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Title:
PHARMACEUTICALLY ACTIVE CAROTENOIDS
Document Type and Number:
WIPO Patent Application WO/1996/040092
Kind Code:
A1
Abstract:
The carotenoids lutein and zeaxanthin are disclosed for pharmaceutical use in the treatment of advanced macular degeneration. High dosages are deployed to produce the high serum carotenoid levels needed to cause take-up by the macula.

Inventors:
HOWARD ALAN NORMAN (GB)
LANDRUM JOHN THOMAS (US)
BONE RICHARD ANDREW (US)
Application Number:
PCT/GB1996/001368
Publication Date:
December 19, 1996
Filing Date:
June 07, 1996
Export Citation:
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Assignee:
HOWARD FOUNDATION (GB)
HOWARD ALAN NORMAN (GB)
LANDRUM JOHN THOMAS (US)
BONE RICHARD ANDREW (US)
International Classes:
A23L33/00; A23L33/15; A23L33/155; A61K31/045; A61K31/047; A61K31/07; A61K31/12; A61K31/22; A61K31/23; A61K31/355; A61K31/375; A61K33/04; A61K33/24; A61K33/34; (IPC1-7): A61K31/045
Domestic Patent References:
WO1991003571A11991-03-21
WO1996019215A11996-06-27
Foreign References:
EP0672655A11995-09-20
US4048203A1977-09-13
EP0385335A21990-09-05
DE4020874A11991-01-24
US5310764A1994-05-10
US5457135A1995-10-10
Other References:
J.T.LANDRUM ET AL.: "MACULAR PIGMENT STEREOMERS IN INDIVIDUAL EYES: A COMPARISON BETWEEN NORMALS AND THOSE WITH AGE-RELATED MACULAR DEGENERATION (AMD)", INVESTIGATIVE OPHTHALMOLOGY & VISUAL SCIENCE, vol. 36, no. 4(suppl.), 15 March 1995 (1995-03-15), pages s892, XP002016871
N.N.: "Do antioxidants prevent or retard the onset of AMD?", J.AM.OSTEOPATH.ASSOC., vol. 95, no. 1, January 1995 (1995-01-01), pages 26, XP000603675
J.M.SEDDON ET AL.: "Dietary Carotenoids, Vitamins A, C, and E, and Advanced Age-Related Macular Degeneration", JAMA, vol. 272, no. 18, 9 November 1994 (1994-11-09), pages 1413 - 1420, XP000603671
D.M.SNODDERLY: "Evidence for protection against age-related macular degeneration by carotenoids and antioxidant vitamins", AM.J.CLIN.NUTR., vol. 62, no. 6 suppl., December 1995 (1995-12-01), pages 1448S - 1461S, XP000603641
W.SCHALCH: "Carotenoids in the retina - A review of their possible role in preventing or limiting damage caused by light and oxygen", EXS, vol. 62, 1992, pages 280 - 298, XP000603685
J.A.MARES-PERLMAN ET AL.: "Serum Antioxidants and Age-Related Macular Degeneration in a Population-Based Case-Control Study", ARCH.OPHTHALMOL., vol. 113, no. 12, December 1995 (1995-12-01), pages 1518 - 1523, XP000603644
N.N.: "THE EFFECT OF A DIETARY LACK OF XANTHOPHYLL ON THE EYE OF THE MONKEY", NUTR.REV., vol. 38, no. 11, November 1980 (1980-11-01), pages 384 - 386, XP000603663
E.J.N. ROUSSEAU: "CAROTENOIDS AND OTHER DIETARY ANTIOXIDANTS IN FREE RADICAL RESEARCH: PROTECTION OF HUMAN RETINA HOMOGENATE AGAINST PHOTOCHEMICAL AND METAL-INDUCED LIPID AUTOXIDATION", DIALOG(R)FILE 35: DISSERTATION ABSTRACTS ONLINE, ACCESSION NUMBER 01465553, XP002016872
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Claims:
Claims
1. The carotenoids lutein and zeaxanthin for pharmaceutical use: (i) as a composition consisting of the two carotenoids in combination one with the other; or (ii) as individual compounds (or isomeric mixtures) not so combined; or (iii) as a composition which is a pharmaceutical composition or food supplement and which comprises one or both carotenoids in admixture with one or more other constituents.
2. A carotenoid or composition as claimed in Claim 1 wherein the zeaxanthin is mesozeaxanthine.
3. A carotenoid or composition as claimed in Claim 1 or Claim 2 wherein the lutein, zeaxanthin or combination thereof is combined with another biologicallyactive constituent.
4. A carotenoid or composition as claimed in Claim 3 wherein the other biologicallyactive constituent is an antioxidant.
5. A carotenoid or composition as claimed in Claim 4 wherein said antioxidant is another carotenoid or is vitamin A, vitamin C, vitamin E, selenium, copper, zinc, manganese or ubiquinone (Co enzyme Q10).
6. A carotenoid or composition as claimed in Claim 5 wherein said other carotenoid is lycopene or alpha, beta, gamma or delta carotene. SUBSTITUTE SHEET riULE 26) .
7. A carotenoid or composition as claimed in any preceding claim which is in the form of a pharmaceutical composition including a pharmaceuticallyacceptable carrier or diluent, or which is provided as a food supplement in which the lutein and/or zeaxanthin is contained as a micronutrient.
8. A carotenoid or composition as claimed in any preceding claim and. in unit dosage form containing, for example, 10mg to 1 00mg of the carotenoid(s), preferably 20mg to 50mg (particularly about 30mg).
9. A carotenoid or composition as claimed in any preceding claim and in tablet, capsule, powder or solution suspension form.
