substantially free of inorganic phosphate anions. The pharmaceutical composition of any one of items 89 to 94, wherein

( 1 ) the pharmaceutical composition comprises a buffer system and/or a cryoprotectant;

(2) the pharmaceutical composition comprises a buffer system and the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pK _a of the cationically ionizable lipid;

(3) the pharmaceutical composition comprises a cryoprotectant and the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pK _a of the cationically ionizable lipid;

(4) the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pK _a of the cationically ionizable lipid and the pharmaceutical composition comprises a buffer system and a cryoprotectant;

(5) the pharmaceutical composition comprises a buffer system and is substantially free of citric anions;

(6) the pharmaceutical composition comprises a cryoprotectant and is substantially free of citric anions; (7) the pharmaceutical composition is substantially free of citric anions and comprises a buffer system and a cryoprotectant;

(8) the pharmaceutical composition comprises a buffer system and is substantially free of inorganic phosphate anions;

(9) the pharmaceutical composition comprises a cryoprotectant and is substantially free of inorganic phosphate anions;

(10) the pharmaceutical composition is substantially free of inorganic phosphate anions and comprises a buffer system and a cryoprotectant;

(11) the pharmaceutical composition comprises a buffer system and is substantially free of citric anions and substantially free of inorganic phosphate anions;

(12) the pharmaceutical composition comprises a cryoprotectant and is substantially free of citric anions and substantially free of inorganic phosphate anions;

(13) the pharmaceutical composition is substantially free of citric anions and substantially free of inorganic phosphate anions and comprises a buffer system and a cryoprotectant;

(14) the pharmaceutical composition comprises a buffer system, the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pKa of the cationically ionizable lipid, and the pharmaceutical composition is substantially free of citric anions and/or substantially free of inorganic phosphate anions;

(15) the pharmaceutical composition comprises a cryoprotectant, the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pK _a of the cationically ionizable lipid, and the pharmaceutical composition is substantially free of citric anions and/or substantially free of inorganic phosphate anions; or

(16) the pharmaceutical composition comprises a buffer system and a cryoprotectant, the pH of the pharmaceutical composition, when in an aqueous liquid form, is lower than the pK _a of the cationically ionizable lipid, and the pharmaceutical composition is substantially free of citric anions and/or substantially free of inorganic phosphate anions.

96. The pharmaceutical composition of any one of items 89 to 95, wherein the pH of the pharmaceutical composition, when in an aqueous liquid form, is at most 6.5, preferably at most 6.0.

97. The pharmaceutical composition of item 95 or 96, wherein the buffer system comprises water and a buffering substance.

98. The pharmaceutical composition of any one of items 95 to 97, wherein the buffer system comprises any one of HEPES, histidine, Tris, and acetic acid as buffering substance. 99. The pharmaceutical composition of any one of items 95 to 98, wherein the buffer system comprises any one of HEPES, histidine, and Tris as buffering substance.

100. The pharmaceutical composition of any one of items 95 to 99, wherein the buffer system comprises HEPES as buffering substance.

101. The pharmaceutical composition of any one of items 95 to 100, wherein the amount of the buffer in the pharmaceutical composition is at most 4 mmol, preferably at most 3.6 mmol, more preferably at most 1.8 mmol, per g of the total weight of lipids and mRNA in the pharmaceutical composition.

102. The pharmaceutical composition of any one of items 95 to 101, wherein the cryoprotectant comprises one or more carbohydrates.

103. The pharmaceutical composition of any one of items 95 to 102, wherein the cryoprotectant comprises sucrose, trehalose, glucose, or a combination thereof.

104. The pharmaceutical composition of any one of items 95 to 103, wherein the cryoprotectant comprises sucrose and/or trehalose.

105. The pharmaceutical composition of any one of items 95 to 104, wherein the amount of the cryoprotectant in the pharmaceutical composition is at least 80% by weight, based on (i) the total amount of the pharmaceutical composition without any solvent contained in the pharmaceutical composition if the pharmaceutical composition is in frozen form, or (ii) the total amount of the pharmaceutical composition if the pharmaceutical composition is in freeze-dried form.

106. The pharmaceutical composition of any one of items 95 to 105, wherein the buffer system comprises HEPES as buffering substance and the cryoprotectant comprises sucrose and/or trehalose.

107. The pharmaceutical composition of any one of items 89 to 106, wherein the pharmaceutical composition further comprises a poloxamer.

108. The pharmaceutical composition of item 100 or 106, wherein the formulation does not comprise a poloxamer. 109. The pharmaceutical composition of any one of items 89 to 108, wherein the cationically ionizable lipid comprises a head group which includes at least one nitrogen atom which is capable of being protonated under physiological conditions.

110. The pharmaceutical composition of any one of items 89 to 109, wherein the cationically ionizable lipid has the structure of Formula (I): or a pharmaceutically acceptable salt, tautomer, prodrug or stereoisomer thereof, wherein: one of L ¹ or I? is -O(C=O)-, -(C=O)O-, -C(=O)-, -O-, -S(O) _X -, -S-S-, -C(=O)S-, SC(=O)-, -NR ^a C(=O)-, -C(=O)NR ^a -, NR ^a C(=O)NR ^a -, -OC(=O)NR ^a - or -NR ^a C(=O)O-, and the other of L’ or L ² is -O(C=O)-, -(C=O)O-, -C(=O)-, -O-, -S(O) _X -, -S-S-, -C(=O)S-, SC(=O)-, -NR ^a C(=O)-, -C(=O)NR ^a -, NR ^a C(=O)NR ^a -, -OC(=O)NR ^a - or -NR ^a C(=O)O- or a direct bond;

G ¹ and G ² are each independently unsubstituted C ₁ -C ₁₂ alkylene or C ₂ -C ₁₂ alkenylene;

G ³ is C ₁ -C ₂₄ alkylene, C ₂ -C ₂₄ alkenylene, C3-C8 cycloalkylene, Cj-Cg cycloalkenylene;

R ^a is H or C ₁ -C ₁₂ alkyl;

R ¹ and R ² are each independently C ₆ -C ₂₄ alkyl or C ₆ -C ₂₄ alkenyl;

R ³ is H, OR ⁵ , CN, -C(=O)OR ⁴ , -OC(=O)R ⁴ or -NR ⁵ C(=O)R ⁴ ;

R ⁴ is C ₁ -C ₁₂ alkyl;

R ⁵ is H or C ₁ -C ₆ alkyl; and x is 0, 1 or 2.

111. The pharmaceutical composition of any one of items 89 to 110, wherein the cationically ionizable lipid is selected from the structures 1-1 to 1-36 shown herein.

112. The pharmaceutical composition of any one of items 89 to 109, wherein the cationically ionizable lipid is selected from the structures A to F shown herein.

113. The pharmaceutical composition of any one of items 89 to 109, wherein the cationically ionizable lipid is selected from the group consisting of N,N-dimethyl-2,3- dioleyloxypropylamine (DODMA), 1 ,2-dioleoyl-3-dimethylammonium-propane (DODAP), heptatriaconta-6,9,28,31 -tetraen-19-yl-4-(dimethylamino)butanoate (DLin-MC3-DMA), and 4- ((di((9Z, 12Z)-octadeca-9, 12-dien- 1 -yl)amino)oxy)-N,N-dimethyl-4-oxobutan- 1 -amine (DPL- 14). 114. The pharmaceutical composition of any one of items 89 to 113, wherein the LNPs further comprise one or more additional lipids, preferably selected from the group consisting of polymer conjugated lipids, neutral lipids, steroids, and combinations thereof.

115. The pharmaceutical composition of any one of items 89 to 114, wherein the LNPs comprise the cationically ionizable lipid, a polymer conjugated lipid, a neutral lipid, and a steroid.

116. The pharmaceutical composition of item 114 or 115, wherein the polymer conjugated lipid comprises a pegylated lipid.

117. The pharmaceutical composition of item 116, wherein the pegylated lipid has the following structure: or a pharmaceutically acceptable salt, tautomer or stereoisomer thereof, wherein:

R ¹² and R ¹³ are each independently a straight or branched, saturated or unsaturated alkyl chain containing from 10 to 30 carbon atoms, wherein the alkyl chain is optionally interrupted by one or more ester bonds; and w has a mean value ranging from 30 to 60.

118. The pharmaceutical composition of item 114 or 115, wherein the polymer conjugated lipid comprises a polysarcosine-lipid conjugate or a conjugate of polysarcosine and a lipid-like material.

119. The pharmaceutical composition of item 118, wherein the polysarcosine-lipid conjugate or conjugate of polysarcosine and a lipid-like material is a member selected from the group consisting of a polysarcosine-diacylglycerol conjugate, a polysarcosine-dialkyloxypropyl conjugate, a polysarcosine-phospholipid conjugate, a polysarcosine-ceramide conjugate, and a mixture thereof.

120. The pharmaceutical composition of any one of items 114 to 119, wherein the neutral lipid is a phospholipid, preferably selected from the group consisting of phosphatidylcholines, phosphatidylethanolamines, phosphatidylglycerols, phosphatidic acids, phosphatidylserines or sphingomyelin. 121. The pharmaceutical composition of item 120, wherein the phospholipid is selected from the group consisting of distearoylphosphatidylcholine (DSPC), dioleoylphosphatidylcholine

(DOPC), dimyristoylphosphatidylcholine (DMPC), dipentadecanoylphosphatidylcholine, dilauroylphosphatidylcholine, dipalmitoylphosphatidylcholine (DPPC), diarachidoylphosphatidylcholine (DAPC), dibehenoylphosphatidylcholine (DBPC), ditricosanoylphosphatidylcholine (DTPC), dilignoceroylphatidylcholine (DLPC), palmitoyloleoyl-phosphatidylcholine (POPC), 1 ,2-di-O-octadecenyl-sn-glycero-3- phosphocholine (18:0 Diether PC), l-oleoyl-2-cholesterylhemisuccinoyl-sn-glycero-3- phosphocholine (OChemsPC), l-hexadecyl-sn-glycero-3 -phosphocholine (Cl 6 Lyso PC), dioleoylphosphatidylethanolamine (DOPE), distearoyl-phosphatidylethanolamine (DSPE), dipalmitoyl-phosphatidylethanolamine (DPPE), dimyristoyl-phosphatidylethanolamine (DMPE), dilauroyl-phosphatidylethanolamine (DLPE), and diphytanoyl- phosphatidylethanolamine (DPyPE).

122. The pharmaceutical composition of any one of items 114 to 121, wherein the steroid comprises a sterol such as cholesterol.

123. The pharmaceutical composition of any one of items 89 to 122, wherein the pharmaceutical composition further comprises a chelating agent.

124. The pharmaceutical composition of item 123, wherein the amount of the chelating agent in the pharmaceutical composition is at most 0.8 mmol, preferably at most 0.4 mmol, more preferably at most 0.2 mmol, per g of the total weight of lipids and mRNA in the pharmaceutical composition.

125. The pharmaceutical composition of item 123 or 124, wherein the chelating agent is EDTA.

126. The pharmaceutical composition of any one of items 89 to 122, wherein the pharmaceutical composition does not comprise a chelating agent.

127. The pharmaceutical composition of any one of items 89 to 126, wherein the ratio of cationically ionizable lipid to mRNA is between 2: 1 and 12:1.

128. The pharmaceutical composition of any one of items 89 to 127, wherein the mRNA is encapsulated within or associated with the LNPs. 129. The pharmaceutical composition of any one of items 89 to 128, wherein the mRNA comprises a modified nucleoside in place of uridine.

130. The pharmaceutical composition of item 129, wherein the modified nucleoside is selected from pseudouridine (t|i), Nl-methyl-pseudouridine (mli|/), and 5-methyl-uridine (m5U).

131. The pharmaceutical composition of any one of items 89 to 130, wherein the mRNA comprises a 5’ cap.

132. The pharmaceutical composition of any one of items 89 to 131, wherein the mRNA comprises a 5’ UTR.

133. The pharmaceutical composition of any one of items 89 to 132, wherein the mRNA comprises a 3’ UTR.

134. The pharmaceutical composition of any one of items 89 to 133, wherein the mRNA comprises a poly-A sequence.

135. The pharmaceutical composition of item 134, wherein the poly-A sequence comprises at least 100 nucleotides.

136. The pharmaceutical composition of any one of items 89 to 135, wherein the mRNA encodes one or more polypeptides.

137. The pharmaceutical composition of item 136, wherein the one or more polypeptides comprise an epitope for inducing an immune response against an antigen in a subject.

138. The pharmaceutical composition of item 136 or 137, wherein the mRNA encodes an amino acid sequence comprising a SARS-CoV-2 S protein, an immunogenic variant thereof, or an immunogenic fragment of the SARS-CoV-2 S protein or the immunogenic variant thereof.

139. The pharmaceutical composition of any one of items 89 to 138, wherein the frozen pharmaceutical composition is frozen and storable at a temperature ranging from about -30°C to about -KFC, such as from about -25°C to about -15°C, or a temperature of about -20°C, or the freeze-dried pharmaceutical composition is storable at a temperature ranging from about -25° to about room temperature, such as from about -15°C to about 8°C, from about -KFC to about 2°C or from about -5°C to about 0°C. 140. The pharmaceutical composition of any one of items 89 to 139, wherein the size (Z _average ) of the LNPs after thawing the frozen pharmaceutical composition or after reconstituting the freeze- dried pharmaceutical composition is between about 50 nm and about 500 nm.

141. The pharmaceutical composition of any one of items 89 to 140, wherein (i) the size (Z _avcra ge) and/or size distribution and/or PDI of the LNPs after thawing the frozen pharmaceutical composition is equal to the size (Z _average ) and/or size distribution and/or PDI of the LNPs before freezing or (ii) the size (Z _average ) and/or size distribution and/or PDI of the LNPs after reconstituting the freeze-dried pharmaceutical composition is equal to the size (Z _average ) and/or size distribution and/or PDI of the LNPs before freeze-drying.

142. A pharmaceutical composition of any one of items 80 to 85 and 88 to 141 for use in therapy. 143. A pharmaceutical composition of any one of items 80 to 85 and 88 to 141 for use in inducing an immune response.

Further aspects of the present disclosure are disclosed herein.

Brief description of the Figures

Figure 1 shows the results from (A) freezing of six LNP compositions comprising LNPs at -20°C and (B) their storage for different freeze/thaw cycles, wherein the compositions differ in the buffer system used when preparing the LNPs.

Figure 2 shows the results from (A) freezing of three lipoplex compositions at -20°C and (B) storage for different freeze/thaw cycles, wherein the compositions differ in the buffer system used when preparing the compositions.

Figure 3 shows the results from (A) freezing of three lipoplex compositions at -20°C and (B) storage for different freeze/thaw cycles, wherein the compositions comprise a poloxamer but differ in the buffer system used when preparing the compositions.

Figure 4 shows the results from (A) freezing of four LNP compositions comprising LNPs at -20°C and (B) storage for different freeze/thaw cycles, wherein the four compositions differ in the cationically ionizable lipid used when preparing the compositions (DODMA, MC3-DMA, or DPL-14).

Figure 5 shows the results from (A) freezing of three LNP compositions comprising LNPs at -20°C and (B) storage for different freeze/thaw cycles, wherein compositions differ in their N/P ratio.

Figure 6 shows the results from (A) freezing of two LNP compositions comprising LNPs at -20°C and (B) storage for different freeze/thaw cycles, wherein the compositions differ in the acid used when preparing the compositions.

Figure 7 shows the results from the storage of three LNP compositions LNPs at -20°C, wherein the compositions differ in the pH used when preparing the compositions.

Figure 8 shows the results from the storage of four LNP compositions LNPs at -20°C, wherein the compositions differ in the amount of EDTA present in the compositions.

Figure 9 shows the freeze drying cycle applied for the stabilization of the LNPs in dehydrated state.

Figure 10 shows the long term stability of freeze-dried LNPs as a function of particle size at a temperature of (A) 4°C, (B) 25°C, or (C) 40°C.

Figure 11 shows the effect of freeze-drying on the properties of the LNPs as a function of the buffer system used. Figure 12 shows the effect of freezing on the properties of lipoplexes dispersed in aqueous medium containing varying amounts of sucrose at -20°C.

Detailed Description of the Invention

Although the present disclosure is further described in more detail below, it is to be understood that this disclosure is not limited to the particular methodologies, protocols and reagents described herein as these may vary. It is also to be understood that the terminology used herein is for the purpose of describing particular embodiments only, and is not intended to limit the scope of the present disclosure which will be limited only by the appended claims. Unless defined otherwise, all technical and scientific terms used herein have the same meanings as commonly understood by one of ordinary skill in the art.

In the following, the elements of the present disclosure will be described in more detail. These elements are listed with specific embodiments, however, it should be understood that they may be combined in any manner and in any number to create additional embodiments. The variously described examples and preferred embodiments should not be construed to limit the present disclosure to only the explicitly described embodiments. This description should be understood to support and encompass embodiments which combine the explicitly described embodiments with any number of the disclosed and/or preferred elements. Furthermore, any permutations and combinations of all described elements in this application should be considered disclosed by the description of the present application unless the context indicates otherwise. For example, if in a preferred embodiment the formulation (or pharmaceutical composition) comprises a cryoprotectant and in another preferred embodiment the cationically ionizable lipid is DODMA, then in a further preferred embodiment the formulation (or pharmaceutical composition) comprises a cryoprotectant and the cationically ionizable lipid DODMA.

Preferably, the terms used herein are defined as described in "A multilingual glossary of biotechnological terms: (IUPAC Recommendations)", H.G.W. Leuenberger, B. Nagel, and H. Kolbl, Eds., Helvetica Chimica Acta, CH-4010 Basel, Switzerland, (1995).

The practice of the present disclosure will employ, unless otherwise indicated, conventional chemistry, biochemistry, cell biology, immunology, and recombinant DNA techniques which are explained in the literature in the field (cf., e.g., Organikum, Deutscher Verlag der Wissenschaften, Berlin 1990; Streitwieser/Heathcook, "Organische Chemie", VCH, 1990; Beyer/Walter, "Lehrbuch der Organischen Chemie", S. Hirzel Verlag Stuttgart, 1988; Carey/Sundberg, "Organische Chemie", VCH, 1995; March, "Advanced Organic Chemistry", John Wiley & Sons, 1985; Rompp Chemie Lexikon, Falbe/Regitz (Hrsg.), Georg Thieme Verlag Stuttgart, New York, 1989; Molecular Cloning: A Laboratory Manual, 2nd Edition, J. Sambrook et al. eds., Cold Spring Harbor Laboratory Press, Cold Spring Harbor 1989. Throughout this specification and the claims which follow, unless the context requires otherwise, the word "comprise", and variations such as "comprises" and "comprising", will be understood to imply the inclusion of a stated member, integer or step or group of members, integers or steps but not the exclusion of any other member, integer or step or group of members, integers or steps. The term "consisting essentially of ¹ means excluding other members, integers or steps of any essential significance. The term "comprising" encompasses the term "consisting essentially of which, in turn, encompasses the term "consisting of. Thus, at each occurrence in the present application, the term "comprising" may be replaced with the term "consisting essentially of or "consisting of. Likewise, at each occurrence in the present application, the term "consisting essentially of may be replaced with the term "consisting of.

The terms "a", "an" and "the" and similar references used in the context of describing the present disclosure (especially in the context of the claims) are to be construed to cover both the singular and the plural, unless otherwise indicated herein or clearly contradicted by the context. Recitation of ranges of values herein is merely intended to serve as a shorthand method of referring individually to each separate value falling within the range. Unless otherwise indicated herein, each individual value is incorporated into the specification as if it were individually recited herein. All methods described herein can be performed in any suitable order unless otherwise indicated herein or otherwise clearly contradicted by the context. The use of any and all examples, or exemplary language (e.g., "such as"), provided herein is intended merely to better illustrate the present disclosure and does not pose a limitation on the scope of the present disclosure otherwise claimed. No language in the specification should be construed as indicating any non-claimed element essential to the practice of the present disclosure.

Where used herein, "and/or" is to be taken as specific disclosure of each of the two specified features or components with or without the other. For example, "X and/or Y" is to be taken as specific disclosure of each of (i) X, (ii) Y, and (iii) X and Y, just as if each is set out individually herein.

In the context of the present disclosure, the term "about" denotes an interval of accuracy that the person of ordinary skill will understand to still ensure the technical effect of the feature in question. The term typically indicates deviation from the indicated numerical value by ±5%, ±4%, ±3%, ±2%, ±1%, ±0.9%, ±0.8%, ±0.7%, ±0.6%, ±0.5%, ±0.4%, ±0.3%, ±0.2%, ±0.1%, ±0.05%, and for example ±0.01%. As will be appreciated by the person of ordinary skill, the specific such deviation for a numerical value for a given technical effect will depend on the nature of the technical effect. For example, a natural or biological technical effect may generally have a larger such deviation than one for a man-made or engineering technical effect. Recitation of ranges of values herein is merely intended to serve as a shorthand method of referring individually to each separate value falling within the range. Unless otherwise indicated herein, each individual value is incorporated into the specification as if it were individually recited herein.

Several documents are cited throughout the text of this specification. Each of the documents cited herein (including all patents, patent applications, scientific publications, manufacturer's specifications, instructions, etc.), whether supra or infra, are hereby incorporated by reference in their entirety. Nothing herein is to be construed as an admission that the invention is not entitled to antedate such disclosure by virtue of prior invention.

Definitions

In the following, definitions will be provided which apply to all aspects of the present disclosure. The following terms have the following meanings unless otherwise indicated. Any undefined terms have their art recognized meanings.

Terms such as "reduce" or "inhibit" as used herein means the ability to cause an overall decrease, for example, of about 5% or greater, about 10% or greater, about 15% or greater, about 20% or greater, about 25% or greater, about 30% or greater, about 40% or greater, about 50% or greater, or about 75% or greater, in the level. The term "inhibit" or similar phrases includes a complete or essentially complete inhibition, i.e. a reduction to zero or essentially to zero.

Terms such as "increase" or "enhance" in one embodiment relate to an increase or enhancement by at least about 10%, at least about 20%, at least about 30%, at least about 40%, at least about 50%, at least about 80%, or at least about 100%.

"Physiological pH" as used herein refers to a pH of about 7.5.

As used in the present disclosure, "% w/v" refers to weight by volume percent, which is a unit of concentration measuring the amount of solute in grams (g) expressed as a percent of the total volume of solution in milliliters (mL).

As used in the present disclosure, "% by weight" refers to weight percent, which is a unit of concentration measuring the amount of a substance in grams (g) expressed as a percent of the total weight of the total composition in grams (g).

Regarding the presence of divalent ions, in particular divalent cations, their concentration or effective concentration (presence of free ions) due to the presence of chelating agents is in one embodiment sufficiently low so as to prevent degradation of the RNA. In one embodiment, the concentration or effective concentration of divalent ions is below the catalytic level for hydrolysis of the phosphodiester bonds between RNA nucleotides. In one embodiment, the concentration of free divalent ions is 20 gM or less. In one embodiment, there are no or essentially no free divalent ions.

"Osmolality" refers to the concentration of a particular solute expressed as the number of osmoles of solute per kilogram of solvent.

The term "freezing" relates to the solidification of a liquid, usually with the removal of heat.

The term "lyophilizing" or "lyophilization" refers to the freeze-drying of a substance by freezing it and then reducing the surrounding pressure (e.g., below 15 Pa, such as below 10 Pa, below 5 Pa, or 1 Pa or less) to allow the frozen medium in the substance to sublimate directly from the solid phase to the gas phase. Thus, the terms "lyophilizing" and "freeze-drying" are used herein interchangeably.

The term "reconstitute" relates to adding a solvent such as water to a dried product to return it to a liquid state such as its original liquid state.

The term "recombinant" in the context of the present disclosure means "made through genetic engineering". In one embodiment, a "recombinant object" in the context of the present disclosure is not occurring naturally.

The term "naturally occurring" as used herein refers to the fact that an object can be found in nature. For example, a peptide or nucleic acid that is present in an organism (including viruses) and can be isolated from a source in nature and which has not been intentionally modified by man in the laboratory is naturally occurring. The term "found in nature" means "present in nature" and includes known objects as well as objects that have not yet been discovered and/or isolated from nature, but that may be discovered and/or isolated in the future from a natural source.

As used herein, the terms "room temperature" and "ambient temperature" are used interchangeably herein and refer to temperatures from at least about 15°C, preferably from about 15°C to about 35°C, from about 15°C to about 30°C, from about 15°C to about 25°C, or from about 17°C to about 22°C. Such temperatures will include 15°C, 16°C, 17°C, 18°C, 19°C, 20°C, 21°C and 22°C.

The term EDTA refers to ethylenediaminetetraacetic acid disodium salt. All concentrations are given with respect to the EDTA disodium salt. The term "alkyl" refers to a monoradical of a saturated straight or branched hydrocarbon. Preferably, the alkyl group comprises from 1 to 12 (such as 1 to 10) carbon atoms, i.e., 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, or 12 carbon atoms, abbreviated as C1-12 alkyl, (such as 1, 2, 3, 4, 5, 6, 7, 8, 9, or 10 carbon atoms, abbreviated as Cno alkyl), more preferably 1 to 8 carbon atoms, such as 1 to 6 or 1 to 4 carbon atoms. Exemplary alkyl groups include methyl, ethyl, propyl, iso-propyl (also called 2-propyl or 1- methylethyl), butyl, iso-butyl, tert-butyl, n-pentyl, iso-pentyl, sec-pentyl, neo-pentyl, 1,2-dimethyl- propyl, iso-amyl, n-hexyl, iso-hexyl, sec-hexyl, n-heptyl, iso-heptyl, n-octyl, 2-ethyl-hexyl, n-nonyl, n- decyl, n-undecyl, n-dodecyl, and the like. A "substituted alkyl" means that one or more (such as 1 to the maximum number of hydrogen atoms bound to an alkyl group, e.g., 1, 2, 3, 4, 5, 6, 7, 8, 9, or up to 10, such as between 1 to 5, 1 to 4, or 1 to 3, or 1 or 2) hydrogen atoms of the alkylene group are replaced with a substituent other than hydrogen (when more than one hydrogen atom is replaced the substituents may be the same or different). Preferably, the substituent other than hydrogen is a 1 ^st level substituent, as specified herein. Examples of a substituted alkyl include chloromethyl, dichloromethyl, fluoromethyl, and difluoromethyl.

The term "alkylene" refers to a diradical of a saturated straight or branched hydrocarbon. Preferably, the alkylene comprises from 1 to 12 (such as 1 to 10) carbon atoms, i.e., 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, or 12 carbon atoms (such as 1, 2, 3, 4, 5, 6, 7, 8, 9, or 10 carbon atoms), more preferably 1 to 8 carbon atoms, such as 1 to 6 or 1 to 4 carbon atoms. Exemplary alkylene groups include methylene, ethylene (i.e., 1,1-ethylene, 1 ,2-ethylene), propylene (i.e., 1,1 -propylene, 1,2-propylene (-CH(CH3)CH2-), 2,2- propylene (-QCHsh-), and 1,3-propylene), the butylene isomers (e.g., 1,1 -butylene, 1,2-butylene, 2,2- butylene, 1,3-butylene, 2,3-butylene (cis or trans or a mixture thereof), 1 ,4-butylene, 1 , 1 -iso-butylene, 1,2-iso-butylene, and 1,3-iso-butylene), the pentylene isomers (e.g., 1,1 -pentylene, 1 ,2-pentylene, 1,3- pentylene, 1,4-pentylene, 1,5-pentylene, 1,1-iso-pentylene, 1 , 1 -sec-pentyl, 1,1 -neo-pentyl), the hexylene isomers (e.g., 1,1 -hexylene, 1 ,2-hexylene, 1,3-hexylene, 1 ,4-hexylene, 1 ,5-hexylene, 1,6- hexylene, and 1,1 -isohexylene), the heptylene isomers (e.g., 1,1 -heptylene, 1,2-heptylene, 1,3- heptylene, 1 ,4-heptylene, 1 ,5-heptylene, 1 ,6-heptylene, 1 ,7-heptylene, and 1,1 -isoheptylene), the octylene isomers (e.g., 1,1 -octylene, 1 ,2-octylene, 1,3-octylene, 1 ,4-octylene, 1 ,5-octylene, 1 ,6- octylene, 1,7-octylene, 1 ,8-octylene, and 1,1 -isooctylene), and the like. The straight alkylene moieties having at least 3 carbon atoms and a free valence at each end can also be designated as a multiple of methylene (e.g., 1,4-butylene can also be called tetramethylene). Generally, instead of using the ending "ylene" for alkylene moieties as specified above, one can also use the ending "diyl" (e.g., 1,2-butylene can also be called butan-l,2-diyl). A "substituted alkylene" means that one or more (such as 1 to the maximum number of hydrogen atoms bound to an alkylene group, e.g., 1, 2, 3, 4, 5, 6, 7, 8, 9, or up to 10, such as between 1 to 5, 1 to 4, or 1 to 3, or 1 or 2) hydrogen atoms of the alkylene group are replaced with a substituent other than hydrogen (when more than one hydrogen atom is replaced the substituents may be the same or different). Preferably, the substituent other than hydrogen is a 1 ^st level substituent, as specified herein.

The term "alkenyl" refers to a monoradical of an unsaturated straight or branched hydrocarbon having at least one carbon-carbon double bond. Generally, the maximal number of carbon-carbon double bonds in the alkenyl group can be equal to the integer which is calculated by dividing the number of carbon atoms in the alkenyl group by 2 and, if the number of carbon atoms in the alkenyl group is uneven, rounding the result of the division down to the next integer. For example, for an alkenyl group having 9 carbon atoms, the maximum number of carbon-carbon double bonds is 4. Preferably, the alkenyl group has 1 to 6 (such as 1 to 4), i.e., 1, 2, 3, 4, 5, or 6, carbon-carbon double bonds. Preferably, the alkenyl group comprises from 2 to 12 (such as 2 to 10) carbon atoms, i.e., 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, or 12 carbon atoms (such as 2, 3, 4, 5, 6, 7, 8, 9, or 10 carbon atoms), more preferably 2 to 8 carbon atoms, such as 2 to 6 carbon atoms or 2 to 4 carbon atoms. Thus, in a preferred embodiment, the alkenyl group comprises from 2 to 12, abbreviated as C2-12 alkenyl, (e.g., 2 to 10) carbon atoms and 1, 2, 3, 4, 5, or 6 (e.g., 1 , 2, 3, 4, or 5) carbon-carbon double bonds, more preferably it comprises 2 to 8 carbon atoms and 1, 2, 3, or 4 carbon-carbon double bonds, such as 2 to 6 carbon atoms and 1, 2, or 3 carbon-carbon double bonds or 2 to 4 carbon atoms and 1 or 2 carbon-carbon double bonds. The carbon-carbon double bond(s) may be in cis (Z) or trans (E) configuration. Exemplary alkenyl groups include vinyl, 1- propenyl, 2-propenyl (i.e., allyl), 1-butenyl, 2-butenyl, 3-butenyl, 1 -pentenyl, 2-pentenyl, 3-pentenyl, 4- pentenyl, 1 -hexenyl, 2-hexenyl, 3-hexenyl, 4-hexenyl, 5-hexenyl, 1 -heptenyl, 2-heptenyl, 3-heptenyl, 4- heptenyl, 5-heptenyl, 6-heptenyl, 1 -octenyl, 2-octenyl, 3-octenyl, 4-octenyl, 5-octenyl, 6-octenyl, 7- octenyl, 1-nonenyl, 2-nonenyl, 3-nonenyl, 4-nonenyl, 5-nonenyl, 6-nonenyl, 7-nonenyl, 8-nonenyl, 1- decenyl, 2-decenyl, 3-decenyl, 4-decenyl, 5-decenyl, 6-decenyl, 7-decenyl, 8-decenyl, 9-decenyl, 1- undecenyl, 2-undecenyl, 3-undecenyl, 4-undecenyl, 5-undecenyl, 6-undecenyl, 7-undecenyl, 8- undecenyl, 9-undecenyl, 10-undecenyl, 1 -dodecenyl, 2-dodecenyl, 3-dodecenyl, 4-dodecenyl, 5- dodecenyl, 6-dodecenyl, 7-dodecenyl, 8-dodecenyl, 9-dodecenyl, 10-dodecenyl, 11-dodecenyl, and the like. If an alkenyl group is attached to a nitrogen atom, the double bond cannot be alpha to the nitrogen atom. A "substituted alkenyl" means that one or more (such as 1 to the maximum number of hydrogen atoms bound to an alkenyl group, e.g., 1, 2, 3, 4, 5, 6, 7, 8, 9, or up to 10, such as between 1 to 5, 1 to 4, or 1 to 3, or 1 or 2) hydrogen atoms of the alkenyl group are replaced with a substituent other than hydrogen (when more than one hydrogen atom is replaced the substituents may be the same or different). Preferably, the substituent other than hydrogen is a 1 ^st level substituent as specified herein.

The term "alkenylene" refers to a diradical of an unsaturated straight or branched hydrocarbon having at least one carbon-carbon double bond. Generally, the maximal number of carbon-carbon double bonds in the alkenylene group can be equal to the integer which is calculated by dividing the number of carbon atoms in the alkenylene group by 2 and, if the number of carbon atoms in the alkenylene group is uneven, rounding the result of the division down to the next integer. For example, for an alkenylene group having 9 carbon atoms, the maximum number of carbon-carbon double bonds is 4. Preferably, the alkenylene group has 1 to 6 (such as 1 to 4), i.e., 1 , 2, 3, 4, 5, or 6, carbon-carbon double bonds. Preferably, the alkenylene group comprises from 2 to 12 (such as 2 to 10) carbon atoms, i.e., 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, or 12 carbon atoms (such as 2, 3, 4, 5, 6, 7, 8, 9, or 10 carbon atoms), more preferably 2 to 8 carbon atoms, such as 2 to 6 carbon atoms or 2 to 4 carbon atoms. Thus, in a preferred embodiment, the alkenylene group comprises from 2 to 12 (such as 2 to 10 carbon) atoms and 1, 2, 3, 4, 5, or 6 (such as 1, 2, 3, 4, or 5) carbon-carbon double bonds, more preferably it comprises 2 to 8 carbon atoms and 1 , 2, 3, or 4 carbon-carbon double bonds, such as 2 to 6 carbon atoms and 1 , 2, or 3 carbon-carbon double bonds or 2 to 4 carbon atoms and 1 or 2 carbon-carbon double bonds. The carbon-carbon double bond(s) may be in cis (Z) or trans (E) configuration. Exemplary alkenylene groups include ethen- 1,2-diyl, vinylidene (also called ethenylidene), 1 -propen- 1,2-diyl, 1 -propen- 1,3 -diyl, 1 -propen-2, 3 -diyl, allylidene, 1-buten- 1,2-diyl, 1-buten- 1,3 -diyl, 1-buten- 1,4-diyl, 1 -buten-2,3-diyl, 1 -buten-2,4-diyl, 1- buten-3,4-diyl, 2-buten- 1,2-diyl, 2-buten-l,3-diyl, 2-buten-l,4-diyl, 2-buten-2,3-diyl, 2-buten-2,4-diyl, 2-buten-3,4-diyl, and the like. If an alkenylene group is attached to a nitrogen atom, the double bond cannot be alpha to the nitrogen atom. A "substituted alkenylene" means that one or more (such as 1 to the maximum number of hydrogen atoms bound to an alkenylene group, e.g., 1, 2, 3, 4, 5, 6, 7, 8, 9, or up to 10, such as between 1 to 5, 1 to 4, or 1 to 3, or 1 or 2) hydrogen atoms of the alkenylene group are replaced with a substituent other than hydrogen (when more than one hydrogen atom is replaced the substituents may be the same or different). Preferably, the substituent other than hydrogen is a 1 ^st level substituent as specified herein.

