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Title:
USE OF PVP/PVA COPOLYMERS IN INKJET RECORDING MATERIALS
Document Type and Number:
WIPO Patent Application WO/2004/009369
Kind Code:
A1
Abstract:
The use and preparation of poly(vinylpyrrolidone (PVP)-co-vinylalcohol (PVA)) as inkjet recording material, the method of making PVP/PVA copolymer comprising the steps of : hydrolyzing PVP/polyvinyl acetate (PVAc) copolymer with a mixture comprising water, at least one alcohol and at least one strong base.

Inventors:
CHEN TIENTEH
Application Number:
PCT/US2003/022436
Publication Date:
January 29, 2004
Filing Date:
July 18, 2003
Export Citation:
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Assignee:
HEWLETT PACKARD DEVELOPMENT CO (US)
International Classes:
B41M5/00; B41J2/01; B41M5/50; B41M5/52; C08F8/12; (IPC1-7): B41M5/00
Foreign References:
EP1059173A22000-12-13
EP0919395A21999-06-02
US20020022118A12002-02-21
EP1059173A22000-12-13
EP0919395A21999-06-02
US20020022118A12002-02-21
Attorney, Agent or Firm:
Haymond, Bradley W. (Intellectual Property Administration P.O. Box 272400, Mail Stop 3, Fort Collins CO, US)
Haymond, Bradley W. (3404 E. Harmony Rd. m/s 3, Ft. Collins CO, US)
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Claims:
CLAIMS
1. A method of using PVP/PVA copolymer as inkjet print media comprising the steps of : a) hydrolyzing PVP/Polyvinyl ester copolymer with a mixture comprising water, at least one alcohol and at least one strong base to make a PVP/PVA copolymer ; b) producing at least one sheet of print media from a composition comprising the hydrolyzed PVP/PVA copolymer ; c) inkjet printing the at least one sheet of print media.
2. The method of claim 1, wherein a polyvinyl ester of the PVP/polyvinyl ester copolymer is selected from the group consisting of polyvinyl acetate, polyvinyl pivalate, polyvinyl propionate, polyvinyl2ethylhexanoate and polyvinyl versatate.
3. The method of claim 2, wherein the polyvinyl ester is polyvinyl acetate.
4. The method of claim 1, wherein the mixture has at most one equivalent of the at least one strong base in relation to the polyvinyl ester amount present in the mixture.
5. The method of claim 1, wherein the PVP/Polyvinyl ester copolymer comprises from about 5 to about 30 weight percent PVP and from about 70 to about 95 weight percent Polyvinyl ester.
6. The method of claim 1, wherein the hydrolyzing step is conducted from about 50°C to about 65°C for approximately 3 hours.
7. The method of claim 1, wherein the PVP/PVA copolymer is crosslinked with a crosslinking agent selected from the group consisting of monoaldehyde, dialdehyde, trimethylol melamine, ureaformaldehyde, blocked aldehyde, polyacrolein, borates, Nlactam carboxylates, dicarboxylic acids, di isocyanates, divinyl sulphate, and inorganic compounds.
8. The method of claim 7, wherein the inorganic compounds are selected from the group consisting of germanic acids, germanates, titanium salts, titanium esters, chromates, vanadates, Group IB salts.
9. The method of claim 7, wherein the crosslinking agent is from about 0. 1 to about 5% of the PVP/PVA copolymer weight.
10. An inkjet print media comprising at least one layer of PVP/PVA copolymer.
11. The media of claim 10, wherein the at least one layer of PVP/PVA copolymer comprises from about 5 to about 30 weight percent of PVP and from about 70 to about 95 percent of PVA.
12. The media of claim 10, wherein the PVP/PVA copolymer in the at least one layer is crosslinked with a crosslinking agent selected from the group consisting of monoaldehyde, dialdehyde, trimethylol melamine, urea formaldehyde, blocked aldehyde, polyacrolein, borates, Nlactam carboxylates, dicarboxylic acids, diisocyanates, divinyl sulphate, and inorganic compounds.
13. The media of claim 12, wherein the inorganic compounds are selected from the group consisting of germanic acids, germanates, titanium salts, titanium esters, chromates, vanadates, Group IB salts.
14. The media of claim 12, wherein the crosslinking agent is from about 0.1 to about 5% of the PVP/PVA copolymer weight.
15. The media of claim 10, wherein the media is a swellable media.
16. The media of claim 15, wherein the at least one layer of PVP/PVA copolymer is combined with watersoluble polymers selected from the group consisting of gelatin, PVA, PVP, poly (ethyleneoxide), cationic PVA, acetoacetylated PVA, hydroxyethyl cellulose, and hydroxyl methyl cellulose.
17. The media of claim 10, wherein the media is a porous media.
18. The media of claim 17, wherein the at least one layer of PVP/PVA acts as a binder for inorganic pigments.
19. The media of claim 18, wherein the inorganic pigments are selected from the group consisting of silica, aluminosilicate, alumina, silicaboria and magnesium silicate.
20. The media of claim 19, wherein the ratio of PVP/PVA to inorganic pigments is from about 5 to about 30%.
Description:
USE OF PVP/PVA COPOLYMERS IN INKJET RECORDING MATERIALS