10. A carotenoid or composition as claimed in any preceding claim and comprised of a mixture of lutein and zeaxanthin comprising 10% to 90% by weight lutein and 90% to 10% by weight zeaxanthin.
11. 1 1 . A carotenoid or composition as claimed in any preceding claim and in the form of a mixture comprising lutein and zeaxanthin in ester form together with lecithin and soya bean oil.
12. 1 2. A vegetable food for use for the treatment by prophylaxis or therapy AMD and containing lutein and/or zeaxanthin as a metabolite, the vegetable being the harvest of a plant whose cells have been transformed with DNA so that the cells synthesise the aforesaid carotenoid in quantities enhanced relative to the native plant cells.
13. 1 3. A vegetable food as claimed in Claim 1 2 wherein the plant cells have been transformed with a DNA sequence expressing an enzyme active in the plant metabolism in the synthesis of the lutein and/or the zeaxanthin or with a DNA sequence which promotes expression of the enzyme by another DNA sequence.
14. 14 A vegetable food as claimed in Claim 1 2 or Claim 1 3 wherein the plant is a cabbage, spinach, pea or tomatoe plant genetically, modified to synthesise lutein and/or zeaxanthin in quantities enhanced relative to the unmodified plant.
15. 1 5. A method of increasing deposition of yellow macular pigment in the macula of an eye of a human patient which method comprises increasing the serum levels of lutein and/or zeaxanthin of the patient to a concentration of at least 0.75 μg/ml (preferably at least 085 μg/ml or at least 0.9 μg/ml), and maintaining the lutein and/or zeaxanthin concentration of the patient at or above said concentration of 0.75 μg/ml for at least 14 days (eg 21 days) and at least until the macular concentration of the administered carotenoids has achieved equilibrium.
16. 6. A method as claimed in Claim 1 5 wherein the patients' levels of serum lutein and/or zeaxanthin are increased to at least 0.75 μg/ml by orally administering to the patient doses of lutein and/or zeaxanthin of at least 1 0mg per day.
17. 1 7. A method as claimed in Claim 1 6 wherein the daily dose of said lutein and/or zeaxanthin is from 10 to 50 mg per day.
18. 1 8. A method as claimed in Claim 1 6 or Claim 1 7 wherein the daily dose of said lutein and/or zeaxanthin is from 0.1 67 to 0.833 mg/kg body weight.
19. 1 9. A method as claimed in any one of Claims 1 6 to 1 8 wherein the daily dose of said lutein and/or zeaxanthin is about 0.5 mg/kg body weight.
20. 20 A method as claimed in any one of Claims 1 6 to 1 9 wherein the lutein and/or zeaxanthin is administered in the form of a pharmaceutical composition or food supplement.
21. 21A method as claimed in Claim 20 wherein the composition is as claimed in any one of Claims 2 to 10.
22. 22 A method as claimed in any one of Claims 1 6 to 1 9 wherein the lutein and/or zeaxanthin is administered as a food.
23. 23 A method as claimed in Claim 22 wherein the food is as claimed in any one of Claims 1 2 to 14.
24. 24 Use of lutein, zeaxanthin or mixture thereof for the manufacture of a medicament for use in the treatment by therapy of macular depreciation of yellow pigment in the macula of an eye of a human patient by a method comprising increasing the serum levels of lutein and/or zeaxanthin in the human patient to a concentration of at least 0.75 μg/ml (eg at least 1 μm/ml).
25. A pharmaceutical composition comprising lutein, zeaxanthin and a pharmaceutical carrier or diluent in combination.
26. Mesozeaxanthine and mixtures thereof with lutein for use in the treatment by prophylaxis or therapy of advanced macular degeneration.
27. Lutein, zeaxanthine or a mixture thereof in the form of a unit dosage pharmaceutical preparation or carotenoidenriched vegetable food or food product containing at least 1 0mg of lutein, zeaxanthine or mixture thereof.
28. A pharmaceutical treatment course package comprising means defining accessibly closed individual receptacles retaining respective dosage unit, of pharmaceutical composition comprising lutein and/or zeaxanthin together with a carrier, said receptacles being arranged in the package in a first group of high dosage units and a second group of lower dosage units, the first group of receptacles numbering at least 14 and having in each one or more dosage units providing a total dosage of at least 10mg/receptacle of said carotenoid(s).
29. A package as claimed in Claim 28 wherein the second group of receptacles number at least 14.
30. A package as claimed in Claim 28 or Claim 29 wherein the second group of receptacles have in each one or more dosage units providing a total dosage of not more than 7.5mg/receptacle of said carotenoids.
Description:
Pharmaceutically active carotenoids