The term "cycloalkylene" represents cyclic non-aromatic versions of "alkylene" and is a geminal, vicinal or isolated diradical. In certain embodiments, the cycloalkylene (i) is monocyclic or polycyclic (such as bi- or tricyclic) and/or (ii) is 3- to 14-membered (i.e., 3-, 4-, 5-, 6-, 7-, 8-, 9-, 10-, 11-, 12-, 13-, or 14- membered, such as 3- to 12-membered or 3- to 10-membered). In one embodiment the cycloalkylene is a mono-, bi- or tricyclic 3- to 14-membered (i.e., 3-, 4-, 5-, 6-, 7-, 8-, 9-, 10-, 11-, 12-, 13-, or 14- membered, such as 3- to 12-membered or 3- to 10-membered) cycloalkylene. Generally, instead of using the ending "ylene" for cycloalkylene moieties as specified above, one can also use the ending "diyl" (e.g., 1 ,2-cyclopropylene can also be called cyclopropan-l,2-diyl) Exemplary cycloalkylene groups include cyclohexylene, cycloheptylene, cyclopropylene, cyclobutylene, cyclopentylene, cyclooctylene, bicyclo[3.2.1]octylene, bicyclo[3.2.2]nonylene, and adamantanylene (e.g., tricyclo[3.3.1.1 ³ - ⁷ ]decan-2,2- diyl). A "substituted cycloalkylene " means that one or more (such as 1 to the maximum number of hydrogen atoms bound to an cycloalkylene group, e.g., 1, 2, 3, 4, 5, 6, 7, 8, 9, or up to 10, such as between 1 to 5, 1 to 4, or 1 to 3, or 1 or 2) hydrogen atoms of the alkylene group are replaced with a substituent other than hydrogen (when more than one hydrogen atom is replaced the substituents may be the same or different). Preferably, the substituent other than hydrogen is a 1 ^st level substituent as specified herein.

The term "cycloalkenylene" represents cyclic non-aromatic versions of "alkenylene" and is a geminal, vicinal or isolated diradical. Generally, the maximal number of carbon-carbon double bonds in the cycloalkenylene group can be equal to the integer which is calculated by dividing the number of carbon atoms in the cycloalkenylene group by 2 and, if the number of carbon atoms in the cycloalkenylene group is uneven, rounding the result of the division down to the next integer. For example, for an cycloalkenylene group having 9 carbon atoms, the maximum number of carbon-carbon double bonds is 4. Preferably, the cycloalkenylene group has 1 to 6 (such as 1 to 4), i.e., 1, 2, 3, 4, 5, or 6, carbon-carbon double bonds. In certain embodiments, the cycloalkenylene (i) is monocyclic or polycyclic (such as bi- or tricyclic) and/or (ii) is 3- to 14-membered (i.e., 3-, 4-, 5-, 6-, 7-, 8-, 9-, 10-, 11-, 12-, 13-, or 14- membered, such as 3- to 12-membered or 3- to 10-membered). In one embodiment the cycloalkenylene is a mono-, bi- or tricyclic 3- to 14-membered (i.e., 3-, 4-, 5-, 6-, 7-, 8-, 9-, 10-, 11-, 12-, 13-, or 14- membered, such as 3- to 12-membered or 3- to 10-membered) cycloalkenylene. Exemplary cycloalkenylene groups include cyclohexenylene, cycloheptenylene, cyclopropenylene, cyclobutenylene, cyclopentenylene, and cyclooctenylene. A "substituted cycloalkenylene " means that one or more (such as 1 to the maximum number of hydrogen atoms bound to an cycloalkenylene group, e.g., 1, 2, 3, 4, 5, 6, 7, 8, 9, or up to 10, such as between 1 to 5, 1 to 4, or 1 to 3, or 1 or 2) hydrogen atoms of the cycloalkenylene group are replaced with a substituent other than hydrogen (when more than one hydrogen atom is replaced the substituents may be the same or different). Preferably, the substituent other than hydrogen is a 1 ^st level substituent as specified herein.

The term "aromatic" as used in the context of hydrocarbons means that the whole molecule has to be aromatic. For example, if a monocyclic aryl is hydrogenated (either partially or completely) the resulting hydrogenated cyclic structure is classified as cycloalkyl for the purposes of the present disclosure. Likewise, if a bi- or polycyclic aryl (such as naphthyl) is hydrogenated the resulting hydrogenated bi- or polycyclic structure (such as 1,2-dihydronaphthyl) is classified as cycloalkyl for the purposes of the present disclosure (even if one ring, such as in 1,2-dihydronaphthyl, is still aromatic).

Typical 1 ^st level substituents are preferably selected from the group consisting of CM alkyl, phenyl, halogen, -CF ₃ , -OH, -OCH ₃ , -SCH ₃ , -NH _2.Z (CH ₃ ) _Z , -C(=O)OH, and -C(=O)OCH ₃ , wherein z is 0, 1, or 2 and C _1-3 alkyl is methyl, ethyl, propyl or isopropyl. Particularly preferred 1 ^st level substituents are selected from the group consisting of methyl, ethyl, propyl, isopropyl, halogen (such as F, Cl, or Br), and -CF ₃ , such as halogen (e.g., F, Cl, or Br), and -CF ₃ . The expression "after thawing the frozen pharmaceutical composition", as used herein in context with a frozen pharmaceutical composition, means that the frozen pharmaceutical composition has to be thawed before the characteristics (such as size (Z _aV era _g e) and/or size distribution and/or the PDI of the LNPs contained in the pharmaceutical composition) can be measured.

The expression "after reconstituting the freeze-dried pharmaceutical composition", as used herein in context with a freeze-dried pharmaceutical composition, means that the freeze-dried pharmaceutical composition has to be reconstituted (e.g., by adding deionized water such as water for injection) before the characteristics (such as size (Z _average ) and/or size distribution and/or the PDI of the LNPs contained in the pharmaceutical composition) can be measured.

The expression "the pH of the pharmaceutical composition, when in an aqueous liquid form", as used herein in context with a frozen or freeze-dried pharmaceutical composition, means that before the pH of the pharmaceutical composition can be measure, the frozen pharmaceutical composition has to be thawed and optionally diluted with water (or an aqueous medium), or the freeze-dried pharmaceutical composition has to be reconstituted (e.g., by adding deionized water such as water for injection).

The term "cryoprotectant" relates to a substance that is added to a formulation in order to protect the active ingredients during the freezing stages.

According to the present disclosure, the term "peptide" comprises oligo- and polypeptides and refers to substances which comprise about two or more, about 3 or more, about 4 or more, about 6 or more, about 8 or more, about 10 or more, about 13 or more, about 16 or more, about 20 or more, and up to about 50, about 100 or about 150, consecutive amino acids linked to one another via peptide bonds. The term "protein” refers to large peptides, in particular peptides having at least about 151 amino acids, but the terms "peptide" and "protein" are used herein usually as synonyms.

A "therapeutic protein" has a positive or advantageous effect on a condition or disease state of a subject when provided to the subject in a therapeutically effective amount. In one embodiment, a therapeutic protein has curative or palliative properties and may be administered to ameliorate, relieve, alleviate, reverse, delay onset of or lessen the severity of one or more symptoms of a disease or disorder. A therapeutic protein may have prophylactic properties and may be used to delay the onset of a disease or to lessen the severity of such disease or pathological condition. The term "therapeutic protein" includes entire proteins or peptides, and can also refer to therapeutically active fragments thereof. It can also include therapeutically active variants of a protein. Examples of therapeutically active proteins include, but are not limited to, antigens for vaccination and immunostimulants such as cytokines. According to the present disclosure, it is preferred that a nucleic acid such as mRNA encoding a peptide or protein once taken up by or introduced, i.e. transfected or transduced, into a cell which cell may be present in vitro or in a subject results in expression of said peptide or protein. The cell may express the encoded peptide or protein intracellularly (e.g. in the cytoplasm and/or in the nucleus), may secrete the encoded peptide or protein, or may express it on the surface.

According to the present disclosure, terms such as "nucleic acid expressing" and "nucleic acid encoding" or similar terms are used interchangeably herein and with respect to a particular peptide or polypeptide mean that the nucleic acid, if present in the appropriate environment, preferably within a cell, can be expressed to produce said peptide or polypeptide.

The term "portion" refers to a fraction. With respect to a particular structure such as an amino acid sequence or protein the term "portion" thereof may designate a continuous or a discontinuous fraction of said structure.

The terms "part" and "fragment" are used interchangeably herein and refer to a continuous element. For example, a part of a structure such as an amino acid sequence or protein refers to a continuous element of said structure. When used in context of a composition, the term "part" means a portion of the composition. For example, a part of a composition may any portion from 0.1% to 99.9% (such as 0.1%, 0.5%, 1%, 5%, 10%, 50%, 90%, or 99%) of said composition.

"Fragment", with reference to an amino acid sequence (peptide or protein), relates to a part of an amino acid sequence, i.e. a sequence which represents the amino acid sequence shortened at the N-terminus and/or C-terminus. A fragment shortened at the C-terminus (N-terminal fragment) is obtainable, e.g., by translation of a truncated open reading frame that lacks the 3'-end of the open reading frame. A fragment shortened at the N-terminus (C-terminal fragment) is obtainable, e.g., by translation of a truncated open reading frame that lacks the 5 '-end of the open reading frame, as long as the truncated open reading frame comprises a start codon that serves to initiate translation. A fragment of an amino acid sequence comprises, e.g., at least 50 %, at least 60 %, at least 70 %, at least 80%, at least 90% of the amino acid residues from an amino acid sequence. A fragment of an amino acid sequence preferably comprises at least 6, in particular at least 8, at least 12, at least 15, at least 20, at least 30, at least 50, or at least 100 consecutive amino acids from an amino acid sequence.

According to the present disclosure, a part or fragment of a peptide or protein preferably has at least one functional property of the peptide or protein from which it has been derived. Such functional properties comprise a pharmacological activity, the interaction with other peptides or proteins, an enzymatic activity, the interaction with antibodies, and the selective binding of nucleic acids. E.g., a pharmacological active fragment of a peptide or protein has at least one of the pharmacological activities of the peptide or protein from which the fragment has been derived. A part or fragment of a peptide or protein preferably comprises a sequence of at least 6, in particular at least 8, at least 10, at least 12, at least 15, at least 20, at least 30 or at least 50, consecutive amino acids of the peptide or protein. A part or fragment of a peptide or protein preferably comprises a sequence of up to 8, in particular up to 10, up to 12, up to 15, up to 20, up to 30 or up to 55, consecutive amino acids of the peptide or protein.

By "variant" herein is meant an amino acid sequence that differs from a parent amino acid sequence by virtue of at least one amino acid modification. The parent amino acid sequence may be a naturally occurring or wild type (WT) amino acid sequence, or may be a modified version of a wild type amino acid sequence. Preferably, the variant amino acid sequence has at least one amino acid modification compared to the parent amino acid sequence, e.g., from 1 to about 20 amino acid modifications, and preferably from 1 to about 10 or from 1 to about 5 amino acid modifications compared to the parent.

By "wild type" or "WT" or "native" herein is meant an amino acid sequence that is found in nature, including allelic variations. A wild type amino acid sequence, peptide or protein has an amino acid sequence that has not been intentionally modified.

For the purposes of the present disclosure, "variants" of an amino acid sequence (peptide, protein or polypeptide) comprise amino acid insertion variants, amino acid addition variants, amino acid deletion variants and/or amino acid substitution variants. The term "variant" includes all mutants, splice variants, posttranslationally modified variants, conformations, isoforms, allelic variants, species variants, and species homologs, in particular those which are naturally occurring. The term "variant" includes, in particular, fragments of an amino acid sequence.

Amino acid insertion variants comprise insertions of single or two or more amino acids in a particular amino acid sequence. In the case of amino acid sequence variants having an insertion, one or more amino acid residues are inserted into a particular site in an amino acid sequence, although random insertion with appropriate screening of the resulting product is also possible. Amino acid addition variants comprise amino- and/or carboxy-terminal fusions of one or more amino acids, such as 1, 2, 3, 5, 10, 20, 30, 50, or more amino acids. Amino acid deletion variants are characterized by the removal of one or more amino acids from the sequence, such as by removal of 1, 2, 3, 5, 10, 20, 30, 50, or more amino acids. The deletions may be in any position of the protein. Amino acid deletion variants that comprise the deletion at the N-terminal and/or C-terminal end of the protein are also called N-terminal and/or C- terminal truncation variants. Amino acid substitution variants are characterized by at least one residue in the sequence being removed and another residue being inserted in its place. Preference is given to the modifications being in positions in the amino acid sequence which are not conserved between homologous proteins or peptides and/or to replacing amino acids with other ones having similar properties. Preferably, amino acid changes in peptide and protein variants are conservative amino acid changes, i.e., substitutions of similarly charged or uncharged amino acids. A conservative amino acid change involves substitution of one of a family of amino acids which are related in their side chains. Naturally occurring amino acids are generally divided into four families: acidic (aspartate, glutamate), basic (lysine, arginine, histidine), non-polar (alanine, valine, leucine, isoleucine, proline, phenylalanine, methionine, tryptophan), and uncharged polar (glycine, asparagine, glutamine, cysteine, serine, threonine, tyrosine) amino acids. Phenylalanine, tryptophan, and tyrosine are sometimes classified jointly as aromatic amino acids. In one embodiment, conservative amino acid substitutions include substitutions within the following groups:

- glycine, alanine;

- valine, isoleucine, leucine;

- aspartic acid, glutamic acid;

- asparagine, glutamine;

- serine, threonine;

- lysine, arginine; and

- phenylalanine, tyrosine.

Preferably the degree of similarity, preferably identity between a given amino acid sequence and an amino acid sequence which is a variant of said given amino acid sequence will be at least about 60%, 70%, 80%, 81%, 82%, 83%, 84%, 85%, 86%, 87%, 88%, 89%, 90%, 91%, 92%, 93%, 94%, 95%, 96%, 97%, 98%, or 99%. The degree of similarity or identity is given preferably for an amino acid region which is at least about 10%, at least about 20%, at least about 30%, at least about 40%, at least about 50%, at least about 60%, at least about 70%, at least about 80%, at least about 90% or about 100% of the entire length of the reference amino acid sequence. For example, if the reference amino acid sequence consists of 200 amino acids, the degree of similarity or identity is given preferably for at least about 20, at least about 40, at least about 60, at least about 80, at least about 100, at least about 120, at least about 140, at least about 160, at least about 180, or about 200 amino acids, in some embodiments continuous amino acids. In some embodiments, the degree of similarity or identity is given for the entire length of the reference amino acid sequence. The alignment for determining sequence similarity, preferably sequence identity can be done with art known tools, preferably using the best sequence alignment, for example, using Align, using standard settings, preferably EMBOSS "needle, Matrix: Blosum62, Gap Open 10.0, Gap Extend 0.5.

"Sequence similarity" indicates the percentage of amino acids that either are identical or that represent conservative amino acid substitutions. "Sequence identity" between two amino acid sequences indicates the percentage of amino acids that are identical between the sequences. "Sequence identity" between two nucleic acid sequences indicates the percentage of nucleotides that are identical between the sequences.

The terms "% identical" and "% identity" or similar terms are intended to refer, in particular, to the percentage of nucleotides or amino acids which are identical in an optimal alignment between the sequences to be compared. Said percentage is purely statistical, and the differences between the two sequences may be but are not necessarily randomly distributed over the entire length of the sequences to be compared. Comparisons of two sequences are usually carried out by comparing the sequences, after optimal alignment, with respect to a segment or "window of comparison", in order to identify local regions of corresponding sequences. The optimal alignment for a comparison may be carried out manually or with the aid of the local homology algorithm by Smith and Waterman, 1981, Ads App. Math. 2, 482, with the aid of the local homology algorithm by Neddleman and Wunsch, 1970, J. Mol. Biol. 48, 443, with the aid of the similarity search algorithm by Pearson and Lipman, 1988, Proc. Natl Acad. Sci. USA 88, 2444, or with the aid of computer programs using said algorithms (GAP, BESTFIT, FASTA, BLAST P, BLAST N and TFASTA in Wisconsin Genetics Software Package, Genetics Computer Group, 575 Science Drive, Madison, Wis.). In some embodiments, percent identity of two sequences is determined using the BLASTN or BLASTP algorithm, as available on the United States National Center for Biotechnology Information (NCBI) website (e.g., at blast.ncbi.nlm.nih.gov/Blast.cgi?PAGE_TYPE=BlastSearch&B LAST_SPEC=blast2seq&LINK_LOC =align2seq). In some embodiments, the algorithm parameters used for BLASTN algorithm on the NCBI website include: (i) Expect Threshold set to 10; (ii) Word Size set to 28; (iii) Max matches in a query range set to 0; (iv) Match/Mismatch Scores set to 1 , -2; (v) Gap Costs set to Linear; and (vi) the filter for low complexity regions being used. In some embodiments, the algorithm parameters used for BLASTP algorithm on the NCBI website include: (i) Expect Threshold set to 10; (ii) Word Size set to 3; (iii) Max matches in a query range set to 0; (iv) Matrix set to BL0SUM62; (v) Gap Costs set to Existence: 11 Extension: 1 ; and (vi) conditional compositional score matrix adjustment.

Percentage identity is obtained by determining the number of identical positions at which the sequences to be compared correspond, dividing this number by the number of positions compared (e.g., the number of positions in the reference sequence) and multiplying this result by 100.

In some embodiments, the degree of similarity or identity is given for a region which is at least about 50%, at least about 60%, at least about 70%, at least about 80%, at least about 90% or about 100% of the entire length of the reference sequence. For example, if the reference nucleic acid sequence consists of 200 nucleotides, the degree of identity is given for at least about 100, at least about 120, at least about 140, at least about 160, at least about 180, or about 200 nucleotides, in some embodiments continuous nucleotides. In some embodiments, the degree of similarity or identity is given for the entire length of the reference sequence.

Homologous amino acid sequences exhibit according to the disclosure at least 40%, in particular at least 50%, at least 60%, at least 70%, at least 80%, at least 90% and preferably at least 95%, at least 98 or at least 99% identity of the amino acid residues.

The amino acid sequence variants described herein may readily be prepared by the skilled person, for example, by recombinant DNA manipulation. The manipulation of DNA sequences for preparing peptides or proteins having substitutions, additions, insertions or deletions, is described in detail in Sambrook et al. (1989), for example. Furthermore, the peptides and amino acid variants described herein may be readily prepared with the aid of known peptide synthesis techniques such as, for example, by solid phase synthesis and similar methods.

In one embodiment, a fragment or variant of an amino acid sequence (peptide or protein) is preferably a "functional fragment" or "functional variant". The term "functional fragment" or "functional variant" of an amino acid sequence relates to any fragment or variant exhibiting one or more functional properties identical or similar to those of the amino acid sequence from which it is derived, i.e., it is functionally equivalent. With respect to antigens or antigenic sequences, one particular function is one or more immunogenic activities displayed by the amino acid sequence from which the fragment or variant is derived. The term "functional fragment" or "functional variant", as used herein, in particular refers to a variant molecule or sequence that comprises an amino acid sequence that is altered by one or more amino acids compared to the amino acid sequence of the parent molecule or sequence and that is still capable of fulfilling one or more of the functions of the parent molecule or sequence, e.g., inducing an immune response. In one embodiment, the modifications in the amino acid sequence of the parent molecule or sequence do not significantly affect or alter the characteristics of the molecule or sequence. In different embodiments, the function of the functional fragment or functional variant may be reduced but still significantly present, e.g., immunogenicity of the functional variant may be at least 50%, at least 60%, at least 70%, at least 80%, or at least 90% of the parent molecule or sequence. However, in other embodiments, immunogenicity of the functional fragment or functional variant may be enhanced compared to the parent molecule or sequence.

An amino acid sequence (peptide, protein or polypeptide) "derived from" a designated amino acid sequence (peptide, protein or polypeptide) refers to the origin of the first amino acid sequence. Preferably, the amino acid sequence which is derived from a particular amino acid sequence has an amino acid sequence that is identical, essentially identical or homologous to that particular sequence or a fragment thereof. Amino acid sequences derived from a particular amino acid sequence may be variants of that particular sequence or a fragment thereof. For example, it will be understood by one of ordinary skill in the art that the antigens suitable for use herein may be altered such that they vary in sequence from the naturally occurring or native sequences from which they were derived, while retaining the desirable activity of the native sequences.

"Isolated" means altered or removed from the natural state. For example, a nucleic acid or a peptide naturally present in a living animal is not "isolated", but the same nucleic acid or peptide partially or completely separated from the coexisting materials of its natural state is "isolated". An isolated nucleic acid or protein can exist in substantially purified form, or can exist in a non-native environment such as, for example, a host cell. In a preferred embodiment, the mRNA used in the present disclosure is in substantially purified form. In one embodiment, a solution (preferably an aqueous solution) of mRNA in substantially purified form contains NaCl and KC1 in a combined concentration of less than 0.2% w/v, such as less than 0.15% w/v, less than 0.10% w/v, less than 0.05% w/v, or less than 0.01 w/v.

The term "genetic modification" or simply "modification" includes the transfection of cells with nucleic acid. The term "transfection" relates to the introduction of nucleic acids, in particular RNA, into a cell. For purposes of the present disclosure, the term "transfection" also includes the introduction of a nucleic acid into a cell or the uptake of a nucleic acid by such cell, wherein the cell may be present in a subject, e.g., a patient. Thus, according to the present disclosure, a cell for transfection of a nucleic acid described herein can be present in vitro or in vivo, e.g. the cell can form part of an organ, a tissue and/or an organism of a patient. According to the disclosure, transfection can be transient or stable. For some applications of transfection, it is sufficient if the transfected genetic material is only transiently expressed. RNA can be transfected into cells to transiently express its coded protein. Since the nucleic acid introduced in the transfection process is usually not integrated into the nuclear genome, the foreign nucleic acid will be diluted through mitosis or degraded. Cells allowing episomal amplification of nucleic acids greatly reduce the rate of dilution. If it is desired that the transfected nucleic acid actually remains in the genome of the cell and its daughter cells, a stable transfection must occur. Such stable transfection can be achieved by using virus-based systems or transposon-based systems for transfection. Generally, nucleic acid encoding antigen is transiently transfected into cells. RNA can be transfected into cells to transiently express its coded protein.

According to the present disclosure, an analog of a peptide or protein is a modified form of said peptide or protein from which it has been derived and has at least one functional property of said peptide or protein. E.g., a pharmacological active analog of a peptide or protein has at least one of the pharmacological activities of the peptide or protein from which the analog has been derived. Such modifications include any chemical modification and comprise single or multiple substitutions, deletions and/or additions of any molecules associated with the protein or peptide, such as carbohydrates, lipids and/or proteins or peptides. In one embodiment, "analogs" of proteins or peptides include those modified forms resulting from glycosylation, acetylation, phosphorylation, amidation, palmitoylation, myristoylation, isoprenylation, lipidation, alkylation, derivatization, introduction of protective/blocking groups, proteolytic cleavage or binding to an antibody or to another cellular ligand. The term "analog" also extends to all functional chemical equivalents of said proteins and peptides.

"Activation" or "stimulation", as used herein, refers to the state of an immune effector cell such as T cell that has been sufficiently stimulated to induce detectable cellular proliferation. Activation can also be associated with initiation of signaling pathways, induced cytokine production, and detectable effector functions. The term "activated immune effector cells" refers to, among other things, immune effector cells that are undergoing cell division.

The term "priming" refers to a process wherein an immune effector cell such as a T cell has its first contact with its specific antigen and causes differentiation into effector cells such as effector T cells.

The term "clonal expansion" or "expansion" refers to a process wherein a specific entity is multiplied. In the context of the present disclosure, the term is preferably used in the context of an immunological response in which immune effector cells are stimulated by an antigen, proliferate, and the specific immune effector cell recognizing said antigen is amplified. Preferably, clonal expansion leads to differentiation of the immune effector cells.

An "antigen" according to the present disclosure covers any substance that will elicit an immune response and/or any substance against which an immune response or an immune mechanism such as a cellular response is directed. This also includes situations wherein the antigen is processed into antigen peptides and an immune response or an immune mechanism is directed against one or more antigen peptides, in particular if presented in the context of MHC molecules. In particular, an "antigen" relates to any substance, preferably a peptide or protein, that reacts specifically with antibodies or T- lymphocytes (T-cells). According to the present disclosure, the term "antigen" comprises any molecule which comprises at least one epitope, such as a T cell epitope. Preferably, an antigen in the context of the present disclosure is a molecule which, optionally after processing, induces an immune reaction, which is preferably specific for the antigen (including cells expressing the antigen). In one embodiment, an antigen is a disease-associated antigen, such as a tumor antigen, a viral antigen, or a bacterial antigen, or an epitope derived from such antigen.

According to the present disclosure, any suitable antigen may be used, which is a candidate for an immune response, wherein the immune response may be both a humoral as well as a cellular immune response. In the context of some embodiments of the present disclosure, the antigen is preferably presented by a cell, preferably by an antigen presenting cell, in the context of MHC molecules, which results in an immune response against the antigen. An antigen is preferably a product which corresponds to or is derived from a naturally occurring antigen. Such naturally occurring antigens may include or may be derived from allergens, viruses, bacteria, fungi, parasites and other infectious agents and pathogens or an antigen may also be a tumor antigen. According to the present disclosure, an antigen may correspond to a naturally occurring product, for example, a viral protein, or a part thereof.

The term "disease-associated antigen" is used in its broadest sense to refer to any antigen associated with a disease. A disease-associated antigen is a molecule which contains epitopes that will stimulate a host's immune system to make a cellular antigen-specific immune response and/or a humoral antibody response against the disease. Disease-associated antigens include pathogen-associated antigens, i.e., antigens which are associated with infection by microbes, typically microbial antigens (such as bacterial or viral antigens), or antigens associated with cancer, typically tumors, such as tumor antigens.

In a preferred embodiment, the antigen is a tumor antigen, i.e., a part of a tumor cell, in particular those which primarily occur intracellularly or as surface antigens of tumor cells. In another embodiment, the antigen is a pathogen-associated antigen, i.e., an antigen derived from a pathogen, e.g., from a virus, bacterium, unicellular organism, or parasite, for example a viral antigen such as viral ribonucleoprotein or coat protein. In particular, the antigen should be presented by MHC molecules which results in modulation, in particular activation of cells of the immune system, preferably CD4+ and CD8+ lymphocytes, in particular via the modulation of the activity of a T-cell receptor.

The term "tumor antigen" refers to a constituent of cancer cells which may be derived from the cytoplasm, the cell surface or the cell nucleus. In particular, it refers to those antigens which are produced intracellularly or as surface antigens on tumor cells. For example, tumor antigens include the carcinoembryonal antigen, al -fetoprotein, isoferritin, and fetal sulphoglycoprotein, a2-H-ferroprotein and y-fetoprotein, as well as various virus tumor antigens. According to the present disclosure, a tumor antigen preferably comprises any antigen which is characteristic for tumors or cancers as well as for tumor or cancer cells with respect to type and/or expression level.

The term "viral antigen" refers to any viral component having antigenic properties, i.e., being able to provoke an immune response in an individual. The viral antigen may be a viral ribonucleoprotein or an envelope protein.

The term "bacterial antigen" refers to any bacterial component having antigenic properties, i.e. being able to provoke an immune response in an individual. The bacterial antigen may be derived from the cell wall or cytoplasm membrane of the bacterium. The term "epitope" refers to an antigenic determinant in a molecule such as an antigen, i.e., to a part in or fragment of the molecule that is recognized by the immune system, for example, that is recognized by antibodies T cells or B cells, in particular when presented in the context of MHC molecules. An epitope of a protein preferably comprises a continuous or discontinuous portion of said protein and is preferably between about 5 and about 100, preferably between about 5 and about 50, more preferably between about 8 and about 0, most preferably between about 10 and about 25 amino acids in length, for example, the epitope may be preferably 9, 10, 1 1, 12, 13, 14, 15, 16, 17, 18, 19, 20, 21, 22, 23, 24, or 25 amino acids in length. It is particularly preferred that the epitope in the context of the present disclosure is a T cell epitope.

Terms such as "epitope", "fragment of an antigen", "immunogenic peptide" and "antigen peptide" are used interchangeably herein and preferably relate to an incomplete representation of an antigen which is preferably capable of eliciting an immune response against the antigen or a cell expressing or comprising and preferably presenting the antigen. Preferably, the terms relate to an immunogenic portion of an antigen. Preferably, it is a portion of an antigen that is recognized (i.e., specifically bound) by a T cell receptor, in particular if presented in the context of MHC molecules. Certain preferred immunogenic portions bind to an MHC class I or class II molecule. The term "epitope" refers to a part or fragment of a molecule such as an antigen that is recognized by the immune system. For example, the epitope may be recognized by T cells, B cells or antibodies. An epitope of an antigen may include a continuous or discontinuous portion of the antigen and may be between about 5 and about 100, such as between about 5 and about 50, more preferably between about 8 and about 30, most preferably between about 8 and about 25 amino acids in length, for example, the epitope may be preferably 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 20, 21, 22, 23, 24, or 25 amino acids in length. In one embodiment, an epitope is between about 10 and about 25 amino acids in length. The term "epitope" includes T cell epitopes.

The term "T cell epitope" refers to a part or fragment of a protein that is recognized by a T cell when presented in the context of MHC molecules. The term "major histocompatibility complex" and the abbreviation "MHC" includes MHC class I and MHC class II molecules and relates to a complex of genes which is present in all vertebrates. MHC proteins or molecules are important for signaling between lymphocytes and antigen presenting cells or diseased cells in immune reactions, wherein the MHC proteins or molecules bind peptide epitopes and present them for recognition by T cell receptors on T cells. The proteins encoded by the MHC are expressed on the surface of cells, and display both selfantigens (peptide fragments from the cell itself) and non-self-antigens (e.g., fragments of invading microorganisms) to a T cell. In the case of class I MHC/peptide complexes, the binding peptides are typically about 8 to about 10 amino acids long although longer or shorter peptides may be effective. In the case of class II MHC/peptide complexes, the binding peptides are typically about 10 to about 25 amino acids long and are in particular about 13 to about 18 amino acids long, whereas longer and shorter peptides may be effective.

The peptide and protein antigen can be 2 to 100 amino acids, including for example, 5 amino acids, 10 amino acids, 15 amino acids, 20 amino acids, 25 amino acids, 30 amino acids, 35 amino acids, 40 amino acids, 45 amino acids, or 50 amino acids in length. In some embodiments, a peptide can be greater than 50 amino acids. In some embodiments, the peptide can be greater than 100 amino acids.

The peptide or protein antigen can be any peptide or protein that can induce or increase the ability of the immune system to develop antibodies and T cell responses to the peptide or protein.

In one embodiment, vaccine antigen, i.e., an antigen whose inoculation into a subject induces an immune response, is recognized by an immune effector cell. Preferably, the vaccine antigen if recognized by an immune effector cell is able to induce in the presence of appropriate co-stimulatory signals, stimulation, priming and/or expansion of the immune effector cell carrying an antigen receptor recognizing the vaccine antigen. In the context of the embodiments of the present disclosure, the vaccine antigen is preferably presented or present on the surface of a cell, preferably an antigen presenting cell. In one embodiment, an antigen is presented by a diseased cell (such as tumor cell or an infected cell). In one embodiment, an antigen receptor is a TCR which binds to an epitope of an antigen presented in the context of MHC. In one embodiment, binding of a TCR when expressed by T cells and/or present on T cells to an antigen presented by cells such as antigen presenting cells results in stimulation, priming and/or expansion of said T cells. In one embodiment, binding of a TCR when expressed by T cells and/or present on T cells to an antigen presented on diseased cells results in cytolysis and/or apoptosis of the diseased cells, wherein said T cells preferably release cytotoxic factors, e.g., performs and granzymes.

In one embodiment, an antigen receptor is an antibody or B cell receptor which binds to an epitope in an antigen. In one embodiment, an antibody or B cell receptor binds to native epitopes of an antigen.

The term "expressed on the cell surface" or "associated with the cell surface" means that a molecule such as an antigen is associated with and located at the plasma membrane of a cell, wherein at least a part of the molecule faces the extracellular space of said cell and is accessible from the outside of said cell, e.g., by antibodies located outside the cell. In this context, a part is preferably at least 4, preferably at least 8, preferably at least 12, more preferably at least 20 amino acids. The association may be direct or indirect. For example, the association may be by one or more transmembrane domains, one or more lipid anchors, or by the interaction with any other protein, lipid, saccharide, or other structure that can be found on the outer leaflet of the plasma membrane of a cell. For example, a molecule associated with the surface of a cell may be a transmembrane protein having an extracellular portion or may be a protein associated with the surface of a cell by interacting with another protein that is a transmembrane protein.

"Cell surface" or "surface of a cell" is used in accordance with its normal meaning in the art, and thus includes the outside of the cell which is accessible to binding by proteins and other molecules. An antigen is expressed on the surface of cells if it is located at the surface of said cells and is accessible to binding by, e.g., antigen-specific antibodies added to the cells.

The term "extracellular portion" or "exodomain" in the context of the present disclosure refers to a part of a molecule such as a protein that is facing the extracellular space of a cell and preferably is accessible from the outside of said cell, e.g., by binding molecules such as antibodies located outside the cell. Preferably, the term refers to one or more extracellular loops or domains or a fragment thereof.

The terms "T cell" and "T lymphocyte" are used interchangeably herein and include T helper cells (CD4+ T cells) and cytotoxic T cells (CTLs, CD8+ T cells) which comprise cytolytic T cells. The term "antigen-specific T cell" or similar terms relate to a T cell which recognizes the antigen to which the T cell is targeted, in particular when presented on the surface of antigen presenting cells or diseased cells such as cancer cells in the context of MHC molecules and preferably exerts effector functions of T cells. T cells are considered to be specific for antigen if the cells kill target cells expressing an antigen. T cell specificity may be evaluated using any of a variety of standard techniques, for example, within a chromium release assay or proliferation assay. Alternatively, synthesis of lymphokines (such as interferon-y) can be measured. In certain embodiments of the present disclosure, the RNA (in particular mRNA) encodes at least one epitope.

