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Title:
TRANSFER SET FOR VIALS AND OTHER MEDICAL CONTAINERS
Document Type and Number:
WIPO Patent Application WO/2001/028489
Kind Code:
A1
Abstract:
An improved transfer set assembly for transferring fluids between a first container, such as a medicament vial and a second container, such as a syringe, which includes an integral polymeric transfer assembly having a tubular collar portion, a radial portion overlying the rim of the first container, an outer tubular portion and an inner tubular portion which is integrally joined to the outer tubular portion by a radial intermediate web portion, a piercing member telescopically received in the inner tubular portion having a piercing end to pierce the closure sealing the open end of the first container and a removable closure which seals the open ends of the outer and inner tubular portions of the transfer assembly. The tubular collar portion, which may be separate from the inner and outer tubular portions, is formed of composite polymer including a relatively soft polymer and a relatively rigid polymer, such that the free end of the collar portion may be deformed radially inwardly or crimped into the neck of the first container, yet sufficiently rigid to retain its shape following deformation and resistant to creep to maintain a seal between the transfer assembly and the first container. The proximate end of the inner tubular portion includes a sharp edge which seals against the closure of the first container. The preferred embodiment of the closure is frangibly connected to the free end of the outer tubular portion of the transfer assembly and provides a biological seal.