The invention relates to the use of lutein and zeaxanthin which increase the deposition of macular pigment in the human eye. The invention is particularly but not exclusively concerned with lutein and/or zeaxanthin for use in the treatment by therapy or prophylaxis of disease of the macula and in particular age-related macular degeneration (AMD).

The macula is the anatomical region of the retina which in man is responsible for central vision. Centered on the fovea, where the visual axis meets the retina, it extends radially outwards to a distance of about 2.75 mm (Davson, 1 990). The macula is divided into the inner macula and the outer macula. The inner macula extends radially out to a distance of 1 .5 mm while the outer macula is defined by the surrounding annular ring. The central part of the macula is easily recognisable because of its yellow coloration which results from the presence of macular pigment.

Despite its small size the macula is endowed with the highest degree of visual acuity. It is therefore not surprising that considerable effort is devoted to understanding and, when possible, treating diseases which disrupt the normal functioning of the macula. One such disease is age- related macular degeneration (AMD) which occurs in about 20% of the population above the age of 65 and is the leading cause of visual impairment in the USA and UK. AMD has up to the present been an irreversible condition.

Pooled extracts of the macular pigment were found by Wald ( 1 945) to have a carotenoid-like absorption spectrum which appeared to match that of lutein. Further work in the 1 980's demonstrated that it consisted of lutein and zeaxanthin (Bon: et al 1 985).

More recent work (Bone et al 1 993) has shown that the zeaxanthin component found in the human retina is itself composed of all three of the possible stereoisomers. Figure 1 shows the stereochemical structures of the macular pigment components. The 3' hydroxy groups on lutein and meso-zeaxanthin have the same absolute configuration making interconversion possible by a movement of the 4'-5' double bond (lutein) to the 5'-6' position (meso-zeaxanthin). Of the three stereoisomers, SSZ is present only as a relatively small component. RRZ is of dietary origin whereas RSZ (or meso-zeaxanthin) is not common in the diet and has yet to be detected in human serum. It has been suggested that the presence of RSZ may be the result of isomerization of lutein to RSZ by an enzyme.

The function of the macular pigment has not been unequivocally determined. It has been proposed that one function may be to reduce the adverse effect of chromatic aberration in the ocular media thereby increasing acuity (Walls 1 967: Reading and Weale 1 974). Currently, a more generally held view is that the pigment probably acts in a protective capacity against the damaging effects of blue light (Dicthburn 1 973, Kirshfeld 1 982, Bone et al 1 984) which can induce the formation of reactive free radicals within the retina and the formation of such species may be greatly reduced in individuals having a high level of macular pigmentation. The macular pigment may also serve passively as a filter and shield sensitive tissues from harmful excessive blue light.

AMD is a disease which develops gradually over a period of many years with loss of sight being the ultimate result. The damaged tissue has an unusually high lipid content which it is has been suggested oxidises to form lipofuscin, a fluorescent product of lipid oxidation. It has been postulated that exposure of the retina to excessive blue light may increase

the rate of lipofuscin formation (Feeney-Burns et al 1 990, Gottsch et al 1 990).

To date, little is known about the factors which influence the uptake of carotenoids into the macula and there is no effective cure or prevention of AMD.

The studies of plasma carotenoids in case control studies of AMD have, been equivocal. In the Beaver Dam eye study (Mares-Perlman et al 1 995), no differences were observed in 1 67 cases and 1 67 controls in serum including lutein or zeaxanthin. In the Eye Disease Case Control Study Group ( 1 993) results of 421 cases and 61 5 controls were reported. People with serum carotenoid levels in the medium to high group had one half to one third risk of AMD. All the carotenoids measured including lutein, zeaxanthin, beta carotene, alpha carotene and cryptoxanthin were implicated. In a further publication (Seddon et al, 1 994), these authors found that the consumption of lutein and zeaxanthin (which are primarily obtained from dark green leafy vegetables) were most strongly associated with a reduced risk for AMD. However, some people with a high consumption of green vegetables still suffered from AMD.

In an abstract published in the March 1 995 issue of Investigative Ophthamology and Visual Science (36, suppl, 892) , the carotenoid analysis of 8 normal eyes and 8 eyes from patients with AMD was reported. The results suggested a positive correlation existed between lowered macular pigment and the prevalence of AMD, but recommended that caution should be exercised in this interpretation because the reduced macular pigment could be a result, rather than a cause, of the disease. When the subject-matter of the above mentioned abstract was submitted for publication to a peer-reviewed journal, the referees recommended

rejection because the number of samples analysed was too small. Further results were therefore necessary before any conclusion could be made on the possible preventative role of lutein/zeaxanthin in AMD.