The term "target" shall mean an agent such as a cell or tissue which is a target for an immune response such as a cellular immune response. Targets include cells that present an antigen or an antigen epitope, i.e., a peptide fragment derived from an antigen. In one embodiment, the target cell is a cell expressing an antigen and preferably presenting said antigen with class I MHC.

"Antigen processing" refers to the degradation of an antigen into processing products which are fragments of said antigen (e.g., the degradation of a protein into peptides) and the association of one or more of these fragments (e.g., via binding) with MHC molecules for presentation by cells, preferably antigen-presenting cells to specific T-cells.

By "antigen-responsive CTL" is meant a CD8 ⁺ T-cell that is responsive to an antigen or a peptide derived from said antigen, which is presented with class I MHC on the surface of antigen presenting cells. According to the disclosure, CTL responsiveness may include sustained calcium flux, cell division, production of cytokines such as IFN-y and TNF-a, up-regulation of activation markers such as CD44 and CD69, and specific cytolytic killing of tumor antigen expressing target cells. CTL responsiveness may also be determined using an artificial reporter that accurately indicates CTL responsiveness.

The terms "immune response" and "immune reaction" are used herein interchangeably in their conventional meaning and refer to an integrated bodily response to an antigen and preferably refers to a cellular immune response, a humoral immune response, or both. According to the disclosure, the term "immune response to" or "immune response against" with respect to an agent such as an antigen, cell or tissue, relates to an immune response such as a cellular response directed against the agent. An immune response may comprise one or more reactions selected from the group consisting of developing antibodies against one or more antigens and expansion of antigen-specific T-lymphocytes, preferably CD4 ⁺ and CD8 ⁺ T-lymphocytes, more preferably CD8‘ T-lymphocytes, which may be detected in various proliferation or cytokine production tests in vitro.

The terms "inducing an immune response" and "eliciting an immune response" and similar terms in the context of the present disclosure refer to the induction of an immune response, preferably the induction of a cellular immune response, a humoral immune response, or both. The immune response may be protective/preventive/prophylactic and/or therapeutic. The immune response may be directed against any immunogen or antigen or antigen peptide, preferably against a tumor-associated antigen or a pathogen-associated antigen (e.g., an antigen of a virus (such as influenza virus (A, B, or C), CMV or RSV)). "Inducing" in this context may mean that there was no immune response against a particular antigen or pathogen before induction, but it may also mean that there was a certain level of immune response against a particular antigen or pathogen before induction and after induction said immune response is enhanced. Thus, "inducing the immune response" in this context also includes "enhancing the immune response". Preferably, after inducing an immune response in an individual, said individual is protected from developing a disease such as an infectious disease or a cancerous disease or the disease condition is ameliorated by inducing an immune response.

The terms "cellular immune response", "cellular response", "cell-mediated immunity" or similar terms are meant to include a cellular response directed to cells characterized by expression of an antigen and/or presentation of an antigen with class I or class II MHC. The cellular response relates to cells called T cells or T lymphocytes which act as either "helpers" or "killers". The helper T cells (also termed CD4 ⁺ T cells) play a central role by regulating the immune response and the killer cells (also termed cytotoxic T cells, cytolytic T cells, CD8’ T cells or CTLs) kill cells such as diseased cells. The term "humoral immune response" refers to a process in living organisms wherein antibodies are produced in response to agents and organisms, which they ultimately neutralize and/or eliminate. The specificity of the antibody response is mediated by T and/or B cells through membrane-associated receptors that bind antigen of a single specificity. Following binding of an appropriate antigen and receipt of various other activating signals, B lymphocytes divide, which produces memory B cells as well as antibody secreting plasma cell clones, each producing antibodies that recognize the identical antigenic epitope as was recognized by its antigen receptor. Memory B lymphocytes remain dormant until they are subsequently activated by their specific antigen. These lymphocytes provide the cellular basis of memory and the resulting escalation in antibody response when re-exposed to a specific antigen.

The term "antibody" as used herein, refers to an immunoglobulin molecule, which is able to specifically bind to an epitope on an antigen. In particular, the term "antibody" refers to a glycoprotein comprising at least two heavy (H) chains and two light (L) chains inter-connected by disulfide bonds. The term "antibody" includes monoclonal antibodies, recombinant antibodies, human antibodies, humanized antibodies, chimeric antibodies and combinations of any of the foregoing. Each heavy chain is comprised of a heavy chain variable region (VH) and a heavy chain constant region (CH). Each light chain is comprised of a light chain variable region (VL) and a light chain constant region (CL). The variable regions and constant regions are also referred to herein as variable domains and constant domains, respectively. The VH and VL regions can be further subdivided into regions of hypervariability, termed complementarity determining regions (CDRs), interspersed with regions that are more conserved, termed framework regions (FRs). Each VH and VL is composed of three CDRs and four FRs, arranged from amino-terminus to carboxy-terminus in the following order: FR1, CDR1, FR2, CDR2, FR3, CDR3, FR4. The CDRs of a VH are termed HCDR1 , HCDR2 and HCDR3, the CDRs of a VL are termed LCDR1, LCDR2 and LCDR3. The variable regions of the heavy and light chains contain a binding domain that interacts with an antigen. The constant regions of an antibody comprise the heavy chain constant region (CH) and the light chain constant region (CL), wherein CH can be further subdivided into constant domain CHI, a hinge region, and constant domains CH2 and CH3 (arranged from amino-terminus to carboxy-terminus in the following order: CHI, CH2, CH3). The constant regions of the antibodies may mediate the binding of the immunoglobulin to host tissues or factors, including various cells of the immune system (e.g., effector cells) and the first component (Clq) of the classical complement system. Antibodies can be intact immunoglobulins derived from natural sources or from recombinant sources and can be immunoactive portions of intact immunoglobulins. Antibodies are typically tetramers of immunoglobulin molecules. Antibodies may exist in a variety of forms including, for example, polyclonal antibodies, monoclonal antibodies, Fv, Fab and F(ab)?, as well as single chain antibodies and humanized antibodies. The term "immunoglobulin" relates to proteins of the immunoglobulin superfamily, preferably to antigen receptors such as antibodies or the B cell receptor (BCR). The immunoglobulins are characterized by a structural domain, i.e., the immunoglobulin domain, having a characteristic immunoglobulin (Ig) fold. The term encompasses membrane bound immunoglobulins as well as soluble immunoglobulins. Membrane bound immunoglobulins are also termed surface immunoglobulins or membrane immunoglobulins, which are generally part of the BCR. Soluble immunoglobulins are generally termed antibodies. Immunoglobulins generally comprise several chains, typically two identical heavy chains and two identical light chains which are linked via disulfide bonds. These chains are primarily composed of immunoglobulin domains, such as the VL (variable light chain) domain, CL (constant light chain) domain, V« (variable heavy chain) domain, and the CH (constant heavy chain) domains CHI , CH2, CH3, and CH4. There are five types of mammalian immunoglobulin heavy chains, i.e., a, 8, s, y, and p which account for the different classes of antibodies, i.e., IgA, IgD, IgE, IgG, and IgM. As opposed to the heavy chains of soluble immunoglobulins, the heavy chains of membrane or surface immunoglobulins comprise a transmembrane domain and a short cytoplasmic domain at their carboxy-terminus. In mammals there are two types of light chains, i.e., lambda and kappa. The immunoglobulin chains comprise a variable region and a constant region. The constant region is essentially conserved within the different isotypes of the immunoglobulins, wherein the variable part is highly divers and accounts for antigen recognition.

The terms "vaccination" and "immunization" describe the process of treating an individual for therapeutic or prophylactic reasons and relate to the procedure of administering one or more immunogen(s) or antigen(s) or derivatives thereof, in particular in the form of RNA (especially mRNA) coding therefor, as described herein to an individual and stimulating an immune response against said one or more immunogen(s) or antigen(s) or cells characterized by presentation of said one or more immunogen(s) or antigen(s).

By "cell characterized by presentation of an antigen" or "cell presenting an antigen" or "MHC molecules which present an antigen on the surface of an antigen presenting cell" or similar expressions is meant a cell such as a diseased cell, in particular a tumor cell or an infected cell, or an antigen presenting cell presenting the antigen or an antigen peptide, either directly or following processing, in the context of MHC molecules, preferably MHC class I and/or MHC class II molecules, most preferably MHC class I molecules.

In the context of the present disclosure, the term "transcription" relates to a process, wherein the genetic code in a DNA sequence is transcribed into RNA (especially mRNA). Subsequently, the RNA (especially mRNA) may be translated into peptide or protein. With respect to RNA, the term "expression" or "translation" relates to the process in the ribosomes of a cell by which a strand of mRNA directs the assembly of a sequence of amino acids to make a peptide or protein.

The term "optional" or "optionally" as used herein means that the subsequently described event, circumstance or condition may or may not occur, and that the description includes instances where said event, circumstance, or condition occurs and instances in which it does not occur.

Prodrugs of a particular compound described herein are those compounds that upon administration to an individual undergo chemical conversion under physiological conditions to provide the particular compound. Additionally, prodrugs can be converted to the particular compound by chemical or biochemical methods in an ex vivo environment. For example, prodrugs can be slowly converted to the particular compound when, for example, placed in a transdermal patch reservoir with a suitable enzyme or chemical reagent. Exemplary prodrugs are esters (using an alcohol or a carboxy group contained in the particular compound) or amides (using an amino or a carboxy group contained in the particular compound) which are hydrolyzable in vivo. Specifically, any amino group which is contained in the particular compound and which bears at least one hydrogen atom can be converted into a prodrug form. Typical N-prodrug forms include carbamates, Mannich bases, enamines, and enaminones.

"Isomers" are compounds having the same molecular formula but differ in structure ("structural isomers") or in the geometrical (spatial) positioning of the functional groups and/or atoms ("stereoisomers"). "Enantiomers" are a pair of stereoisomers which are non-superimposable mirrorimages of each other. A "racemic mixture" or "racemate" contains a pair of enantiomers in equal amounts and is denoted by the prefix (±). "Diastereomers" are stereoisomers which are non- superimposable and which are not mirror-images of each other. "Tautomers" are structural isomers of the same chemical substance that spontaneously and reversibly interconvert into each other, even when pure, due to the migration of individual atoms or groups of atoms; i.e., the tautomers are in a dynamic chemical equilibrium with each other. An example of tautomers are the isomers of the keto-enol- tautomerism. "Conformers" are stereoisomers that can be interconverted just by rotations about formally single bonds, and include - in particular - those leading to different 3-dimentional forms of (hetero)cyclic rings, such as chair, half-chair, boat, and twist-boat forms of cyclohexane.

The term "average diameter" refers to the mean hydrodynamic diameter of particles as measured by dynamic light scattering (DLS) with data analysis using the so-called cumulant algorithm, which provides as results the so-called Z _aV erage with the dimension of a length, and the polydispersity index (PDI), which is dimensionless (Koppel, D., J. Chem. Phys. 57, 1972, pp 4814-4820, ISO 13321). Here "average diameter", "diameter" or "size" for particles is used synonymously with this value of the Z _average - The "polydispersity index" is preferably calculated based on dynamic light scattering measurements by the so-called cumulant analysis as mentioned in the definition of the "average diameter". Under certain prerequisites, it can be taken as a measure of the size distribution of an ensemble of nanoparticles.

The "radius of gyration" (abbreviated herein as R _g ) of a particle about an axis of rotation is the radial distance of a point from the axis of rotation at which, if the whole mass of the particle is assumed to be concentrated, its moment of inertia about the given axis would be the same as with its actual distribution of mass. Mathematically, R _g is the root mean square distance of the particle's components from either its center of mass or a given axis. For example, for a macromolecule composed of n mass elements, of masses m, (i = 1 , 2, 3, . .., n), located at fixed distances s, from the center of mass, R _g is the square-root of the mass average of Si ² over all mass elements and can be calculated as follows:

The radius of gyration can be determined or calculated experimentally, e.g., by using light scattering. In particular, for small scattering vectors q the structure function S is defined as follows: wherein N is the number of components (Guinier's law).

The "DIO value", in particular regarding a quantitative size distribution of particles, is the diameter at which 10% of the particles have a diameter less than this value. The DIO value is a means to describe the proportion of the smallest particles within a population of particles (such as within a particle peak obtained from a field-flow fractionation).

"D50 value", in particular regarding a quantitative size distribution of particles, is the diameter at which 50% of the particles have a diameter less than this value. The D50 value is a means to describe the mean particle size of a population of particles (such as within a particle peak obtained from a field-flow fractionation).

The "D90 value", in particular regarding a quantitative size distribution of particles, is the diameter at which 90% of the particles have a diameter less than this value. The "D95", "D99", and "D100" values have corresponding meanings. The D90, D95, D99, and D100 values are means to describe the proportion of the larger particles within a population of particles (such as within a particle peak obtained from a field-flow fractionation).

The "hydrodynamic radius" (which is sometimes called "Stokes radius" or "Stokes-Einstein radius") of a particle is the radius of a hypothetical hard sphere that diffuses at the same rate as said particle. The hydrodynamic radius is related to the mobility of the particle, taking into account not only size but also solvent effects. For example, a smaller charged particle with stronger hydration may have a greater hydrodynamic radius than a larger charged particle with weaker hydration. This is because the smaller particle drags a greater number of water molecules with it as it moves through the solution. Since the actual dimensions of the particle in a solvent are not directly measurable, the hydrodynamic radius may be defined by the Stokes-Einstein equation: wherein ke is the Boltzmann constant; T is the temperature; t] is the viscosity of the solvent; and D is the diffusion coefficient. The diffusion coefficient can be determined experimentally, e.g., by using dynamic light scattering (DLS). Thus, one procedure to determine the hydrodynamic radius of a particle or a population of particles (such as the hydrodynamic radius of particles contained in a sample or control composition as disclosed herein or the hydrodynamic radius of a particle peak obtained from subjecting such a sample or control composition to field-flow fractionation) is to measure the DLS signal of said particle or population of particles (such as DLS signal of particles contained in a sample or control composition as disclosed herein or the DLS signal of a particle peak obtained from subjecting such a sample or control composition to field-flow fractionation).

The term "aggregate" as used herein relates to a cluster of particles, wherein the particles are identical or very similar and adhere to each other in a non-covalently manner (e.g., via ionic interactions, H bridge interactions, dipole interactions, and/or van der Waals interactions).

The expression "light scattering" as used herein refers to the physical process where light is forced to deviate from a straight trajectory by one or more paths due to localized non-uniformities in the medium through which the light passes.

The term "UV" means ultraviolet and designates a band of the electromagnetic spectrum with a wavelength from 10 nm to 400 nm, i.e., shorter than that of visible light but longer than X-rays.

The expression "multi-angle light scattering" or "MALS" as used herein relates to a technique for measuring the light scattered by a sample into a plurality of angles. "Multi-angle" means in this respect that scattered light can be detected at different discrete angles as measured, for example, by a single detector moved over a range including the specific angles selected or an array of detectors fixed at specific angular locations. In one preferred embodiment, the light source used in MALS is a laser source (MALLS: multi-angle laser light scattering). Based on the MALS signal of a composition comprising particles and by using an appropriate formalism (e.g., Zimm plot, Berry plot, or Debye plot), it is possible to determine the radius of gyration (R _g ) and, thus, the size of said particles. Preferably, the Zimm plot is a graphical presentation using the following equation: wherein c is the mass concentration of the particles in the solvent (g/mL); A? is the second virial coefficient (mol-mL/g ² ); P(0) is a form factor relating to the dependence of scattered light intensity on angle; Rg is the excess Rayleigh ratio (cm ¹ ); and K* is an optical constant that is equal to 47t ² q ₀ (dn/dc) ² ^ ⁴ ?^ ¹ , where r]o is the refractive index of the solvent at the incident radiation (vacuum) wavelength, Zo is the incident radiation (vacuum) wavelength (nm), N _A is Avogadro’s number (mob ¹ ), and dn/dc is the differential refractive index increment (mL/g) (cf., e.g., Buchholz et al. (Electrophoresis 22 (2001), 4118-4128); B.H. Zimm (J. Chem. Phys. 13 (1945), 141; P. Debye (J. Appl. Phys. 15 (1944): 338; and W. Burchard (Anal. Chem. 75 (2003), 4279-4291). Preferably, the Berry plot is calculated the following term: wherein c, Re and K* are as defined above. Preferably, the Debye plot is calculated the following term: wherein c, Re and K* are as defined above.

The expression "dynamic light scattering" or "DLS" as used herein refers to a technique to determine the size and size distribution profile of particles, in particular with respect to the hydrodynamic radius of the particles. A monochromatic light source, usually a laser, is shot through a polarizer and into a sample. The scattered light then goes through a second polarizer where it is detected and the resulting image is projected onto a screen. The particles in the solution are being hit with the light and diffract the light in all directions. The diffracted light from the particles can either interfere constructively (light regions) or destructively (dark regions). This process is repeated at short time intervals and the resulting set of speckle patterns are analyzed by an autocorrelator that compares the intensity of light at each spot over time.

The expression "static light scattering" or "SLS" as used herein refers to a technique to determine the size and size distribution profile of particles, in particular with respect to the radius of gyration of the particles, and/or the molar mass of particles. A high-intensity monochromatic light, usually a laser, is launched in a solution containing the particles. One or many detectors are used to measure the scattering intensity at one or many angles. The angular dependence is needed to obtain accurate measurements of both molar mass and size for all macromolecules of radius. Hence simultaneous measurements at several angles relative to the direction of incident light, known as multi-angle light scattering (MALS) or multiangle laser light scattering (MALLS), is generally regarded as the standard implementation of static light scattering. The term "nucleic acid" comprises deoxyribonucleic acid (DNA), ribonucleic acid (RNA), combinations thereof, and modified forms thereof. The term comprises genomic DNA, cDNA, mRNA, recombinantly produced and chemically synthesized molecules. A nucleic acid may be present as a single-stranded or double-stranded and linear or covalently circularly closed molecule. A nucleic acid can be isolated. The term "isolated nucleic acid" means, according to the present disclosure, that the nucleic acid (i) was amplified in vitro, for example via polymerase chain reaction (PCR) for DNA or in vitro transcription (using, e.g., an RNA polymerase) for RNA, (ii) was produced recombinantly by cloning, (iii) was purified, for example, by cleavage and separation by gel electrophoresis, or (iv) was synthesized, for example, by chemical synthesis.

The term "nucleoside" (abbreviated herein as "N") relates to compounds which can be thought of as nucleotides without a phosphate group. While a nucleoside is a nucleobase linked to a sugar (e.g., ribose or deoxyribose), a nucleotide is composed of a nucleoside and one or more phosphate groups. Examples of nucleosides include cytidine, uridine, pseudouridine, adenosine, and guanosine.

The five standard nucleosides which usually make up naturally occurring nucleic acids are uridine, adenosine, thymidine, cytidine and guanosine. The five nucleosides are commonly abbreviated to their one letter codes U, A, T, C and G, respectively. However, thymidine is more commonly written as "dT" ("d" represents "deoxy") as it contains a 2'-deoxyribofuranose moiety rather than the ribofuranose ring found in uridine. This is because thymidine is found in deoxyribonucleic acid (DNA) and not ribonucleic acid (RNA). Conversely, uridine is found in RNA and not DNA. The remaining three nucleosides may be found in both RNA and DNA. In RNA, they would be represented as A, C and G, whereas in DNA they would be represented as dA, dC and dG.

A modified purine (A or G) or pyrimidine (C, T, or U) base moiety is preferably modified by one or more alkyl groups, more preferably one or more CM alkyl groups, even more preferably one or more methyl groups. Particular examples of modified purine or pyrimidine base moieties include N ⁷ -alkyl- guanine, N ⁶ -alkyl-adenine, 5-alkyl-cytosine, 5-alkyl-uracil, and N(l)-alkyl-uracil, such as N ⁷ -CI. ₄ alkyl- guanine, N ⁶ -C ₁ _ ₄ alkyl-adenine, 5-C ₁ _ ₄ alkyl-cytosine, 5-C ₁ _ ₄ alkyl-uracil, and N(1)-C ₁ _ ₄ alkyl-uracil, preferably N ⁷ -methyl-guanine, N ⁶ -methyl-adenine, 5-methyl-cytosine, 5-methyl-uracil, and N(l)- methyl-uracil.

Herein, the term "DNA" relates to a nucleic acid molecule which includes deoxyribonucleotide residues. In preferred embodiments, the DNA contains all or a majority of deoxyribonucleotide residues. As used herein, "deoxyribonucleotide" refers to a nucleotide which lacks a hydroxyl group at the 2'-position of a P-D-ribofuranosyl group. DNA encompasses without limitation, double stranded DNA, single stranded DNA, isolated DNA such as partially purified DNA, essentially pure DNA, synthetic DNA, recombinantly produced DNA, as well as modified DNA that differs from naturally occurring DNA by the addition, deletion, substitution and/or alteration of one or more nucleotides. Such alterations may refer to addition of non-nucleotide material to internal DNA nucleotides or to the end(s) of DNA. It is also contemplated herein that nucleotides in DNA may be non-standard nucleotides, such as chemically synthesized nucleotides or ribonucleotides. For the present disclosure, these altered DNAs are considered analogs of naturally-occurring DNA. A molecule contains "a majority of deoxyribonucleotide residues" if the content of deoxyribonucleotide residues in the molecule is more than 50% (such as at least 55%, at least 60%, at least 65%, at least 70%, at least 75%, at least 80%, at least 85%, at least 90%, at least 95%, at least 96%, at least 97%, at least 98%, at least 99%), based on the total number of nucleotide residues in the molecule. The total number of nucleotide residues in a molecule is the sum of all nucleotide residues (irrespective of whether the nucleotide residues are standard (i.e., naturally occurring) nucleotide residues or analogs thereof).

DNA may be recombinant DNA and may be obtained by cloning of a nucleic acid, in particular cDNA. The cDNA may be obtained by reverse transcription of RNA.

The term "RNA" relates to a nucleic acid molecule which includes ribonucleotide residues. In preferred embodiments, the RNA contains all or a majority of ribonucleotide residues. As used herein, "ribonucleotide" refers to a nucleotide with a hydroxyl group at the 2'-position of a -D-ribofuranosyl group. RNA encompasses without limitation, double stranded RNA, single stranded RNA, isolated RNA such as partially purified RNA, essentially pure RNA, synthetic RNA, recombinantly produced RNA, as well as modified RNA that differs from naturally occurring RNA by the addition, deletion, substitution and/or alteration of one or more nucleotides. Such alterations may refer to addition of non- nucleotide material to internal RNA nucleotides or to the end(s) of RNA. It is also contemplated herein that nucleotides in RNA may be non-standard nucleotides, such as chemically synthesized nucleotides or deoxynucleotides. For the present disclosure, these altered/modified nucleotides can be referred to as analogs of naturally occurring nucleotides, and the corresponding RNAs containing such altered/modified nucleotides (i.e., altered/modified RNAs) can be referred to as analogs of naturally occurring RNAs. A molecule contains "a majority of ribonucleotide residues" if the content of ribonucleotide residues in the molecule is more than 50% (such as at least 55%, at least 60%, at least 65%, at least 70%, at least 75%, at least 80%, at least 85%, at least 90%, at least 95%, at least 96%, at least 97%, at least 98%, at least 99%), based on the total number of nucleotide residues in the molecule. The total number of nucleotide residues in a molecule is the sum of all nucleotide residues (irrespective of whether the nucleotide residues are standard (i.e., naturally occurring) nucleotide residues or analogs thereof). "RNA" includes mRNA, tRNA, ribosomal RNA (rRNA), small nuclear RNA (snRNA), self-amplifying RNA (saRNA), single-stranded RNA (ssRNA), dsRNA, inhibitory RNA (such as antisense ssRNA, small interfering RNA (siRNA), or microRNA (miRNA)), activating RNA (such as small activating RNA) and immunostimulatory RNA (isRNA).

The term "in vitro transcription" or "IVT" as used herein means that the transcription (i.e., the generation of RNA) is conducted in a cell-free manner. I.e., IVT does not use living/cultured cells but rather the transcription machinery extracted from cells (e.g., cell lysates or the isolated components thereof, including an RNA polymerase (preferably T7, T3 or SP6 polymerase)). mRNA

According to the present disclosure, the term "mRNA" means "messenger-RNA" and relates to a "transcript" which may be generated by using a DNA template and may encode a peptide or protein. Typically, an mRNA comprises a 5'-UTR, a peptide/protein coding region, and a 3'-UTR. In the context of the present disclosure, mRNA is preferably generated by in vitro transcription (IVT) from a DNA template. As set forth above, the in vitro transcription methodology is known to the skilled person, and a variety of in vitro transcription kits is commercially available. mRNA is single-stranded but may contain self-complementary sequences that allow parts of the mRNA to fold and pair with itself to form double helices.

According to the present disclosure, "dsRNA" means double-stranded RNA and is RNA with two partially or completely complementary strands.

In preferred embodiments of the present disclosure, the mRNA relates to an RNA transcript which encodes a peptide or protein.

In one embodiment, the mRNA which preferably encodes a peptide or protein has a length of at least 45 nucleotides (such as at least 60, at least 90, at least 100, at least 200, at least 300, at least 400, at least 500, at least 600, at least 700, at least 800, at least 900, at least 1 ,000, at least 1 ,500, at least 2,000, at least 2,500, at least 3,000, at least 3,500, at least 4,000, at least 4,500, at least 5,000, at least 6,000, at least 7,000, at least 8,000, at least 9,000 nucleotides), preferably up to 15,000, such as up to 14,000, up to 13,000, up to 12,000 nucleotides, up to 11 ,000 nucleotides or up to 10,000 nucleotides.

As established in the art, mRNA generally contains a 5' untranslated region (5'-UTR), a peptide coding region and a 3' untranslated region (3 -UTR). In some embodiments, the mRNA is produced by in vitro transcription or chemical synthesis. In one embodiment, the mRNA is produced by in vitro transcription using a DNA template. The in vitro transcription methodology is known to the skilled person; of., e.g., Molecular Cloning: A Laboratory Manual, 2 ^nd Edition, J. Sambrook et al. eds., Cold Spring Harbor Laboratory Press, Cold Spring Harbor 1989. Furthermore, a variety of in vitro transcription kits is commercially available, e.g., from Thermo Fisher Scientific (such as TranscriptAid™ T7 kit, MEGAscript® T7 kit, MAXIscript®), New England BioLabs Inc. (such as HiScribe™ T7 kit, HiScribe™ T7 ARCA mRNA kit), Promega (such as RiboMAX™, HeLaScribe®, Riboprobe® systems), Jena Bioscience (such as SP6 or T7 transcription kits), and Epicentre (such as AmpliScribe™). For providing modified mRNA, correspondingly modified nucleotides, such as modified naturally occurring nucleotides, non-naturally occurring nucleotides and/or modified non-naturally occurring nucleotides, can be incorporated during synthesis (preferably in vitro transcription), or modifications can be effected in and/or added to the mRNA after transcription.

In one embodiment, mRNA is in vitro transcribed mRNA (IVT-RNA) and may be obtained by in vitro transcription of an appropriate DNA template. The promoter for controlling transcription can be any promoter for any RNA polymerase. Particular examples of RNA polymerases are the T7, T3, and SP6 RNA polymerases. Preferably, the in vitro transcription is controlled by a T7 or SP6 promoter. A DNA template for in vitro transcription may be obtained by cloning of a nucleic acid, in particular cDNA, and introducing it into an appropriate vector for in vitro transcription. The cDNA may be obtained by reverse transcription of RNA.

In certain embodiments of the present disclosure, the mRNA is "replicon mRNA" or simply a "replicon", in particular "self-replicating mRNA" or "self-amplifying mRNA". In one particularly preferred embodiment, the replicon or self-replicating mRNA is derived from or comprises elements derived from an ssRNA virus, in particular a positive-stranded ssRNA virus such as an alphavirus. Alphaviruses are typical representatives of positive-stranded RNA viruses. Alphaviruses replicate in the cytoplasm of infected cells (for review of the alphaviral life cycle see Jose et al., Future Microbiol., 2009, vol. 4, pp. 837-856). The total genome length of many alphaviruses typically ranges between 11,000 and 12,000 nucleotides, and the genomic RNA typically has a 5 ’-cap, and a 3’ poly(A) tail. The genome of alphaviruses encodes non-structural proteins (involved in transcription, modification and replication of viral RNA and in protein modification) and structural proteins (forming the virus particle). There are typically two open reading frames (ORFs) in the genome. The four non-structural proteins (nsPl-nsP4) are typically encoded together by a first ORF beginning near the 5' terminus of the genome, while alphavirus structural proteins are encoded together by a second ORF which is found downstream of the first ORF and extends near the 3’ terminus of the genome. Typically, the first ORF is larger than the second ORF, the ratio being roughly 2:1. In cells infected by an alphavirus, only the nucleic acid sequence encoding non-structural proteins is translated from the genomic RNA, while the genetic information encoding structural proteins is translatable from a subgenomic transcript, which is an RNA molecule that resembles eukaryotic messenger RNA (mRNA; Gould et al., 2010, Antiviral Res., vol. 87 pp. 111-124). Following infection, i.e. at early stages of the viral life cycle, the (+) stranded genomic RNA directly acts like a messenger RNA for the translation of the open reading frame encoding the non- structural poly-protein (nsP1234). Alphavirus-derived vectors have been proposed for delivery of foreign genetic information into target cells or target organisms. In simple approaches, the open reading frame encoding alphaviral structural proteins is replaced by an open reading frame encoding a protein of interest. Alphavirus-based trans-replication systems rely on alphavirus nucleotide sequence elements on two separate nucleic acid molecules: one nucleic acid molecule encodes a viral replicase, and the other nucleic acid molecule is capable of being replicated by said replicase in trans (hence the designation trans-replication system). Trans-replication requires the presence of both these nucleic acid molecules in a given host cell. The nucleic acid molecule capable of being replicated by the replicase in trans must comprise certain alphaviral sequence elements to allow recognition and RNA synthesis by the alphaviral replicase.

In one embodiment of the present disclosure, the mRNA contains one or more modifications, e.g., in order to increase its stability and/or increase translation efficiency and/or decrease immunogenicity and/or decrease cytotoxicity. For example, in order to increase expression of the mRNA, it may be modified within the coding region, i.e., the sequence encoding the expressed peptide or protein, preferably without altering the sequence of the expressed peptide or protein. Such modifications are described, for example, in WO 2007/036366 and PCT/EP2019/056502, and include the following: a 5'- cap structure; an extension or truncation of the naturally occurring poly(A) tail; an alteration of the 5'- and/or 3 '-untranslated regions (UTR) such as introduction of a UTR which is not related to the coding region of said RNA; the replacement of one or more naturally occurring nucleotides with synthetic nucleotides; and codon optimization (e.g., to alter, preferably increase, the GC content of the RNA). The term "modification" in the context of modified mRNA according to the present disclosure preferably relates to any modification of an mRNA which is not naturally present in said mRNA.

In some embodiments, the mRNA comprises a 5'-cap structure. In one embodiment, the mRNA does not have uncapped 5'-triphosphates. In one embodiment, the mRNA may comprise a conventional 5'- cap and/or a 5'-cap analog. The term "conventional 5'-cap" refers to a cap structure found on the 5'-end of an mRNA molecule and generally consists of a guanosine 5'-triphosphate (Gppp) which is connected via its triphosphate moiety to the 5'-end of the next nucleotide of the mRNA (i.e., the guanosine is connected via a 5' to 5' triphosphate linkage to the rest of the mRNA). The guanosine may be methylated at position N ⁷ (resulting in the cap structure m ⁷ Gppp). The term "5'-cap analog" refers to a 5'-cap which is based on a conventional 5 '-cap but which has been modified at either the 2'- or 3'-position of the m ⁷ guanosine structure in order to avoid an integration of the 5 '-cap analog in the reverse orientation (such 5'-cap analogs are also called anti-reverse cap analogs (ARCAs)). Particularly preferred 5'-cap analogs are those having one or more substitutions at the bridging and non-bridging oxygen in the phosphate bridge, such as phosphorothioate modified 5'-cap analogs at the P-phosphate (such as m2 ^7,2 ’°G(5')ppSp(5')G (referred to as beta-S-ARCA or P-S-ARCA)), as described in PCT/EP2019/056502. Providing an mRNA with a 5'-cap structure as described herein may be achieved by in vitro transcription of a DNA template in presence of a corresponding 5'-cap compound, wherein said 5 '-cap structure is co-transcriptionally incorporated into the generated mRNA strand, or the mRNA may be generated, for example, by in vitro transcription, and the 5'-cap structure may be attached to the mRNA post-transcriptionally using capping enzymes, for example, capping enzymes of vaccinia virus.

In some embodiments, the mRNA comprises a 5 '-cap structure selected from the group consisting of m2 ^7,2O G(5’)ppSp(5')G (in particular its DI diastereomer), m ₂ ^7,3O G(5')ppp(5')G, and m2 ^7,3 ’’°Gppp(m] ² ’°) ApG.

In some embodiments, the mRNA comprises a capO, capl , or cap2, preferably capl or cap2. According to the present disclosure, the term "capO" means the structure ”m ⁷ GpppN", wherein N is any nucleoside bearing an OH moiety at position 2'. According to the present disclosure, the term "capl" means the structure "m ⁷ GpppNm", wherein Nm is any nucleoside bearing an OCH3 moiety at position 2'. According to the present disclosure, the term "cap2" means the structure "m ⁷ GpppNmNm", wherein each Nm is independently any nucleoside bearing an OCH3 moiety at position 2'.

The DI diastereomer of beta-S-ARCA (P-S-ARCA) has the following structure:

The "DI diastereomer of beta-S-ARCA" or "beta-S-ARCA(Dl)" is the diastereomer of beta-S-ARCA which elutes first on an HPLC column compared to the D2 diastereomer of beta-S-ARCA (beta-S- ARCA(D2)) and thus exhibits a shorter retention time. The HPLC preferably is an analytical HPLC. In one embodiment, a Supelcosil LC-18-T RP column, preferably of the format: 5 pm, 4.6 x 250 mm is used for separation, whereby a flow rate of 1 .3 ml/min can be applied. In one embodiment, a gradient of methanol in ammonium acetate, for example, a 0-25% linear gradient of methanol in 0.05 M ammonium acetate, pH = 5.9, within 15 min is used. UV-detection (VWD) can be performed at 260 nm and fluorescence detection (FLD) can be performed with excitation at 280 nm and detection at 337 nm.