Inventors:
JANSEN HUBERT (FR)
THIBAULT JEAN-CLAUDE (FR)
Application Number:
PCT/US2000/027708
Publication Date:
April 26, 2001
Filing Date:
October 06, 2000
Export Citation:
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Assignee:
BECTON DICKINSON CO (US)
JANSEN HUBERT (FR)
THIBAULT JEAN CLAUDE (FR)
International Classes:
A61J1/00; B65D51/18; A61J1/03; A61J1/05; A61J1/06; A61J1/14; A61J1/20; B65D39/04; B65D41/32; B65D47/36; B65D51/00; B65D51/22; B65D83/00; (IPC1-7): A61J1/20
Domestic Patent References:
WO1999053886A11999-10-28
WO1996027533A11996-09-12
WO1997039720A11997-10-30
Foreign References:
US5415307A1995-05-16
FR2753624A11998-03-27
FR2789369A12000-08-11
Attorney, Agent or Firm:
Scott, Raymond E. (P.C. Suite 101 39400 Woodward Avenue Bloomfield Hills, MI, US)
Selting, Günther (Deichmannhaus am Dom Bahnhofsvorplatz 1 Köln, DE)
Download PDF:
Claims:
CLAIMS WHAT IS CLAIMED IS:
1. A sealed container and transfer set assembly, comprising : a first container having an open end, a rim portion surrounding said open end and a reduced diameter neck portion adjacent said rim portion; a stopper located within said first container open end; a fluid transfer set mounted on said first container open end for transferring fluid between said first container and a second container, said transfer set including a first tubular collar portion having a free end permanently deformed radially into said first container reduced diameter neck portion retaining said transfer set on said first container, a radial portion integral with said first tubular collar portion overlying said first container rim portion, a second tubular portion integral with said radial portion generally coaxially aligned with said vial open end having a free end, a third tubular portion spaced radially inwardly from and generally coaxially aligned with said second tubular portion having a first end sealingly engaging said stopper and an opposed free end, a piercing member telescopically received within said third tubular portion having a piercing end adjacent said stopper, an opposed end and a channel for transmitting fluid between said vial and the container, and a removable closure closing said free end of said second tubular portion and said opposed free end of said third tubular portion; whereby fluid may be transferred between said first container and said second container upon removal of said closure and telescopic movement of said piercing member to pierce said stopper.
2. The sealed container and transfer set assembly defined in Claim 1, wherein said third tubular portion is integrally joined to said second tubular portion.
3. The sealed container and transfer set assembly defined in Claim 2, wherein said third tubular portion is integrally joined to said second tubular portion by an integral radial web.
4. The sealed container and transfer set assembly defined in Claim 2, wherein said first, second and third tubular portions are integrally formed from a polymer which is sufficiently malleable to permit radial deformation of said free end of said first tubular portion, yet sufficiently rigid to maintain its shape following deformation and sufficiently resistant to creep to maintain the seal between said transfer set and said first container.
5. The sealed container and transfer set assembly defined in Claim 1, wherein said polymer is relatively clear and maintains its clarity under the stress of deformation.
6. The sealed container and transfer set assembly defined in Claim 2, wherein said first, second and third tubular portions are integrally formed of a composite polymer including a relatively soft malleable polymer and a relatively rigid polymer.
7. The sealed container and transfer set assembly defined in Claim 1, wherein said closure is formed of plastic and comprises a portion overlying said free end of said second tubular portion and said opposed free end of said third tubular portion and an integral tubular closure portion surrounding said free end of said second tubular portion, said integral tubular closure portion comprising first and second portions integrally connected by longitudinal integral frangible portions permitting removal of said closure by braking said longitudinally extending integral frangible portions.
8. The sealed container and transfer set assembly defined in Claim 7, wherein said closure includes a second integral tubular closure portion extending into said free end of said second tubular portion.
9. The sealed container and transfer set assembly defined in Claim 1, wherein said piercing member includes an axial passage extending through said piercing end.
10. The sealed container and transfer set assembly defined in Claim 9, wherein said piercing member axial passage includes an intermediate radial chamber having a filter wherein filtering fluid transmitted through said axial passage between said first container and said second container.
11. A transfer set assembly for transferring fluids between an open end of a first container and an open end of a second container under sterile conditions, said transfer set assembly comprising : an integral polymeric transfer assembly including an outer tubular portion having a radial end portion adapted to be connected to said first container and an opposed free end, a cylindrical tubular inner portion spaced radially inwardly from, generally coaxially aligned with and integrally joined to said outer tubular portion, said inner tubular portion having a first end portion generally coaxially aligned with said open end of said first container and adapted to sealingly engage said first container and an opposed free end; a piercing member telescopically received in said inner tubular portion of said transfer assembly having a piercing end adapted to pierce a closure sealing said open end of said first container and an opposed free end; and a removable closure overlying and sealing said opposed free ends of said inner and outer tubular portions of said transfer assembly.
12. The transfer set assembly defined in Claim 11, wherein said inner and outer tubular portions of said transfer assembly are integrally joined by an intermediate radial web portion.
13. The transfer set assembly defined in Claim 11, wherein said radial end portion of said transfer assembly outer tubular portion includes an integral tubular collar portion having a free end adapted to be deformed radially inwardly to secure said transfer assembly to said first container.
14. The transfer set assembly defined in Claim 13, wherein said integral polymeric transfer assembly is formed of a polymer which is sufficiently malleable to permit radial deformation of said free end of said integral tubular connector portion yet sufficiently rigid to retain its shape following deformation and sufficiently resistant to creep to maintain a seal between said integral polymeric transfer assembly and said first container.
15. The transfer set assembly defined in Claim 14, wherein said integral polymeric transfer assembly is formed of a composite polymer including a relatively soft malleable polymer and a relatively rigid polymer.
16. The transfer set assembly defined in Claim 11, wherein said piercing member includes an external open generally longitudinal channel providing fluid communication through said piercing member.
17. The transfer set assembly defined in Claim 11, wherein said piercing member includes a longitudinal axial channel therethrough providing fluid communication through said piercing member.
18. The transfer set assembly defined in Claim 17, wherein said longitudinal axial channel includes an intermediate radial chamber having a filter therein filtering fluid transferred through said piercing member.
19. The transfer set assembly defined in Claim 11, wherein said closure is formed of plastic comprising a portion overlying said free ends of said inner and outer tubular portions of said transfer assembly and an integral tubular closure portion surrounding said free end of said outer tubular portion, said tubular closure portion comprising first and second portions integrally connected by longitudinally extending integral frangible portions permitting removal of said closure from said outer tubular portion by braking said integral frangible portions.
20. The transfer assembly defined in Claim 19, wherein said closure includes a second integral tubular closure portion extending into said free end of said outer tubular portion of said transfer assembly.
21. The transfer assembly defined in Claim 11, wherein said outer tubular portion of said transfer assembly includes external Luer lock connectors and said piercing member has a generally spherical end portion opposite said piercing end.
Description:
TRANSFER SET FOR VIALS AND OTHER MEDICAL CONTAINERS FIELD OF THE INVENTION This invention relates to an improved transfer set for vials and other medical containers which may be attached to a conventional vial having an elastomeric stopper or other closure for transferring fluid under sterile conditions between a vial or other container and a second container such as a syringe. The collar portion of the transfer set is preferably formed of a polymer which may be permanently deformed radially to secure the transfer set to the container, yet sufficiently rigid to retain its shape following deformation and resist creep.