It is the object of the present invention to increase macular pigment and to prevent or cure AMD by the administration of lutein and/or zeaxanthin.

It is a further object of the invention to provide a method of treatment of AMD by the use of lutein and/or zeaxanthin and further to provide a novel composition comprising these two hydroxy carotenoids in combination.

Within the above context we have now found surprisingly that by selecting a particular type of carotenoid namely lutein/zeaxanthin or an ester thereof it is possible to increase the macular pigment in the human macula which could lead to the prevention and/or treatment of AMD in those people at risk or with the disease.

Moreover the effective dose is rather surprisingly greater than that which is normally achieved by the intake of lutein/zeaxanthin in rich green vegetables. While it could be suspected that since the macula contains lutein/zeaxanthin, the administration of lutein/zeaxanthin in quantities similar to that occurring in green vegetables would raise the concentration of macular pigment, it has been found rather surprisingly that when the carotenoids are given orally in a concentrated form the amount required to be effective in the short term is considerably greater than expected.

Furthermore, it has been found that in a sufficiently large enough sample to warrant conclusions, the lutein/zeaxanthin content of the retinas of eyes from people with AMD was 30% less than people with normal eyes.

Accordingly, the present invention in one aspect provides lutein/ zeaxanthin or a mixture thereof for the use as a pharmaceutical or food supplement, particularly in the elevation of macular pigment and the prevention or management of age-related macular degeneration. For this purpose, the mixture can contain 1 0 to 90% of each carotenoid mixed with the other. Generally speaking, the active agent or agents (ie lutein and/or zeaxanthin) may be used in the total dosage regime of up to 1 00mg per day typically 10-50mg per day with an optimum dosage of 30mg per day.

The dose depends on the time of administration. When the macula is depleted of macular pigment, a high dose (circa 30mg/day) is normally used. Treatment methods according to the invention are principally directed to high dosage of the patient (ie amounts of 10mg/day or higher) and are especially concerned in preferred embodiments to achieve serum levels of the carotenoid(s) of at least 0.7 or 0.8mm/ml

During the initial period of administration, it is preferred to use a large dose of circa 30mg/day for several weeks. However, when a plateau is achieved in the concentration of macular pigment a maintenance dose of eg circa 7.5mg/day is preferable. The reason for this is that at the high dose, the skin turns yellow caused by the yellow colour of lutein/ zeaxanthin. This is an undesirable side-effect. Whilst it can be tolerated for a short time, a lower dose is preferable for maintenance since it is sufficient to maintain the level of macular pigment to a desirable level, and does not cause skin pigmentation.

A unit dosage form such as say a 750mg tablet or say an 800mg capsule to be used on a one-a-day basis may contain from 0.1 % to about 1 2.5% by weight of lutein and other ingredients may comprise:-

Beta carotene about 2 to about 20mg e.g. about 5mg Lycopene about 2 to about 20mg e.g. about 5mg

Vitamin A about 400 to about 600 RE e.g. about 500 RE Vitamin C about 75 to about 250mg e.g. about 100mg Vitamin E about 50 to 250mg e.g. about 1 00mg

Selenium about 80 to about 120mcg e.g. about 90mcg

Copper about 2 to about 4mg e.g. about 3mg

Zinc about 1 0 to about 20mg e.g. about 1 5mg

Manganese about 2 to about 5mg e.g. about 4mg Ubiquinone about 10 to about 100mg e.g. about 50mg (Coenzyme Q10) Carrier about 1 50 to about 250mg e.g. about 175 or about 200mg

Accordingly the invention consists of high dose of lutein/zeaxanthin followed by a lower dose when the macular pigment reaches a plateau. For those skilled in the art, macular pigmentation can be measured by a flicker photometer (see Example 2).

In carrying out the invention, it is preferred to administer the di-hydroxy carotenoids lutein and/or zeaxanthin or an ester thereof. The compounds of the invention are especially useful in increasing the macular pigment in the human macula and in the preventive treatment of age-related macular degeneration.

As will be seen from Figure 1 of the drawings, lutein and zeaxanthin are stereoisomers. Zeaxanthin can exist in three different forms in nature, namely zeaxanthin (the 3R, 3'R form) meso-zeaxanthin (the 3R, 3'S form) and 3S, 3'S zeaxanthin.

All forms can be utilised individually or a mixture thereof obtained from natural products or synthetically. However, lutein and mesozeaxanthin are preferred. Mesozeaxanthin is an isomer which does not occur naturally (at least in any abundance) other than in the primate eye, and is thought to be synthesized in the eye by enzymatic conversion.

in carrying out the invention, there may be used a compound as defined in its free form or in the form of an ester. Typically such esters are C, to C 18 esters e.g. ethyl esters, or esters with long chain fatty acids e.g. lauric myristic or palmitic esters or naturally occurring esters such as lutein ester from certain plants e.g. marigold.