The 5'-cap analog m2 ⁷ ’ ³ ' ⁰ Gppp(mi ² ' ⁰ )ApG (also referred to as m2 ⁷ ’ ^3O G(5')ppp(5 ^l )m ² ' °ApG) which is a building block of a capl has the following structure:

An exemplary capO mRNA comprising p-S-ARCA and mRNA has the following structure: An exemplary capO mRNA comprising m2 ^{7,3 O} G(5')ppp(5')G and mRNA has the following structure:

An exemplary capl mRNA comprising m2 ⁷ ’ ³ ’°Gppp(mi ² ' °)ApG and mRNA has the following structure:

As used herein, the term "poly-A tail" or "poly-A sequence" refers to an uninterrupted or interrupted sequence of adenylate residues which is typically located at the 3 '-end of an mRNA molecule. Poly-A tails or poly-A sequences are known to those of skill in the art and may follow the 3 ’-UTR in the mRNAs described herein. An uninterrupted poly-A tail is characterized by consecutive adenylate residues. In nature, an uninterrupted poly-A tail is typical. mRNAs disclosed herein can have a poly-A tail attached to the free 3 '-end of the mRNA by a template-independent RNA polymerase after transcription or a poly-A tail encoded by DNA and transcribed by a template-dependent RNA polymerase.

It has been demonstrated that a poly-A tail of about 120 A nucleotides has a beneficial influence on the levels of mRNA in transfected eukaryotic cells, as well as on the levels of protein that is translated from an open reading frame that is present upstream (5 ’) of the poly-A tail (Holtkamp et al., 2006, Blood, vol. 108, pp. 4009-4017).

The poly-A tail may be of any length. In some embodiments, a poly-A tail comprises, essentially consists of, or consists of at least 20, at least 30, at least 40, at least 80, or at least 100 and up to 500, up to 400, up to 300, up to 200, or up to 150 A nucleotides, and, in particular, about 120 A nucleotides. In this context, "essentially consists of' means that most nucleotides in the poly-A tail, typically at least 75%, at least 80%, at least 85%, at least 90%, at least 95%, at least 96%, at least 97%, at least 98%, or at least 99% by number of nucleotides in the poly-A tail are A nucleotides, but permits that remaining nucleotides are nucleotides other than A nucleotides, such as U nucleotides (uridylate), G nucleotides (guanylate), or C nucleotides (cytidylate). In this context, "consists of means that all nucleotides in the poly-A tail, i.e., 100% by number of nucleotides in the poly-A tail, are A nucleotides. The term "A nucleotide" or "A" refers to adenylate. In some embodiments, a poly-A tail is attached during RNA transcription, e.g., during preparation of in vitro transcribed RNA, based on a DNA template comprising repeated dT nucleotides (deoxythymidylate) in the strand complementary to the coding strand. The DNA sequence encoding a poly-A tail (coding strand) is referred to as poly(A) cassette.

In some embodiments, the poly(A) cassette present in the coding strand of DNA essentially consists of dA nucleotides, but is interrupted by a random sequence of the four nucleotides (dA, dC, dG, and dT). Such random sequence may be 5 to 50, 10 to 30, or 10 to 20 nucleotides in length. Such a cassette is disclosed in WO 2016/005324 Al , hereby incorporated by reference. Any poly(A) cassette disclosed in WO 2016/005324 Al may be used in the present disclosure. A poly(A) cassette that essentially consists of dA nucleotides, but is interrupted by a random sequence having an equal distribution of the four nucleotides (dA, dC, dG, dT) and having a length of e.g., 5 to 50 nucleotides shows, on DNA level, constant propagation of plasmid DNA in E. coli and is still associated, on RNA level, with the beneficial properties with respect to supporting RNA stability and translational efficiency is encompassed. Consequently, in some embodiments, the poly-A tail contained in an mRNA molecule described herein essentially consists of A nucleotides, but is interrupted by a random sequence of the four nucleotides (A, C, G, U). Such random sequence may be 5 to 50, 10 to 30, or 10 to 20 nucleotides in length.

In some embodiments, no nucleotides other than A nucleotides flank a poly-A tail at its 3'-end, i.e., the poly-A tail is not masked or followed at its 3 '-end by a nucleotide other than A.

In some embodiments, mRNA used in present disclosure comprises a 5'-UTR and/or a 3 -UTR. The term "untranslated region" or "UTR" relates to a region in a DNA molecule which is transcribed but is not translated into an amino acid sequence, or to the corresponding region in an RNA molecule, such as an mRNA molecule. An untranslated region (UTR) can be present 5' (upstream) of an open reading frame (5 -UTR) and/or 3' (downstream) of an open reading frame (3'-UTR). A 5'-UTR, if present, is located at the 5'-end, upstream of the start codon of a protein-encoding region. A 5 -UTR is downstream of the 5'- cap (if present), e.g., directly adjacent to the 5'-cap. A 3 -UTR, if present, is located at the 3'-end, downstream of the termination codon of a protein-encoding region, but the term "3'-UTR" does preferably not include the poly-A sequence. Thus, the 3'-UTR is upstream of the poly-A sequence (if present), e.g., directly adjacent to the poly-A sequence. Incorporation of a 3'-UTR into the 3'-non translated region of an RNA (preferably mRNA) molecule can result in an enhancement in translation efficiency. A synergistic effect may be achieved by incorporating two or more of such 3'-UTRs (which are preferably arranged in a head-to-tail orientation; cf., e.g., Holtkamp et al., Blood 108, 4009-4017 (2006)). The 3'-UTRs may be autologous or heterologous to the RNA (preferably mRNA) into which they are introduced. In one particular embodiment the 3'-UTR is derived from a globin gene or mRNA, such as a gene or mRNA of alpha2-globin, alphal -globin, or beta-globin, preferably beta-globin, more preferably human beta-globin. For example, the RNA (preferably mRNA) may be modified by the replacement of the existing 3 -UTR with or the insertion of one or more, preferably two copies of a 3'- UTR derived from a globin gene, such as alpha2-globin, alpha 1 -globin, beta-globin, preferably betaglobin, more preferably human beta-globin.

The mRNA may have modified ribonucleotides in order to increase its stability and/or decrease immunogenicity and/or decrease cytotoxicity. For example, in one embodiment, uridine in the mRNA described herein is replaced (partially or completely, preferably completely) by a modified nucleoside. In some embodiments, the modified nucleoside is a modified uridine.

In some embodiments, the modified uridine replacing uridine is selected from the group consisting of pseudouridine (y), Nl-methyl-pseudouridine (mly), 5-methyl-uridine (m5U), and combinations thereof.

In some embodiments, the modified nucleoside replacing (partially or completely, preferably completely) uridine in the mRNA may be any one or more of 3-methyl-uridine (m3U), 5-methoxy- uridine (mo5U), 5-aza-uridine, 6-aza-uridine, 2-thio-5 -aza-uridine, 2-thio-uridine (s2U), 4-thio-uridine (s4U), 4-thio-pseudouridine, 2-thio-pseudouridine, 5 -hydroxy-uridine (ho5U), 5-aminoallyl-uridine, 5- halo-uridine (e.g., 5-iodo-uridineor 5-bromo-uridine), uridine 5-oxyacetic acid (cmo5U), uridine 5- oxyacetic acid methyl ester (mcmo5U), 5-carboxymethyl-uridine (cm5U), 1 -carboxymethylpseudouridine, 5-carboxyhydroxymethyl-uridine (chm5U), 5 -carboxyhydroxymethyl -uridine methyl ester (mchm5U), 5-methoxycarbonylmethyl-uridine (mcm5U), 5-methoxycarbonylmethyl-2-thio- uridine (mcm5s2U), 5-aminomethyl-2-thio-uridine (nm5s2U), 5-methylaminomethyl-uridine (mnm5U), 1 -ethyl-pseudouridine, 5-methylaminomethyl-2 -thio-uridine (mnm5s2U), 5- methylaminomethyl-2-seleno-uridine (mnm5se2U), 5-carbamoylmethyl-uridine (ncm5U), 5- carboxymethylaminomethyl-uridine (cmnm5U), 5-carboxymethylaminomethyl-2-thio-uridine

(cmnm5s2U), 5-propynyl-uridine, 1 -propynyl-pseudouridine, 5-taurinomethyl-uridine (rm5U), 1- taurinomethyl-pseudouridine, 5-taurinomethyl-2-thio-uridine(rm5 s2U), 1 -taurinomethyl-4-thio- pseudouridine), 5-methyl-2-thio-uridine (m5s2U), l-methyl-4-thio-pseudouridine (mls4y), 4-thio-l- methyl -pseudouridine, 3-methyl-pseudouridine (m3<|/), 2-thio-l-methyl-pseudouridine, 1-methyl-l- deaza-pseudouridine, 2-thio-l -methyl- 1-deaza-pseudouridine, dihydrouridine (D), dihydropseudouridine, 5,6-dihydrouridine, 5-methyl-dihydrouridine (m5D), 2-thio-dihydrouridine, 2- thio-dihydropseudouridine, 2-methoxy-uridine, 2-methoxy-4-thio-uridine, 4-methoxy-pseudouridine, 4-methoxy-2-thio-pseudouridine, N 1 -methyl -pseudouridine, 3-(3-amino-3-carboxypropyl)uridine (acp3U), l-methyl-3-(3-amino-3-carboxypropyl)pseudouridine (acp3 \p), 5-

(isopentenylaminomethyl)uridine (inm5U), 5-(isopentenylaminomethyl)-2-thio-uridine (inm5s2U), a- thio-uridine, 2'-O-methyl-uridine (Um), 5,2'-O-dimethyl-uridine (m5Um), 2'-O-methyl-pseudouridine (yin), 2-thio-2'-O-methyl-uridine (s2Um), 5-methoxycarbonylmethyl-2'-O-methyl-uridine (mcm5Um), 5-carbamoylmethyl-2'-O-methyl-uridine (ncm5Um), 5-carboxymethylaminomethyl-2'-O-methyl- uridine (cmnm5Um), 3,2'-O-dimethyl-uridine (m3Um), 5-(isopentenylaminomethyl)-2'-O-methyl- uridine (inm5Um), 1 -thio-uridine, deoxythymidine, 2'-F-ara-uridine, 2'-F-uridine, 2'-OH-ara-uridine, 5- (2-carbomethoxyvinyl) uridine, 5-[3-(l-E-propenylamino)uridine, or any other modified uridine known in the art.

An RNA (preferably mRNA) which is modified by pseudouridine (replacing partially or completely, preferably completely, uridine) is referred to herein as "T-modified", whereas the term "m IT-modified" means that the RNA (preferably mRNA) contains N(l)-methylpseudouridine (replacing partially or completely, preferably completely, uridine). Furthermore, the term "m5U-modified" means that the RNA (preferably mRNA) contains 5 -methyluridine (replacing partially or completely, preferably completely, uridine). Such T- or mlT- or m5U-modified RNAs usually exhibit decreased immunogenicity compared to their unmodified forms and, thus, are preferred in applications where the induction of an immune response is to be avoided or minimized.

The codons of the mRNA used in the present disclosure may further be optimized, e.g., to increase the GC content of the RNA and/or to replace codons which are rare in the cell (or subject) in which the peptide or protein of interest is to be expressed by codons which are synonymous frequent codons in said cell (or subject). In some embodiments, the amino acid sequence encoded by the mRNA used in the present disclosure is encoded by a coding sequence which is codon-optimized and/or the G/C content of which is increased compared to wild type coding sequence. This also includes embodiments, wherein one or more sequence regions of the coding sequence are codon-optimized and/or increased in the G/C content compared to the corresponding sequence regions of the wild type coding sequence. In one embodiment, the codon-optimization and/or the increase in the G/C content preferably does not change the sequence of the encoded amino acid sequence.

The term "codon-optimized" refers to the alteration of codons in the coding region of a nucleic acid molecule to reflect the typical codon usage of a host organism without preferably altering the amino acid sequence encoded by the nucleic acid molecule. Within the context of the present disclosure, coding regions are preferably codon-optimized for optimal expression in a subject to be treated using the mRNA described herein. Codon-optimization is based on the finding that the translation efficiency is also determined by a different frequency in the occurrence of tRNAs in cells. Thus, the sequence of mRNA may be modified such that codons for which frequently occurring tRNAs are available are inserted in place of "rare codons". In some embodiments, the guanosine/cytosine (G/C) content of the coding region of the mRNA described herein is increased compared to the G/C content of the corresponding coding sequence of the wild type RNA, wherein the amino acid sequence encoded by the mRNA is preferably not modified compared to the amino acid sequence encoded by the wild type RNA. This modification of the mRNA sequence is based on the fact that the sequence of any RNA region to be translated is important for efficient translation of that mRNA. Sequences having an increased G (guanosine)/C (cytosine) content are more stable than sequences having an increased A (adenosine)ZU (uracil) content. In respect to the fact that several codons code for one and the same amino acid (so-called degeneration of the genetic code), the most favorable codons for the stability can be determined (so-called alternative codon usage). Depending on the amino acid to be encoded by the mRNA, there are various possibilities for modification of the mRNA sequence, compared to its wild type sequence. In particular, codons which contain A and/or U nucleotides can be modified by substituting these codons by other codons, which code for the same amino acids but contain no A and/or U or contain a lower content of A and/or U nucleotides.

In various embodiments, the G/C content of the coding region of the mRNA described herein is increased by at least 10%, at least 20%, at least 30%, at least 40%, at least 50%, at least 55%, or even more compared to the G/C content of the coding region of the wild type RNA.

A combination of the above described modifications, i.e., incorporation of a 5'-cap structure, incorporation of a poly-A sequence, unmasking of a poly-A sequence, alteration of the 5'- and/or 3'- UTR (such as incorporation of one or more 3'-UTRs), replacing one or more naturally occurring nucleotides with synthetic nucleotides (e.g., 5-methylcytidine for cytidine and/or pseudouridine (T) or N(l)-methylpseudouridine (m IT) or 5 -methyluridine (m5U) for uridine), and codon optimization, has a synergistic influence on the stability of RNA (preferably mRNA) and increase in translation efficiency. Thus, in a preferred embodiment, the mRNA used in the present disclosure contains a combination of at least two, at least three, at least four or all five of the above-mentioned modifications, i.e., (i) incorporation of a 5'-cap structure, (ii) incorporation of a poly-A sequence, unmasking of a poly-A sequence; (iii) alteration of the 5'- and/or 3'-UTR (such as incorporation of one or more 3'-UTRs); (iv) replacing one or more naturally occurring nucleotides with synthetic nucleotides (e.g., 5-methylcytidine for cytidine and/or pseudouridine (T) or N(l)-methylpseudouridine (mlT) or 5 -methyluridine (m5U) for uridine), and (v) codon optimization.

Some aspects of the disclosure involve the targeted delivery of the mRNA disclosed herein to certain cells or tissues. In one embodiment, the disclosure involves targeting the lymphatic system, in particular secondary lymphoid organs, more specifically spleen. Targeting the lymphatic system, in particular secondary lymphoid organs, more specifically spleen is in particular preferred if the mRNA administered is mRNA encoding an antigen or epitope for inducing an immune response. In one embodiment, the target cell is a spleen cell. In one embodiment, the target cell is an antigen presenting cell such as a professional antigen presenting cell in the spleen. In one embodiment, the target cell is a dendritic cell in the spleen. The "lymphatic system" is part of the circulatory system and an important part of the immune system, comprising a network of lymphatic vessels that carry lymph. The lymphatic system consists of lymphatic organs, a conducting network of lymphatic vessels, and the circulating lymph. The primary or central lymphoid organs generate lymphocytes from immature progenitor cells. The thymus and the bone marrow constitute the primary lymphoid organs. Secondary or peripheral lymphoid organs, which include lymph nodes and the spleen, maintain mature naive lymphocytes and initiate an adaptive immune response.

Lipid-based mRNA delivery systems have an inherent preference to the liver. Liver accumulation is caused by the discontinuous nature of the hepatic vasculature or the lipid metabolism (liposomes and lipid or cholesterol conjugates). In one embodiment, the target organ is liver and the target tissue is liver tissue. The delivery to such target tissue is preferred, in particular, if presence of mRNA or of the encoded peptide or protein in this organ or tissue is desired and/or if it is desired to express large amounts of the encoded peptide or protein and/or if systemic presence of the encoded peptide or protein, in particular in significant amounts, is desired or required.

In one embodiment, after administration of the mRNA particles described herein, at least a portion of the mRNA is delivered to a target cell or target organ. In one embodiment, at least a portion of the mRNA is delivered to the cytosol of the target cell. In one embodiment, the mRNA is mRNA encoding a peptide or protein and the mRNA is translated by the target cell to produce the peptide or protein. In one embodiment, the target cell is a cell in the liver. In one embodiment, the target cell is a muscle cell. In one embodiment, the target cell is an endothelial cell. In one embodiment the target cell is a tumor cell or a cell in the tumor microenvironment. In one embodiment, the target cell is a blood cell. In one embodiment, the target cell is a cell in the lymph nodes. In one embodiment, the target cell is a cell in the lung. In one embodiment, the target cell is a blood cell. In one embodiment, the target cell is a cell in the skin. In one embodiment, the target cell is a spleen cell. In one embodiment, the target cell is an antigen presenting cell such as a professional antigen presenting cell in the spleen. In one embodiment, the target cell is a dendritic cell in the spleen. In one embodiment, the target cell is a T cell. In one embodiment, the target cell is a B cell. In one embodiment, the target cell is a NK cell, hi one embodiment, the target cell is a monocyte. Thus, RNA particles described herein may be used for delivering mRNA to such target cell. Accordingly, the present disclosure also relates to a method for delivering mRNA to a target cell in a subject comprising the administration of the mRNA particles described herein to the subject. In one embodiment, the mRNA is delivered to the cytosol of the target cell. In one embodiment, the mRNA is mRNA encoding a peptide or protein and the RNA is translated by the target cell to produce the peptide or protein.

"Encoding" refers to the inherent property of specific sequences of nucleotides in a polynucleotide, such as a gene, a cDNA, or an mRNA, to serve as templates for synthesis of other polymers and macromolecules in biological processes having either a defined sequence of nucleotides (/.<?., rRNA, tRNA and mRNA) or a defined sequence of amino acids and the biological properties resulting therefrom. Thus, a gene encodes a protein if transcription and translation of mRNA corresponding to that gene produces the protein in a cell or other biological system. Both the coding strand, the nucleotide sequence of which is identical to the mRNA sequence and is usually provided in sequence listings, and the non-coding strand, used as the template for transcription of a gene or cDNA, can be referred to as encoding the protein or other product of that gene or cDNA.

In one embodiment, mRNA used in the present disclosure comprises a nucleic acid sequence encoding one or more polypeptides, e.g., a peptide or protein, preferably a pharmaceutically active peptide or protein.

In a preferred embodiment, mRNA used in the present disclosure comprises a nucleic acid sequence encoding a peptide or protein, preferably a pharmaceutically active peptide or protein, and is capable of expressing said peptide or protein, in particular if transferred into a cell or subject. Thus, the mRNA used in the present disclosure preferably contains a coding region (open reading frame (ORF)) encoding a peptide or protein, preferably encoding a pharmaceutically active peptide or protein. In this respect, an "open reading frame" or "ORF" is a continuous stretch of codons beginning with a start codon and ending with a stop codon. Such mRNA encoding a pharmaceutically active peptide or protein is also referred to herein as " pharmaceutically active mRNA".

According to the present disclosure, the term "pharmaceutically active peptide or protein" means a peptide or protein that can be used in the treatment of an individual where the expression of a peptide or protein would be of benefit, e.g., in ameliorating the symptoms of a disease or disorder. Preferably, a pharmaceutically active peptide or protein has curative or palliative properties and may be administered to ameliorate, relieve, alleviate, reverse, delay onset of or lessen the severity of one or more symptoms of a disease or disorder. Preferably, a pharmaceutically active peptide or protein has a positive or advantageous effect on the condition or disease state of an individual when administered to the individual in a therapeutically effective amount. A pharmaceutically active peptide or protein may have prophylactic properties and may be used to delay the onset of a disease or disorder or to lessen the severity of such disease or disorder. The term "pharmaceutically active peptide or protein" includes entire proteins or polypeptides, and can also refer to pharmaceutically active fragments thereof. It can also include pharmaceutically active analogs of a peptide or protein.

Specific examples of pharmaceutically active peptides and proteins include, but are not limited to, cytokines, hormones, adhesion molecules, immunoglobulins, immunologically active compounds, growth factors, protease inhibitors, enzymes, receptors, apoptosis regulators, transcription factors, tumor suppressor proteins, structural proteins, reprogramming factors, genomic engineering proteins, and blood proteins.

The term "cytokines" relates to proteins which have a molecular weight of about 5 to 20 kDa and which participate in cell signaling (e.g., paracrine, endocrine, and/or autocrine signaling). In particular, when released, cytokines exert an effect on the behavior of cells around the place of their release. Examples of cytokines include lymphokines, interleukins, chemokines, interferons, and tumor necrosis factors (TNFs). According to the present disclosure, cytokines do not include hormones or growth factors. Cytokines differ from hormones in that (i) they usually act at much more variable concentrations than hormones and (ii) generally are made by a broad range of cells (nearly all nucleated cells can produce cytokines). Interferons are usually characterized by antiviral, antiproliferative and immunomodulatory activities. Interferons are proteins that alter and regulate the transcription of genes within a cell by binding to interferon receptors on the regulated cell's surface, thereby preventing viral replication within the cells. The interferons can be grouped into two types. IFN-gamma is the sole type II interferon; all others are type I interferons. Particular examples of cytokines include erythropoietin (EPO), colony stimulating factor (CSF), granulocyte colony stimulating factor (G-CSF), granulocyte-macrophage colony stimulating factor (GM-CSF), tumor necrosis factor (TNF), bone morphogenetic protein (BMP), interferon alfa (IFNa), interferon beta (IFNP), interferon gamma (INFy), interleukin 2 (IL-2), interleukin 4 (LL-4), interleukin 10 (IL-10), interleukin 11 (EL-11), interleukin 12 (IL-12), and interleukin 21 (IL- 21).

In one embodiment, a pharmaceutically active peptide or protein comprises a replacement protein. In this embodiment, the present disclosure provides a method for treatment of a subject having a disorder requiring protein replacement (e.g., protein deficiency disorders) comprising administering to the subject RNA as described herein encoding a replacement protein. The term "protein replacement" refers to the introduction of a protein (including functional variants thereof) into a subject having a deficiency in such protein. The term also refers to the introduction of a protein into a subject otherwise requiring or benefiting from providing a protein, e.g., suffering from protein insufficiency. The term "disorder characterized by a protein deficiency" refers to any disorder that presents with a pathology caused by absent or insufficient amounts of a protein. This term encompasses protein folding disorders, i.e., conformational disorders, that result in a biologically inactive protein product. Protein insufficiency can be involved in infectious diseases, immunosuppression, organ failure, glandular problems, radiation illness, nutritional deficiency, poisoning, or other environmental or external insults.

The term "hormones" relates to a class of signaling molecules produced by glands, wherein signaling usually includes the following steps: (i) synthesis of a hormone in a particular tissue; (ii) storage and secretion; (iii) transport of the hormone to its target; (iv) binding of the hormone by a receptor; (v) relay and amplification of the signal; and (vi) breakdown of the hormone. Hormones differ from cytokines in that (1 ) hormones usually act in less variable concentrations and (2) generally are made by specific kinds of cells. In one embodiment, a "hormone" is a peptide or protein hormone, such as insulin, vasopressin, prolactin, adrenocorticotropic hormone (ACTH), thyroid hormone, growth hormones (such as human grown hormone or bovine somatotropin), oxytocin, atrial-natriuretic peptide (ANP), glucagon, somatostatin, cholecystokinin, gastrin, and leptins.

The term "adhesion molecules" relates to proteins which are located on the surface of a cell and which are involved in binding of the cell with other cells or with the extracellular matrix (ECM). Adhesion molecules are typically transmembrane receptors and can be classified as calcium-independent (e.g., integrins, immunoglobulin superfamily, lymphocyte homing receptors) and calcium-dependent (cadherins and selectins). Particular examples of adhesion molecules are integrins, lymphocyte homing receptors, selectins (e.g., P-selectin), and addressins.

Integrins are also involved in signal transduction. In particular, upon ligand binding, integrins modulate cell signaling pathways, e.g., pathways of transmembrane protein kinases such as receptor tyrosine kinases (RTK). Such regulation can lead to cellular growth, division, survival, or differentiation or to apoptosis. Particular examples of integrins include: α ₁ β 1, α ₂ β1, α ₃ β1, a ₄ pi, asPi, a^Pi, a?Pi, a _L p ₂ , «MP ₂ , anbpj, avpi, α _v β3, α _v βj, avβ6, avps, and α ₆ β4.

The term "immunoglobulins" or "immunoglobulin superfamily" refers to molecules which are involved in the recognition, binding, and/or adhesion processes of cells. Molecules belonging to this superfamily share the feature that they contain a region known as immunoglobulin domain or fold. Members of the immunoglobulin superfamily include antibodies (e.g., IgG), T cell receptors (TCRs), major histocompatibility complex (MHC) molecules, co-receptors (e.g., CD4, CD8, CD19), antigen receptor accessory molecules (e.g., CD-3y, CD3-8, CD-3e, CD79a, CD79b), co-stimulatory or inhibitory molecules (e.g., CD28, CD80, CD86), and other.

The term "immunologically active compound" relates to any compound altering an immune response, preferably by inducing and/or suppressing maturation of immune cells, inducing and/or suppressing cytokine biosynthesis, and/or altering humoral immunity by stimulating antibody production by B cells. Immunologically active compounds possess potent immunostimulating activity including, but not limited to, antiviral and antitumor activity, and can also down-regulate other aspects of the immune response, for example shifting the immune response away from a TH2 immune response, which is useful for treating a wide range of TH2 mediated diseases. Immunologically active compounds can be useful as vaccine adjuvants. Particular examples of immunologically active compounds include interleukins, colony stimulating factor (CSF), granulocyte colony stimulating factor (G-CSF), granulocytemacrophage colony stimulating factor (GM-CSF), erythropoietin, tumor necrosis factor (TNF), interferons, integrins, addressins, selectins, homing receptors, and antigens, in particular tumor- associated antigens, pathogen-associated antigens (such as bacterial, parasitic, or viral antigens), allergens, and autoantigens. A preferred immunologically active compound is a vaccine antigen, i.e., an antigen whose inoculation into a subject induces an immune response.

The term "autoantigen" or "self-antigen" refers to an antigen which originates from within the body of a subject (i.e., the autoantigen can also be called "autologous antigen") and which produces an abnormally vigorous immune response against this normal part of the body. Such vigorous immune reactions against autoantigens may be the cause of "autoimmune diseases".

The term "allergen" refers to a kind of antigen which originates from outside the body of a subject (i.e., the allergen can also be called "heterologous antigen") and which produces an abnormally vigorous immune response in which the immune system of the subject fights off a perceived threat that would otherwise be harmless to the subject. "Allergies" are the diseases caused by such vigorous immune reactions against allergens. An allergen usually is an antigen which is able to stimulate a type-I hypersensitivity reaction in atopic individuals through immunoglobulin E (IgE) responses. Particular examples of allergens include allergens derived from peanut proteins (e.g., Ara h 2.02), ovalbumin, grass pollen proteins (e.g., Phi p 5), and proteins of dust mites (e.g., Der p 2).

The term "growth factors" refers to molecules which are able to stimulate cellular growth, proliferation, healing, and/or cellular differentiation. Typically, growth factors act as signaling molecules between cells. The term "growth factors" include particular cytokines and hormones which bind to specific receptors on the surface of their target cells. Examples of growth factors include bone morphogenetic proteins (BMPs), fibroblast growth factors (FGFs), vascular endothelial growth factors (VEGFs), such as VEGFA, epidermal growth factor (EGF), insulin-like growth factor, ephrins, macrophage colonystimulating factor, granulocyte colony-stimulating factor, granulocyte macrophage colony-stimulating factor, neuregulins, neurotrophins (e.g., brain-derived neurotrophic factor (BDNF), nerve growth factor (NGF)), placental growth factor (PGF), platelet-derived growth factor (PDGF), renalase (RNLS) (anti- apoptotic survival factor), T-cell growth factor (TCGF), thrombopoietin (TPO), transforming growth factors (transforming growth factor alpha (TGF-a), transforming growth factor beta (TGF-0)), and tumor necrosis factor-alpha (TNF-a). In one embodiment, a "growth factor" is a peptide or protein growth factor.

The term "protease inhibitors" refers to molecules, in particular peptides or proteins, which inhibit the function of proteases. Protease inhibitors can be classified by the protease which is inhibited (e.g., aspartic protease inhibitors) or by their mechanism of action (e.g., suicide inhibitors, such as serpins). Particular examples of protease inhibitors include serpins, such as alpha 1 -antitrypsin, aprotinin, and bestatin.

The term "enzymes" refers to macromolecular biological catalysts which accelerate chemical reactions. Like any catalyst, enzymes are not consumed in the reaction they catalyze and do not alter the equilibrium of said reaction. Unlike many other catalysts, enzymes are much more specific. In one embodiment, an enzyme is essential for homeostasis of a subject, e.g., any malfunction (in particular, decreased activity which may be caused by any of mutation, deletion or decreased production) of the enzyme results in a disease. Examples of enzymes include heipes simplex virus type 1 thymidine kinase (HSV1-TK), hexosaminidase, phenylalanine hydroxylase, pseudocholinesterase, and lactase.

The term "receptors" refers to protein molecules which receive signals (in particular chemical signals called ligands) from outside a cell. The binding of a signal (e.g., ligand) to a receptor causes some kind of response of the cell, e.g., the intracellular activation of a kinase. Receptors include transmembrane receptors (such as ion channel-linked (ionotropic) receptors, G protein-linked (metabotropic) receptors, and enzyme-linked receptors) and intracellular receptors (such as cytoplasmic receptors and nuclear receptors). Particular examples of receptors include steroid hormone receptors, growth factor receptors, and peptide receptors (i.e., receptors whose ligands are peptides), such as P-selectin glycoprotein ligand- 1 (PSGL-1). The term "growth factor receptors" refers to receptors which bind to growth factors.

The term "apoptosis regulators" refers to molecules, in particular peptides or proteins, which modulate apoptosis, i.e., which either activate or inhibit apoptosis. Apoptosis regulators can be grouped into two broad classes: those which modulate mitochondrial function and those which regulate caspases. The first class includes proteins (e.g., BCL-2, BCL-xL) which act to preserve mitochondrial integrity by preventing loss of mitochondrial membrane potential and/or release of pro-apoptotic proteins such as cytochrome C into the cytosol. Also to this first class belong proapoptotic proteins (e.g., BAX, BAK, BIM) which promote release of cytochrome C. The second class includes proteins such as the inhibitors of apoptosis proteins (e.g., XIAP) or FLIP which block the activation of caspases.

The term "transcription factors" relates to proteins which regulate the rate of transcription of genetic information from DNA to messenger RNA, in particular by binding to a specific DNA sequence. Transcription factors may regulate cell division, cell growth, and cell death throughout life; cell migration and organization during embryonic development; and/or in response to signals from outside the cell, such as a hormone. Transcription factors contain at least one DNA-binding domain which binds to a specific DNA sequence, usually adjacent to the genes which are regulated by the transcription factors. Particular examples of transcription factors include MECP2, FOXP2, FOXP3, the STAT protein family, and the HOX protein family.

The term "tumor suppressor proteins" relates to molecules, in particular peptides or proteins, which protect a cell from one step on the path to cancer. Tumor-suppressor proteins (usually encoded by corresponding tumor-suppressor genes) exhibit a weakening or repressive effect on the regulation of the cell cycle and/or promote apoptosis. Their functions may be one or more of the following: repression of genes essential for the continuing of the cell cycle; coupling the cell cycle to DNA damage (as long as damaged DNA is present in a cell, no cell division should take place); initiation of apoptosis, if the damaged DNA cannot be repaired; metastasis suppression (e.g., preventing tumor cells from dispersing, blocking loss of contact inhibition, and inhibiting metastasis); and DNA repair. Particular examples of tumor-suppressor proteins include p53, phosphatase and tensin homolog (PTEN), SWI/SNF (SWItch/Sucrose Non-Fermentable), von Hippel-Lindau tumor suppressor (pVHL), adenomatous polyposis coli (APC), CD95, suppression of tumorigenicity 5 (ST5), suppression of tumorigenicity 5 (ST5), suppression of tumorigenicity 14 (ST14), and Yippee-like 3 (YPEL3).

The term "structural proteins" refers to proteins which confer stiffness and rigidity to otherwise-fluid biological components. Structural proteins are mostly fibrous (such as collagen and elastin) but may also be globular (such as actin and tubulin). Usually, globular proteins are soluble as monomers, but polymerize to form long, fibers which, for example, may make up the cytoskeleton. Other structural proteins are motor proteins (such as myosin, kinesin, and dynein) which are capable of generating mechanical forces, and surfactant proteins. Particular examples of structural proteins include collagen, surfactant protein A, surfactant protein B, surfactant protein C, surfactant protein D, elastin, tubulin, actin, and myosin.

The term "reprogramming factors" or "reprogramming transcription factors" relates to molecules, in particular peptides or proteins, which, when expressed in somatic cells optionally together with further agents such as further reprogramming factors, lead to reprogramming or de-differentiation of said somatic cells to cells having stem cell characteristics, in particular pluripotency. Particular examples of reprogramming factors include OCT4, SOX2, c-MYC, KLF4, LIN28, and NANOG.

The term "genomic engineering proteins" relates to proteins which are able to insert, delete or replace DNA in the genome of a subject. Particular examples of genomic engineering proteins include meganucleases, zinc finger nucleases (ZFNs), transcription activator-like effector nucleases (TALENs), and clustered regularly spaced short palindromic repeat-CRISPR-associated protein 9 (CRISPR-Cas9).

The term "blood proteins" relates to peptides or proteins which are present in blood plasma of a subject, in particular blood plasma of a healthy subject. Blood proteins have diverse functions such as transport (e.g., albumin, transferrin), enzymatic activity (e.g., thrombin or ceruloplasmin), blood clotting (e.g., fibrinogen), defense against pathogens (e.g., complement components and immunoglobulins), protease inhibitors (e.g., alpha 1 -antitrypsin), etc. Particular examples of blood proteins include thrombin, serum albumin, Factor VII, Factor VIII, insulin, Factor IX, Factor X, tissue plasminogen activator, protein C, von Willebrand factor, antithrombin III, glucocerebrosidase, erythropoietin, granulocyte colony stimulating factor (G-CSF), modified Factor VIII, and anticoagulants.