FIELD OF THE INVENTION The application relates to the use and preparation of poly (vinylpyrrolidone (PVP)-co-vinylalcohol (PVA) ) as inkjet recording material.

BACKGROUND OF THE INVENTION Ink jet printers, that is to say, printers which form an image by firing a plurality of discrete drops of ink from one or more nozzles on to the surface of a recording sheet placed adjacent the nozzles, have recently enjoyed a large increase in sales. Such ink jet printers have the advantage that they can reproduce good quality text and images, in both monochrome and full color, can produce both reflection prints and transparencies, and are relatively inexpensive to manufacture and to operate. Accordingly, ink jet printers now dominate the homelsmall office market, and are often also used to provide color capability not available from the monochrome laser printers typically employed in larger offices.

Although modern ink jet printers can print on almost any conventional paper or similar medium, and indeed are routinely used with commercial photocopying paper for printing text, the quality of images produced by such printers is greatly affected by the properties of the medium used. To produce high quality images reliably, it is necessary that the medium (ink jet recording sheet) dry rapidly since otherwise the ink is likely to smear when successive sheets are stacked in the output tray of the printer. On the other hand, the medium should not promote excessive spreading of the ink droplet, since such spreading reduces image resolution and may result in color distortion if adjacent

ink droplets intermix. The medium also should not promote"wicking", that is to say, spreading of ink by capillary action through fibrous media, such as paper.

The medium must be capable of absorbing the ink without substantial distortion of the medium, since otherwise unsightly"cockling" (formation of ripples and similar folds) may occur, and most observers find such distortions unacceptable.

Once the ink has dried, the medium should be such that contact of the image with moist surfaces (such as sweaty fingers) does not result in bleeding of ink from the image. Finally, since the surface characteristics, such as smoothness, glossiness and feel, of the image are largely determined by the same characteristics of the medium, the medium should possess characteristics appropriate to the type of image being printed. When, as is increasingly common, an ink jet printer is used to print a digital image produced by a camera or a scanner, the medium should be smooth and possess the high gloss and smooth feel of conventional silver-halide based photographic printing paper.

There are two types of ink jet medium, i. e. reflection type displays (prints) and transmission type displays (transparency). Substrate used for prints in general are coated paper or resin coated paper. Substrate used for transparency in general are plastic films, such as cellulose acetate and polyesters. To improve the affinity of the ink with the medium and to improve the image quality and the durability of the prints, water soluble polymers with or without pigments are commonly used. Polyvinyl alcohol and polyvinyl pyrrolidone are among the most common polymers used for the inkjet recording materials.

Copolymers with vinylpyrrolidone are known. Poly (vinylpyrrolidone-co- vinyl acetate), a product of copolymerization of vinylpyrrolidone and vinyl acetate was the first commercially successful class of copolymer of vinylpyrrolidone and is currently manufactured in commercial quantities by both ISP Chemical Corporation (ISP) and BASF AG (BASF). Copolymers of vinylpyrrolidone with various other monomers are also known. The best known include dimethylaminoethyl methacrylate (DMAEMA), methylvinylimidazolium chloride (Polyquaternium 16), methacrylamidopropyltrimethyl ammonium chloride (Polyquaternium 28), acrylic acid (AA), alpha-olefins, and styrene. (Kirk-

Othmer Encyclopedia of Chemical Technology, N-Vinylamide Polymers : 7.