In another aspect, the invention provides a food supplement or pharmaceutical composition, which composition comprises lutein/zeaxanthin or an ester thereof together with a food supplement or pharmaceutically accepted diluent or carrier.

Such a composition may be in bulk form, or more preferably, unit dosage form. Thus, for example, the composition may be formulated as a tablet, capsule, powder, solution or suspension.

Compositions in accordance with the invention may be prepared using the carotenoid or ester active agent in accordance with conventional food supplement or pharmaceutical practice. The diluents, excipients or carr^s which may be used are well known in the formulation art and the for osen for any particular regimen will depend on the given context and i.ie formulator's choice.

Lutein/zeaxanthin can be provided as a vegetable food, the vegetable being the harvest of a plant containing the lutein/zeaxanthin. The plant

may be native or, more preferably, may be a genetically-modified plant (GMP) in which the lutein/zeaxanthin synthesis capacity is enhanced.

Such GMPs (eg lutein-enriched tomatoes) are particularly useful because, during the initial phase of administration of lutein/zeaxanthin, there is insufficient active carotenoid present in ordinary vegetables to effect a significant increase in macular pigment in a short period. By raising the levels of lutein/zeaxanthin to levels several times normal (say 5-1 0 fold) a very effective product is achieved which can raise macular pigment levels in the same time as the administration of capsules containing 1 5-30mg lutein/zeaxanthin.

Lutein can be increased in plants (for instance tomatoes) by manipulation and cloning of genes in the carotenoid synthesis (Figure 6) according to the methods described in Bartley G E Scolnik, PA & Guiliano (1994) Ann Rev Plant Physiol Plant Mol Biol 4J_, 287-301 using either genes from plants or micro-organisms. Especially important are one or more of the trans genes which control the levels of or express the genes involved in the enzymes of the carotenoid synthetic pathway more specially:- GGPP synthase, phytoene synthase, phytoene desaturase, lycopene cyclase and alpha-carotene hydrolase.

The invention includes within its scope lutein/zeaxanthin for use as a pharmaceutical. It is thought that when administering lutein/zeaxanthin, in the above form, the patient will benefit through a synergism between the lutein/zeaxanthin and other substances in the plant.

Genetic modification of plants for the purposes of the invention may be effected by following the methods disclosed in PCT Application No WO92/1 6635 and analogous methods.

In carrying out the invention, the active carotenoid(s) may be used together with other active agents. Amongst such other agents, there may be mentioned, for example, the following, namely another carotenoid such as lycopene or alpha, beta, gamma or delta carotene, or one or more of the following antioxidants, namely vitamin A, vitamin C, vitamin E (α- tocopherol and other active tocopherols), selenium, copper, zinc, manganese and ubiquinone (coenzyme Q10)

Use of a mixture containing a tocopherol such as α-tocopherol is especially preferred since it is believed that such a mixture affords a synergistic effect.

The carotenoids are partially destroyed in the gastrointestinal tract by oxidation. By adding vitamin E and/or vitamin C, this process in inhibited and more carotenoid is absorbed. The inhibitor ,may be included as part of a composition as part of the invention or administered separately.

In addition to the above aspects, the invention includes the use of the carotenoids, lutein/zeaxanthin or an ester thereof, for increasing the pigment in the macula of the human eye or treatment for prevention of age-related macular degeneration or other macular pigment depreciation malady.

Furthermore, the invention includes a process for the manufacture of a food supplement or medicament for the above-mentioned purposes.

Still further, the invention includes a method for the increase of macular pigment in the human eye or for prevention of age-related macular

degeneration comprising of administering an effective amount of lutein/zeaxanthin or mixture thereof.

The following Examples are intended to illustrate the invention by way of example only. Reference in the Examples is made to Figures 2 to 4 of the drawings, wherein:-

Figure 2 shows for both normal and AMD eyes the average. L:Z ratio for each disc or annulus of retinal tissue plotted against the average MZ:Z ratio. The ratios of lutein to zeaxanthin and meso-zeaxanthin are consistently lower for AMD eyes as compared to normals.

Figure 3a shows the time dependent increase in the serum lutein level of Subject JTL (Example 2). Error bars represent the standard deviations in the measurements. Day "0" represents the beginning of lutein supplementation.

Figure 3b shows the time dependent increase in the serum lutein level of subject RAB (Example 2). Error bars represent the standard deviations in the measurements. Day "0" represents the beginning of lutein supplementation.

Figure 4a shows the daily macular pigment optical density measurements for subject JTL (Example 2) from 7 days prior to the start (day "0") of the lutein supplementation through day 72. Left eye - solid circles; right eye - open circles. The solid line is the linear least squares fit to the left eye data and has a slope of 1 5.3 x 10 ~3 absorbance units per week. The dashed line is a fit to the right eye data and has a slope of 1 2.5 x 10 "3 absorbance units per week.