Thus, in one embodiment, the pharmaceutically active peptide or protein is (i) a cytokine, preferably selected from the group consisting of erythropoietin (EPO), interleukin 4 (IL-2), and interleukin 10 (IL- 11), more preferably EPO; (ii) an adhesion molecule, in particular an integrin; (iii) an immunoglobulin, in particular an antibody; (iv) an immunologically active compound, in particular an antigen; (v) a hormone, in particular vasopressin, insulin or growth hormone; (vi) a growth factor, in particular VEGFA; (vii) a protease inhibitor, in particular alpha 1 -antitrypsin; (viii) an enzyme, preferably selected from the group consisting of herpes simplex virus type 1 thymidine kinase (HSV 1 -TK), hexosaminidase, phenylalanine hydroxylase, pseudocholinesterase, pancreatic enzymes, and lactase; (ix) a receptor, in particular growth factor receptors; (x) an apoptosis regulator, in particular BAX; (xi) a transcription factor, in particular FOXP3; (xii) a tumor suppressor protein, in particular p53; (xiii) a structural protein, in particular surfactant protein B; (xiv) a reprogramming factor, e.g., selected from the group consisting of OCT4, SOX2, c-MYC, KLF4, LIN28 and NANOG; (xv) a genomic engineering protein, in particular clustered regularly spaced short palindromic repeat-CRISPR-associated protein 9 (CRISPR-Cas9); and (xvi) a blood protein, in particular fibrinogen.

In one embodiment, a pharmaceutically active peptide or protein comprises one or more antigens or one or more epitopes, i.e., administration of the peptide or protein to a subject elicits an immune response against the one or more antigens or one or more epitopes in a subject which may be therapeutic or partially or fully protective.

In certain embodiments, the mRNA encodes at least one epitope.

In certain embodiments, the epitope is derived from a tumor antigen. The tumor antigen may be a "standard" antigen, which is generally known to be expressed in various cancers. The tumor antigen may also be a "neo-antigen", which is specific to an individual’s tumor and has not been previously recognized by the immune system. A neo-antigen or neo-epitope may result from one or more cancerspecific mutations in the genome of cancer cells resulting in amino acid changes. Examples of tumor antigens include, without limitation, p53, ART-4, BAGE, beta-catenin/m, Bcr-abL CAMEL, CAP-1 , CASP-8, CDC27/m, CDK4/m, CEA, the cell surface proteins of the claudin family, such as CLAUD IN-6, CLAUDIN-18.2 and CLAUDIN-12, c-MYC, CT, Cyp-B, DAM, ELF2M, ETV6-AML1, G250, GAGE, GnT-V, Gap 100, HAGE, HER-2/neu, HPV-E7, HPV-E6, HAST-2, hTERT (or hTRT), LAGE, LDLR/FUT, MAGE-A, preferably MAGE-A1 , MAGE-A2, MAGE- A3, MAGE-A4, MAGE-A5, MAGE-A6, MAGE-A7, MAGE-A8 , MAGE-A9, MAGE-A 10, MAGE-A 1 1 , or MAGE- Al 2, MAGE- B, MAGE-C, MART- 1 /Melan-A, MC1R, Myosin/m, MUC1, MUM-1, MUM-2, MUM-3, NA88-A, NF1 , NY-ESO-1 , NY-BR-1 , pl90 minor BCR-abL, Pml/RARa, PRAME, proteinase 3, PSA, PSM, RAGE, RU1 or RU2, SAGE, SART-1 or SART-3, SCGB3A2, SCP1 , SCP2, SCP3, SSX, SURVIVIN, TEL/AML1 , TPI/m, TRP-1 , TRP-2, TRP-2/INT2, TPTE, WT, and WT-1 .

Cancer mutations vary with each individual. Thus, cancer mutations that encode novel epitopes (neoepitopes) represent attractive targets in the development of vaccine compositions and immunotherapies. The efficacy of tumor immunotherapy relies on the selection of cancer-specific antigens and epitopes capable of inducing a potent immune response within a host. RNA can be used to deliver patient-specific tumor epitopes to a patient. Dendritic cells (DCs) residing in the spleen represent antigen-presenting cells of particular interest for RNA expression of immunogenic epitopes or antigens such as tumor epitopes. The use of multiple epitopes has been shown to promote therapeutic efficacy in tumor vaccine compositions. Rapid sequencing of the tumor mutanome may provide multiple epitopes for individualized vaccines which can be encoded by mRNA described herein, e.g., as a single polypeptide wherein the epitopes are optionally separated by linkers. In certain embodiments of the present disclosure, the mRNA encodes at least one epitope, at least two epitopes, at least three epitopes, at least four epitopes, at least five epitopes, at least six epitopes, at least seven epitopes, at least eight epitopes, at least nine epitopes, or at least ten epitopes. Exemplary embodiments include mRNA that encodes at least five epitopes (termed a "pentatope") and mRNA that encodes at least ten epitopes (termed a "decatope").

In certain embodiments, the epitope is derived from a pathogen-associated antigen, in particular from a viral antigen. In one embodiment, the epitope is derived from a SARS-CoV-2 S protein, an immunogenic variant thereof, or an immunogenic fragment of the SARS-CoV-2 S protein or the immunogenic variant thereof. Thus, in one embodiment, the mRNA used in the present disclosure encodes an amino acid sequence comprising a SARS-CoV-2 S protein, an immunogenic variant thereof, or an immunogenic fragment of the SARS-CoV-2 S protein or the immunogenic variant thereof. In one embodiment of the present disclosure the antigen (such as a tumor antigen or vaccine antigen) is preferably administered as single-stranded, 5' capped mRNA that is translated into the respective protein upon entering cells of a subject being administered the RNA. Preferably, the RNA contains structural elements optimized for maximal efficacy of the RNA with respect to stability and translational efficiency (5’ cap, 5' UTR, 3' UTR, poly(A) sequence).

In one embodiment, beta-S-ARCA(Dl) is utilized as specific capping structure at the 5'-end of the mRNA. In one embodiment, m2 ⁷ ’ ³ ‘°Gppp(mi ² °)ApG is utilized as specific capping structure at the 5'- end of the mRNA. In one embodiment, the 5 -UTR sequence is derived from the human alpha-globin mRNA and optionally has an optimized 'Kozak sequence' to increase translational efficiency. In one embodiment, a combination of two sequence elements (Fl element) derived from the "amino terminal enhancer of split" (AES) mRNA (called F) and the mitochondrial encoded 12S ribosomal RNA (called I) are placed between the coding sequence and the poly(A) sequence to assure higher maximum protein levels and prolonged persistence of the mRNA. In one embodiment, two re-iterated 3'-UTRs derived from the human beta-globin mRNA are placed between the coding sequence and the poly(A) sequence to assure higher maximum protein levels and prolonged persistence of the mRNA. In one embodiment, apoly(A) sequence measuring 110 nucleotides in length, consisting of a stretch of 30 adenosine residues, followed by a 10 nucleotide linker sequence and another 70 adenosine residues is used. This poly(A) sequence was designed to enhance RNA stability and translational efficiency.

In one embodiment, mRNA encoding an antigen (such as a tumor antigen or a vaccine antigen) is expressed in cells of the subject treated to provide the antigen. In one embodiment, the mRNA is transiently expressed in cells of the subject. In one embodiment, the mRNA is in vitro transcribed. In one embodiment, expression of the antigen is at the cell surface. In one embodiment, the antigen is expressed and presented in the context of MHC. In one embodiment, expression of the antigen is into the extracellular space, i.e., the antigen is secreted.

The antigen molecule or a procession product thereof, e.g., a fragment thereof, may bind to an antigen receptor such as a BCR or TCR carried by immune effector cells, or to antibodies.

A peptide and protein antigen which is provided to a subject according to the present disclosure by administering mRNA encoding a peptide and protein antigen, wherein the antigen is a vaccine antigen, preferably results in the induction of an immune response, e.g., a humoral and/or cellular immune response in the subject being provided the peptide or protein antigen. Said immune response is preferably directed against a target antigen. Thus, a vaccine antigen may comprise the target antigen, a variant thereof, or a fragment thereof. In one embodiment, such fragment or variant is immunologically equivalent to the target antigen. In the context of the present disclosure, the term "fragment of an antigen" or "variant of an antigen" means an agent which results in the induction of an immune response which immune response targets the antigen, i.e. a target antigen. Thus, the vaccine antigen may correspond to or may comprise the target antigen, may correspond to or may comprise a fragment of the target antigen or may correspond to or may comprise an antigen which is homologous to the target antigen or a fragment thereof. Thus, according to the present disclosure, a vaccine antigen may comprise an immunogenic fragment of a target antigen or an amino acid sequence being homologous to an immunogenic fragment of a target antigen. An "immunogenic fragment of an antigen" according to the disclosure preferably relates to a fragment of an antigen which is capable of inducing an immune response against the target antigen. The vaccine antigen may be a recombinant antigen.

The term "immunologically equivalent" means that the immunologically equivalent molecule such as the immunologically equivalent amino acid sequence exhibits the same or essentially the same immunological properties and/or exerts the same or essentially the same immunological effects, e.g., with respect to the type of the immunological effect. In the context of the present disclosure, the term "immunologically equivalent" is preferably used with respect to the immunological effects or properties of antigens or antigen variants used for immunization. For example, an amino acid sequence is immunologically equivalent to a reference amino acid sequence if said amino acid sequence when exposed to the immune system of a subject induces an immune reaction having a specificity of reacting with the reference amino acid sequence.

In one embodiment, the mRNA used in the present disclosure is non-immunogenic. RNA encoding an immunostimulant may be administered according to the present disclosure to provide an adjuvant effect. The RNA encoding an immunostimulant may be standard RNA or non-immunogenic RNA.

The term "non-immunogenic RNA" (such as "non-immunogenic mRNA") as used herein refers to RNA that does not induce a response by the immune system upon administration, e.g., to a mammal, or induces a weaker response than would have been induced by the same RNA that differs only in that it has not been subjected to the modifications and treatments that render the non-immunogenic RNA non- immunogenic, i.e., than would have been induced by standard RNA (stdRNA). In one preferred embodiment, non-immunogenic RNA, which is also termed modified RNA (modRNA) herein, is rendered non-immunogenic by incorporating modified nucleosides suppressing RNA-mediated activation of innate immune receptors into the RNA and removing double-stranded RNA (dsRNA).

For rendering the non-immunogenic RNA (especially mRNA) non-immunogenic by the incorporation of modified nucleosides, any modified nucleoside may be used as long as it lowers or suppresses immunogenicity of the RNA. Particularly preferred are modified nucleosides that suppress RNA- mediated activation of innate immune receptors. In one embodiment, the modified nucleosides comprise a replacement of one or more uridines with a nucleoside comprising a modified nucleobase. In one embodiment, the modified nucleobase is a modified uracil. In one embodiment, the nucleoside comprising a modified nucleobase is selected from the group consisting of 3-methyl-uridine (m ³ U), 5- methoxy-uridine (mo ⁵ U), 5 -aza-uridine, 6-aza-uridine, 2-thio-5 -aza-uridine, 2-thio-uridine (s ² U), 4- thio-uridine (s ⁴ U), 4-thio-pseudouridine, 2-thio-pseudouridine, 5 -hydroxy-uridine (ho ⁵ U), 5-aminoallyl- uridine, 5-halo-uridine (e.g., 5 -iodo-uridine or 5-bromo-uridine), uridine 5-oxyacetic acid (cmo ⁵ U), uridine 5-oxyacetic acid methyl ester (mcmo ⁵ U), 5-carboxymethyl-uridine (cm ⁵ U), 1 -carboxymethylpseudouridine, 5-carboxyhydroxymethyl-uridine (chm ⁵ LT), 5-carboxyhydroxymethyl-uridine methyl ester (mchm ⁵ U), 5-methoxycarbonylmethyl-uridine (mcm ⁵ U), 5-methoxycarbonylmethyl-2-thio- uridine (mcm ⁵ s ² U), 5 -aminomethyl-2 -thio-uridine (nm ⁵ s ² U), 5-methylaminomethyl-uridine (mnm ⁵ U),

1 -ethyl-pseudouridine, 5-methylaminomethyl-2 -thio-uridine (mnm ^s s ² U), 5 -methylaminomethyl -2- seleno-uridine (mnm ⁵ se ² U), 5-carbamoylmethyl-uridine (ncm ⁵ U), 5-carboxymethylaminomethyl- uridine (cmnm ⁵ U), 5-carboxymethylaminomethyl-2-thio-uridine (cmnm ⁵ s ² U), 5-propynyl-uridine, 1- propynyl-pseudouridine, 5-taurinomethyl-uridine (rm ⁵ U), 1 -taurinomethyl-pseudouridine, 5- taurinomethyl-2-thio-uridine(rm5s2U), 1 -taurinomethyl-4-thio-pseudouridine), 5-methyl-2 -thiouridine (m ⁵ s ² U), 1 -methyl-4-thio-pseudouridine (m's ⁴ \|/), 4-thio-l -methyl -pseudouridine, 3-methyl- pseudouridine (m ³ y), 2-thio-l -methyl -pseudouridine, 1 -methyl- 1 -deaza-pseudouridine, 2-thio-l- methyl-l-deaza-pseudouridine, dihydrouridine (D), dihydropseudouridine, 5,6-dihydrouridine, 5- methyl-dihydrouridine (m ⁵ D), 2-thio-dihydrouridine, 2-thio-dihydropseudouridine, 2-methoxy-uridine,

2-methoxy-4-thio-uridine, 4-methoxy-pseudouridine, 4-methoxy-2-thio-pseudouridine, Nl-methyl- pseudouridine, 3-(3-amino-3-carboxypropyl)uridine (acp ³ U), l-methyl-3-(3-amino-3- carboxypropyl)pseudouridine (acp ³ \p), 5-(isopentenylaminomethyl)uridine (inm ⁵ U), 5- (isopentenylaminomethyl)-2-thio-uridine (inm ⁵ s ² U), a-thio-uridine, 2 -O-methyl-uridine (Um), 5,2 -0- dimethyl-uridine (m ⁵ Um), 2'-O-methyl-pseudouridine (’|/m), 2-thio-2'-O-methyl-uridine (s ² Um), 5- methoxycarbonylmethyl-2'-O-methyl-uridine (mcm ⁵ Um), 5-carbamoylmethyl-2'-O-methyl-uridine (ncm ⁵ Um), 5-carboxymethylaminomethyl-2'-0-methyl-uridine (cmnm’Um), 3,2'-O-dimethyl-uridine (m ³ Um), 5-(isopentenylaminomethyl)-2'-O-methyl-uridine (inm ⁵ Um), 1 -thio-uridine, deoxythymidine, 2'-F-ara-uridine, 2'-F-uridine, 2'-OH-ara-uridine, 5-(2-carbomethoxyvinyl) uridine, and 5-[3-(l-E- propenylamino)uridine. In one particularly preferred embodiment, the nucleoside comprising a modified nucleobase is pseudouridine (y), N 1 -methyl-pseudouridine (m ly) or 5-methyl-uridine (m5U), in particular N 1 -methyl-pseudouridine.

In one embodiment, the replacement of one or more uridines with a nucleoside comprising a modified nucleobase comprises a replacement of at least 1%, at least 2%, at least 3%, at least 4%, at least 5%, at least 10%, at least 25%, at least 50%, at least 75%, at least 90%, at least 95%, at least 96%, at least 97%, at least 98%, at least 99% or 100% of the uridines. During synthesis of mRNA by in vitro transcription (IVT) using T7 RNA polymerase significant amounts of aberrant products, including double-stranded RNA (dsRNA) are produced due to unconventional activity of the enzyme. dsRNA induces inflammatory cytokines and activates effector enzymes leading to protein synthesis inhibition. dsRNA can be removed from RNA such as IVT RNA, for example, by ion-pair reversed phase HPLC using a non-porous or porous C-18 polystyrene- divinylbenzene (PS-DVB) matrix. Alternatively, an enzymatic based method using E. coli RNaselll that specifically hydrolyzes dsRNA but not ssRNA, thereby eliminating dsRNA contaminants from IVT RNA preparations can be used. Furthermore, dsRNA can be separated from ssRNA by using a cellulose material. In one embodiment, an RNA preparation is contacted with a cellulose material and the ssRNA is separated from the cellulose material under conditions which allow binding of dsRNA to the cellulose material and do not allow binding of ssRNA to the cellulose material. Suitable methods for providing ssRNA are disclosed, for example, in WO 2017/182524.

As the term is used herein, "remove" or "removal" refers to the characteristic of a population of first substances, such as non-immunogenic RNA, being separated from the proximity of a population of second substances, such as dsRNA, wherein the population of first substances is not necessarily devoid of the second substance, and the population of second substances is not necessarily devoid of the first substance. However, a population of first substances characterized by the removal of a population of second substances has a measurably lower content of second substances as compared to the nonseparated mixture of first and second substances.

In one embodiment, the removal of dsRNA (especially mRNA) from non-immunogenic RNA comprises a removal of dsRNA such that less than 10%, less than 5%, less than 4%, less than 3%, less than 2%, less than 1%, less than 0.5%, less than 0.3%, or less than 0.1% of the RNA in the non-immunogenic RNA composition is dsRNA. In one embodiment, the non-immunogenic RNA (especially mRNA) is free or essentially free of dsRNA. In some embodiments, the non-immunogenic RNA (especially mRNA) composition comprises a purified preparation of single-stranded nucleoside modified RNA. For example, in some embodiments, the purified preparation of single-stranded nucleoside modified RNA (especially mRNA) is substantially free of double stranded RNA (dsRNA). In some embodiments, the purified preparation is at least 90%, at least 91%, at least 92%, at least 93 %, at least 94%, at least 95%, at least 96%, at least 97%, at least 98%, at least 99%, at least 99.5%, or at least 99.9% single stranded nucleoside modified RNA, relative to all other nucleic acid molecules (DNA, dsRNA, etc.).

In one embodiment, the non-immunogenic RNA (especially mRNA) is translated in a cell more efficiently than standard RNA with the same sequence. In one embodiment, translation is enhanced by a factor of 2-fold relative to its unmodified counterpart. In one embodiment, translation is enhanced by a 3 -fold factor. In one embodiment, translation is enhanced by a 4-fold factor. In one embodiment, translation is enhanced by a 5-fold factor. In one embodiment, translation is enhanced by a 6-fold factor. In one embodiment, translation is enhanced by a 7-fold factor. In one embodiment, translation is enhanced by an 8-fold factor. In one embodiment, translation is enhanced by a 9-fold factor. In one embodiment, translation is enhanced by a 10-fold factor. In one embodiment, translation is enhanced by a 15-fold factor. In one embodiment, translation is enhanced by a 20-fold factor. In one embodiment, translation is enhanced by a 50-fold factor. In one embodiment, translation is enhanced by a 100-fold factor. In one embodiment, translation is enhanced by a 200-fold factor. In one embodiment, translation is enhanced by a 500-fold factor. In one embodiment, translation is enhanced by a 1000-fold factor. In one embodiment, translation is enhanced by a 2000-fold factor. In one embodiment, the factor is 10- 1000-fold. In one embodiment, the factor is 10-100-fold. In one embodiment, the factor is 10-200-fold. In one embodiment, the factor is 10-300-fold. In one embodiment, the factor is 10-500-fold. In one embodiment, the factor is 20-1000-fold. In one embodiment, the factor is 30-1000-fold. In one embodiment, the factor is 50-1000-fold. In one embodiment, the factor is 100-1000-fold. In one embodiment, the factor is 200-1000-fold. In one embodiment, translation is enhanced by any other significant amount or range of amounts.

In one embodiment, the non-immunogenic RNA (especially mRNA) exhibits significantly less innate immunogenicity than standard RNA with the same sequence. In one embodiment, the non-immunogenic RNA (especially mRNA) exhibits an innate immune response that is 2-fold less than its unmodified counterpart. In one embodiment, innate immunogenicity is reduced by a 3-fold factor. In one embodiment, innate immunogenicity is reduced by a 4-fold factor. In one embodiment, innate immunogenicity is reduced by a 5 -fold factor. In one embodiment, innate immunogenicity is reduced by a 6 -fold factor. In one embodiment, innate immunogenicity is reduced by a 7-fold factor. In one embodiment, innate immunogenicity is reduced by a 8 -fold factor. In one embodiment, innate immunogenicity is reduced by a 9-fold factor. In one embodiment, innate immunogenicity is reduced by a 10-fold factor. In one embodiment, innate immunogenicity is reduced by a 15 -fold factor. In one embodiment, innate immunogenicity is reduced by a 20-fold factor. In one embodiment, innate immunogenicity is reduced by a 50-fold factor. In one embodiment, innate immunogenicity is reduced by a 100-fold factor. In one embodiment, innate immunogenicity is reduced by a 200-fold factor. In one embodiment, innate immunogenicity is reduced by a 500-fold factor. In one embodiment, innate immunogenicity is reduced by a 1000-fold factor. In one embodiment, innate immunogenicity is reduced by a 2000-fold factor.

The term "exhibits significantly less innate immunogenicity" refers to a detectable decrease in innate immunogenicity. In one embodiment, the term refers to a decrease such that an effective amount of the non-immunogenic RNA (especially mRNA) can be administered without triggering a detectable innate immune response. In one embodiment, the term refers to a decrease such that the non-immunogenic RNA (especially mRNA) can be repeatedly administered without eliciting an innate immune response sufficient to detectably reduce production of the protein encoded by the non-immunogenic RNA. In one embodiment, the decrease is such that the non-immunogenic RNA (especially mRNA) can be repeatedly administered without eliciting an innate immune response sufficient to eliminate detectable production of the protein encoded by the non-immunogenic RNA.

"Immunogenicity" is the ability of a foreign substance, such as RNA, to provoke an immune response in the body of a human or other animal. The innate immune system is the component of the immune system that is relatively unspecific and immediate. It is one of two main components of the vertebrate immune system, along with the adaptive immune system.

As used herein "endogenous" refers to any material from or produced inside an organism, cell, tissue or system.

As used herein, the term "exogenous" refers to any material introduced from or produced outside an organism, cell, tissue or system.

The term "expression" as used herein is defined as the transcription and/or translation of a particular nucleotide sequence.

As used herein, the terms "linked", "fused", or "fusion" are used interchangeably. These terms refer to the joining together of two or more elements or components or domains.

Particles

Different types of RNA containing particles have been described previously to be suitable for delivery of RNA in particulate form (cf., e.g., Kaczmarek, J. C. et al., 2017, Genome Medicine 9, 60). For non- viral RNA delivery vehicles, nanoparticle encapsulation of RNA physically protects RNA from degradation and, depending on the specific chemistry, can aid in cellular uptake and endosomal escape.

Electrostatic interactions between positively charged molecules such as polymers and lipids and negatively charged nucleic acid are involved in particle formation. This results in complexation and spontaneous formation of nucleic acid particles

In the context of the present disclosure, the term "particle" relates to a structured entity formed by molecules or molecule complexes, in particular particle forming compounds. Preferably, the particle contains an envelope (e.g., one or more layers or lamellas) made of one or more types of amphiphilic substances (e.g., amphiphilic lipids, amphiphilic polymers, and/or amphiphilic proteins/polypeptides). In this context, the expression "amphiphilic substance" means that the substance possesses both hydrophilic and lipophilic properties. The envelope may also comprise additional substances (e.g., additional lipids and/or additional polymers) which do not have to be amphiphilic. Thus, the particle may be a monolameliar or multilamellar structure, wherein the substances constituting the one or more layers or lamellas comprise one or more types of amphiphilic substances (in particular selected from the group consisting of amphiphilic lipids, amphiphilic polymers, and/or amphiphilic proteins/polypeptides) optionally in combination with additional substances (e.g., additional lipids and/or additional polymers) which do not have to be amphiphilic. In one embodiment, the term "particle" relates to a micro- or nanosized structure, such as a micro- or nano-sized compact structure. In this respect, the term "micro-sized" means that all three external dimensions of the particle are in the microscale, i.e., between 1 and 5 pm. According to the present disclosure, the term "particle" includes lipoplex particles (LPXs), lipid nanoparticles (LNPs), polyplex particles, lipopolyplex particles, virus-like particles (VLPs), and mixtures thereof (e.g., a mixture of two or more of particle types, such as a mixture of LPXs and VLPs or a mixture of LNPs and VLPs).

A "nucleic acid particle" can be used to deliver nucleic acid to a target site of interest (e.g., cell, tissue, organ, and the like). A nucleic acid particle may be formed from at least one cationic or cationically ionizable lipid or lipid-like material, at least one cationic polymer such as protamine, or a mixture thereof and nucleic acid. Nucleic acid particles include lipid nanoparticle (LNP)-based and lipoplex (LPX)- based formulations.

Without intending to be bound by any theory, it is believed that the cationic or cationically ionizable lipid or lipid-like material and/or the cationic polymer combine together with the nucleic acid to form aggregates, and this aggregation results in colloidally stable particles.

In one embodiment, particles described herein further comprise at least one lipid or lipid-like material other than a cationically ionizable lipid.

In some embodiments, nucleic acid particles (especially mRNA particles such as mRNA LNPs) comprise more than one type of nucleic acid molecules, where the molecular parameters of the nucleic acid molecules may be similar or different from each other, like with respect to molar mass or fundamental structural elements such as molecular architecture, capping, coding regions or other features,

As used in the present disclosure, "nanoparticle" refers to a particle comprising nucleic acid (especially mRNA) as described herein and at least one cationic lipid, wherein all three external dimensions of the particle are in the nanoscale, i.e., at least about 1 nm and below about 1000 nm (preferably, between 10 and 990 nm, such as between 15 and 900 nm, between 20 and 800 nm, between 30 and 700 nm, between 40 and 600 nm, or between 50 and 500 nm). Preferably, the longest and shortest axes do not differ significantly. Preferably, the size of a particle is its diameter.

Nucleic acid particles described herein (especially mRNA particles such as mRNA LNPs) may exhibit a polydispersity index (PDI) less than about 0.5, less than about 0.4, less than about 0.3, less than about 0.2, less than about 0.1 , or less than about 0.05. By way of example, the nucleic acid particles can exhibit a polydispersity index in a range of about 0.01 to about 0.4 or about 0.1 to about 0.3.

In the context of the present disclosure, the term "lipoplex particle" relates to a particle that contains an amphiphilic lipid, in particular cationic amphiphilic lipid, and nucleic acid (especially mRNA) as described herein. Electrostatic interactions between positively charged liposomes (made from one or more amphiphilic lipids, in particular cationic amphiphilic lipids) and negatively charged nucleic acid (especially mRNA) results in complexation and spontaneous formation of nucleic acid lipoplex particles. Positively charged liposomes may be generally synthesized using a cationic amphiphilic lipid, such as DOTMA, and additional lipids, such as DOPE. In one embodiment, a nucleic acid (especially mRNA) lipoplex particle is a nanoparticle.

The term "lipid nanoparticle" relates to a nano-sized lipid containing particle.

In the context of the present disclosure, the term "polyplex particle" relates to a particle that contains an amphiphilic polymer, in particular a cationic amphiphilic polymer, and nucleic acid (especially mRNA) as described herein. Electrostatic interactions between positively charged cationic amphiphilic polymers and negatively charged nucleic acid (especially mRNA) results in complexation and spontaneous formation of nucleic acid polyplex particles. Positively charged amphiphilic polymers suitable for the preparation of polyplex particle include protamine, polyethyleneimine, poly-L-lysine, poly-L-arginine and histone. In one embodiment, a nucleic acid (especially mRNA) polyplex particle is a nanoparticle.

The term "lipopolyplex particle" relates to particle that contains amphiphilic lipid (in particular cationic amphiphilic lipid) as described herein, amphiphilic polymer (in particular cationic amphiphilic polymer) as described herein, and nucleic acid (especially mRNA) as described herein. In one embodiment, a nucleic acid (especially mRNA) lipopolyplex particle is a nanoparticle.

The term "virus-like particle" (abbreviated herein as VLP) refers to a molecule that closely resembles a virus, but which does not contain any genetic material of said virus and, thus, is non-infectious. Preferably, VLPs contain nucleic acid (preferably RNA) as described herein, said nucleic acid (preferably RNA) being heterologous to the virus(es) from which the VLPs are derived. VLPs can be synthesized through the individual expression of viral structural proteins, which can then self-assemble into the virus-like structure. In one embodiment, combinations of structural capsid proteins from different viruses can be used to create recombinant VLPs. VLPs can be produced from components of a wide variety of virus families including Hepatitis B virus (HBV) (small HBV derived surface antigen (HBsAg)), Parvoviridae (e.g., adeno-associated virus), Papillomaviridae (e.g., HPV), Retroviridae (e.g., HIV), Flaviviridae (e.g., Hepatitis C virus) and bacteriophages (e.g. Q0, AP205).

The term "nucleic acid containing particle" relates to a particle as described herein to which nucleic acid (especially mRNA) is bound. In this respect, the nucleic acid (especially mRNA) may be adhered to the outer surface of the particle (surface nucleic acid (especially surface mRNA)) and/or may be contained in the particle (encapsulated nucleic acid (especially encapsulated mRNA)).

In one embodiment, the particles utilized in the methods and uses of the present disclosure have a size (preferably a diameter, i.e., double the radius such as double the radius of gyration (R _g ) value or double the hydrodynamic radius) in the range of about 10 to about 2000 nm, such as at least about 15 nm (preferably at least about 20 nm, at least about 25 nm, at least about 30 nm, at least about 35 nm, at least about 40 nm, at least about 45 nm, at least about 50 nm, at least about 55 nm, at least about 60 nm, at least about 65 nm, at least about 70 nm, at least about 75 nm, at least about 80 nm, at least about 85 nm, at least about 90 nm, at least about 95 nm, or at least about 100 nm) and/or at most 1900 nm (preferably at most about 1900 nm, at most about 1800 nm, at most about 1700 nm, at most about 1600 nm, at most about 1500 nm, at most about 1400 nm, at most about 1300 nm, at most about 1200 nm, at most about 1100 nm, at most about 1000 nm, at most about 950 nm, at most about 900 nm, at most about 850 nm, at most about 800 nm, at most about 750 nm, at most about 700 nm, at most about 650 nm, at most about 600 nm, at most about 550 nm, or at most about 500 nm), preferably in the range of about 20 to about 1500 nm, such as about 30 to about 1200 nm, about 40 to about 1100 nm, about 50 to about 1000 nm, about 60 to about 900 nm, about 70 to 800 nm, about 80 to 700 nm, about 90 to 600 nm, or about 50 to 500 nm or about 100 to 500 nm, such as in the range of 10 to 1000 nm, 15 to 500 nm, 20 to 450 nm, 25 to 400 nm, 30 to 350 nm, 40 to 300 nm, 50 to 250 nm, 60 to 200 nm, or 70 to 150 nm.

With respect to RNA lipid particles (especially mRNA particles such as mRNA LNPs), the N/P ratio gives the ratio of the nitrogen groups in the lipid to the number of phosphate groups in the RNA. It is correlated to the charge ratio, as the nitrogen atoms (depending on the pH) are usually positively charged and the phosphate groups are negatively charged. The N/P ratio, where a charge equilibrium exists, depends on the pH. Lipid formulations are frequently formed at N/P ratios larger than four up to twelve, because positively charged nanoparticles are considered favorable for transfection. In that case, RNA is considered to be completely bound to nanoparticles. Nucleic acid particles (especially mRNA particles such as mRNA LNPs) described herein can be prepared using a wide range of methods that may involve obtaining a colloid from at least one cationic or cationically ionizable lipid and/or at least one cationic polymer and mixing the colloid with nucleic acid to obtain nucleic acid particles.

The term "colloid" as used herein relates to a type of homogeneous mixture in which dispersed particles do not settle out. The insoluble particles in the mixture are microscopic, with particle sizes between 1 and 1000 nanometers. The mixture may be termed a colloid or a colloidal suspension. Sometimes the term "colloid" only refers to the particles in the mixture and not the entire suspension.

For the preparation of colloids comprising at least one cationic or cationically ionizable lipid and/or at least one cationic polymer methods are applicable herein that are conventionally used for preparing liposomal vesicles and are appropriately adapted. The most commonly used methods for preparing liposomal vesicles share the following fundamental stages: (i) lipids dissolution in organic solvents, (ii) drying of the resultant solution, and (iii) hydration of dried lipid (using various aqueous media).

In the film hydration method, lipids are firstly dissolved in a suitable organic solvent, and dried down to yield a thin film at the bottom of the flask. The obtained lipid film is hydrated using an appropriate aqueous medium to produce a liposomal dispersion. Furthermore, an additional downsizing step may be included.

Reverse phase evaporation is an alternative method to the film hydration for preparing liposomal vesicles that involves formation of a water-in-oil emulsion between an aqueous phase and an organic phase containing lipids. A brief sonication of this mixture is required for system homogenization. The removal of the organic phase under reduced pressure yields a milky gel that turns subsequently into a liposomal suspension.

The term "ethanol injection technique" refers to a process, in which an ethanol solution comprising lipids is rapidly injected into an aqueous solution through a needle. This action disperses the lipids throughout the solution and promotes lipid structure formation, for example lipid vesicle formation such as liposome formation. Generally, the nucleic acid (especially mRNA) lipoplex particles described herein are obtainable by adding nucleic acid (especially mRNA) to a colloidal liposome dispersion. Using the ethanol injection technique, such colloidal liposome dispersion is, in one embodiment, formed as follows: an ethanol solution comprising lipids, such as cationic lipids like DOTMA and additional lipids, is injected into an aqueous solution under stirring. In one embodiment, the nucleic acid (especially mRNA) lipoplex particles described herein are obtainable without a step of extrusion. The term "extruding" or "extrusion" refers to the creation of particles having a fixed, cross-sectional profile. In particular, it refers to the downsizing of a particle, whereby the particle is forced through filters with defined pores.

Other methods having organic solvent free characteristics may also be used according to the present disclosure for preparing a colloid.

LNPs typically comprise four components: ionizable cationic lipids, neutral lipids such as phospholipids, a steroid such as cholesterol, and a polymer conjugated lipid. Each component is responsible for payload protection, and enables effective intracellular delivery. LNPs may be prepared by mixing lipids dissolved in ethanol rapidly with nucleic acid in an aqueous buffer.

Different types of nucleic acid containing particles have been described previously to be suitable for delivery of nucleic acid in particulate form (cf., e.g., Kaczmarek, J. C. et al., 2017, Genome Medicine 9, 60). For non-viral nucleic acid delivery vehicles, nanoparticle encapsulation of nucleic acid physically protects nucleic acid from degradation and, depending on the specific chemistry, can aid in cellular uptake and endosomal escape.

In one preferred embodiment, the LNPs comprising mRNA and at least one cationically ionizable lipid described herein further comprise one or more additional lipids.