Copolymerization, http ://www. mrw. interscience. wiley. com/kirk/articles/vinylogi. a02/sect17. html.) However, these copolymers do not have adequate image quality and usually have poor smudge and finger print resistance.

SUMMARY OF THE INVENTION The present invention relates to a method of making a polyvinyl pyrrolidone (PVP)/polyvinyl alcohol (PVA) copolymer comprising the steps of : a) hydrolyzing PVP/polyvinyl acetate (PVAc) copolymer with a mixture comprising water, at least one alcohol and at least one strong base. The present invention also relates to the PVP/PVA copolymer made by the above method.

The present invention also relates to a method of using PVP/PVA copolymer as inkjet print media comprising the steps of: a) hydrolyzing PVP/PVAc copolymer with a mixture comprising water, at least one alcohol and at least one strong base to make a PVP/PVA copolymer ; b) producing at least one sheet of print media from a composition comprising the hydrolyzed PVP/PVA copolymer ; c) inkjet printing the at least one sheet of print media.

The present invention further relates to a PVP/PVA copolymer comprising from about 1 to about 50 weight percent PVP and from about 50 to about 99 weight percent PVA.

In addition, the present invention relates to inkjet print media comprising at least one layer of a PVP/PVA copolymer.

DETAILED DESCRIPTION Some of the most common water-soluble polymers for the swellable inkjet media are gelatin, PVA, PVP, and poly (ethyleneoxide), and their mixtures.

Blending two or more of these polymers is commonly done, but compatibility

problems are frequently encountered. Incompatibility results in poor coating and image quality.

Out of all these water-soluble polymers, only gelatin and PVA are crosslinkable. Because of this lack of crosslinkability, the polymers have poor waterfastness. Specific disadvantages of PVP can include (but are not limited to): tackiness, poor lightfastness, poor smudge resistance, and poor fingerprint resistance. Specific disadvantages of PVA include (but are not limited to): poor image quality, poor drying, poor coalescence and poor ink absorption rate.

The applicant has discovered that the copolymer of PVP and PVA prepared from the hydrolysis of a PVP-co-poly (vinylester), preferably PVP-co- poly (vinylacetate), combines the advantages of both polymers but also greatly overcomes the disadvantages of either polymer. It also solves the incompatibility between these two polymers.

Unlike PVP, the poor smudge resistance and poor water fastness of PVP/PVA copolymers can be improved with crosslinking. Typical crosslinking agents include monoaldehyde (e. g. formaldehyde, acetaldehyde, benzaldehyde, etc. ), dialdehyde (glutaraldehyde, glyoxal, succinic dialdehyde), trimethylol melamine, urea-formaldehyde, blocked aldehyde (e. g. Curesan 200 by BASF), polyacrolein, boric acid and borate (such as borates, methyl borate, boron trifluoride, boric anhydride, pyroborates, peroxoborates and boranes). Other potential crosslinking agents include N-lactam carboxylates, dicarboxylic acids (maleic acid or oxalic acid), di-isocyanates, divinyl sulphate, and inorganic compounds such as germanic acids and germanates, titanium salts and esters, chromates and vanadates, cupric salts and other Group IB salts. The crosslinking agents can be added to the solution of PVP/PVA directly, but sometimes it is preferred to coat the solution of crosslinking agents on the top of PVP/PVA coating to avoid coating defects. Such crosslinking improves the smudge resistance and stackability of the coating. In addition, ink absorption rates and image quality (e. g. coalescence) are improved with the incorporation of PVP into the PVA backbone. The amount of crosslinking agents used is from 0. 1 % to 5% based on the weight of PVP/PVA copolymers.