Figure 4b shows the daily macular pigment optical density measurements for subject RAB (Example 2) from 7 days prior to the start (day "0") of the lutein supplementation through day 83. Left eye - solid circles; right eye - open circles. The solid line is the linear least squares fit to the left eye data and has a slope of 3.1 x 10 "3 absorbance units per week. The dashed line is a fit to the right eye data and has a slope of 2.3 x 1 0 "3 absorbance units per week.

Figure 4c shows daily macular pigment optical density measurements for the same subject as is the case in Figure 4b for a longer period of lutein administration which includes the period represented in Figure 4b.

Figures 5a, 5b and 5c show the daily macular pigment optical density measurements for the same subject as is the case in Figure 4a for a longer period of lutein administration which includes the period represented in Figure 4a, Figure 5a relating to the right eye of the subject, Figure 5b relating to the left eye and Figure 5c representing the L-R average.

Figure 6 depicts the carotenoid biosynthesis pathway in lutein-producing plants.

Example 1

1 .1 Analysis of carotenoids in eyes

An HPLC analysis of retinas obtained from normal and AMD individuals was conducted using a sufficiently large sample to warrant conclusions on the importance of macular lutein and zeaxanthin in the prevention of AMD. The amount and distribution of the macular carotenoids, including the stereo isomers, were determined and compared for 1 5 normal and 22

AMD eyes in order to determine if there is evidence for or against the hypothesis that macular pigment protection from light exposure plays a significant role in reducing AMD.

For each normal and AMD eye, the neural retina was cut into a central disk and 2 concentric annuli using trephines of 3, 1 1 and 21 mm. To extract the carotenoids, the tissues were ground in ethanol/water (1 : 1 ) to which 10ng lutein monomethyl ester was added as an internal standard. Separation and quantitation of zeaxanthin and lutein fractions was by reversed-phase HPLC using Phenomenex column.

Carbamate derivatives of individual stereomers of both zeaxanthin and lutein were separated on a normal-phase HPLC column using the methods of Ruttiman et al ( 1 983) and Schiedt et al (1 995), the results being plotted in Figure 2.

1.2 Results and Conclusions

As shown in the Table below, AMD eyes had on average approximately 70% of the total carotenoid found in controls, a figure that was very consistent across the retina. Seventeen (77%) of the twenty two AMD eyes had total amounts of lutein and zeaxanthin in the central 3mm of the retina which were below the mean (5.9pmole/mm 2 ) for the control group. For the two annuli, having outer diameters of 1 1 and 21 mm respectively, 1 5 (68%) of the AMD group were found to be lower in total carotenoids than the corresponding regions in the control group.

The differences observed between the control and AMD eyes in the inner annuli were found to be statistically significant (on a one sided test

p < 0.05); the difference in the medial and outer annuli were found almost significant (p < 0.1 )

The relative distributions of carotenoids throughout the retina for normal and AMD eyes were found to be essentially the same. Both groups were characterised by a decrease in the quantity of meso-zeaxanthin and a relative increase in lutein with increasing distance from the fovea. The relative amounts of lutein and meso-zeaxanthin as compared to zeaxanthin are consistently lower in the AMD retinas as compared to normal retinas.

TOTAL CAROTENOID/UNIT AREA (pmoles/mm 2 )

Donor # INNER MEDIAL OUTER

12 1.0 0.09 0.02

Control average ± sd 5.9 + 3.4 0.04±0.36 0.1410.12

Example 2 - Uptake of lutein in human adults

2.1 Serum Uptake

A trial was conducted to determine if dietary supplementation with lutein and zeaxanthin effectively can change the pigment levels in the macula.

The optical density of the macula pigment was measured for each subject using the method of flicker photometry (Bone and Sparrock 1 971 ; Bone et al 1 992). The concentration of pigment in the macula is proportioned to its optical density and the actual amount of pigment was assumed to be proportional to concentration. Thus, optical density was taken as a measure of the total amount of pigment.

Serum lutein and zeaxanthin was measured by conventional HPLC.

Two healthy adult males (of age/weight 42 year/60kg and 51 years/61 kg) ingested the equivalent of 30mg of lutein per day in the form of lutein esters (source: marigold flowers) suspended in 2ml of canola oil. This was continued over a period of 1 38 days and then the dose of lutein was discontinued. Chemical analysis has shown that the product contains approximately 97% lutein and 3% zeaxanthin. Fasting serum lutein/zeaxanthin levels of both individuals were determined by conventional HPLC on the morning of the first dose as a measure of base line. Blood samples were drawn at 2-3 hour intervals throughout the first day for both subjects and then daily for the next three days. Following the first week of supplementation, blood samples were drawn weekly. Blood was collected into a standard Vacutainer serum separator tube containing no anticoagulent. After allowing about 30 min for coagulation,