In one embodiment, the LNPs comprising mRNA and at least one cationically ionizable lipid described herein are prepared by (a) preparing an mRNA solution containing water and a buffering system; (b) preparing an ethanolic solution comprising the cationically ionizable lipid and, if present, one or more additional lipids; and (c) mixing the mRNA solution prepared under (a) with the ethanolic solution prepared under (b), thereby preparing the formulation comprising LNPs. After step (c) one or more steps selected from diluting and filtrating, such as tangential flow filtrating, can follow.

In an alternative embodiment, the LNPs comprising mRNA and at least one cationically ionizable lipid described herein are prepared by (a’) preparing liposomes or a colloidal preparation of the cationically ionizable lipid and, if present, one or more additional lipids in an aqueous phase; and (b’) preparing an mRNA solution containing water and a buffering system; and (c’) mixing the liposomes or colloidal preparation prepared under (a’) with the mRNA solution prepared under (b’). After step (c’) one or more steps selected from diluting and filtrating, such as tangential flow filtrating, can follow.

The present disclosure describes particles comprising mRNA (especially LNPs comprising mRNA) and at least one cationically ionizable lipid which associates with the mRNA to form nucleic acid particles and compositions comprising such particles. The mRNA particles may comprise mRNA which is complexed in different forms by non-covalent interactions to the particle. The particles described herein are not viral particles, in particular infectious viral particles, i.e., they are not able to virally infect cells.

Suitable cationically ionizable lipids are those that form nucleic acid particles and are included by the term "particle forming components" or "particle forming agents". The term "particle forming components" or "particle forming agents" relates to any components which associate with nucleic acid to form nucleic acid particles. Such components include any component which can be part of nucleic acid particles.

Cationically ionizable lipids

The nucleic acid particles described herein comprise at least one cationically ionizable lipid as particle forming agent. Cationically ionizable lipids contemplated for use herein include any cationically ionizable lipids or lipid-like materials which are able to electrostatically bind nucleic acid. In one embodiment, cationically ionizable lipids contemplated for use herein can be associated with nucleic acid, e.g. by forming complexes with the nucleic acid or forming vesicles in which the nucleic acid is enclosed or encapsulated.

As used herein, a "cationic lipid" or "cationic lipid-like material" refers to a lipid or lipid-like material having a net positive charge. Cationic lipids or lipid-like materials bind negatively charged nucleic acid by electrostatic interaction. Generally, cationic lipids possess a lipophilic moiety, such as a sterol, an acyl chain, a diacyl or more acyl chains, and the head group of the lipid typically carries the positive charge.

In certain embodiments, a cationic lipid or lipid-like material has a net positive charge only at certain pH, in particular acidic pH, while it has preferably no net positive charge, preferably has no charge, i.e., it is neutral, at a different, preferably higher pH such as physiological pH. This ionizable behavior is thought to enhance efficacy through helping with endosomal escape and reducing toxicity as compared with particles that remain cationic at physiological pH.

As used herein, a "cationically ionizable lipid" refers to a lipid or lipid-like material which has a net positive charge or is neutral, i.e., a lipid which is not permanently cationic. Thus, depending on the pH of the composition in which the cationically ionizable lipid is solved, the cationically ionizable lipid is either positively charged or neutral. In one embodiment, the cationically ionizable lipid comprises a head group which includes at least one nitrogen atom (N) which is positive charged or capable of being protonated, preferably under physiological conditions.

Examples of cationically ionizable lipids are disclosed, for example, in WO 2016/176330 and WO 2018/078053. In some embodiments, the cationically ionizable lipid has the structure of Formula (I): or a pharmaceutically acceptable salt, tautomer, prodrug or stereoisomer thereof, wherein: one of L ¹ and L ² is -O(C=O)-, -(C=O)O-, -C(=O)-, -O-, -S(O) _X -, -S-S-, -C(=O)S-, -SC(=O)-, -NR ^a C(=O)-, -C(=O)NR ^a -, NR ^a C(=O)NR ^a -, -OC(=O)NR ^a - or -NR ^a C(=0)O-, and the other of L ¹ and L ² is -O(C=O)-, -(C=O)O-, -C(=O)-, -O-, -S(O) _X -, -S-S-, -C(=O)S-, SC(=O)-, -NR ^a C(=O)-, -C(=O)NR ^a -, NR ^a C(=O)NR ^a -, -OC(=O)NR ^a - or -NR ^a C(=O)O- or a direct bond;

G ¹ and G ² are each independently unsubstituted C ₁ -C ₁₂ alkylene or C ₂ -C ₁₂ alkenylene;

G ³ is C ₁ -C ₂₄ alkylene, C ₂ -C ₂₄ alkenylene, C ₃ -C ₈ cycloalkylene, C ₃ -C ₈ cycloalkenylene;

R ^a is H or C1-C12 alkyl;

R ¹ and R ² are each independently C ₆ -C ₂₄ alkyl or C ₆ -C ₂₄ alkenyl;

R ³ is H, OR ⁵ , CN, -C(=O)OR ⁴ , -OC(=O)R ⁴ or -NR ⁵ C(=O)R ⁴ ;

R ⁴ is C1-C12 alkyl;

R ⁵ is H or Ci-Ce alkyl; and x is 0, 1 or 2.

In some of the foregoing embodiments of Formula (III), the lipid has one of the following structures (IIIA) or (IIIB): wherein:

A is a 3 to 8-membered cycloalkyl or cycloalkylene group;

R ⁶ is, at each occurrence, independently H, OH or C ₁ -C ₂₄ alkyl; n is an integer ranging from 1 to 15. In some of the foregoing embodiments of Formula (III), the lipid has structure (IIIA), and in other embodiments, the lipid has structure (IIIB).

In other embodiments of Formula (I), the lipid has one of the following structures (IC) or (ID):

(IC) (ID) wherein y and z are each independently integers ranging from 1 to 12.

In any of the foregoing embodiments of Formula (I), one of L ¹ and L ² is -O(C=O)-. For example, in some embodiments each of L ¹ and L ² are -O(C=O)-. In some different embodiments of any of the foregoing, L ¹ and L ² are each independently -(C=O)O- or -O(C=O)-. For example, in some embodiments each of L ¹ and L ² is -(C=O)O-.

In some different embodiments of Formula (I), the lipid has one of the following structures (IE) or (IF):

In some of the foregoing embodiments of Formula (I), the lipid has one of the following structures (IG), In some of the foregoing embodiments of Formula (I), n is an integer ranging from 2 to 12, for example from 2 to 8 or from 2 to 4. For example, in some embodiments, n is 3, 4, 5 or 6. In some embodiments, n is 3. In some embodiments, n is 4. In some embodiments, n is 5. In some embodiments, n is 6.

In some other of the foregoing embodiments of Formula (I), y and z are each independently an integer ranging from 2 to 10. For example, in some embodiments, y and z are each independently an integer ranging from 4 to 9 or from 4 to 6.

In some of the foregoing embodiments of Formula (I), R ⁵ is H. In other of the foregoing embodiments, R ⁶ is C ₁ -C ₂₄ alkyl. In other embodiments, R ^s is OH.

In some embodiments of Formula (I), G ³ is unsubstituted. In other embodiments, G ³ is substituted. In various different embodiments, G ³ is linear C ₁ -C ₂₄ alkylene or linear C ₂ -C ₂₄ alkenylene.

In some other foregoing embodiments of Formula (I), R ¹ or R ² , or both, is C ₆ -C ₂₄ alkenyl. For example, in some embodiments, R ¹ and R ² each, independently have the following structure: wherein:

R ^7a and R ^7b are, at each occurrence, independently H or C ₁ -C ₁₂ alkyl; and a is an integer from 2 to 12, wherein R ^7a , R ^7b and a are each selected such that R ¹ and R ² each independently comprise from 6 to 20 carbon atoms. For example, in some embodiments a is an integer ranging from 5 to 9 or from 8 to 12.

In some of the foregoing embodiments of Formula (I), at least one occurrence of R ^7a is H. For example, in some embodiments, R ^7a is H at each occurrence. In other different embodiments of the foregoing, at least one occurrence of R ^7b is C ₁ -C ₈ alkyl. For example, in some embodiments, C ₁ -C ₈ alkyl is methyl, ethyl, n-propyl, iso-propyl, n-butyl, iso-butyl, tert-butyl, n-hexyl or n-octyl.

In different embodiments of Formula (I), R’ or R ² , or both, has one of the following structures:

In some of the foregoing embodiments of Formula (I), R ³ is OH, CN, -C(=O)OR ⁴ , -OC(=O)R ⁴ or

-NHC(=O)R ⁴ . In some embodiments, R ⁴ is methyl or ethyl.

In various different embodiments, the cationic lipid of Formula (I) has one of the structures set forth below.

Representative Compounds of Formula (I).

In various different embodiments, the cationically ionizable lipid has one of the structures set forth in the table below.

In various different embodiments, the cationically ionizable lipid is selected from the group consisting of N,N-dimethyl-2,3-dioleyloxypropylamine (DODMA), l,2-dioleoyl-3-dimethylammonium-propane (DODAP), heptatriaconta-6,9,28,31 -tetraen-19-yl-4-(dimethylamino)butanoate (DLin-MC3-DMA), and 4-((di((9Z,12Z)-octadeca-9,12-dien-l-yl)amino)oxy)-N,N-dimet hyl-4-oxobutan-l-amine (DPL- 14).

Further examples of cationically ionizable lipids include, but are not limited to, 3-(N — (N',N'- dimethylaminoethane)-carbamoyl)cholesterol (DC-Chol), 1 ,2-dioleoyl-3-dimethylammonium-propane (DODAP); l,2-diacyloxy-3 -dimethylammonium propanes; l,2-dialkyloxy-3-dimethylammonium propanes, l,2-distearyloxy-N,N-dimethyl-3 -aminopropane (DSDMA), l,2-dilinoleyloxy-N,N- dimethylaminopropane (DLinDMA), 1 ,2-dilinolenyloxy-N,N-dimethylaminopropane (DLenDMA), dioctadecylamidoglycyl spermine (DOGS), 3-dimethylamino-2-(cholest-5-en-3-beta-oxybutan-4-oxy)- l-(cis,cis-9,12-oc-tadecadienoxy)propane (CLinDMA), 2-[5'-(cholest-5-en-3-beta-oxy)-3'- oxapentoxy)-3 -dimethyl- 1 -(cis,cis-9', 12'-octadecadienoxy)propane (CpLinDMA), N,N-dimethyl-3,4- dioleyloxybenzylamine (DMOB A), 1 ,2-N,N'-dioleylcarbamyl-3 -dimethylaminopropane (DOcarbDAP), 2,3-Dilinoleoyloxy-N,N-dimethylpropylamine (DLinDAP), 1,2-N,N'- Dilinoleylcarbamyl-3-dimethylaminopropane (DLincarbDAP), 1 ,2-Dilinoleoylcarbamyl-3- dimethylaminopropane (DLinCDAP), 2, 2-dilinoleyl-4-dimethylaminomethyl-[ 1,3] -dioxolane (DLin- K-DMA), 2,2-dilinoleyl-4-dimethylaminoethyl-[l,3]-dioxolane (DLin-K-XTC2-DMA), 2,2-dilinoleyl- 4-(2-dimethylaminoethyl)-[ 1 ,3] -dioxolane (DLin-KC2-DMA), heptatriaconta-6,9,28,31 -tetraen- 19-yl- 4-(dimethylamino)butanoate (DLin-MC3-DMA), 2-( {8-[(3p)-cholest-5-en-3-yloxy]octyl]oxy)-N,N- dimethyl-3-[(9Z, 12Z)-octadeca-9, 12-dien-l -yloxy]propan- 1 -amine (Octyl-CLinDMA), 1 ,2- dimyristoyl-3-dimethylammonium-propane (DMDAP), 1 ,2-dipalmitoyl-3-dimethylammonium- propane (DPDAP), Nl-[2-((l S)-l-[(3-aminopropyl)amino]-4-[di(3-amino- propyl)amino]butylcarboxamido)ethyl]-3,4-di[oleyloxy]-benzam ide (MVL5), di((Z)-non-2-en-l -yl) 8,8'-((((2(dimethylamino)ethyl)thio)carbonyl)azanediyl)dioct anoate (ATX), N,N-dimethyl-2,3- bis(dodecyloxy)propan-l -amine (DLDMA), N,N-dimethyl-2,3-bis(tetradecyloxy)propan-l-amine (DMDMA), di((Z)-non-2-en-l-yl)-9-((4-(dimethylaminobutanoyl)oxy)hepta decanedioate (L319), N- dodecyl-3-((2-dodecylcarbamoyl-ethyl)-{2-[(2-dodecylcarbamoy l-ethyl)-2-{(2-dodecylcarbamoyl- ethyl)-[2-(2-dodecylcarbamoyl-ethylamino)-ethyl]-amino}-ethy lamino)propionamide (lipidoid 98N12- 5), l-[2-[bis(2-hydroxydodecyl)amino]ethyl-[2-[4-[2-[bis(2 hydroxydodecyl)amino]ethyl]piperazin-l- yl]ethyl]amino]dodecan-2-ol (lipidoid Cl 2-200).

In some embodiments, the cationically ionizable lipid may comprise from about 10 mol % to about 100 mol %, about 20 mol % to about 100 mol %, about 30 mol % to about 100 mol %, about 40 mol % to about 100 mol %, or about 50 mol % to about 100 mol % of the total lipid present in the particle.

In one embodiment, wherein the particles (in particular the LNPs, preferably the LNPs comprising mRNA) described herein comprise a cationically ionizable lipid and one or more additional lipids, the cationically ionizable lipid comprises from about 10 mol % to about 80 mol %, from about 20 mol % to about 60 mol %, from about 25 mol % to about 55 mol %, from about 30 mol % to about 50 mol %, from about 35 mol % to about 45 mol %, or about 40 mol % of the total lipid present in the particles.

In one embodiment, the particles (in particular the LNPs, preferably the LNPs comprising mRNA) described herein comprise from 40 to 55 mol percent, from 40 to 50 mol percent, from 41 to 49 mol percent, from 41 to 48 mol percent, from 42 to 48 mol percent, from 43 to 48 mol percent, from 44 to 48 mol percent, from 45 to 48 mol percent, from 46 to 48 mol percent, from 47 to 48 mol percent, or from 47.2 to 47.8 mol percent of the cationically ionizable lipid. In one embodiment, the particles (in particular the LNPs, preferably the LNPs comprising mRNA) comprise about 47.0, 47.1, 47.2, 47.3, 47.4, 47.5, 47.6, 47.7, 47.8, 47.9 or 48.0 mol percent of the cationically ionizable lipid. Additional lipids

Particles described herein may also comprise lipids or lipid-like materials other than cationically ionizable lipids, i.e., non-cationic lipids or lipid-like materials (including non-cationically ionizable lipids or lipid-like materials). Collectively, anionic and neutral lipids or lipid-like materials are referred to herein as non-cationic lipids or lipid-like materials. Optimizing the formulation of nucleic acid particles by addition of other hydrophobic moieties, such as cholesterol and lipids, in addition to a cationically ionizable lipid may enhance particle stability and efficacy of nucleic acid delivery.

The terms "lipid" and "lipid-like material" are broadly defined herein as molecules which comprise one or more hydrophobic moieties or groups and optionally also one or more hydrophilic moieties or groups. Molecules comprising hydrophobic moieties and hydrophilic moieties are also frequently denoted as amphiphiles. Lipids are usually poorly soluble in water. In an aqueous environment, the amphiphilic nature allows the molecules to self-assemble into organized structures and different phases. One of those phases consists of lipid bilayers, as they are present in vesicles, multilamellar/unilamellar liposomes, or membranes in an aqueous environment. Hydrophobicity can be conferred by the inclusion of apolar groups that include, but are not limited to, long-chain saturated and unsaturated aliphatic hydrocarbon groups and such groups substituted by one or more aromatic, cycloaliphatic, or heterocyclic group(s). The hydrophilic groups may comprise polar and/or charged groups and include carbohydrates, phosphate, carboxylic, sulfate, amino, sulfhydryl, nitro, hydroxyl, and other like groups.

As used herein, the term "amphiphilic" refers to a molecule having both a polar portion and a non-polar portion. Often, an amphiphilic compound has a polar head attached to a long hydrophobic tail. In some embodiments, the polar portion is soluble in water, while the non-polar portion is insoluble in water. In addition, the polar portion may have either a formal positive charge, or a formal negative charge. Alternatively, the polar portion may have both a formal positive and a negative charge, and be a zwitterion or inner salt. For purposes of the disclosure, the amphiphilic compound can be, but is not limited to, one or a plurality of natural or non-natural lipids and lipid-like compounds.

The term "lipid-like material", "lipid-like compound" or "lipid-like molecule" relates to substances that structurally and/or functionally relate to lipids but may not be considered as lipids in a strict sense. For example, the term includes compounds that are able to form amphiphilic layers as they are present in vesicles, multilamellar/unilamellar liposomes, or membranes in an aqueous environment and includes surfactants, or synthesized compounds with both hydrophilic and hydrophobic moieties. Generally speaking, the term refers to molecules, which comprise hydrophilic and hydrophobic moieties with different structural organization, which may or may not be similar to that of lipids. As used herein, the term "lipid" is to be construed to cover both lipids and lipid-like materials unless otherwise indicated herein or clearly contradicted by context. Specific examples of amphiphilic compounds that may be included in an amphiphilic layer include, but are not limited to, phospholipids, aminolipids and sphingolipids.

In certain embodiments, the amphiphilic compound is a lipid. The term "lipid" refers to a group of organic compounds that are characterized by being insoluble in water, but soluble in many organic solvents. Generally, lipids may be divided into eight categories: fatty acids, glycerolipids, glycerophospholipids, sphingolipids, saccharolipids, polyketides (derived from condensation of ketoacyl subunits), sterol lipids and prenol lipids (derived from condensation of isoprene subunits). Although the term "lipid" is sometimes used as a synonym for fats, fats are a subgroup of lipids called triglycerides. Lipids also encompass molecules such as fatty acids and their derivatives (including tri-, di-, monoglycerides, and phospholipids), as well as steroids, i.e., sterol-containing metabolites such as cholesterol or a derivative thereof. Examples of cholesterol derivatives include, but are not limited to, cholestanol, cholestanone, cholestenone, coprostanol, cholesteryl-2'-hydroxyethyl ether, cholesteryl-4'- hydroxybutyl ether, tocopherol and derivatives thereof, and mixtures thereof.

Fatty acids, or fatty acid residues are a diverse group of molecules made of a hydrocarbon chain that terminates with a carboxylic acid group; this arrangement confers the molecule with a polar, hydrophilic end, and a nonpolar, hydrophobic end that is insoluble in water. The carbon chain, typically between four and 24 carbons long, may be saturated or unsaturated, and may be attached to functional groups containing oxygen, halogens, nitrogen, and sulfur. If a fatty acid contains a double bond, there is the possibility of either a cis or trans geometric isomerism, which significantly affects the molecule's configuration. Cis-double bonds cause the fatty acid chain to bend, an effect that is compounded with more double bonds in the chain. Other major lipid classes in the fatty acid category are the fatty esters and fatty amides.

Glycerolipids are composed of mono-, di-, and tri-substituted glycerols, the best-known being the fatty acid triesters of glycerol, called triglycerides. The word "triacylglycerol" is sometimes used synonymously with "triglyceride". In these compounds, the three hydroxyl groups of glycerol are each esterified, typically by different fatty acids. Additional subclasses of glycerolipids are represented by glycosylglycerols, which are characterized by the presence of one or more sugar residues attached to glycerol via a glycosidic linkage.

The glycerophospholipids are amphipathic molecules (containing both hydrophobic and hydrophilic regions) that contain a glycerol core linked to two fatty acid-derived "tails" by ester linkages and to one "head" group by a phosphate ester linkage. Examples of glycerophospholipids, usually referred to as phospholipids (though sphingomyelins are also classified as phospholipids) are phosphatidylcholine (also known as PC, GPCho or lecithin), phosphatidylethanolamine (PE or GPEtn) and phosphatidylserine (PS or GPSer).

Sphingolipids are a complex family of compounds that share a common structural feature, a sphingoid base backbone. The major sphingoid base in mammals is commonly referred to as sphingosine. Ceramides (N-acyl-sphingoid bases) are a major subclass of sphingoid base derivatives with an amide- linked fatty acid. The fatty acids are typically saturated or mono-unsaturated with chain lengths from 16 to 26 carbon atoms. The major phosphosphingolipids of mammals are sphingomyelins (ceramide phosphocholines), whereas insects contain mainly ceramide phosphoethanolamines and fungi have phytoceramide phosphoinositols and mannose-containing headgroups. The glycosphingolipids are a diverse family of molecules composed of one or more sugar residues linked via a glycosidic bond to the sphingoid base. Examples of these are the simple and complex glycosphingolipids such as cerebrosides and gangliosides.

Sterol lipids, such as cholesterol and its derivatives, or tocopherol and its derivatives, are an important component of membrane lipids, along with the glycerophospholipids and sphingomyelins.

Saccharolipids describe compounds in which fatty acids are linked directly to a sugar backbone, forming structures that are compatible with membrane bilayers. In the saccharolipids, a monosaccharide substitutes for the glycerol backbone present in glycerolipids and glycerophospholipids. The most familiar saccharolipids are the acylated glucosamine precursors of the Lipid A component of the lipopolysaccharides in Gram-negative bacteria. Typical lipid A molecules are disaccharides of glucosamine, which are derivatized with as many as seven fatty-acyl chains. The minimal lipopolysaccharide required for growth in E. coli is Kdo2-Lipid A, a hexa-acylated disaccharide of glucosamine that is glycosylated with two 3-deoxy-D-manno-octulosonic acid (Kdo) residues.

Polyketides are synthesized by polymerization of acetyl and propionyl subunits by classic enzymes as well as iterative and multimodular enzymes that share mechanistic features with the fatty acid synthases. They comprise a large number of secondary metabolites and natural products from animal, plant, bacterial, fungal and marine sources, and have great structural diversity. Many polyketides are cyclic molecules whose backbones are often further modified by glycosylation, methylation, hydroxylation, oxidation, or other processes.

According to the disclosure, lipids and lipid-like materials may be cationic, anionic or neutral. Neutral lipids or lipid-like materials exist in an uncharged or neutral zwitterionic form at a selected pH. Cationic or cationically ionizable lipids and lipid-like materials may be used to electrostatically bind RNA. Cationically ionizable lipids and lipid-like materials are materials that are preferably positively charged only at acidic pH. This ionizable behavior is thought to enhance efficacy through helping with endosomal escape and reducing toxicity as compared with particles that remain cationic at physiological pH. The particles may also comprise non-cationic lipids or lipid-like materials. Collectively, anionic and neutral lipids or lipid-like materials are referred to herein as non-cationic lipids or lipid-like materials. Optimizing the formulation of RNA particles by addition of other hydrophobic moieties, such as cholesterol and lipids, in addition to an ionizable/cationic lipid or lipid-like material enhances particle stability and can significantly enhance efficacy of RNA delivery.

One or more additional lipids may be incorporated which may or may not affect the overall charge of the nucleic acid particles. In certain embodiments, the or more additional lipids are a non-cationic lipid or lipid-like material. The non-cationic lipid may comprise, e.g., one or more anionic lipids and/or neutral lipids. As used herein, an "anionic lipid" refers to any lipid that is negatively charged at a selected pH. As used herein, a "neutral lipid" refers to any of a number of lipid species that exist either in an uncharged or neutral zwitterionic form at a selected pH.

In certain embodiments, the nucleic acid particles (especially the LNPs comprising mRNA) described herein comprise a cationically ionizable lipid and one or more additional lipids.

Without wishing to be bound by theory, the amount of the cationically ionizable lipid compared to the amount of the one or more additional lipids may affect important nucleic acid particle characteristics, such as charge, particle size, stability, tissue selectivity, and bioactivity of the nucleic acid. Accordingly, in some embodiments, the molar ratio of the cationically ionizable lipid to the one or more additional lipids is from about 10:0 to about 1 :9, about 4:1 to about 1:2, or about 3:1 to about 1 :1.

In one embodiment, the one or more additional lipids comprised in the nucleic acid particles (especially in the LNPs comprising mRNA) described herein comprise one or more of the following: neutral lipids, steroids, polymer conjugated lipids, and combinations thereof.

In one embodiment, the one or more additional lipids comprise a neutral lipid which is a phospholipid. Preferably, the phospholipid is selected from the group consisting of phosphatidylcholines, phosphatidylethanolamines, phosphatidylglycerols, phosphatidic acids, phosphatidylserines and sphingomyelins. Specific phospholipids that can be used include, but are not limited to, phosphatidylcholines, phosphatidylethanolamines, phosphatidylglycerols, phosphatidic acids, phosphatidylserines or sphingomyelin. Such phospholipids include in particular diacylphosphatidylcholines, such as distearoylphosphatidylcholine (DSPC), dioleoylphosphatidylcholine (DOPC), dimyristoylphosphatidylcholine (DMPC), dipentadecanoylphosphatidylcholine, dilauroylphosphatidylcholine, dipalmitoylphosphatidylcholine (DPPC), diarachidoylphosphatidylcholine (DAPC), dibehenoylphosphatidylcholine (DBPC), ditricosanoylphosphatidylcholine (DTPC), dilignoceroylphatidylcholine (DLPC), palmitoyloleoylphosphatidylcholine (POPC), l,2-di-0-octadecenyl-sn-glycero-3-phosphocholine (18:0 Diether PC), 1- oleoyl-2-cholesterylhemisuccinoyl-sn-glycero-3-phosphocholin e (OChemsPC), 1 -hexadecyl-sn- glycero-3 -phosphocholine (Cl 6 Lyso PC) and phosphatidylethanolamines, in particular diacylphosphatidylethanolamines, such as dioleoylphosphatidylethanolamine (DOPE), distearoylphosphatidylethanolamine (DSPE), dipalmitoyl-phosphatidylethanolamine (DPPE), dimyristoylphosphatidylethanolamine (DMPE), dilauroyl-phosphatidylethanolamine (DLPE), diphytanoyl- phosphatidylethanolamine (DPyPE), 1 ,2-di-(9Z-octadecenoyl)-sn-glycero-3-phosphocholine (DOPG), 1 ,2-dipalmitoyl-sn-glycero-3-phospho-(l'-rac-glycerol) (DPPG), 1 -palmitoyl-2-oleoyl-sn-glycero-3- phosphoethanolamine (POPE), N-palmitoyl-D-erythro-sphingosylphosphorylcholine (SM), and further phosphatidylethanolamine lipids with different hydrophobic chains. In one embodiment, the neutral lipid is selected from the group consisting of DSPC, DOPC, DMPC, DPPC, POPC, DOPE, DOPG, DPPG, POPE, DPPE, DMPE, DSPE, and SM. In one embodiment, the neutral lipid is selected from the group consisting of DSPC, DPPC, DMPC, DOPC, POPC, DOPE and SM. In one embodiment, the neutral lipid is DSPC.

Thus, in one embodiment, the nucleic acid particles (especially the LNPs comprising mRNA) described herein comprise a cationically ionizable lipid and DSPC.

In one embodiment, the neutral lipid is present in the particles (in particular the LNPs, preferably the LNPs comprising mRNA) described herein in a concentration ranging from 5 to 15 mol percent, from 7 to 13 mol percent, or from 9 to 11 mol percent. In one embodiment, the neutral lipid is present in a concentration of about 9.5, 10 or 10.5 mol percent of the total lipids present in the particles (especially the LNPs comprising mRNA) described herein.

In one embodiment, the steroid is cholesterol. Thus, in one embodiment, the nucleic acid particles (especially the LNPs comprising mRNA) comprise a cationically ionizable lipid and cholesterol.

In one embodiment, the steroid is present in the particles (in particular the LNPs, preferably the LNPs comprising mRNA) in a concentration ranging from 30 to 50 mol percent, from 35 to 45 mol percent or from 38 to 43 mol percent. In one embodiment, the steroid is present in a concentration of about 40, 41 , 42, 43, 44, 45 or 46 mol percent of the total lipids present in the particles (especially the LNPs comprising mRNA) described herein. In certain preferred embodiments, the nucleic acid particles (especially the LNPs comprising mRNA) described herein comprise DSPC and cholesterol, preferably in the concentrations given above.

In some embodiments, the combined concentration of the neutral lipid (in particular, one or more phospholipids) and steroid (in particular, cholesterol) may comprise from about 0 mol % to about 90 mol %, from about 0 mol % to about 80 mol %, from about 0 mol % to about 70 mol %, from about 0 mol % to about 60 mol %, or from about 0 mol % to about 50 mol %, such as from about 20 mol % to about 80 mol %, from about 25 mol % to about 75 mol %, from about 30 mol % to about 70 mol %, from about 35 mol % to about 65 mol %, or from about 40 mol % to about 60 mol %, of the total lipids present in the nucleic acid particles (especially the LNPs comprising mRNA) described herein.

In one embodiment, a polymer conjugated lipid is a pegylated lipid or a polysarcosine-lipid conjugate or a conjugate of polysarcosine and a lipid-like material.

The term "pegylated lipid" refers to a molecule comprising both a lipid portion and a polyethylene glycol portion. Pegylated lipids are known in the art. In one embodiment, the polymer conjugated lipid is a pegylated lipid. In one embodiment, the pegylated lipid has the following structure: or a pharmaceutically acceptable salt, tautomer or stereoisomer thereof, wherein R ¹² and R ¹³ are each independently a straight or branched, alkyl or alkenyl chain containing from 10 to 30 carbon atoms, wherein the alkyl or alkenyl chain is optionally interrupted by one or more ester bonds; and w has a mean value ranging from 30 to 60. In one embodiment, R ¹² and R ¹³ are each independently straight, saturated alkyl chains containing from 12 to 16 carbon atoms. In one embodiment, w has a mean value ranging from 40 to 55. In one embodiment, the average w is about 45. In one embodiment, R ¹² and R ¹³ are each independently a straight, saturated alkyl chain containing about 14 carbon atoms, and w has a mean value of about 45.

In one embodiment, the pegylated lipid is DMG-PEG 2000, e.g., having the following structure: In one embodiment, the nucleic acid particles (especially the LNPs comprising mRNA) described herein comprise a cationically ionizable lipid and a pegylated lipid, e.g., a pegylated lipid as defined above.

In one embodiment, the pegylated lipid is present in the particles (in particular the LNPs, preferably the LNPs comprising mRNA) in a concentration ranging from 1 to 10 mol percent, from 1 to 5 mol percent, or from 1 to 2.5 mol percent of the total lipids present in the particles (especially the LNPs comprising mRNA) described herein.

In one embodiment, the polymer conjugated lipid is a polysarcosine-lipid conjugate or a conjugate of polysarcosine and a lipid-like material, i.e., a lipid or lipid-like material which comprises polysarcosine (poly(N-methylglycine)). The polysarcosine may comprise acetylated (neutral end group) or other functionalized end groups. In the case of RNA-lipid particles, the polysarcosine in one embodiment is conjugated to, preferably covalently bound to a non-cationic lipid or lipid-like material comprised in the particles.

In certain embodiments, the end groups of the polysarcosine may be functionalized with one or more molecular moieties conferring certain properties, such as positive or negative charge, or a targeting agent that will direct the particle to a particular cell type, collection of cells, or tissue.

A variety of suitable targeting agents are known in the art. Non-limiting examples of targeting agents include a peptide, a protein, an enzyme, a nucleic acid, a fatty acid, a hormone, an antibody, a carbohydrate, mono-, oligo- or polysaccharides, a peptidoglycan, a glycopeptide, or the like. For example, any of a number of different materials that bind to antigens on the surfaces of target cells can be employed. Antibodies to target cell surface antigens will generally exhibit the necessary specificity for the target. In addition to antibodies, suitable immunoreactive fragments can also be employed, such as the Fab, Fab', F(ab')2 or scFv fragments or single-domain antibodies (e.g. camelids VHH fragments). Many antibody fragments suitable for use in forming the targeting mechanism are already available in the art. Similarly, ligands for any receptors on the surface of the target cells can suitably be employed as targeting agent. These include any small molecule or biomolecule, natural or synthetic, which binds specifically to a cell surface receptor, protein or glycoprotein found at the surface of the desired target cell.

In certain embodiments, the polysarcosine comprises between 2 and 200, between 2 and 190, between 2 and 180, between 2 and 170, between 2 and 160, between 2 and 150, between 2 and 140, between 2 and 130, between 2 and 120, between 2 and 110, between 2 and 100, between 2 and 90, between 2 and 80, between 2 and 70, between 5 and 200, between 5 and 190, between 5 and 180, between 5 and 170, between 5 and 160, between 5 and 150, between 5 and 140, between 5 and 130, between 5 and 120, between 5 and 110, between 5 and 100, between 5 and 90, between 5 and 80, between 5 and 70, between 10 and 200, between 10 and 190, between 10 and 180, between 10 and 170, between 10 and 160, between 10 and 150, between 10 and 140, between 10 and 130, between 10 and 120, between 10 and 110, between 10 and 100, between 10 and 90, between 10 and 80, or between 10 and 70 sarcosine units.

In certain embodiments, the polysarcosine comprises the following general formula (II): wherein x refers to the number of sarcosine units. The polysarcosine through one of the bonds may be linked to a particle-forming component or a hydrophobic component. The polysarcosine through the other bond may be linked to H, a hydrophilic group, an ionizable group, or to a linker to a functional moiety such as a targeting moiety.

The polysarcosine may be conjugated, in particular covalently bound to or linked to, any particle forming component such as a lipid or lipid-like material. The polysarcosine-lipid conjugate is a molecule wherein polysarcosine is conjugated to a lipid as described herein such as a cationic lipid or cationically ionizable lipid or an additional lipid. Alternatively, polysarcosine is conjugated to a lipid or lipid-like material which is different from the cationically ionizable lipid or the one or more additional lipids.

In certain embodiments, the polysarcosine-lipid conjugate or a conjugate of polysarcosine and a lipid- like material comprises the following general formula (Ila): wherein one of Ri and R2 comprises a hydrophobic group and the other is H, a hydrophilic group, an ionizable group or a functional group optionally comprising a targeting moiety. In one embodiment, the hydrophobic group comprises a linear or branched alkyl group or aryl group, preferably comprising from 10 to 50, 10 to 40, or 12 to 20 carbon atoms. In one embodiment, Ri or R2 which comprises a hydrophobic group comprises a moiety such as a heteroatom, in particular N, linked to one or more linear or branched alkyl groups.

In certain embodiments, a polysarcosine-lipid conjugate or a conjugate of polysarcosine and a lipid-like material comprises the following general formula (lib) : wherein R is H, a hydrophilic group, an ionizable group or a functional group optionally comprising a targeting moiety.

The symbol "x" in the general formulas herein, e.g., the general formulas (Ila) and (lib), refers to the number of sarcosine units and may be a number as defined herein.