BACKGROUND OF THE INVENTION It is conventional to store medicament such as drugs in a sealed vial or other container for later use. Such medicaments may be in a dry or powdered form to increase the shelf life of the drugs and reduce inventory space. Such dry or powdered drugs are generally stored in a sealed vial and reconstituted in liquid form for administration to a patient by adding a diluent or solvent. Alternatively, the drug may be in liquid or even gaseous form. A conventional vial for storing medicament generally includes an open end, a radial rim portion surrounding the open end and a reduced diameter neck portion adjacent the rim portion. The vial is conventionally sealed with an elastomeric stopper or closure which generally includes a generally tubular portion or annular rib inserted into the neck of the vial and a generally planar rim portion which overlies the vial rim. The stopper is normally secured to the vial with a thin malleable metal cap, such as aluminum. The aluminum cap includes a tubular portion which surrounds the rim portions of the stopper and vial, an inwardly projecting annular rim portion which overlies the rim portion of the stopper and a distal end portion which is crimped or deformed radially into the vial neck beneath the vial rim portion. Because aluminum is malleable, the collar accommodates the

buildup of tolerances of the dimensions of the stopper and vial rim. The dimensions and tolerances of standard vials and stoppers are set by the International Standards Organization (ISO).

The radial portion of the aluminum cap which overlies the stopper rim portion may be closed, in which case the aluminum cap is removed by"peeling"the aluminum cap from the vial. A pre-slit tab located in the middle area is provided which overlies the vial rim, permitting the cap to be torn from the top and peeled from the vial prior to use. This embodiment of an aluminum cap has several disadvantages. First, the tearing of the metal cap creates sharp edges which may cut or damage sterile gloves and cut the person administering the drug, thereby exposing both the healthcare worker and the patient to disease and contamination of the drug. Second, the tearing of the aluminum cap generates metal particles which may also contaminate the drug. The dangers associated with the tearing of an aluminum cap has been solved in part by adding a"flip-off"plastic cap. In one such embodiment, the aluminum collar includes a central opening and a shallow plastic cup-shaped cap is received over the aluminum collar having a central projecting riveting portion which is received and secured in the central opening of the aluminum collar. The plastic cap is then removed by forcing the flip-off cap away from the aluminum collar, which tears an annular serrated portion surrounding the central opening and exposes an opening in the collar for receipt of a hypodermic needle or the like. This embodiment reduces but does not eliminate the possibility of tearing the sterile gloves of the healthcare worker. More importantly, however, aluminum dust is still created which may contaminate the medicament. It is also important to note that metallic dust is also created simply by forming and affixing the aluminum collar to the vial because aluminum dust is created in forming the aluminum collar, crimping of the collar and removal of the flip-off plastic cap.

Aluminum collars have also been used to secure fluid transfer sets on medicament vials. Transfer sets may be utilized, for example, to transfer fluid from a syringe to a vial, such as to reconstitute a dry or powdered drug in a vial by adding a diluent or solvent. The reconstituted drug may then be withdrawn from the vial by the syringe. The inner surface of the transfer set may be part of the drug fluid path and the

aluminum collar or ring may bring aluminum particles in the sterile room where the drug is added to the vial or into the drug fluid path contaminating the drug. There have been attempts to reduce this problem by applying a coating to the aluminum cap or collar. Finally, the prior art also includes snap-on cup-shaped plastic caps or collars having a radially inwardly projecting end portion which is snapped over the rim portion of the vial. Snap-on plastic collars, however, do not assure adequate sealing of the vial or fully accommodate the tolerances of standard vials and stoppers as required.

The prior art also discloses plastic medicament vial transfer sets. However, such plastic transfer sets are relatively expensive having several interfitting parts and are difficult to use. The need therefore remains for a transfer set for vials and other medical containers which may be utilized with conventional containers, such as medicament vials or cartridges, which assures sealing of the container and which achieves a good level of cleanliness, without particles or dust which may contaminate the medicament, the transfer set or the clean room and which does not expose the healthcare worker to sharp metal edges. The need also remains for a transfer set which may be easily secured to a vial or other medical container and which is relatively inexpensive, simple in construction and easy to use.

SUMMARY OF THE INVENTION As set forth above, the improved transfer set assembly of this invention may be utilized with conventional medicament vials and other medical containers to transfer fluids between the medical container and a second container such as a syringe. The transfer set assembly of this invention eliminates the problems associated with malleable metal or aluminum collars, but accommodates the buildup of tolerances of the rim portion of the container and the elastomeric stopper. The transfer set assembly of this invention is relatively simple in construction and may be formed of a malleable polymer which has sufficient rigidity to retain its shape following deformation and which is resistant to creep.