the sample was centrifuged for 10 minutes and the serum removed by pipette. Serum samples were stored at -20°C prior to analysis. Carotenoids were extracted from the serum by a minor modification of widely used methods (Guiliano et al, 1 993; Handelmann et al, 1 992). 200μl aliquots of serum were diluted with 2 mL of 50% ethanol/water to ensure precipitation of protein components. 20μl of an internal standard, monohexyl lutein ether, containing about 90 ng, was added to the solution at this point for quantification of the carotenoids by HPLC. This solution was extracted 3 times with 2mL portions of hexane by vortexing the sample for 1 min followed by centrifuging for 5 minutes and pipetting off the hexane layer. The three portions of hexane were dried under a stream of nitrogen gas and stored under nitrogen at -20°C until anaylsis was completed.

Serum extracts were dissolved in 40 μL of ethanol prior to injection. Samples were vigorously agitated on a vortex mixer for 1 min to ensure dissolution of the sample. Two replicate analyses were carried out using 20μL aliquots. Serum carotenoids were eluted at a flow rate of 1 mL/min through a 1 5 cm x 4.6 mm Adsorbosphere ODS 3 μm HS column (Alltech) coupled to a 25 cm x 4.6 mm Spherisorb ODS 5μm column (Keystone Scientific) with detection of the carotenoids at 451 nm.

Figures 3a and 3b show the increase in serum lutein concentration in the two subjects during the time course of the supplementation experiment. The concentration of lutein in both subjects increased by a factor of about 1 0 times within the first week and remained high thereafter.

2.2 Macular Uptake

The optical density of the macular pigment was measured for each subject

using the method of heterochomatic flicker photometry (Bone and Sparrock, 1 971 ; Bone et al, 1 992). The concentration of pigment in the macula is proportional to its optical density and the actual amount of pigment was assumed to be proportional to concentration. Thus optical density was taken to be a measure of the total amount of pigment.

In the flicker method, a small visual stimulus is presented to the eye which alternates in wavelength between 460 nm, the peak absorbance wavelength of the macular pigment, and 540 nm where pigment absorbance is zero (Bone et al, 1 992). Above a certain frequency, color fusion occurs but the stimulus continues to flicker. At a higher frequency, a critical condition can be reached where flicker can be eliminated only if the two wavelength components are matched in luminance. If the stimulus is viewed peripherally, so that the image falls outside the macula, neither wavelength is attenuated by the macular pigment. However, if the stimulus is viewed centrally, the intensity of the 460 nm light must be increased to compensate for absorption by the macular pigment in order to achieve a luminance match. Thus it is possible to determine the optical density of a subject's macular pigment at the peak wavelength, or indeed any other wavelength.

The validity of this technique depends on the relative spectral response of the receptors being the same in the central and peripheral locations used. The flicker, which the subject seeks to eliminate, is one of luminance and, assuming phototopic conditions, luminance is most likely due to an additive response from the long and middle wavelength sensitive cones (Guth et al, 1 980). There is evidence that these two cone types are present in equal ratios in the two locations used (Wooten and Wald, 1973). The short wavelength cones, whose native abundances differ between the two locations, are generally not assumed to contribute to

luminance (Guth et al, 1 980), though others, using flicker techniques, have sought to eliminate their participation (Pease et al, 1 987; Werner et al, 1 987; Hammond et al 1 995a). The ultimate justification for our procedure is to be found in the accurate reproduction of the macular pigment absorbance spectrum which it generates (Bone et al, 1 992).

The apparatus consisted of a two-channel Maxwellian view system based on a single light source, a 75 W xenon arc lamp. The wavelengths of the two channels were determined by 460 nm and 540 nm interference filters respectively, having half-widths of 7 and 9 nm. The channels were combined by a rotating semicircular mirror, and a circular aperture in a white screen provided a 1 .5° diameter stimulus. Cross-hairs facilitated central fixation of the stimulus. The screen was 1 8° in diameter and was illuminated with white light from the same source. The illuminance of the screen was adjusted to provide the same retinal illuminance of 4 log Td as the stimulus. This was considered to be sufficiently high to minimize problems associated with rod intrusion which could otherwise differentially affect measurements in the macula and peripheral retina (Wyszcki and Stiles, 1 982). A small red LED was located 8° above the centre of the stimulus to provide a fixation mark for peripheral viewing of the stimulus. The intensity of the 460 nm channel was adjustable by the subject through a neutral density, compensated wedge whose setting could be recorded by a push-button. The flicker frequency was also under the subject's control via a potentiometer. An adjustable dental impression bite ensured accurate and steady positioning of the subject's eye relative to the exit pupil.