In certain embodiments, the polysarcosine-lipid conjugate or a conjugate of polysarcosine and a lipid- like material is a member selected from the group consisting of a polysarcosine-diacylglycerol conjugate, a polysarcosine-dialkyloxypropyl conjugate, a polysarcosine-phospholipid conjugate, a polysarcosine-ceramide conjugate, and a mixture thereof.

Typically, the polysarcosine moiety has between 2 and 200, between 5 and 200, between 5 and 190, between 5 and 180, between 5 and 170, between 5 and 160, between 5 and 150, between 5 and 140, between 5 and 130, between 5 and 120, between 5 and 110, between 5 and 100, between 5 and 90, between 5 and 80, between 10 and 200, between 10 and 190, between 10 and 180, between 10 and 170, between 10 and 160, between 10 and 150, between 10 and 140, between 10 and 130, between 10 and 120, between 10 and 110, between 10 and 100, between 10 and 90, or between 10 and 80 sarcosine units.

Thus, in one embodiment, the nucleic acid particles (especially the LNPs comprising mRNA) described herein comprise a cationically ionizable lipid and a polysarcosine-lipid conjugate or a conjugate of polysarcosine and a lipid-like material, e.g., a polysarcosine-lipid conjugate or a conjugate of polysarcosine and a lipid-like material as defined above.

In certain instances, the polysarcosine-lipid conjugate may comprise from about 0.2 mol % to about 50 mol %, from about 0.25 mol % to about 30 mol %, from about 0.5 mol % to about 25 mol %, from about 0.75 mol % to about 25 mol %, from about 1 mol % to about 25 mol %, from about 1 mol % to about 20 mol %, from about 1 mol % to about 15 mol %, from about 1 mol % to about 10 mol %, from about 1 mol % to about 5 mol %, from about 1.5 mol % to about 25 mol %, from about 1.5 mol % to about 20 mol %, from about 1.5 mol % to about 15 mol %, from about 1 .5 mol % to about 10 mol %, from about 1.5 mol % to about 5 mol %, from about 2 mol % to about 25 mol %, from about 2 mol % to about 20 mol %, from about 2 mol % to about 15 mol %, from about 2 mol % to about 10 mol %, or from about 2 mol % to about 5 mol % of the total lipids present in the nucleic acid particles (especially the LNPs comprising mRNA) described herein.

In some embodiments, the one or more additional lipids comprise one of the following components: (1) a neutral lipid; (2) a steroid; (3) a polymer conjugated lipid; (4) a mixture of a neutral lipid and a steroid; (5) a mixture of a neutral lipid and a polymer conjugated lipid; (6) a mixture of a steroid and a polymer conjugated lipid; or (7) a mixture of a neutral lipid, a steroid, and a polymer conjugated lipid, preferably each in the concentration given above. In some embodiments, the one or more additional lipids comprise one of the following components: (1) a phospholipid; (2) cholesterol; (3) a pegylated lipid; (4) a mixture of a phospholipid and cholesterol; (5) a mixture of a phospholipid and a pegylated lipid; (6) a mixture of cholesterol and a pegylated lipid; or (7) a mixture of a phospholipid, cholesterol, and a pegylated lipid, preferably each in the concentration given above.

Thus, in preferred embodiments, the nucleic acid particles (especially the LNPs comprising mRNA) described herein comprise a cationically ionizable lipid and one of the following lipids or lipid mixtures: (1) a neutral lipid; (2) a steroid; (3) a polymer conjugated lipid; (4) a mixture of a neutral lipid and a steroid; (5) a mixture of a neutral lipid and a polymer conjugated lipid; (6) a mixture of a steroid and a polymer conjugated lipid; or (7) a mixture of a neutral lipid, a steroid, and a polymer conjugated lipid, preferably each in the concentration given above. In one specific embodiment, the cationically ionizable lipid is present in a concentration of from 40 to 50 mol percent; the neutral lipid is present in a concentration of from 5 to 15 mol percent; the steroid is present in a concentration of from 35 to 45 mol; and the polymer conjugated lipid is present in a concentration of from 1 to 10 mol percent, wherein the mRNA is encapsulated within or associated with the LNPs.

In more preferred embodiments, the nucleic acid particles (especially the LNPs comprising mRNA) described herein comprise a cationically ionizable lipid and one of the following lipids or lipid mixtures: (1) a phospholipid; (2) cholesterol; (3) a pegylated lipid; (4) a mixture of a phospholipid and cholesterol; (5) a mixture of a phospholipid and a pegylated lipid; (6) a mixture of cholesterol and a pegylated lipid; or (7) a mixture of a phospholipid, cholesterol, and a pegylated lipid, preferably each in the concentration given above. In one specific embodiment, the cationically ionizable lipid is present in a concentration of from 40 to 50 mol percent; the phospholipid is present in a concentration of from 5 to 15 mol percent; the cholesterol is present in a concentration of from 35 to 45 mol; and the pegylated lipid is present in a concentration of from 1 to 10 mol percent, wherein the mRNA is encapsulated within or associated with the LNPs.

The N/P value is preferably at least about 4. In some embodiments, the N/P value ranges from 4 to 20, 4 to 12, 4 to 10, 4 to 8, or 5 to 7. In one embodiment, the N/P value is about 6. LNPs described herein may have an average diameter that in one embodiment ranges from about 30 nm to about 200 nm, or from about 60 nm to about 120 nm.

Generally, the LNPs comprising mRNA described herein are "RNA-lipid particles" that can be used to deliver RNA to a target site of interest (e.g., cell, tissue, organ, and the like). A RNA-lipid particle is typically formed from a cationically ionizable lipid (such as DODMA) and one or more additional lipids, such as a phospholipid (e.g., DSPC), a steroid (e.g., cholesterol or analogues thereof), and a polymer conjugated lipid (e.g., a pegylated lipid or a polysarcosine-lipid conjugate or a conjugate of polysarcosine and a lipid-like material).

Without intending to be bound by any theory, it is believed that the cationically ionizable lipid and the one or more additional lipids combine together with the RNA to form colloidally stable particles, wherein the nucleic acid is bound to the lipid matrix.

In some embodiments, RNA-lipid particles comprise more than one type of RNA molecules, where the molecular parameters of the RNA molecules may be similar or different from each other, like with respect to molar mass or fundamental structural elements such as molecular architecture, capping, coding regions or other features.

In some embodiments, the mRNA-lipid LNPs in addition to RNA comprise (i) a cationically ionizable lipid which may comprise from about 10 mol % to about 80 mol %, from about 20 mol % to about 60 mol %, from about 25 mol % to about 55 mol %, from about 30 mol % to about 50 mol %, from about 35 mol % to about 45 mol %, or about 40 mol % of the total lipids present in the particle, (ii) a neutral lipid and/or a steroid, (e.g., one or more phospholipids and/or cholesterol) which may comprise from about 0 mol % to about 90 mol %, from about 20 mol % to about 80 mol %, from about 25 mol % to about 75 mol %, from about 30 mol % to about 70 mol %, from about 35 mol % to about 65 mol %, or from about 40 mol % to about 60 mol %, of the total lipids present in the particle, and (iii) a polymer conjugated lipid (e.g., a pegylated lipid which may comprise from 1 mol % to 10 mol %, from 1 mol % to 5 mol %, or from 1 mol % to 2.5 mol % of the total lipids present in the particle; or a polysarcosine- lipid conjugate which may comprise from about 0.2 mol % to about 50 mol %, from about 0.25 mol % to about 30 mol %, from about 0.5 mol % to about 25 mol %, from about 0.75 mol % to about 25 mol %, from about 1 mol % to about 25 mol %, from about 1 mol % to about 20 mol %, from about 1 mol % to about 15 mol %, from about 1 mol % to about 10 mol %, from about 1 mol % to about 5 mol %, from about 1.5 mol % to about 25 mol %, from about 1.5 mol % to about 20 mol %, from about 1.5 mol % to about 15 mol %, from about 1.5 mol % to about 10 mol %, from about 1.5 mol % to about 5 mol %, from about 2 mol % to about 25 mol %, from about 2 mol % to about 20 mol %, from about 2 mol % to about 15 mol %, from about 2 mol % to about 10 mol %, or from about 2 mol % to about 5 mol % of the total lipids present in the particle).

In certain preferred embodiments, the neutral lipid comprises a phospholipid of from about 5 mol % to about 50 mol %, from about 5 mol % to about 45 mol %, from about 5 mol % to about 40 mol %, from about 5 mol % to about 35 mol %, from about 5 mol % to about 30 mol %, from about 5 mol % to about 25 mol %, or from about 5 mol % to about 20 mol % of the total lipids present in the particle.

In certain preferred embodiments, the steroid comprises cholesterol or a derivative thereof of from about 10 mol % to about 80 mol %, from about 10 mol % to about 70 mol %, from about 15 mol % to about 65 mol %, from about 20 mol % to about 60 mol %, from about 25 mol % to about 55 mol %, or from about 30 mol % to about 50 mol % of the total lipids present in the particle.

In certain preferred embodiments, the neutral lipid and the steroid comprises a mixture of: (i) a phospholipid such as DSPC of from about 5 mol % to about 50 mol %, from about 5 mol % to about 45 mol %, from about 5 mol % to about 40 mol %, from about 5 mol % to about 35 mol %, from about 5 mol % to about 30 mol %, from about 5 mol % to about 25 mol %, or from about 5 mol % to about 20 mol % of the total lipids present in the particle; and (ii) cholesterol or a derivative thereof such as cholesterol of from about 10 mol % to about 80 mol %, from about 10 mol % to about 70 mol %, from about 15 mol % to about 65 mol %, from about 20 mol % to about 60 mol %, from about 25 mol % to about 55 mol %, or from about 30 mol % to about 50 mol % of the total lipids present in the particle. As a non-limiting example, an mRNA LNP comprising a mixture of a phospholipid and cholesterol may comprise DSPC of from about 5 mol % to about 50 mol %, from about 5 mol % to about 45 mol %, from about 5 mol % to about 40 mol %, from about 5 mol % to about 35 mol %, from about 5 mol % to about 30 mol %, from about 5 mol % to about 25 mol %, or from about 5 mol % to about 20 mol % of the total lipids present in the particle and cholesterol of from about 10 mol % to about 80 mol %, from about 10 mol % to about 70 mol %, from about 15 mol % to about 65 mol %, from about 20 mol % to about 60 mol %, from about 25 mol % to about 55 mol %, or from about 30 mol % to about 50 mol % of the total lipids present in the particle.

In some embodiments, the RNA-lipid particles in addition to mRNA comprise (i) a cationically ionizable lipid (such as DODMA) which may comprise from about 10 mol % to about 80 mol %, from about 20 mol % to about 60 mol %, from about 25 mol % to about 55 mol %, from about 30 mol % to about 50 mol %, from about 35 mol % to about 45 mol %, or about 40 mol % of the total lipids present in the particle, (ii) DSPC which may comprise from about 5 mol % to about 50 mol %, from about 5 mol % to about 45 mol %, from about 5 mol % to about 40 mol %, from about 5 mol % to about 35 mol %, from about 5 mol % to about 30 mol %, from about 5 mol % to about 25 mol %, or from about 5 mol % to about 20 mol % of the total lipids present in the particle, (iii) cholesterol which may comprise from about 10 mol % to about 80 mol %, from about 10 mol % to about 70 mol %, from about 15 mol % to about 65 mol %, from about 20 mol % to about 60 mol %, from about 25 mol % to about 55 mol %, or from about 30 mol % to about 50 mol % of the total lipids present in the particle and (iv) a pegylated lipid which may comprise from 1 mol % to 10 mol %, from 1 mol % to 5 mol %, or from 1 mol % to 2.5 mol % of the total lipids present in the particle; or (iv’) a polysarcosine-lipid conjugate which may comprise from about 0.2 mol % to about 50 mol %, from about 0.25 mol % to about 30 mol %, from about 0.5 mol % to about 25 mol %, from about 0.75 mol % to about 25 mol %, from about 1 mol % to about 25 mol %, from about 1 mol % to about 20 mol %, from about 1 mol % to about 15 mol %, from about 1 mol % to about 10 mol %, from about 1 mol % to about 5 mol %, from about 1.5 mol % to about 25 mol %, from about 1 .5 mol % to about 20 mol %, from about 1.5 mol % to about 15 mol %, from about 1.5 mol % to about 10 mol %, from about 1.5 mol % to about 5 mol %, from about 2 mol % to about 25 mol %, from about 2 mol % to about 20 mol %, from about 2 mol % to about 15 mol %, from about 2 mol % to about 10 mol %, or from about 2 mol % to about 5 mol % of the total lipids present in the particle. mRNA LNPs described herein have an average diameter that in one embodiment ranges from about 30 nm to about 1000 nm, from about 30 nm to about 800 nm, from about 30 nm to about 700 nm, from about 30 nm to about 600 nm, from about 30 nm to about 500 nm, from about 30 nm to about 450 nm, from about 30 nm to about 400 nm, from about 30 nm to about 350 nm, from about 30 nm to about 300 nm, from about 30 nm to about 250 nm, from about 30 nm to about 200 nm, from about 30 nm to about 190 nm, from about 30 nm to about 180 nm, from about 30 nm to about 170 nm, from about 30 nm to about 160 nm, from about 30 nm to about 150 nm, from about 50 nm to about 500 nm, from about 50 nm to about 450 nm, from about 50 nm to about 400 nm, from about 50 nm to about 350 nm, from about 50 nm to about 300 nm, from about 50 nm to about 250 nm, from about 50 nm to about 200 nm, from about 50 nm to about 190 nm, from about 50 nm to about 180 nm, from about 50 nm to about 170 nm, from about 50 nm to about 160 nm, or from about 50 nm to about 150 nm

In certain embodiments, mRNA LNPs described herein have an average diameter that ranges from about 40 nm to about 800 nm, from about 50 nm to about 700 nm, from about 60 nm to about 600 nm, from about 70 nm to about 500 nm, from about 80 nm to about 400 nm, from about 150 nm to about 800 nm, from about 150 nm to about 700 nm, from about 150 nm to about 600 nm, from about 200 nm to about 600 nm, from about 200 nm to about 500 nm, or from about 200 nm to about 400 nm. mRNA LNPs described herein, e.g. prepared by the methods described herein, exhibit a polydispersity index less than about 0.5, less than about 0.4, less than about 0.3, less than about 0.2, less than about 0.1 or about 0.05 or less. By way of example, the mRNA LNPs can exhibit a polydispersity index in a range of about 0.05 to about 0.2, such as about 0.05 to about 0.1.

In certain embodiments of the present disclosure, the mRNA in the mRNA LNPs described herein is at a concentration from about 0.002 mg/mL to about 5 mg/mL, from about 0.002 mg/mL to about 2 mg/mL, from about 0.005 mg/mL to about 2 mg/mL, from about 0.01 mg/mL to about 1 mg/mL, from about 0.05 mg/mL to about 0.5 mg/mL or from about 0.1 mg/mL to about 0.5 mg/mL. In specific embodiments, the mRNA is at a concentration from about 0.005 mg/mL to about 0.1 mg/mL, from about 0.005 mg/mL to about 0.09 mg/mL, from about 0.005 mg/mL to about 0.08 mg/mL, from about 0.005 mg/mL to about 0.07 mg/mL, from about 0.005 mg/mL to about 0.06 mg/mL, or from about 0.005 mg/mL to about 0.05 mg/mL.

Formulations comprising RNA particles

The formulations described herein comprise mRNA LNPs, preferably a plurality of mRNA LNPs. The term "plurality of mRNA LNPs" or "plurality of mRNA-lipid particles" refers to a population of a certain number of particles. In certain embodiments, the term refers to a population of more than 10, 10 ² , 10 ³ , 10 ⁴ , 10 ⁵ , 10 ⁶ , 10 ⁷ , 10 ⁸ , 10 ⁹ , 10 ¹⁰ , 10”, 10 ¹² , 10 ¹³ , 10 ¹⁴ , 10 ^ls , 10 ¹⁶ , 10 ¹⁷ , 10 ¹⁸ , 10 ¹⁹ , 10 ² °, 10 ²¹ , 10 ²² , or 10 ²³ or more particles.

It will be apparent to those of skill in the art that the plurality of particles can include any fraction of the foregoing ranges or any range therein.

In some embodiments, the formulation described herein is a liquid or a solid, a solid refers to a frozen form or a lyophilized form.

The present inventors have surprisingly found that the presence of certain polyvalent anions (such as citric or inorganic phosphate anions) in an mRNA LNP formulation may result in an increase of the particle size when the formulation is frozen and then thawed (i.e., when the formulation is subjected to at least one freeze-thaw-cycle) , and that mRNA formulations which are substantially free of citric and/or inorganic phosphate anions can be frozen and thawed without increasing the particle size.

Thus, according to the present disclosure, the formulations described herein are preferably substantially free of citric and/or inorganic phosphate anions. In one embodiment, the formulations described herein are preferably substantially free of polycarboxylate anions and/or inorganic phosphate anions.

The expression "substantially free of X", as used herein, means that a mixture (such as a formulation or pharmaceutical composition described herein) is free of X is such manner as it is practically and realistically feasible. For example, if the mixture is substantially free of X, the amount of X in the mixture may be less than 1% by weight (e.g., less than 0.5% by weight, less than 0.4% by weight, less than 0.3% by weight, less than 0.2% by weight, less than 0.1% by weight, less than 0.09% by weight, less than 0.08% by weight, less than 0.07% by weight, less than 0.06% by weight, less than 0.05% by weight, less than 0.04% by weight, less than 0.03% by weight, less than 0.02% by weight, less than 0.01% by weight, less than 0.005% by weight, less than 0.001% by weight), based on the total weight of the mixture.

Thus, if the mRNA formulation described herein is to be substantially free of citric anions, it is preferred that the amount of citric anions in the mRNA formulation is less than 1% by weight (e.g., less than 0.5% by weight, less than 0.4% by weight, less than 0.3% by weight, less than 0.2% by weight, less than 0.1% by weight, less than 0.09% by weight, less than 0.08% by weight, less than 0.07% by weight, less than 0.06% by weight, less than 0.05% by weight, less than 0.04% by weight, less than 0.03% by weight, less than 0.02% by weight, less than 0.01% by weight, less than 0.005% by weight, less than 0.001% by weight), based on the total weight of the mRNA formulation. If the mRNA formulation described herein is to be substantially free of inorganic phosphate anions, it is preferred that the amount of inorganic phosphate anions in the mRNA formulation is less than 1% by weight (e.g., less than 0.5% by weight, less than 0.4% by weight, less than 0.3% by weight, less than 0.2% by weight, less than 0.1% by weight, less than 0.09% by weight, less than 0.08% by weight, less than 0.07% by weight, less than 0.06% by weight, less than 0.05% by weight, less than 0.04% by weight, less than 0.03% by weight, less than 0.02% by weight, less than 0.01% by weight, less than 0.005% by weight, less than 0.001% by weight), based on the total weight of the mRNA formulation. Furthermore, if the pharmaceutical composition described herein is to be substantially free of citric anions, it is preferred that the amount of citric anions in the pharmaceutical composition is less than 1% by weight (e.g., less than 0.5% by weight, less than 0.4% by weight, less than 0.3% by weight, less than 0.2% by weight, less than 0.1% by weight, less than 0.09% by weight, less than 0.08% by weight, less than 0.07% by weight, less than 0.06% by weight, less than 0.05% by weight, less than 0.04% by weight, less than 0.03% by weight, less than 0.02% by weight, less than 0.01% by weight, less than 0.005% by weight, less than 0.001% by weight), based on the total weight of the pharmaceutical composition. If the pharmaceutical composition described herein is to be substantially free of inorganic phosphate anions, it is preferred that the amount of inorganic phosphate anions in the pharmaceutical composition is less than 1% by weight (e.g., less than 0.5% by weight, less than 0.4% by weight, less than 0.3% by weight, less than 0.2% by weight, less than 0.1% by weight, less than 0.09% by weight, less than 0.08% by weight, less than 0.07% by weight, less than 0.06% by weight, less than 0.05% by weight, less than 0.04% by weight, less than 0.03% by weight, less than 0.02% by weight, less than 0.01% by weight, less than 0.005% by weight, less than 0.001% by weight), based on the total weight of the pharmaceutical composition. The expression "citric anion", as used herein, means any compound which contains a citric anion and which when solved in an aqueous medium releases the citric anion. Examples of compounds which contain a citric anion and which release the citric anion when solved in an aqueous medium, include citric acid and salts of citric acid.

The expression "inorganic phosphate anion", as used herein, means any compound which contains an inorganic phosphate anion and which when solved in an aqueous medium releases the inorganic phosphate anion. Examples of compounds which contain an inorganic phosphate anion and which when solved in an aqueous medium release the inorganic phosphate anion, include phosphoric acid and salts of phosphoric acid. Preferably, the expression " inorganic phosphate anion" does not include esters of phosphoric acid with one or more organic alcohols. Thus, preferably, the expression "inorganic phosphate anion" does not encompass nucleotides, oligonucleotides or polynucleotides.

The expression "polycarboxylate anion", as used herein, means any organic compound containing at least two (preferably at least three) carboxylic acid groups which are in free form (i.e., protonated), anhydride form or salt form.

The expression "equal to", as used herein with respect to the size (Z _average ) of particles (such as LNPs), means that the Z _average value of the particles contained in a composition after a processing step (e.g., after a freeze/thaw cycle or after a freeze-drying/reconstitution cycle) corresponds to the Z _averag e value of the particles before the processing step (e.g., before the freeze/thaw cycle or before the freeze- drying/reconstitution cycle) ± 30% (preferably, ± 25%, more preferably ± 20%, such as ± 15%, ± 10%, ± 5%, or ± 1%). For example, if the size (Z _average ) value of particles (such as LNPs) contained in a composition not yet subjected to a freeze/thaw cycle (or a freeze-drying/reconstitution cycle) is 90 nm, and the size (Z _aV e _rag e) value of particles (such as LNPs) contained in the composition subjected to a freeze/thaw cycle (or a freeze-drying/reconstitution cycle) is 115 nm, then the size (Z _average ) of particles after the freeze/thaw cycle, i.e., after thawing the frozen composition (or after the freeze- diying/reconstitution cycle, i.e., after reconstituting the freeze-dried composition) is considered being equal to the size (Z _average ) of particles before the freeze/thaw cycle, i.e., before freezing the composition (or before the freeze-drying/reconstitution cycle, i.e., before reconstituting the freeze-dried composition). The expression "equal to", as used herein with respect to the size distribution or PDI of particles (such as LNPs), is to be interpreted accordingly. For example, if the PDI value of particles (such as LNPs) contained in a composition not yet subjected to a freeze/thaw cycle (or a freeze- drying/reconstitution cycle) is 0.30, and the PDI value of particles (such as LNPs) contained in the composition subjected to a freeze/thaw cycle (or a freeze-drying/reconstitution cycle) is 0.38, then the PDI of particles after the freeze/thaw cycle, i.e., after thawing the frozen composition (or after the freeze- drying/reconstitution cycle, i.e., after reconstituting the freeze-dried composition) is considered being equal to the PDI of particles before the freeze/thaw cycle, i.e., before freezing the composition (or before the freeze-drying/reconstitution cycle, i.e., before reconstituting the freeze-dried composition).

According to the present disclosure, the mRNA LNP formulations described herein have a pH suitable for the stability of the mRNA particles and, in particular, for the stability of the mRNA. In particular, the present inventors have surprisingly found that the stability of mRNA formulations containing a cationically ionizable lipid can be increased when the pH of the mRNA formulations is lower than the pKa of the cationically ionizable lipid.

Thus, according to the present disclosure, the pH of the formulations described herein is preferably lower than the pKa of the cationically ionizable lipid. For example, the pH of the formulations described herein is preferably at least 2 pH values (more preferably at least 3 pH values) lower than the pK _a of the cationically ionizable lipid. For example, if the pKa of the cationically ionizable lipid is 9.5, it is preferred that the pH of the formulations described herein is at most 7.5, more preferably at most 6.5. In one embodiment, the pH of the mRNA LNP formulations described herein is at most 6.5, such as at most 6.4, at most 6.3, at most 6.2, at most 6.1, at most 6.0 or about 6.0. In one embodiment, the mRNA LNP formulations described herein have a pH from about 4.0 to about 8.0, about 5.0 to about 7.5, or 5.5 to 6.5.

Without wishing to be bound by theory, the use of a buffer system maintains the pH of the mRNA LNP formulation described herein during manufacturing, storage and use of the formulation. In certain embodiments of the present disclosure, the buffer system may comprise a solvent (in particular, water, such as deionized water, in particular water for injection) a buffering substance. The buffering substance is preferably selected from 2-[4-(2-hydroxyethyl)piperazin-l-yl]ethanesulfonic acid (HEPES), 2-amino- 2-(hydroxymethyl)propane-l,3-diol (Tris), acetate, and histidine. A preferred buffering substance is HEPES.

Furthermore, the present inventors have surprisingly found that the presence of NaCl and/or KC1 in mRNA formulations containing a cationically ionizable lipid has a detrimental effect on the stability of said mRNA formulations when subjected to at least one freeze-thaw-cycle, whereas omitting the addition of one or both of NaCl and/or KC1 results in stable mRNA formulations. Furthermore, the present inventors have surprisingly found that by omitting the addition of one or both of NaCl and/or KC1 results in mRNA formulations which can be easier and/or faster frozen and/or freeze-dried.

Thus, according to the present disclosure, it is preferred to prepare the mRNA LNP formulations described herein without adding NaCl and/or KC1. In one embodiment, the mRNA LNP formulations are prepared using deionized water (such as water for injection) and/or mRNA in purified form. Preferably, mRNA in substantially purified form contains NaCl and KC1 in a combined concentration of less than 0.2% w/v, such as less than 0.15% w/v, less than 0.10% w/v, less than 0.05% w/v, or less than 0.01 w/v. In one embodiment, the prepared mRNA LNP formulations contain NaCl and KC1 in a combined concentration of less than 0.2% w/v, such as less than 0.15% w/v, less than 0.10% w/v, less than 0.05% w/v, or less than 0.01 w/v.

Formulations described herein may also comprise a cyroprotectant and/or a surfactant as stabilizer to avoid substantial loss of the product quality and, in particular, substantial loss of mRNA activity during storage, freezing, and/or lyophilization, for example to reduce or prevent aggregation, particle collapse, mRNA degradation and/or other types of damage.

In an embodiment, the cryoprotectant is a carbohydrate. The term "carbohydrate", as used herein, refers to and encompasses monosaccharides, disaccharides, trisaccharides, oligosaccharides and polysaccharides.

In an embodiment, the cryoprotectant is a monosaccharide. The term "monosaccharide", as used herein refers to a single carbohydrate unit (e.g., a simple sugar) that cannot be hydrolyzed to simpler carbohydrate units. Exemplary monosaccharide cryoprotectants include glucose, fructose, galactose, xylose, ribose and the like.

In an embodiment, the cryoprotectant is a disaccharide. The term "disaccharide", as used herein refers to a compound or a chemical moiety formed by 2 monosaccharide units that are bonded together through a glycosidic linkage, for example through 1-4 linkages or 1-6 linkages. A disaccharide may be hydrolyzed into two monosaccharides. Exemplary disaccharide cryoprotectants include sucrose, trehalose, lactose, maltose and the like.

The term "trisaccharide" means three sugars linked together to form one molecule. Examples of a trisaccharides include raffinose and melezitose.

In an embodiment, the cryoprotectant is an oligosaccharide. The term "oligosaccharide", as used herein refers to a compound or a chemical moiety formed by 3 to about 15, preferably 3 to about 10 monosaccharide units that are bonded together through glycosidic linkages, for example through 1-4 linkages or 1-6 linkages, to form a linear, branched or cyclic structure. Exemplary oligosaccharide cryoprotectants include cyclodextrins, raffinose, melezitose, maltotriose, stachyose, acarbose, and the like. An oligosaccharide can be oxidized or reduced. In an embodiment, the cryoprotectant is a cyclic oligosaccharide. The term "cyclic oligosaccharide", as used herein refers to a compound or a chemical moiety formed by 3 to about 15, preferably 6, 7, 8, 9, or 10 monosaccharide units that are bonded together through glycosidic linkages, for example through 1- 4 linkages or 1-6 linkages, to form a cyclic structure. Exemplary cyclic oligosaccharide cryoprotectants include cyclic oligosaccharides that are discrete compounds, such as a cyclodextrin, p cyclodextrin, or y cyclodextrin.

Other exemplary cyclic oligosaccharide cryoprotectants include compounds which include a cyclodextrin moiety in a larger molecular structure, such as a polymer that contains a cyclic oligosaccharide moiety. A cyclic oligosaccharide can be oxidized or reduced, for example, oxidized to dicarbonyl forms. The term "cyclodextrin moiety", as used herein refers to cyclodextrin (e.g., an a, p, or y cyclodextrin) radical that is incorporated into, or a part of, a larger molecular structure, such as a polymer. A cyclodextrin moiety can be bonded to one or more other moieties directly, or through an optional linker. A cyclodextrin moiety can be oxidized or reduced, for example, oxidized to dicarbonyl forms.

Carbohydrate cryoprotectants, e.g., cyclic oligosaccharide cryoprotectants, can be derivatized carbohydrates. For example, in an embodiment, the cryoprotectant is a derivatized cyclic oligosaccharide, e.g., a derivatized cyclodextrin, e.g., 2-hydroxypropyl-P-cyclodextrin, e.g., partially etherified cyclodextrins (e.g., partially etherified p cyclodextrins).

An exemplary cryoprotectant is a polysaccharide. The term "polysaccharide", as used herein refers to a compound or a chemical moiety formed by at least 16 monosaccharide units that are bonded together through glycosidic linkages, for example through 1 -4 linkages or 1 -6 linkages, to form a linear, branched or cyclic structure, and includes polymers that comprise polysaccharides as part of their backbone structure. In backbones, the polysaccharide can be linear or cyclic. Exemplary polysaccharide cryoprotectants include glycogen, amylase, cellulose, dextran, maltodextrin and the like.

In one embodiment, mRNA LNP formulations may include sucrose. Without wishing to be bound by theory, sucrose functions to promote cryoprotection of the formulations, thereby preventing nucleic acid (especially mRNA) particle aggregation and maintaining chemical and physical stability of the composition. Certain embodiments contemplate alternative cryoprotectants to sucrose in the present disclosure. Alternative stabilizers include, without limitation, trehalose and glucose. In a specific embodiment, an alternative stabilizer to sucrose is trehalose or a mixture of sucrose and trehalose. A preferred cryoprotectant is selected from the group consisting of sucrose, trehalose, glucose, and a combination thereof, such as a combination of sucrose and trehalose. In a preferred embodiment, the cryoprotectant is sucrose.

Preferably, the mRNA LNP formulation described herein comprises the cryoprotectant in a concentration resulting in an osmolality of the formulation in the range of from about 100 mOsm/kg to about 1 Osrn/kg (such as from about 100 mOsm/kg to about 900 mOsm/kg, from about 120 mOsm/kg to about 800 mOsm/kg, from about 140 mOsm/kg to about 700 mOsm/kg, from about 160 mOsm/kg to about 600 mOsm/kg, from about 180 mOsm/kg to about 500 mOsm/kg, or from about 200 mOsm/kg to about 400 mOsm/kg), based on the total weight of the formulation.

In one embodiment, the cryoprotectant is at a concentration from about 5% (w/v) to about 15% (w/v), such as from about 6% (w/v) to about 14% (w/v), from about 7% (w/v) to about 13% (w/v), or from about 8% (w/v) to about 12% (w/v).

In one preferred embodiment, mRNA LNP formulations comprise sucrose and/or trehalose as cryoprotectant and HEPES as buffering substance, preferably in the amounts/concentrations specified herein.

In an embodiment, the formulations described herein comprise a surfactant, such as non-ionic triblock copolymers comprising a central hydrophobic chain of polyoxypropylene (poly(propylene oxide), such as 15 to 67 propylene oxide) flanked by two hydrophilic chains of polyoxyethylene (poly(ethylene oxide), such as 2 to 130 ethylene oxide units). Exemplary non-ionic triblock copolymers are commercially available under the tradenames Synperonics, Pluronic, and Kolliphor. One particularly useful surfactant is a poloxamer, such as poloxamerl88.

Certain embodiments of the present disclosure contemplate the use of a chelating agent in a mRNA LNP formulation described herein. Chelating agents refer to chemical compounds that are capable of forming at least two coordinate covalent bonds with a metal ion, thereby generating a stable, water-soluble complex. Without wishing to be bound by theory, chelating agents reduce the concentration of free divalent ions, which may otherwise induce accelerated RNA degradation in the present disclosure. Examples of suitable chelating agents include, without limitation, ethylenediaminetetraacetic acid (EDTA), a salt of EDTA, desferrioxamine B, deferoxamine, dithiocarb sodium, penicillamine, pentetate calcium, a sodium salt of pentetic acid, succimer, trientine, nitrilotriacetic acid, transdiaminocyclohexanetetraacetic acid (DCTA), diethylenetriaminepentaacetic acid (DTPA), and bis(aminoethyl)glycolether-N,N,N',N'-tetraacetic acid. In certain embodiments, the chelating agent is EDTA or a salt of EDTA. In an exemplary embodiment, the chelating agent is EDTA disodium dihydrate. In some embodiments, the EDTA is at a concentration from about 0.05 mM to about 5 mM, from about 0.1 mM to about 2.5 mM or from about 0.25 mM to about 1 mM.

In an alternative embodiment, the mRNA LNP formulations described herein do not comprise a chelating agent.

Pharmaceutical compositions

The mRNA LNP formulations described herein are useful as or for preparing pharmaceutical compositions or medicaments for therapeutic or prophylactic treatments.

The mRNA LNPs described herein may be administered in the form of any suitable pharmaceutical composition.

The term "pharmaceutical composition" relates to a composition comprising a therapeutically effective agent, preferably together with pharmaceutically acceptable carriers, diluents and/or excipients. Said pharmaceutical composition is useful for treating, preventing, or reducing the severity of a disease or disorder by administration of said pharmaceutical composition to a subject. In the context of the present disclosure, the pharmaceutical composition comprises mRNA LNPs as described herein.

The pharmaceutical compositions of the present disclosure may comprise one or more adjuvants or may be administered with one or more adjuvants. The term "adjuvant" relates to a compound which prolongs, enhances or accelerates an immune response. Adjuvants comprise a heterogeneous group of compounds such as oil emulsions (e.g, Freund’s adjuvants), mineral compounds (such as alum), bacterial products (such as Bordetella pertussis toxin), or immune-stimulating complexes. Examples of adjuvants include, without limitation, LPS, GP96, CpG oligodeoxynucleotides, growth factors, and cyctokines, such as monokines, lymphokines, interleukins, chemokines. The chemokines maybe IL-1, IL-2, IL-3, IL-4, IL- 5, IL-6, IL-7, IL-8, IL-9, IL-10, IL-12, INFa, INF-y, GM-CSF, LT-a. Further known adjuvants are aluminium hydroxide, Freund's adjuvant or oil such as Montanide® ISA51. Other suitable adjuvants for use in the present disclosure include lipopeptides, such as Pam3Cys, as well as lipophilic components, such as saponins, trehalose-6,6-dibehenate (TDB), monophosphoryl lipid-A (MPL), monomycoloyl glycerol (MMG), or glucopyranosyl lipid adjuvant (GLA).