The preferred embodiment of the transfer set assembly of this invention is adapted for attachment to a conventional medicament vial having an open end, a rim

portion surrounding the open end and a reduced diameter neck portion adjacent the rim portion and wherein the open end of the vial is sealed with a conventional elastomeric stopper. The disclosed embodiment of the transfer set assembly of this invention is also adapted for transferring fluids between a conventional syringe and a vial and may thus be utilized to reconstitute dry or powdered drugs stored in the vial by adding diluent or solvent to the vial with the syringe. As will be understood, however, the improved fluid transfer set of this invention may also be used to transfer fluids between other types of containers, particularly medicament containers, and is therefore not limited in its use or application.

The transfer set assembly of this invention includes an integral preferably polymeric transfer assembly including an outer tubular portion preferably having a radial end portion adapted to be connected to the vial or other container and an opposed free end, a cylindrical inner tubular portion spaced radially inwardly from, generally coaxially aligned with and preferably integrally joined to the outer tubular portion having a first end portion which is attached to the container in generally coaxial alignment with the open end of the container and adapted to sealingly engage the container having a free end. The assembly further includes a piercing member which is telescopically received in the inner tubular portion having a piercing end adapted to pierce a closure sealing the open end of the container and an opposed free end. In the most preferred embodiment of the transfer set of this invention, the piercing member includes an axial passage including an enlarged intermediate chamber which receives a filter for filtering fluid received therethrough. In another disclosed embodiment, the piercing member includes an extemal open generally longitudinal channel providing fluid communication through the stopper or closure.

As used herein, generally longitudinal means that the passage or channel transmits the fluid longitudinally and thus may include, for example, spiral channels.

Finally, the improved transfer set assembly of this invention includes a removable closure sealing the opposed free ends of the inner and outer tubular portions of the transfer assembly sealing the container for later use. The most preferred embodiment of the closure is cup-shaped closure having frangible connectors in the

rim portion providing a good seal and permitting easy removal of the closure. The rim of the cup-shaped closure includes an upper and lower portion with the upper and lower portions interconnected by frangible portions spaced circumferentially along the interface separating the two portions and the lower portion retaining the upper portion and the lid to the transfer set until severance of the frangible portions. The frangible portions are angularly situated about the axis of the lid so they have some angular and radial strength but are easily compressible. In the disclosed embodiment, the frangible portions are pyramidal shaped and frangible so that the upper portion can be fractured or broken by either tilting or twisting the lid to remove it from the transfer set. Further, severance of the frangible portions in response to initial separation of the upper and lower portions serves to provide integral and unmistakable evidence of tampering with the medical container and the medication contained therein. Further, the upper and lower portions include a plurality of paired spacer blocks preferably alternating with frangible portions. These pairs of spacer blocks are of trapezoidal shape and taper axially toward each other. The blocks partially bridge the gap formed between the spaced axial edges of the upper and lower portions and have outer ends that touch or are axially very closely juxtaposed with each other. The closure is fitted over the top of the transfer set by simply axially pushing it until the projections deflect slightly and snap onto the transfer set. During such installation, the blocks bear axially so that no significant force is transmitted through the frangible portions and consequently prevent braking of the frangible portions during assembly.

In the preferred embodiment of the transfer set assembly which is adapted to transfer fluids between a conventional vial having an elastomeric stopper and a second container, the free end of the internal tubular portion includes a sharp edge that deforms the elastomeric stopper during assembly and provides a seal between the opening formed in the elastomeric stopper and the passage through the inner tubular portion. Further, the free end of the inner tubular portion includes an external Luer lock for threaded receipt of a syringe. The piercing member is releasably retained within the passage through the inner tubular portion by interlocking ribs, such that the piercing portion is adjacent or partially penetrates the planar portion of the elastomeric

stopper. The free end of the piercing member is preferably generally spherical, such that the syringe engages the free end of the piercing member and drives the piercing portion through the planar portion of the elastomeric stopper. As set forth above, the preferred embodiment of the piercing member includes an axial passage, preferably including a filter. When the piercing end of the piercing member is driven through the planar portion of the elastomeric stopper, communication is provided through the piercing member and the inner tubular portion of the transfer assembly. Altematively, where the piercing member includes an external generally longitudinal passage, the internal tubular portion of the transfer assembly provides fluid communication for transfer of fluids.

As described above, the transfer assembly of the transfer set of this invention is preferably formed of polymer which is sufficiently malleable to permit radial deformation, yet sufficiently rigid to maintain its shape following deformation and resistant to creep. In the preferred embodiment of the transfer set assembly of this invention, the integral polymeric transfer assembly includes a tubular collar portion which surrounds the planar portion of the elastomeric stopper and the rim of the vial or other medicament container having a free end which is deformed radially inwardly into the reduced diameter neck portion of the container to secure the transfer set to the container. The free end may include an annular resilient ring retained to the internal surface adjacent the free end which prevents rotation of the tubular collar portion on the container.

In the most preferred embodiment of the transfer set assembly of this invention, the integral transfer assembly is formed of a compost polymer including a polymer alloy or melt blend which includes a relatively tough soft malleable copolymer and a relatively rigid polymer. The composite polymer is most preferably a polymer alloy of a relatively soft, malleable copolymer and a relatively rigid polymer.

The preferred relatively rigid polymer is a polyamide or polycarbonate and the preferred relatively soft copolymer may be selected from polyesters or polyolefins.

The resultant polymer alloy or composite preferably has an elongation at yield between

5% and 10% and elongation at brake greater than 100% with a flexural modules of greater than 1900 MPa.

As set forth above, the transfer set assembly of this invention may be utilized with a conventional medical vial or other medical container having a conventional elastomeric stopper. In the preferred embodiment of the transfer set of this invention, the collar portion is integral with the coaxial tubular transfer assembly thus eliminating the requirement for malleable metal collars or caps, such as aluminum. The transfer set assembly of this invention is relatively inexpensive and simple to manufacture, particularly when compared with transfer sets having aluminum collars having protective metal coatings. The transfer set assembly of this invention assures an excellent seal of the container and can be injection molded in a clean environment or washed, if necessary. Finally, the transfer set assembly of this invention accommodates the tolerances of the vial and particularly the buildup of tolerance variations in the combination of a conventional vial and elastomeric stopper. Other advantages and meritorious features of the present invention will be more fully understood from the following description of the preferred embodiments, the appended claims and the drawings, a brief description of which follows.

BRIEF DESCRIPTION OF THE DRAWINGS Figure 1 is a side elevation of a preferred embodiment of the transfer set assembly of this invention assembled on a conventional medical vial; Figure 2 is a partial side cross-sectional view of the transfer set assembly and vial shown in Figure 1 ready for use; Figure 3 is a partial side cross-sectional view similar to Figure 2 following removal of the closure and driving of the piercing member through the planar portion of the elastomeric stopper; Figure 4 is a partial side cross-sectioned view of an alternative embodiment of the transfer set assembly of this invention assembled on a conventional vial; and Figure 5 is a partial top perspective view of the transfer set shown in Figure 4 illustrating an alternative embodiment of the closure.

DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENT Figures 1 to 3 illustrate a preferred embodiment of the transfer set assembly 20 of this invention assembled on a conventional vial 22. As set forth above, the transfer set assembly of this invention may be utilized to transfer various fluids under sterile conditions between various types of containers. However, the disclosed embodiment of the transfer set assembly 20 is particularly, but not exclusively adapted to transfer fluids between medical vials of the general type disclosed and a syringe. The disclosed embodiment of the vial includes an interior 24 which may, for example, contain dry or powdered medicaments, a cylindrical opening 26 and a radial rim portion 28 which surrounds the opening 26. The disclosed embodiment of the vial further includes a reduced diameter neck portion 30 adjacent the rim. Medicament vials of this type are generally formed of glass or a sterilizable plastic. The opening 26 of the vial is typically closed with an elastomeric stopper 32 having a generally tubular body portion 34 and a planar rim portion 36 which overlies the rim 28 of the vial. The stopper 32 is generally formed of a resilient elastomeric material such as synthetic or natural rubber.

The central portion 38 of the planar rim portion 36 may be pierced with a hypodermic needle, for example, to either withdraw fluid from the vial or add a solvent or diluent to the vial where the medicament in the vial is a dry or powdered drug. The generally tubular portion 34 of the stopper has an external diameter slightly greater than the internal diameter of the cylindrical opening 26 of the vial to provide a tight or interference fit.

The transfer set assembly 20 of this invention includes an integral, preferably polymeric transfer assembly 40, a piercing member 42 which is telescopically supported in the transfer assembly and a cap or closure 44. The integral transfer assembly 40 includes a tubular collar portion or first tubular portion 46, an integral radial portion 48, a second tubular portion or outer tubular portion 50 and a third tubular portion or inner tubular portion 52. In the disclosed embodiment, the outer tubular portion 50 is integrally connected to the inner tubular portion 52 by an intermediate radial web 54. As described more fully hereinbelow, the integral transfer assembly 40, or the tubular collar portion 46 if made as a separate item, is preferably

formed of a polymer which is sufficiently malleable to permit radial deformation or crimping, yet sufficiently rigid to maintain its shape following deformation. The collar portion 46 surrounds the planar rim portion 36 of the elastomeric stopper 32 and closely surrounds the rim 28 of the vial and the collar portion includes a free end 56 which is radially deformed or crimped around the rim 28 into the reduced diameter neck portion 30 of the vial to rigidly secure the transfer set assembly 20 to the vial. In the preferred embodiment, the radial portion 48 of the transfer assembly includes an annular barb 58 which is compressed into the planar rim portion 36 of the elastomeric stopper during assembly of the transfer set assembly on the vial providing an additional seal and a sterility barrier assuring accurate tolerances. The free end 57 of the inner tubular portion 52 preferably is relatively sharp and is driven into the planar portion 36 of the elastomeric stopper, providing the primary seal for the internal passage 60 through the inner tubular portion 52. The inner tubular portion 52 in the disclosed embodiment further includes an external Luer lock connector 61 preferably including threads 62 adjacent its free end 64 for receipt of the tubular portion of a conventional syringe or other medicament delivery system. The outer tubular portion 50 in the disclosed embodiment includes a reduced diameter portion 66 and the free end 68 has a larger diameter than the tubular portion adjacent the radial portion 48 as shown in Figures 2 and 3. The free end portion 68 also includes a plurality of spaced annular ribs 70, as shown and further discussed below.

The piercing member 42 is telescopically received in the internal passage 60 of the inner tubular portion 52 of the transfer assembly. The piercing member includes a body portion 72, a reduced diameter piercing portion 74 having a relatively sharp piercing edge 76 in this embodiment, which is adapted to pierce the central portion 38 of the elastomeric stopper. The disclosed embodiment of the piercing member includes an axially longitudinal fluid passage or channel 78 and an intermediate chamber 80 including a filter 82 for filtering fluid transferred through the passage 78.

The filter 82 preferably is disc-shaped and may be any conventional filter including porous and semipermeable polymeric filters. The piercing member 42 is releasably retained in the internal passage 60 of the inner tubular member 52 by a rib 84 on the

inner tubular portion 52 and an annular concave fillet 86 on the piercing member (see Figure 3).

The preferred embodiment of the closure or cap 44 provides a sterile seal for the transfer set, is easily removed and provides clear evidence of tampering. The preferred embodiment of the cap or closure 44 is best shown in Figures 1 and 2. The closure includes an end or lid portion 88, an inner tubular portion 90 which closely receives the free end portion 68 of the outer tubular portion 50 as shown in Figure 2 and an outer frangible tubular portion 92. The inner tubular portion 90 provides a biological barrier as does the annular barb 58 of the collar portion 46. The outer tubular frangible portion 92 comprises an upper portion 94 and a lower portion 96 interconnected by integral frangible connector portions 98 which are angularly situated about the axis of the closure. The frangible portions 98 are of pyramidal shape and frangible so that the upper portion 94 can be fractured or broken by either tilting or twisting the upper portion 94 to remove the upper portion 94 with the lid portion 88 and the inner tubular portion 90 from the transfer set. In addition, severance of the frangible portions in response to initial separation of the upper and lower portions 94 and 96 serves to provide unmistakable evidence of tampering with the medical container and the medication therein.

The upper and lower portions 94 and 96 of the closure further include a plurality of circumferentially paired or opposed spacer blocks 100 and 102, respectively, which in the disclosed embodiment are of trapezoidal shape and tapper axially toward each. The spacer blocks 100 and 102 partially bridge the gap formed between the axially spaced edges of the upper and lower portions and have ends that touch axially or are very closely juxtaposed with each other. The closure is fitted over the top of the free ends of the outer and inner tubular portions 50 and 52 by simply axially pushing the closure until the projections deflect slightly to receive the upper ribs 70 and snap in place. During such installation, the spacer blocks 100 and 102 bear axially together so that no significant force is transmitted through the frangible connectors 98 and thus prevent braking of the frangible connectors 98 during assembly. Following assembly of the closure 44 on the tubular free ends 68 of the

outer tubular portion 50 and assembly of the transfer set on the vial, the transfer set is ready for use. Because the vial and transfer set are hermetically sealed, the assembly may be stored as permitted by the medicament contained within the vial.

Figure 3 illustrates the transfer set assembly following removal of the closure and movement of the piercing member 42 to pierce the central portion 38 of the stopper and to provide communication between the interior 24 of the vial and a second container, such as a syringe (not shown). Following removal of the upper portion 94 of the closure by braking the integral frangible connector portions 98, the lower portion 96 remains entrapped between the ribs 70 as shown. In a typical application wherein diluent or solvent is added to dry or powdered medicament in the vial 22 and the reconstituted drug is removed, the tubular barrel portion of the syringe is received over the free end 64 of the inner tubular portion 52 and threaded on the threads 62. During the threading, the barrel portion of the syringe is moved against the body portion 72 of the piercing member 42, driving the sharp end 76 of the reduced diameter piercing portion 74 through the central portion 38 of the elastomeric stopper 32 as shown in Figure 3. The plunger of the syringe then drives the solvent or diluent through the axial longitudinal passage 78 of the piercing member, through the filter 82 into the interior 24 of the vial. The reconstituted drug may then be withdrawn from the vial by withdrawing the syringe plunger. As will be understood by those skilled in this art, conventional syringes (not shown) include a tubular barrel portion and a plunger which reciprocates under pressure exerted by the healthcare worker and may be withdrawn by pulling on the plunger which withdraws the fluid from the vial.

The preferred polymer selected for the integral transfer assembly 40 can best be described by its physical properties. The polymer must be sufficiently malleable to permit radial deformation or crimping, yet sufficiently rigid to retain its shape following deformation. The polymer must also be sufficiently resistant to creep to maintain the seal between the integral transfer assembly and the container following radial deformation. It has been found that a polymer having an elongation at yield between 5% and 10% and an elongation at break greater than 100%, combined with a flexural modulus of greater than 1, 900 MPa has superior performance. Where the

integral transfer assembly 40 of this invention is utilized for sealing vials containing a medicament, the polymer should also be sterilizable and, in certain applications such as the vial transfer set assembly of this invention, the polymer is preferably relatively clear and maintains its clarity under the stress of deformation or crimping. It has been found that certain polymer alloys or composite polymers including melt blends or alloys and co-polymers having polymers of different malleability and rigidity are preferred in such applications. That is, the plastic integral transfer assembly 40 of this invention is preferably formed of a polymer alloy, composite polymer or co-polymer including a relatively rigid polymer and a tough relatively soft malleable co-polymer.

The most preferred polymer is a polymer alloy or melt blend including a polyamide or polycarbonate as the rigid polymer providing the strength and resistance to creep desired for this application. The relatively soft malleable co-polymer may be selected from various polymers including polyesters and polyolefins; however, a polymer alloy including a polycarbonate or polyamide and a polyester has been found particularly suitable for this application.

As will be understood, various polymeric melt blends, alloys, composites and co-polymers are being developed on a rapidly increasing basis and therefore the plastic collar of this invention is not limited to a specific polymer, provided the polymer has the desired physical properties described above. Suitable polymers for the plastic collar of this invention include EASTARO MB polymers, which are melt blend and alloy polymers and EASTAR thermoplastic polymers, which are neat polymers sold by Eastman Chemical Company of Kingsport, Tennessee and Eastman Chemical AG of Zug, Switzerland under the trade names"DA003, DN003"and"DN004". These materials are polymer melt blends, alloys and co-polymers of polycarbonate or polyamide and polyester. As used herein, the terms melt blends and alloys refer to polymeric compositions having two or more polymers of different physical properties or characteristics, such as the EASTARO polymers of Eastman Chemical Company described above which include a polycarbonate or polyamide and a polyester. The polymer selected may also include fillers and other constituents which would be more accurately described as a composite although the base polymers may still be a

polymeric melt blend or alloy. As used herein, the term composite is used in its broadest sense to include alloys or melt blends, composites and co-polymers. As will be understood, the manufacturer or supplier of the raw material will normally blend the polymers based upon the specifications of the customer. The polymers may be co- injected to form a polymeric melt blend, alloy or composite or formed by any other suitable processes. It is anticipated, however, that other polymers having the described physical characteristics may also be utilized in the plastic collar or cap of this invention. In certain applications, it may also be desirable to coat at least the interior surface of the collar portion 46 shown in Figures 2 and 3 with a thermoplastic elastomer, or the entire collar may have a thin layer of a thermoplastic elastomer. The thermoplastic elastomer coating may be applied as a film or by co-injection with the polymer forming the integral transfer assembly 40. The transfer assembly 40 and the closure 44 may be formed by conventional injection molding processes.

Figures 4 and 5 illustrate an alternative embodiment of the transfer set assembly 120 of this invention. Because certain of the components are similar to the components of the transfer set assembly 20 shown in Figures 1 to 3, the components are numbered in the same sequence to limit duplication of description. The transfer set assembly 120 is assembled on a conventional vial 22 as described above. In this embodiment, the elastomeric stopper 132, which is also conventional, includes a generally tubular portion 134, a generally planar rim portion 136 and a reduced diameter central portion 138 which is pierced by the piercing member 142, as described below. The disclosed integral polymeric transfer assembly 140 is very similar to the transfer assembly 40 described above, including the first tubular collar portion 146, the radial portion 148 and the inner and outer tubular portions 152 and 150, respectively. The outer and inner tubular portions are integrally interconnected by a radial web 154. However, in this embodiment, the free end 156 of the outer tubular portion 150 includes a radial flange 170 to receive the closure described below. As described above, the free end 156 of the tubular collar portion 146 is deformed radially inwardly or crimped into the reduced diameter neck portion 30 of the vial. However, in this embodiment, an elastomeric O-ring 157 located in an annular concave groove

on the inside surface of the free end 156 of the collar portion which prevents relative rotation of the transfer set on the vial. Additional anti-rotation means are provided by the radial barbs 158 which are pressed into the rim portion 136 of the elastomeric stopper when the transfer set is assembled on the vial as described above.

The embodiment of the piercing member shown in Figure 4 includes a body portion 172, a reduced diameter piercing portion 174 and a piercing end 176. The piercing member is releasably retained in the internal passage 160 in the inner tubular portion 152 by an annular rib 184 on the inner surface of the inner tubular portion as described above. In this embodiment of the piercing member, the piercing member includes a V-shaped external channel 178 which extends from adjacent the piercing end 176 through a portion of the body portion 172 rather than a longitudinal channel 78 as described above. When the piercing portion 174 of the piercing member is driven through the center portion 138 of the elastomeric stopper, the V-shaped 178 provides communication through the stopper into the internal passage 160 of the inner tubular portion 152. Thus, when a conventional syringe (not shown) having a female Luer lock connector, for example, is threaded to the threads 162 and the piercing portion is driven through the central portion 138 of the elastomeric stopper, fluid communication is provided between the barrel portion of the syringe and the interior 24 of the vial through the V-shaped channel 178. The external channel 178 provides some avantages over the axial longitudinal passage 78 described above for fluid communication between the interior 24 of the vial and the interior passage 160 when the piercing portion 174 is driven through the central portion 138 of the stopper. A significant advantage is the ability to fully reaspirate any medicament present in the vial. As will be understood, the external channel 178 may be continuous and extend longitudinally as shown or extend spirally or be discontinuous. Otherwise, the piercing member 142 serves the same function as the piercing member 42 described above.

The closure 144 shown in Figures 4 and 5 is a peel-off seal which seals the internal components of the transfer set, may be easily removed and provides an indication of tampering. The disclosed embodiment of the closure includes a sealing

lid portion 186 which is circular to accommodate the shape of the annular flange portion 170 of the outer tubular portion and may be formed of paper, plastic, aluminum or foil which is adhesively bonded to the radial flange portion 170. This embodiment includes an integral tab 184 having a central portion 188 which is welded or adhesively bonded to the free end of the outer tubular portion by glue 180. Securing the central portion 188 to the transfer set prevents inadvertent removal of the seal and provides evidence of tampering. The free end 192 of the tab may be easily gripped for peeling off the seal 144 from the transfer set. The peel-off seal 144 thus provides sterile sealing of the transfer set, can easily be removed and provides evidence of tampering.

As described above in regard to transfer set 20, the transfer set 120 shown in Figures 4 and 5 is assembled on the vial 22 and elastomeric stopper 132 by compressing the radial portion 148 of the transfer assembly against the resilient stopper and then crimping or radially deforming the free end 156 of the collar portion 146 toward the reduced diameter neck portion 30 of the vial. The piercing member 142 is preassembled into the passage 160 of the inner tubular portion from the end 156 to releasably retain the piercing member in the inner tubular portion. Compression of the radial portion 148 against the resilient elastomeric stopper, deforms the stopper in a similar manner described in connection with the example of Figures 1 through 3. This assembly can be done under sterile conditions, for example, at the pharmaceutical company where the medicament is added to the interior 24 of the vial, thus assuring the integrity of the medicine. The peel-off seal 144 in Figures 4 and 5 and the closure 44 in Figures 1 to 3 provides evidence of tampering and assures sterile condition of the transfer set prior to use. The peel-off seal 144 is then removed by the healthcare worker and the transfer set 120 is utilized to transfer fluid between the vial and a second container, such as a conventional syringe as described above.

As will be understood by those skilled in the art, various modifications may be made to the embodiments of the transfer set assembly of this invention within the purview of the appended claims. For example, various closures may be utilized in addition to the closures disclosed herein. Further, the inner and outer tubular portions

of the transfer assembly may be separate from the collar portion 46 and 146 wherein, for example, the collar includes a radial portion which overlies the radial portion of the outer tubular portion 50,150. Further, depending upon the ultimate use of the transfer set, the Luer lock 61,161 may be replaced with a connector suitable for the second container.