The flicker frequency was set to a pre-determined value which, for central viewing by the subject, would allow flicker to be eliminated only over a very small range of wedge settings. This frequency was in the 25 to 35

Hz range. Having set the wedge to meet the no-flicker condition, the subject adapted to the viewing conditions by fixating with one eye on the stimulus cross-hairs for two minutes. The subject's other eye was occluded by an eye-patch. At the end of this period, the subject proceeded to make a series of 10 to 1 5 wedge settings, attempting to obtain the center of the no-flicker range. The wedge was randomly offset after each setting. On occasions, the subject could not eliminate flicker entirely but instead sought a condition of minimum flicker. This was followed by another series of 1 0 to 1 5 settings while fixating on the LED, the frequency having been reduced to 1 2 to 1 6 Hz in order to reduce the range of no-flicker. The whole procedure was then repeated for the subject's other eye. The optical density of the macular pigment of the subject was measured daily for a period of one week prior to the commencement of lutein supplementation, and daily thereafter.

Figures 4a and 4b show the absorbency of the macular pigment during the time course of the experiments in the two subjects. An increase in the macular pigment level of subject JTL was first observable on the 14th day of supplementation. This subject had macular pigment levels in both eyes that were experimentally determined by repeated measurements to be equal (J_2%) the initial values of 0.57 and 0.58 being determined by averaging 1 5 measurements obtained over a 17 day time period. Comparison of these values with the average of 1 5 measurements obtained over the 1 8 day period at the end of the experiment gave values of 0.67 and 0.70 for the right and left eye, respectively, showing that the increase in optical density of the macular pigment is highly significant p < 0.0005 for both the right and left eye, based on a one sided t test. After discontinuing the dose of lutein at day 1 38, optical density continued to rise until about day 1 80 and then reached a plateau.

For subject RAB, right and left eyes were found to have significantly different macular pigment density. The initial mean value for the right eye was 0.66 while that of the left eye was 0.76. This corresponded to a difference of 1 5% between the subject's left and right eyes. The increase in macular pigment determined by comparing the initial averages for each eye and the final average (0.70 right, 0.79 left) was found to be highly significant (p < 0.001 ).

After discontinuing the dose at day 1 38, the optical density continued to rise in both eyes until day 200 and then reached a plateau. After several weeks of administration of lutein, the palms of the hands of each subject turned a noticeable yellow colour. This condition is similar to that induced by beta-carotene at the same dose.

Macular pigmentation increase was shown to be a slow process, despite the high plasma lutein levels. This may be partly due to the need for lutein to diffuse into the avascular macular region of the retina.

The trial established a relationship between the increased serum levels of lutein and corresponding increases in the concentration of lutein in the macula of the human eye. Long term lutein supplement of individuals having low levels of macular pigmentation could result in a significant increase in the level of pigmentation within the macula.

Our data suggests that macular pigmentation does function to protect the retina. An increased rate of photo oxidation might accompany lower macular pigment levels in some individuals and could contribute to a more rapid build up of pathological lesions associated with AMD.

Example 3

A capsule was prepared using the following ingredients by simple admixture and routine encapsulations:-

One capsule per day/after a meal is recommended

In the above example, lutein ester can be replaced by a mixture of isomers of zeaxanthin (normal zeaxanthin, meso zeaxanthin and 3S3'S zeaxanthin).

Example 4

A capsule was prepared using the following ingredients by simple admixture and routine encapsulation:-

Ingredients per capsule Label Claim mg per Capsule

Lutein Ester 1 0mg Lutein 75

Zeaxanthin Ester 1 0mg zeaxanthin 75

Lecithin 25

Soya Bean Oil 100

The above is a mixture of 50% each carotenoid. In the above capsule, zeaxanthin could represent all its isomers (zeaxanthin, meso zeaxanthin and 3S 3's zeaxanthin).

Example 5

A capsule was prepared using the following ingredients by simple admixture and routine encapsulation:-

A suitable daily dose for treatment AMD would be two capsules daily.

Example 6

The procedure of Example 7 was repeated except that 30mg of Coenzyme Q1 0 was included in the mixture.

Example 7

A size 1 2 oval capsule of nominally 800mg weight was prepared from the following ingredients by simple admixture and routine encapsulation:-

ingredients per capsule Label Claim mg per Capsule

Vitamin A Palmitate 1 500 500 RE 1 .277 iu/gm

Carotene Oil 1 5mg BC 52.5

Lutein Ester* 7.5mg Lutein 50

* concentrated lutein esters with an E (1 %, 1 cm) of 300 to 340 at 453 nm in chloroform - corresponds to a pure lutein content of 1 2 to 1 4.4%.

One capsule per day is very suitable for long term administration and has in addition valuable antioxidant properties.

Example 8

A dry powder formula diet composition was prepared by mixing 1 50 mg of lutein ester per day with a Cambridge Diet (The Cambridge Diet is a Registered Trade Mark) product obtained from Cambridge Health Plan Ltd, Norwich, England under the product identification

Example 9

Tomato plants were genetically engineered to contain circa 1 5mg lutein per 100g using the method described in PCT Application No WO92/1 6635.

A consumption of 100-200g per day is a useful quantity of tomatoes to provide lutein for incorporation into the macula.

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