The composition of PVP/PVA copolymer ranges from about 1 to about 50 weight percent PVP and from about 50 to about 99 weight percent PVA, preferably from about 5 to about 30 percent of PVP and from about 70 to about 95 percent of PVA. They can be used for swellable media or porous media. In swellable media, PVP/PVA copolymer can be used by itself or in combination with other water-soluble polymers such as gelatin, PVA, PVP, poly (ethyleneoxide), cationic or acetoacetylated P, VA, hydroxyethyl cellulose, hydroxyl methyl cellulose, etc. In porous media PVP/PVA can be used as binders for inorganic pigments, like silica and alumina. Non-limiting, specific examples of the inorganic pigments that can be used for the porous inkjet materials include fine particles of silica, aluminosilicate, alumina (in the alpha, theta, gamma, and/or delta-forms), silica boria and magnesium silicate. The inorganic pigment particles can be primary and/or secondary particles, such as colloidal, fumed or precipitated inorganic pigments. The particle size of the inorganic pigments should be less than 1, um. Preferred inorganic pigments used for inkjet recording materials are fumed silica and boehmite (gamma- alumina. The ratio of PVP/PVA and inorganic pigments should be from about 5 to about 30% by weight. PVP/PVA copolymers can be used in single layer coatings or multilayer coatings.

The PVP/PVA copolymer of this invention can be prepared by the hydrolysis of polyvinylpyrrolidone-co-polyvinylester (PVP/Polyvinyl ester) copolymers in the presence of strong base, alcohol and water. The polyvinylester used can be selected from the group consisting of vinyl acetate, vinyl pivalate, vinyl propionate, vinyl 2-ethylhexanoate, and vinyl versatate (VeoVa 10 by Resolution Performance Products LLC, formerly Shell Resins and Versatics). In a preferred embodiment, vinyl acetate is used. Examples of the strong base include NaOH, KOH, NH40H, etc. The maximum equivalent of base used for the hydrolysis should be equal to or less than the equivalent of the amount of vinyl ester in the PVP/Polyvinyl ester.

Examples of alcohols include methanol, ethanol, 2-propanol, 1-butanol, etc. Methanol is the favorite. PVP/Polyvinyl ester copolymer can be prepared

from the free radical polymerization of n-vinyl pyrrolidone and vinyl ester, such as vinyl acetate, in the water/alcohol mixture.

The polymerization can be initiated with a typical water soluble thermal initiators and redox initiators.

Examples of thermal initiators include persulfate such as sodium, potassium and ammonium persulfate and water soluble azo initiators.

Examples of the water-soluble azo initiators include 2,2'-Azobis [2- (5- methyl-2-imidazolin-2-yl) propane] dihydrochloride, 2,2'-Azobis [2- (2-imidazolin-2-yl) propane disulfate dehydrate, 2, 2'-Azobis [N-(2-carboxyethyl)-2-methylpropionamidine] tetrahydrate, 2,2'-Azobis [N-(2-carboxyethyl)-2-methylpropionamidine] tetrahydrate, 2,2'-Azobis {2- [1- (2-hydroxyethyl)-2-imidazolin-2- yl] propane} dihydrochloride, 2, 2'-Azobis {2-methyl-N- [1, 1-bis (hydroxymethyl)-2-hydroxyethyl] propionamide, 2,2'-Azobis [2-methyl-N- (2-hydroxyethyl) propionamide], 2,2'-Azobis [2- (2-imidazolin-2-yl) propane] dihydrochloride, 2,2'-Azobis (2-methylpropionamide) dihydrochloride, 2,2'-Azobis [2- (3, 4,5, 6-tetrahyd ropyrimidin-2-yl) propane] dihydrochloride, 2,2'-Azobis [2- (2-imidazolin-2-yl) propane], 2,2'-Azobis {2-methyl-N-[2-(1-hyd roxybuthyl)] propionamide}.

Examples of redox initiators include persulfate-bisulfite, persulfate- hydrosulfite, persulfate/Iron (II), persulfate-pyrosulfite-thiosulfate with Cu (II), and sodium formaldehyde sulfoxylate with cumene hydroperoxide, tert-butyl hydroperoxide, diisopropylbezene hydroperoxide. The polymerization temperature range from ambient temperature to 60°C (redox initiators) and from 60 to 90°C (for thermal initiators).

Typical procedures for the preparation of PVP/PVA copolymers from the PVP/PVAc copolymers are demonstrated below.

EXAMPLES Example 1 Synthesis of PVP/PVA (70/30) Copolymer (P-1) PVP/PVA copolymer was obtained by hydrolyzing PVP/PVAc (E-735) (70% PVP, 30% PVAc). This was accomplished by combining PVP/VAc with NaOH (1: 1) in water/alcohol mixture. The specific amounts of the components are given below in Table 1.