The pharmaceutical compositions of the present disclosure may be in a storable form (e.g., in a frozen or lyophilized/ freeze-dried form) or in a "ready-to-use form" (i.e., in a form which can be immediately administered to a subject, e.g., without any processing such as diluting). Thus, prior to administration of a storable form of a pharmaceutical composition, this storable form has to be processed or transferred into a ready-to-use or administrable form. E.g., a frozen pharmaceutical composition has to be thawed, or a freeze-dried pharmaceutical composition has to be reconstituted, preferably by using a suitable solvent (e.g., deionized water, such as water for injection) or liquid (e.g., an aqueous solution).

In one embodiment, the pharmaceutical compositions in storable form (e.g., in a frozen or lyophilized/freeze-dried form) can be stored at a temperature of about -30°C or higher, such as about -25°C or higher. For example, the frozen pharmaceutical compositions described herein (such as the frozen pharmaceutical compositions prepared by the methods of the first or second aspect, or the frozen pharmaceutical compositions of the third, eighth, ninth or tenth aspect) can be stored at a temperature ranging from about -30°C to about -10°C, such as from about -25°C to about -15°C or from about -25°C to about -20°C, or a temperature of about -20°C. The freeze-dried pharmaceutical composition described herein (such as the freeze-dried pharmaceutical compositions prepared by the methods of the first or second aspect, or the freeze-dried pharmaceutical compositions of the fourth, eighth, ninth or tenth aspect) can be stored at a temperature ranging from about -25° to about room temperature, such as from about -15°C to about 8°C, from about -10°C to about 2°C or from about -5°C to about 0°C.

In one embodiment of the pharmaceutical compositions in storable form (e.g., in a frozen or lyophilized/freeze-dried form), the pharmaceutical composition can be stored for at least 3 months, preferably at least 6 months, more preferably at least 12 months, more preferably at least 18 months, more preferably at least 24 months, more preferably at least 30 months, more preferably at least 36 months.

In one embodiment of the pharmaceutical compositions in frozen form, the size (Z _av e _ra ge) and/or size distribution and/or PDI of the LNPs after thawing the frozen pharmaceutical composition is equal to the size (Z _average ) and/or size distribution and/or PDI of the LNPs before freezing. For example, if a ready- to-use pharmaceutical composition is prepared from a frozen pharmaceutical composition as described herein, it is preferred that the size (Z _average ) and/or size distribution and/or PDI of the LNPs contained in the ready-to-use pharmaceutical composition is equal to the size (Z _average ) and/or size distribution and/or PDI of the LNPs contained in the frozen pharmaceutical composition before freezing (such as contained in the formulation prepared in step (I) of the method of the first aspect).

In one embodiment of the pharmaceutical compositions in lyophilized/freeze-dried form, the size (Z _average ) and/or size distribution and/or PDI of the LNPs after reconstituting the freeze-dried pharmaceutical composition is equal to the size (Z _average ) and/or size distribution and/or PDI of the LNPs before freeze-drying. For example, if a ready-to-use pharmaceutical composition is prepared from a lyophilized/freeze-dried pharmaceutical composition as described herein, it is preferred that the size (Z _average ) and/or size distribution and/or PDI of the LNPs contained in the ready-to-use pharmaceutical composition is equal to the size (Z _average ) and/or size distribution and/or PDI of the LNPs contained in the lyophilized/ freeze-dried pharmaceutical composition before freeze-drying (such as contained in the formulation prepared in step (I) of the method of the first aspect).

The pharmaceutical compositions according to the present disclosure are generally applied in a "pharmaceutically effective amount" and in "a pharmaceutically acceptable preparation".

The term "pharmaceutically acceptable" refers to the non-toxicity of a material which does not interact with the action of the active component of the pharmaceutical composition.

The term "pharmaceutically effective amount" refers to the amount which achieves a desired reaction or a desired effect alone or together with further doses. In the case of the treatment of a particular disease, the desired reaction preferably relates to inhibition of the course of the disease. This comprises slowing down the progress of the disease and, in particular, interrupting or reversing the progress of the disease. The desired reaction in a treatment of a disease may also be delay of the onset or a prevention of the onset of said disease or said condition. An effective amount of the particles or pharmaceutical compositions described herein will depend on the condition to be treated, the severeness of the disease, the individual parameters of the patient, including age, physiological condition, size and weight, the duration of treatment, the type of an accompanying therapy (if present), the specific route of administration and similar factors. Accordingly, the doses administered of the particles or pharmaceutical compositions described herein may depend on various of such parameters. In the case that a reaction in a patient is insufficient with an initial dose, higher doses (or effectively higher doses achieved by a different, more localized route of administration) may be used.

The pharmaceutical compositions of the present disclosure may contain buffers (in particular, derived from the mRNA LNP formulations with which the pharmaceutical compositions have been prepared), preservatives, and optionally other therapeutic agents. In one embodiment, the pharmaceutical compositions of the present disclosure, in particular the ready-to-use pharmaceutical compositions, comprise one or more pharmaceutically acceptable carriers, diluents and/or excipients.

Suitable preservatives for use in the pharmaceutical compositions of the present disclosure include, without limitation, benzalkonium chloride, chlorobutanol, paraben and thimerosal.

The term "excipient" as used herein refers to a substance which may be present in a pharmaceutical composition of the present disclosure but is not an active ingredient. Examples of excipients, include without limitation, carriers, binders, diluents, lubricants, thickeners, surface active agents, preservatives, stabilizers, emulsifiers, buffers, flavoring agents, or colorants "Pharmaceutically acceptable salts" comprise, for example, acid addition salts which may, for example, be formed by using a pharmaceutically acceptable acid such as hydrochloric acid, sulfuric acid, fumaric acid, maleic acid, succinic acid, acetic acid, benzoic acid, citric acid, tartaric acid, carbonic acid or phosphoric acid. Furthermore, suitable pharmaceutically acceptable salts may include alkali metal salts (e.g., sodium or potassium salts); alkaline earth metal salts (e.g., calcium or magnesium salts); ammonium (NH/); and salts formed with suitable organic ligands (e.g., , quaternary ammonium and amine cations formed using counteranions such as halide, hydroxide, carboxylate, sulfate, phosphate, nitrate, alkyl sulfonate and aryl sulfonate). Illustrative examples of pharmaceutically acceptable salts include, but are not limited to, acetate, adipate, alginate, arginate, ascorbate, aspartate, benzenesulfonate, benzoate, bicarbonate, bisulfate, bitartrate, borate, bromide, butyrate, calcium edetate, camphorate, camphorsulfonate, camsylate, carbonate, chloride, citrate, clavulanate, cyclopentanepropionate, digluconate, dihydrochloride, dodecylsulfate, edetate, edisylate, estolate, esylate, ethanesulfonate, formate, fumarate, galactate, galacturonate, gluceptate, glucoheptonate, gluconate, glutamate, glycerophosphate, glycolylarsanilate, hemisulfate, heptanoate, hexanoate, hexylresorcinate, hydrabamine, hydrobromide, hydrochloride, hydroiodide, 2-hydroxy-ethanesulfonate, hydroxynaphthoate, iodide, isobutyrate, isothionate, lactate, lactobionate, laurate, lauryl sulfate, malate, maleate, malonate, mandelate, mesylate, methanesulfonate, methylsulfate, mucate, 2- naphthalenesulfonate, napsylate, nicotinate, nitrate, N-methylglucamine ammonium salt, oleate, oxalate, pamoate (embonate), palmitate, pantothenate, pectinate, persulfate, 3 -phenylpropionate, phosphate/diphosphate, phthalate, picrate, pivalate, polygalacturonate, propionate, salicylate, stearate, sulfate, suberate, succinate, tannate, tartrate, teoclate, tosylate, triethiodide, undecanoate, valerate, and the like (see, for example, S. M. Berge et al., "Pharmaceutical Salts", J. Pharm. Sci., 66, pp. 1-19 (1977)). Salts which are not pharmaceutically acceptable may be used for preparing pharmaceutically acceptable salts and are included in the present disclosure.

The term "diluent" relates a diluting and/or thinning agent. Moreover, the term "diluent" includes any one or more of fluid, liquid or solid suspension and/or mixing media. Examples of suitable diluents include ethanol, glycerol and water

The term "carrier" refers to a component which may be natural, synthetic, organic, inorganic in which the active component is combined in order to facilitate, enhance or enable administration of the pharmaceutical composition. A carrier as used herein may be one or more compatible solid or liquid fillers, diluents or encapsulating substances, which are suitable for administration to subject. Suitable carrier include, without limitation, sterile water, Ringer, Ringer lactate, sterile sodium chloride solution, isotonic saline, polyalkylene glycols, hydrogenated naphthalenes and, in particular, biocompatible lactide polymers, lactide/glycolide copolymers or polyoxyethylene/polyoxy-propylene copolymers. In one embodiment, the ready-to-use pharmaceutical composition of the present disclosure includes isotonic saline.

Pharmaceutically acceptable carriers, excipients or diluents for therapeutic use are well known in the pharmaceutical art, and are described, for example, in Remington's Pharmaceutical Sciences, Mack Publishing Co. (A. R Gennaro edit. 1985).

Pharmaceutical carriers, excipients or diluents can be selected with regard to the intended route of administration and standard pharmaceutical practice.

Routes of administration of pharmaceutical compositions

In one embodiment, the ready-to-use pharmaceutical compositions described herein may be administered intravenously, intraarterially, subcutaneously, intradermally, dermally, intranodally, intramuscularly or intratumorally. In certain embodiments, the pharmaceutical composition is formulated for local administration or systemic administration. Systemic administration may include enteral administration, which involves absorption through the gastrointestinal tract, or parenteral administration. As used herein, "parenteral administration" refers to the administration in any manner other than through the gastrointestinal tract, such as by intravenous injection. In a preferred embodiment, the pharmaceutical compositions, in particular the ready-to-use pharmaceutical compositions, are formulated for systemic administration. In another preferred embodiment, the systemic administration is by intravenous administration.

Use of pharmaceutical compositions rnRNA particles described herein may be used in the therapeutic or prophylactic treatment of various diseases, in particular diseases in which provision of a peptide or protein to a subject results in a therapeutic or prophylactic effect. For example, provision of an antigen or epitope which is derived from a virus may be useful in the treatment of a viral disease caused by said virus. Provision of a tumor antigen or epitope may be useful in the treatment of a cancer disease wherein cancer cells express said tumor antigen. Provision of a functional protein or enzyme may be useful in the treatment of genetic disorder characterized by a dysfunctional protein, for example in lysosomal storage diseases (e.g. Mucopolysaccharidoses) or factor deficiencies. Provision of a cytokine or a cytokine-fusion may be useful to modulate tumor microenvironment.

The term "disease" (also referred to as "disorder" herein) refers to an abnormal condition that affects the body of an individual. A disease is often construed as a medical condition associated with specific symptoms and signs. A disease may be caused by factors originally from an external source, such as infectious disease, or it may be caused by internal dysfunctions, such as autoimmune diseases. In humans, "disease" is often used more broadly to refer to any condition that causes pain, dysfunction, distress, social problems, or death to the individual afflicted, or similar problems for those in contact with the individual. In this broader sense, it sometimes includes injuries, disabilities, disorders, syndromes, infections, isolated symptoms, deviant behaviors, and atypical variations of structure and function, while in other contexts and for other purposes these may be considered distinguishable categories. Diseases usually affect individuals not only physically, but also emotionally, as contracting and living with many diseases can alter one's perspective on life, and one's personality.

In the present context, the term "treatment", "treating" or "therapeutic intervention" relates to the management and care of a subject for the purpose of combating a condition such as a disease or disorder. The term is intended to include the full spectrum of treatments for a given condition from which the subject is suffering, such as administration of the therapeutically effective compound to alleviate the symptoms or complications, to delay the progression of the disease, disorder or condition, to alleviate or relief the symptoms and complications, and/or to cure or eliminate the disease, disorder or condition as well as to prevent the condition, wherein prevention is to be understood as the management and care of an individual for the purpose of combating the disease, condition or disorder and includes the administration of the active compounds to prevent the onset of the symptoms or complications.

The term "therapeutic treatment" relates to any treatment which improves the health status and/or prolongs (increases) the lifespan of an individual. Said treatment may eliminate the disease in an individual, arrest or slow the development of a disease in an individual, inhibit or slow the development of a disease in an individual, decrease the frequency or severity of symptoms in an individual, and/or decrease the recurrence in an individual who currently has or who previously has had a disease.

The terms "prophylactic treatment" or "preventive treatment" relate to any treatment that is intended to prevent a disease from occurring in an individual. The terms "prophylactic treatment" or "preventive treatment" are used herein interchangeably.

The terms "individual" and "subject" are used herein interchangeably. They refer to a human or another mammal (e.g., mouse, rat, rabbit, dog, cat, cattle, swine, sheep, horse or primate), or any other nonmammal-animal , including birds (chicken), fish or any other animal species that can be afflicted with or is susceptible to a disease or disorder (e.g., cancer, infectious diseases) but may or may not have the disease or disorder, or may have a need for prophylactic intervention such as vaccination, or may have a need for interventions such as by protein replacement. In many embodiments, the individual is a human being. Unless otherwise stated, the terms "individual" and "subject" do not denote a particular age, and thus encompass adults, elderlies, children, and newborns. In embodiments of the present disclosure, the "individual" or "subject" is a "patient". The term "patient" means an individual or subject for treatment, in particular a diseased individual or subject.

In one embodiment of the disclosure, the aim is to provide protection against an infectious disease by vaccination.

In one embodiment of the disclosure, the aim is to provide secreted therapeutic proteins, such as antibodies, bispecific antibodies, cytokines, cytokine fusion proteins, enzymes, to a subject, in particular a subject in need thereof.

In one embodiment of the disclosure, the aim is to provide a protein replacement therapy, such as production of erythropoietin, Factor VII, Von Willebrand factor, P-galactosidase, Alpha-N- acetylglucosaminidase, to a subject, in particular a subject in need thereof.

In one embodiment of the disclosure, the aim is to modulate/reprogram immune cells in the blood.

A person skilled in the art will know that one of the principles of immunotherapy and vaccination is based on the fact that an immunoprotective reaction to a disease is produced by immunizing a subject with an antigen or an epitope, which is immunologically relevant with respect to the disease to be treated. Accordingly, pharmaceutical compositions described herein are applicable for inducing or enhancing an immune response. Pharmaceutical compositions described herein are thus useful in a prophylactic and/or therapeutic treatment of a disease involving an antigen or epitope.

The terms "immunization" or "vaccination" describe the process of administering an antigen to an individual with the purpose of inducing an immune response, for example, for therapeutic or prophylactic reasons.

Citation of documents and studies referenced herein is not intended as an admission that any of the foregoing is pertinent prior art. All statements as to the contents of these documents are based on the information available to the applicants and do not constitute any admission as to the correctness of the contents of these documents.

The description (including the following examples) is presented to enable a person of ordinary skill in the art to make and use the various embodiments. Descriptions of specific devices, techniques, and applications are provided only as examples. Various modifications to the examples described herein will be readily apparent to those of ordinary skill in the art, and the general principles defined herein may be applied to other examples and applications without departing from the spirit and scope of the various embodiments. Thus, the various embodiments are not intended to be limited to the examples described herein and shown, but are to be accorded the scope consistent with the claims.

Examples

Methods

Manufacturing of the RNA lipid nanoparticles

Manufacturing protocols are described here with taking DODMA as an example for the cationically ionizable lipid, by using the so-called Cl 2 formulation as an example. The same protocols apply as well for other cationically ionizable lipids. Accordingly, also other formulations with ratios between cationically ionizable lipid and RNA (N/P ratio), e.g., higher or lower N/P ratios, including those with negative charge excess, can be manufactured and stabilized as described. In addition, other lipid ratios (phospholipid, cholesterol, polymer conjugated lipid), as well as other types of polymer conjugated lipids (e.g., polysarcosine lipids) can be used. Protocols also apply for products without any polymer conjugated lipid.

RNA lipid nanoparticles were prepared by an aqueous-ethanol mixing protocol. Briefly, RNA in aqueous buffer conditions of HEPES 10 mM, EDTA 0.1 mM, pH 7.0 is mixed with ethanolic C12 lipid mix comprising of DODMA, DOPE, cholesterol and Ci6-PEG ₂ ooo-ceramide in molar ratio of 40: 10:48:2, respectively in the volume ratio of 3 parts of RNA and 1 part of lipid mix. The mixing is achieved using standard syringe pump based set-up with a total flow of 250 ml/ml (187.5 ml/min for aqueous component and 62.5 ml/min for ethanolic component) using Y mixing element. The lipid nanoparticle raw colloid is further diluted in 1 :1 volume ratio with HEPES buffer 20 mM, pH 6.0 and further subjected to tangential flow filtration against HEPES buffer 20 mM, pH 6.0 for buffer exchange and removal of ethanol. After completion of the diafiltration, the formulation is upconcentrated by factor of 2. Subsequently, the buffer exchanged lipid nanoparticle is diluted with HEPES buffer 20 mM, pH 6.0 supplemented or other buffer of choice with 40% w/v sucrose so that final RNA concentration in lipid nanoparticle formulations is 0.2 mg/ml and the sucrose content is 10% w/v. In the benchmark settings, the RNA-lipid nanoparticles are prepared at an N/P ratio of 4: 1

Manufacturing of the RNA lipoplexes

RNA lipoplexes were prepared by an aqueous-aqueous protocol. Briefly, RNA in aqueous buffer conditions of HEPES 10 mM, EDTA 0.1 mM, pH 7.0 is mixed with C12 liposomes composed of DODMA, DOPE, cholesterol and Ci6-PEG ₂ ooo-ceramide in molar ratio of 40:10:48:2, respectively in aqueous solution of 5 mM acetic acid in the volume ratio of 1 :1 . The mixing is achieved using standard syringe pump based set-up with a total flow of 250 ml/ml (125 ml/min for each phase) using Y mixing element. The RNA-lipoplex stock is then diluted with respective buffer of choice supplemented with 50% w/v sucrose so that final RNA concentration in the lipoplexes is 0.1 mg/ml and the sucrose content is 10% w/v. In the benchmark settings, the RNA-lipid nanoparticles are prepared at an N/P ratio of 4: 1 Characterization of the RNA formulations

Particle size analysis was determined by dynamic light scattering using a DynaPro Plate Reader II (Wyatt, Dembach, Germany). From the measurements, size (Z _average ) and polydispersity indices (PDI) were calculated from the cumulant analysis using Dynamics 7.8.1.3 software. The integrity of the RNA was further analysed using capillary gel electrophoresis.

Freeze-thaw studies

The freeze-thaw studies were conducted by cycling the formulations from -20°C (overnight) to +25°C (2 h) for three to five times. The particles size and polydispersity index of the formulations was measured for freeze-thaw samples and results were compared to frozen control samples.

Long term stability studies

Long term stability studies were conducted by storing formulations at -20°C over a long period of time with period assessment of the physicochemical properties, for example: 1 month, 3 months, 6 months, 12 months, 18 months and so on. At each time point, the formulation is thawed to +25°C for 2 h and assessed for physicochemical properties such as particles size and polydispersity index.

Freeze-drying of the formulations

The freeze-drying was performed using Epsilon 2-4 LSC lyophilizer (Martin Christ Gefriertrocknungsanlagen GmbH) which had one shelf with the area of 0.108 m ² and ice condenser capacity of 4 kg. Briefly, 2R vials were filled with 1 ml of formulation and loaded on the shelf of the freeze-dryer using a metallic tray. The shelf is cooled from 20°C to -40°C at 1 °C/min and held for 1 hour. For primary drying the shelf temperature is increased to -20°C at 1 °C/min and the pressure is decreased to 60 mTorr (8 Pa) and held for 15 hours. For secondary drying the shelf temperature is increased to 40°C at 0.1 °C/min and kept for 10 h at 10 mTorr (1.3 Pa). After the end of secondary drying samples are unloaded at 20°C, the chamber is filled with air and the vials are quickly sealed manually to avoid the water condensation. Samples intended for storage stability experiments were sealed promptly with aluminium caps. For the analysis samples were reconstituted with the 1 ml water.

Example 1

All LNPs were manufactured with the same process as a single batch. The batch was dialyzed against water in order to remove all molecularly dissolved moieties from the bulk phase, such as ions and ethanol. Subsequently fraction of the batch were diluted with the buffer/sucrose mixtures as indicated, resulting in a buffer concentration of 20 mM, pH 6.0, 10% sucrose concentration and the RNA concentration of 0.2 mg/mL. Only in case of TRIS, the concentration was 10 mM, the pH was 7.3 and the sucrose concentration was 9%. Figure 1 shows the results from freezing of lipid nanoparticles (LNPs) at -20°C and storage for different freeze-thaw cycles. As can be seen, for certain buffers an increase of particle size occurred, where the amount of size increase was different for the different buffer systems. While for HEPES, the particle size virtually remained unchanged, it increased substantially in the presence of all other buffers.

Example 2

The lipoplexes were manufactured using aqueous-aqueous protocol: aqueous solution of RNA was mixed with aqueous dispersion of C 12 liposomes in 5 mM acetic acid at a N/P ratio of 4: 1 . Subsequently, the bulk lipoplexes were further diluted with different buffer/sucrose mixture such that final RNA concentration, in lipoplexes is 0,1 mg/ml and sucrose content in the final matrix is 10% w/v. All the buffers were at 20 mM strength. The HEPES and histidine buffer were at pH 6,0 while Tris was at pH 7.3.

Figure 2A reveals the freeze-thaw data of the RNA lipoplexes for the three cycles. As evident from the figures, except for HEPES/Suc buffer significant increase in the particle size was noted as a function of the freeze-thaw cycle suggesting the stabilizing potential of the HEPES/Suc matrix. All other physicochemical properties such as RNA encapsulation, RNA integrity and RNA content were monitored as well. Figure 2B further corroborates the findings of the freeze-thaw studies wherein over the long period of approx. 8 months the colloidal properties remained unchanged in case of HEPES/Suc matrix as compared to that of other buffer matrices.

Example 3

The lipoplexes were manufactured using aqueous-aqueous protocol: aqueous solution of RNA was mixed with aqueous dispersion of C 12 liposomes in 5 mM acetic acid at a N/P ratio of 4: 1. Subsequently, the bulk lipoplexes were further diluted with different buffer/sucrose mixture supplemented with Poloxamer 188® such that final RNA concentration in lipoplexes is 0.1 mg/ml, sucrose content in the final matrix is 10% w/v and Poloxamer 188® is 0.1 % w/v. All the buffers were at 20 mM strength. The HEPES and Histidine buffer were at pH 6.0 while tris was at pH 7.3.

Figure 3A reveals the freeze-thaw data of the RNA lipoplexes for three cycles. As evident from the figure , the inclusion of the Poloxamer 188® into the storage matrix dramatically increases the colloidal stability in case of Histidine/Suc and Tris/Suc matrix as compared to the individual matrices alone (Figure 2A). The highest stabilizing effect was noted in case of Tris/Suc wherein increase of -90 nm to -240 nm was noted in absence of Poloxamer 188®. In case of the HEPES/Suc, the effect of Poloxamer 188® was not evident considering the fact that the matrix per se has enormous stabilizing effects. Of note, the inclusion of Poloxamer 188® did not have detrimental effects on the stabilizing effects of HEPES/Suc. All other physicochemical properties such as RNA encapsulation, RNA integrity and RNA content were monitored as well. Figure 3B further corroborates the findings of the freeze-thaw studies wherein over the long period of approx. 8 months the colloidal properties remained quite controlled in case of matrices that do not have extraordinary stabilizing effects such as Histidine/Suc and Tris/Suc with inclusion of Poloxamer 188®.

Example 4

The lipid nanoparticles were prepared with aqueous-ethanol mixing protocol: aqueous solution of RNA was mixed with ethanol solution of lipid mix comprising of various cationically ionizable lipids as stated (DODMA, MC3-DMA, DPL-14) at a volume ratio of 3:1, with total flow rate of 12 ml/min using Nanoassemblr device (Precision Nanosystems). The RNA phase buffer was composed of HEPES 10 mM, EDTA 0.1 mM, pH 7.0 whereas the ethanol phase was supplemented with 20 mM acetic acid. The molar ratio of cationically ionizable lipid: DOPE: cholesterol: Cis-PEGzooo-ceramide was 40:10:48:2, respectively. The lipid nanoparticle raw colloid was then dialyzed against HEPES buffer 20 mM, pH 6.0 and further diluted with HEPES/Suc mixture such that final cone, of RNA in lipid nanoparticles is 0.2 mg/rnl and that of sucrose is 10% w/v.

Figure 4A reveals the particle size date for RNA lipid nanoparticles before and after three cycles of freeze thaw at -20°C. As evident from the figure, the stabilizing effects of HEPES/Suc matrix are also applicable over broad range of ionizable lipids. Figure 4B further reveals the long term stability of these lipid nanoparticles which further corroborates the findings in freeze-thaw studies. All other physicochemical properties such as pH, osmolality, subvisible particles, RNA content, RNA encapsulation and RNA integrity were also monitored.

Example 5

The lipid nanoparticles were prepared with aqueous-ethanol mixing protocol: aqueous solution of RNA was mixed with ethanol solution of C12 lipid mix as stated at a volume ratio of 3:1, with total flow rate of 12 ml/min using Nanoassemblr device (Precision Nanosystems) to achieve different N/P ratio as stated. The RNA phase buffer was composed of HEPES 10 mM, EDTA 0.1 mM, pH 7.0 whereas the ethanol phase was supplemented with 20 mM acetic acid. The molar ratio of cationically ionizable lipid: DOPE: cholesterol: Cia-PEGjooo-ceramide was 40:10:48:2, respectively. The lipid nanoparticle raw colloid was then dialyzed against HEPES buffer 20 mM, pH 6.0 and further diluted with HEPES/Suc mixture such that final RNA concentration in lipid nanoparticles is 0.2 mg/ml and that of sucrose is 10% w/v.

Figure 5A reveals the particle size date for RNA lipid nanoparticles before and after three cycles of freeze thaw at -20°C. As evident from the figure, the stabilizing effects of HEPES/Suc matrix are also applicable over broad range of N/P ratios. Figure 4B further reveals the long term stability of these lipid nanoparticles which further corroborates the findings in freeze-thaw studies. All other physicochemical properties such as pH, osmolality, sub-visible particles, RNA content, RNA encapsulation and RNA integrity were also monitored.

Example 6

The lipid nanoparticles were prepared with aqueous-ethanol mixing protocol: aqueous solution of RNA was mixed with ethanol solution of C12 lipid mix as stated at a volume ratio of 3: 1 , with total flow rate of 12 ml/min using Nanoassemblr device (Precision Nanosystems) to achieve N/P ratio of 4: 1 . The RNA phase buffer was composed of HEPES 10 mM, EDTA 0.1 mM, pH 7.0 whereas the ethanol phase was supplemented with varying acidifiers as stated at a concentration of 20 mM. The molar ratio of cationically ionizable lipid: DOPE: cholesterol: Ci6-PEG2ooo-ceramide was 40:10:48:2, respectively. The lipid nanoparticle raw colloid was then dialyzed against HEPES buffer 20 mM, pH 6.0 and further diluted with HEPES/Suc mixture such that final RNA concentration in lipid nanoparticles is 0.2 mg/ml and that of sucrose is 10% w/v.

Figure 6A reveals the particle size date for RNA lipid nanoparticles before and after three cycles of freeze thaw at -20°C. As evident from the figure, the stabilizing effects of HEPES/Suc matrix are also applicable over broad range of acidifiers in lipid phase which is essential for particle formation. Figure 6B further reveals the long term stability of these lipid nanoparticles wherein it can be noted that acetic acid is preferred acidifier for higher stabilizing effects as compared to that of citric acid. All other physicochemical properties such as pH, osmolality, sub-visible particles, RNA content, RNA encapsulation and RNA integrity were also monitored.

Example 7

The lipid nanoparticles were prepared with aqueous-ethanol mixing protocol: aqueous solution of RNA was mixed with ethanol solution of C12 lipid mix as stated at a volume ratio of 3:1, with total flow rate of 12 ml/min using Nanoassemblr device (Precision Nanosystems) to achieve N/P ratio of 4: 1 . The RNA phase buffer was composed of HEPES 10 mM, EDTA 0.1 mM, pH 7.0 whereas the ethanol phase was supplemented with 20 mM acetic acid. The molar ratio of ionizable lipid: DOPE: cholesterol: Cu- PEGzooo-ceramide was 40:10:48:2, respectively. The lipid nanoparticle raw colloid was then dialyzed against HEPES buffer 20 mM, at varying pH as stated and further diluted with respective buffer supplemented with Sue such that final cone, of RNA in lipid nanoparticles is 0.2 mg/ml and that of sucrose is 10% w/v.

Figure 7 revels the particle size of the RNA lipid nanoparticles at -20°C over a period of time. As evident from the figure, the stabilizing effect of HEPES/Suc matrix was most efficient at pH 6.0 as compared to that of pH 7.0. All other physicochemical properties such as pH, osmolality, sub- visible particles, RNA content, RNA encapsulation and RNA integrity were also monitored.

Example 8

All LNPs were manufactured with the same process as a single batch. The batch was dialyzed against water in order to remove all molecularly dissolved moieties from the bulk phase, such as ions and ethanol. Subsequently fraction of the batch were diluted with the HEPES/sucrose mixtures with varying amount of EDTA content as stated, resulting in a buffer concentration of 20 mM, pH 6.0, 10% sucrose concentration and the RNA concentration of 0.2 mg/mL.

Figure 8 reveals the particle size of RNA lipid nanoparticles at -20°C over a period of time. As evident from the figure, the highest stabilization effect of HEPES/Suc matrix is achieved in absence of EDTA; however to a certain extent chelators can be included in the matrix.

Example 9

Figure 9 reveals the freeze-drying cycle applied for the stabilization of the lipid nanoparticles in dehydrated state. Briefly, 2R vials were filled with 1 ml of formulation and loaded on the shelf of the freeze-dryer using a metallic tray. The shelf is cooled from 20 to -40°C at 1 °C/min and held for 1 hour. For primary drying the shelf temperature is increased to -20°C at 1 °C/min and the pressure is decreased to 60 mTorr (8 Pa) and held for 15 hours. For secondary drying the shelf temperature is increased to 40°C at 0.1 °C/min and kept for 10 h at 10 mTorr (1.3 Pa). After the end of secondary drying samples are unloaded at 20°C, the chamber is filled with air and the vials are quickly sealed manually to avoid the water condensation. Samples intended for storage stability experiments were sealed promptly with aluminum caps. For the analysis samples were reconstituted with the 1 ml water.

Example 10

All LNPs were manufactured with the same process as a single batch. The batch was dialyzed against water in order to remove all molecularly dissolved moieties from the bulk phase, such as ions and ethanol. Subsequently the batch was diluted with the HEPES/sucrose mixture resulting in a buffer concentration of 20 mM, pH 6.0, 10% sucrose concentration and the RNA concentration of 0.2 mg/mL.

Figure 10A reveals the long term colloidal stability of freeze-dried RNA lipid nanoparticles as a function of particle size at refrigerated conditions of 4°C. As evident from the figure, freeze drying in presence of HEPES/Suc matrix can stabilize the colloidal properties of RNA lipid nanoparticles over long period of time. Figures 10B and 10C further reveal the stability at higher temperatures of 25 °C and 40°C, respectively. Other physicochemical parameters of the freeze-dried formulation were also monitored. *The particle size depicted at TO corresponds to that of before freeze drying. Example 11

All LNPs were manufactured with the same process as a single batch. The batch was dialyzed against water in order to remove all molecularly dissolved moieties from the bulk phase, such as ions and ethanol. Subsequently fraction of the batch were diluted with the buffer/sucrose mixtures as indicated, resulting in a buffer concentration of 20 mM, pH 6.0, 10% sucrose concentration and the RNA concentration of 0.2 mg/mL. Only in case of TRIS, the final pH was set at 7.0 and resulting cone, of buffer was 10 mM.

Figure 1 1 reveals the effect of freeze-drying on the colloidal properties of the RNA lipid nanoparticles as a function of storage matrix. As evident from the figure the stabilizing effects of HEPES/Suc matrix in the dehydrated form for lipid nanoparticles is higher as compared to that of histidine/Suc and TRIS/Suc matrices.

Additional experimentation revealed that there is no effect of type of bulking agents used for example sucrose or trehalose. Further experiments revealed that the concentration of sucrose and/or buffer within the matrix also does not have a significant effect on the stabilizing effect of HEPES/Suc.

The effect of ions on the freeze drying process of lipid nanoparticles was also evaluated and it was found that sodium chloride at the concentration of 20 mM has detrimental effects on the stabilizing effects of the HEPES/Suc matrix.

On the other hand, it was found that Poloxamer 188® has no detrimental effects on stabilization effects of HEPES/suc matrix.

The process of freeze-drying was conducted at two different cone.: 0.2 mg/ml and 0.02 mg/ml and no effect of concentration was noted in presence of HEPES/Suc matrix.

Furthermore, RNA lipid nanoparticles with varying cationically ionisable lipids were also freeze-dried using HEPES/Suc as storage matrix and it was noted that both storage matrix and freeze-drying protocol could be used for wide variety of lipid nanoparticles. Similarly, the RNA lipid nanoparticles with varying N/P ratio were also freeze dried and it was found that proposed set of conditions were applicable to formulations with wide range of N/P ratio for example N/P 4-8.

Example 12

The lipoplexes were manufactured using aqueous-aqueous protocol: aqueous solution of RNA was mixed with aqueous dispersion of C12 liposomes in 5 mM acetic acid at a N/P ratio of 4:1. The RNA phase comprised of 20 mM sodium acetate buffer pH 5.4. Subsequently, the bulk lipoplexes were further diluted with varying cone, of sucrose solution such that final RNA cone, in lipoplexes is 0.1 mg/ml and sucrose content in the final matrix is as stated. Figure 12 reveals the effect of freezing on the colloidal properties of RNA lipoplexes dispersed in aqueous medium containing varying amounts of sucrose at -20°C. As evident of the figure, except for the formulation without sucrose all formulations containing sucrose maintained the colloidal properties for 1 freeze-thaw cycle at -20°C.