Table 1 Hydrolysis of PVP/PVAc E-735 (by ISP) wt (g) Eq. (PVAc) PVP/PVAc E-735 (50% 100 0. 178 in ethanol) NaOH (30% in water) 23. 7 0. 178 Deionized water 100 The initial pH of the PVP/PVAc was 5.18 before the NaOH was added.

The initial pH was 13.6 after the NaOH was added.

The hydrolysis reaction was conducted at 50-65°C in a beaker equipped with a thermometer and pH meter.

The reaction time of the hydrolysis was approximately 3 hours. The final pH of the reaction was 8.7. The solution was then neutralized with 5% acetic acid to pH 7.0.

Example 2 Synthesis of PVP/PVA (50/50) Copolymer (P-2) PVP/PVA copolymer was obtained by hydrolyzing PVP/PVAc E-535 (50% PVP, 50% PVAc). Reaction conditions were the same as for hydrolysis of E-735 and E-335 in Examples 1 and 2 respectively. Polymer did not precipitate when 30 ml water was added. 47 grams of 30% NaOH was added over 5 minutes. pH dropped from 13.0 fairly fast to 9.5. Remaining NaOH was also added. pH stopped at 12.2. 3 M HCI was added to bring down the pH to 7.2.

The solution's color changed from light brown to pale yellowish. The solution was stirred at 65-70°C to remove ethanol. The specific amounts of the components are given below in Table 2.

Table 2 Hydrolysis of PVP/PVAc E-535 (by ISP)

wt (g) Eq. (PVAc) PVP/PVAc E-535 (50% 152 0. 44 in ethanol) NaOH (30% in water) 59 0. 44 Deionized water 30 (after all NaOH added) Example 3 Synthesis of PVP/PVA (30/70) Copolymer (P-3) PVP/PVA copolymer was obtained by hydrolyzing PVP/PVAc E-335 (30% PVP, 70% PVAc). The reaction conditions were the same as for the synthesis of P-1 and P-2. The specific amounts of the components are given below in Table 3. The solution stayed clear when 37 g of water were added to warm E-335 solution in 50% ethanol. 30 grams of 30% NaOH was added first over 5 minutes. pH dropped rapidly from 12.5 to 7.7 after one hour. 6 g more of 30% NaOH was added further. pH dropped much more slowly to 11.0.

Reaction was stopped with HCI to pH 7.0. The solution was cooled to room temperature.

Table 3 Hydrolysis of PVP/PVAc E-335 (by ISP) wt (g) Eq. (PVAc) PVP/PVAc E-335 (50% 74 0. 30 in ethanol) NaOH (30% in water) 36 0. 27 Deionized water 37 (added to warm E-335 solution)

Example 4 Polymer Purification The polymer solutions obtained from Examples 1 to 3 were dialyzed against distilled water to remove electrolytes and solvents with a cellulose membrane (MW cut-off is 12,000-14, 000) for 6 hours. The purified polymers solutions were concentrated to the desired % solid on a hot plate.

Example 5 Evidence of Polymer Conversion Polymers prepared in Examples 1-3 and purified in Example 4 were coated on clear polyethylene terephthalate (PET) film. All original (unhydrolyzed) solutions (E-735, E-535, and E-335) gave clear, transparent coatings and were either water-resistant or became hazy with a water dripping test. In contrast, the hydrolyzed (dialyzed) solutions also gave clear transparent coatings but all washed out completely with the water dripping test. This indicated that all vinyl acetate had been successfully converted to vinyl alcohol.

Example 6 Evaluation of PVP/PVA Copolymers as lnkiet Recording Materials PVP/PVA of this invention were used as ink absorption materials for inkjet printing. The detailed formulation is described in Table 6A (in parts) and Table 6B (in grams).

The formulations described in Table 6A and 6B were coated on a coated paper (200g) with a Mylar rod to give a coat weight of 5 to 7 gram/m2. The coating was dried and a diagnostic chart was printed with a HP Deskjet 970 printer. The quality of the printing was evaluated in four categories, i. e., gloss, image quality (IQ), coalescence, and smudge test. A numerical rating was given to each coating (5 being the best and 1 being the worst). The results are shown in Table 6C.

Table 6A

Ingredients 1 2 3 4 5 6 7 8 9 10 (parts) P-1 100 0 0 0 0 0 0 0 0 0 P-2 0 100 0 0 0 0 0 0 0 0 P-3 0 0 100 0 0 0 0 0 0 0 PVPNA E735a 0 0 0 100 0 0 0 0 0 0 PVPNA E535a 0 0 0 0 100 0 0 0 0 0 PVP K-30"0 0 0 0 0 100 0 30 50 0 Celvol 205c 0 0 0 0 0 0 100 70 50 0 Curesan 200"2. 5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 Boric Acid 2. 5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 2.5 B34e 10 10 10 10 10 10 10 10 10 10 PVP/VA E335 a 0 0 0 0 0 0 0 0 0 100 aPoiyvinylpyrrolidone-co-polyvinylacetate (Trade name of ISP chemical company). bPolyvinylpyrrolidone (Trade name of ISP). cPolyvinyl alcohol (Trade name of Celanese AG (Celanese)). Water soluble crosslinker for PVA (Trade name of BASF). eCationic mordant (Trade name of PPG Industries Inc.

(PPG)).

Table 6B Formulation for Inkjet Printing Materials Formulation Number Ingredients % Solid 1 2 3 4 5 6 7 8 9 10 (in grams) P-1 11.4 45.767 0. 000 0. 000 0. 000 0. 000 0. 000 0. 000 0. 000 0. 000 0. 000 P-2 9.97 0.000 52.331 0. 000 0. 000 0. 000 0. 000 0. 000 0. 000 0. 000 0. 000 P-3 9. 13 0. 000 0. 000 45. 716 0. 000 0.000 0.000 0.000 0.000 0.000 0.000 PVP/VA 25 0. 000 0. 000 0. 000 31.304 0. 000 0. 000 0. 000 0. 000 0. 000 0. 000 E735 a PVPNA 50 0. 000 0. 000 0. 000 0. 000 15.052 0. 000 0. ooo 0. ooo 0. ooo 0. ooo E535a PVP K-30 30 0.000 0.000 0. 000 0. 000 0.000 26.087 0. 000 7.828 13.343 0. 000 Celvol 205c 31.4 0.000 0.000 0.000 0.000 0.000 0.000 24. 924 17.447 12.462 0. 000 Curesan 50 0. 261 0. 261 0. 209 0. 391 0. 391 0. 391 0. 391 0. 391 0. 391 0. 391 200d Boric Acid 3 4. 348 4.348 3.478 6.522 6.522 6.522 6.522 6.522 6.522 6.522 B34 e 27. 8 1. 877 1. 877 1. 501 2. 815 2. 815 2. 815 2. 815 2. 815 2. 815 2. 815 PVPNA 50 0. 000 0. 000 0. 000 0. 000 0, 000 0. 000 0. 000 0. 000 0. 000 15. 852 E335 a Water 0. 00 7.748 1.184 9.095 18.967 34.620 24.185 25.348 24.999 24.766 34.620 % Solid 10 10 8 15 15 15 15 15 15 15 aPolyvinylpyrrolidone-co-polyvinylacetate (Trade name of ISP). bPolyvinylpyrrolidone (Trade name of ISP). polyvinyl alcohol (Trade name of Celanese). dWater soluble crosslinker for PVA (Trade name of BASF). eCationic mordant (Trade name of PPG).

Table 6C Sample Gloss Image Quality Coalescence ; Smudge Test Remarks # (IQ) 1 5 4 4 5 Invention 2 5 4 5 5 Invention 3 5 4 5 5 Invention 4 4 2 3 1 Comparison 5 2 4 3 2 Comparison 6 2 2 3 1 Comparison 7 2 1 1 5 Comparison 8 4 4 3 4 Comparison 9 5 4 3 4 Comparison 10 3 1 1 1 Comparison

The results above show that the PVP-PVA copolymers of this invention give the best results for overall gloss, IQ, coalescence, and smudge resistance in comparison to the PVP/PVAc copolymers, polyvinylalcohol (PVA), polyvinylpyrrolidone (PVP, or the blend of PVP and PVA).

Other embodiments of the invention will be apparent to those skilled in the art from a consideration of the specification or practice of the invention disclosed herein. It is intended that the specification and examples be considered as exemplary only, with the true scope and spirit of the invention being indicated by the following claims.

What is claimed is: